Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 663
- −32 vs. Q2 2021
- Portfolio value
- $216.5M
- +$9.28M (+4.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 32,981 | $705.0K | 0.3% | −300−0.9% | Reduced | History |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 20,722 | $708.0K | 0.3% | +9,272+81.0% | Added | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 14,733 | $776.0K | 0.4% | −388−2.6% | Reduced | – |
| WMTWalmart Inc. | Stock | 5,632 | $785.0K | 0.4% | +4,753+540.7% | Added | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 40,232 | $854.0K | 0.4% | +3,102+8.4% | Added | – |
| SGOLabrdn Gold ETF Trust | ETF | 51,120 | $861.0K | 0.4% | 00.0% | Unchanged | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 41,571 | $878.0K | 0.4% | +2,102+5.3% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 5,023 | $882.0K | 0.4% | +128+2.6% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 8,725 | $902.0K | 0.4% | +2,000+29.7% | Added | – |
| AAPLApple Inc. | Stock | 6,441 | $911.0K | 0.4% | +52+0.8% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 14,854 | $930.0K | 0.4% | +69+0.5% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 13,822 | $933.0K | 0.4% | −676−4.7% | Reduced | – |
| NVDANVIDIA Corp | Stock | 4,717 | $977.0K | 0.5% | 00.0% | UnchangedConverted for a 4-for-1 split | History |
| ADBEAdobe Inc. | Stock | 1,746 | $1.00M | 0.5% | +2+0.1% | Added | History |
| INTCIntel Corp | Stock | 19,316 | $1.03M | 0.5% | +12,997+205.7% | Added | History |
| COPConocoPhillips | Stock | 15,326 | $1.04M | 0.5% | +1,672+12.2% | Added | History |
| MSFTMicrosoft Corp | Stock | 3,751 | $1.06M | 0.5% | +18+0.5% | Added | History |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 18,705 | $1.06M | 0.5% | −793−4.1% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 4,911 | $1.07M | 0.5% | 00.0% | Unchanged | – |
| iShares Tr46432F388 | MSCI USA VALUE | 11,205 | $1.13M | 0.5% | −235−2.1% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 43,319 | $1.14M | 0.5% | +4,815+12.5% | Added | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 60,474 | $1.15M | 0.5% | −1,990−3.2% | Reduced | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 22,303 | $1.15M | 0.5% | −442−1.9% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 5,313 | $1.18M | 0.5% | 00.0% | Unchanged | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 23,556 | $1.19M | 0.5% | −22−0.1% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 28,464 | $1.55M | 0.7% | −2,736−8.8% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 31,135 | $1.56M | 0.7% | +498+1.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 104,941 | $1.58M | 0.7% | −11,213−9.7% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 9,641 | $1.58M | 0.7% | +300+3.2% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 10,890 | $1.61M | 0.7% | +10,699+5,601.6% | Added | History |
| Global X FDS37954Y657 | US PFD ETF | 62,998 | $1.62M | 0.7% | +7,855+14.2% | Added | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 16,845 | $1.75M | 0.8% | +140+0.8% | Added | – |
| AMZNAmazon Com Inc | Stock | 533 | $1.75M | 0.8% | +10+1.9% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 41,124 | $1.89M | 0.9% | +1,724+4.4% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 41,979 | $2.28M | 1.1% | −1,678−3.8% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 14,974 | $2.30M | 1.1% | +226+1.5% | Added | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 81,373 | $2.40M | 1.1% | +3,672+4.7% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 52,231 | $2.50M | 1.2% | −501−1.0% | Reduced | – |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 50,702 | $2.71M | 1.3% | +2,928+6.1% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,918 | $2.97M | 1.4% | −84−1.2% | Reduced | History |
| TAT&T Inc. | Stock | 112,848 | $3.05M | 1.4% | +463+0.4% | Added | History |
| JEFJefferies Financial Group Inc. | COM | 85,273 | $3.17M | 1.5% | +6,544+8.3% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 25,443 | $3.44M | 1.6% | +1,595+6.7% | Added | – |
| CATCaterpillar Inc | Stock | 19,573 | $3.76M | 1.7% | +102+0.5% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 13,958 | $4.05M | 1.9% | −437−3.0% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 9,550 | $4.11M | 1.9% | −7−0.1% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 225,464 | $4.63M | 2.1% | +3,217+1.4% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 16,612 | $4.70M | 2.2% | +3,826+29.9% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 40,397 | $5.83M | 2.7% | +39,694+5,646.4% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 125,170 | $7.41M | 3.4% | −8,065−6.1% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 107,162 | $7.96M | 3.7% | +4,550+4.4% | Added | – |
| CVXChevron Corp | Stock | 83,558 | $8.48M | 3.9% | +11,768+16.4% | Added | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 143,782 | $9.52M | 4.4% | +4,447+3.2% | Added | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 121,318 | $9.94M | 4.6% | +4,443+3.8% | Added | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 53,254 | $17.6M | 8.1% | +1,064+2.0% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 98,835 | $27.0M | 12.5% | +2,439+2.5% | Added | History |
| OTISOtis Worldwide Corp | Stock | 5 | – | – | +5 | New | History |
| iShares Tr464289479 | CORE LT USDB ETF | 56 | – | – | +56 | New | – |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 21,589 | – | – | +458+2.2% | Added | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 756 | – | – | −2,994−79.8% | Reduced | History |
| LUMNLumen Technologies, Inc. | COM | 8 | – | – | −1,224−99.4% | Reduced | History |
| DBX ETF Tr233051747 | XTRCK JP MRG ESG | 2,497 | – | – | +1,997+399.4% | Added | – |
| FCELFuelcell Energy Inc | COM | 1,830 | – | – | +830+83.0% | Added | History |
Sold out since Q2 2021 (72)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Fidelity Merrimack STR Tr316188200 | LTD TRM BD ETF | 11,045 | $578.0K | 0.3% | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 2,497 | $246.0K | 0.1% | – |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 9,000 | $231.0K | 0.1% | – |
| Amplify ETF Tr032108102 | ONLIN RETL ETF | 705 | $91.0K | <0.1% | – |
| NTLAIntellia Therapeutics, Inc. | COM | 500 | $81.0K | <0.1% | History |
| State Street SPDR NYSE Technology ETF78464A102 | ETF | 500 | $80.0K | <0.1% | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 1,772 | $80.0K | <0.1% | – |
| USALiberty All Star Equity Fund | SH BEN INT | 8,250 | $75.0K | <0.1% | History |
| RYTMRhythm Pharmaceuticals, Inc. | COM | 3,812 | $75.0K | <0.1% | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 670 | $72.0K | <0.1% | – |
| OCGNOcugen, Inc. | COM | 8,505 | $68.0K | <0.1% | History |
| BNGOBionano Genomics, Inc. | COM | 9,000 | $66.0K | <0.1% | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 323 | $52.0K | <0.1% | History |
| HALHalliburton Co | Stock | 2,000 | $46.0K | <0.1% | History |
| PXDPioneer Natural Resources Co | COM | 276 | $45.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 826 | $44.0K | <0.1% | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 973 | $38.0K | <0.1% | – |
| MXLMaxlinear, Inc | COM | 756 | $32.0K | <0.1% | History |
| DOCUDocuSign, Inc. | Stock | 100 | $28.0K | <0.1% | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 500 | $27.0K | <0.1% | History |
| ILMNIllumina, Inc. | COM | 56 | $26.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 100 | $24.0K | <0.1% | History |
| GRWGGrowGeneration Corp. | COM | 500 | $24.0K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 678 | $21.0K | <0.1% | – |
| NOKNokia Corp | SPONSORED ADR | 4,000 | $21.0K | <0.1% | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 605 | $21.0K | <0.1% | – |
| RDWRRadware Ltd | ORD | 662 | $20.0K | <0.1% | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 500 | $18.0K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 325 | $18.0K | <0.1% | History |
| SLESuper League Enterprise, Inc. | COM | 3,000 | $16.0K | <0.1% | History |
| ProShares Tr74347G507 | RUSSELL US DIV | 325 | $15.0K | <0.1% | – |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 1,000 | $15.0K | <0.1% | History |
| ATENA10 Networks, Inc. | Stock | 1,050 | $12.0K | <0.1% | History |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 50 | $11.0K | <0.1% | – |
| IMAXImax Corp | COM | 500 | $11.0K | <0.1% | History |
| IBIOiBio, Inc. | COM NEW | 7,135 | $11.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 100 | $11.0K | <0.1% | History |
| MPLXMPLX LP | COM UNIT REP LTD | 326 | $10.0K | <0.1% | History |
| AVAVAeroVironment Inc | COM | 100 | $10.0K | <0.1% | History |
| Vanguard Materials ETF92204A801 | ETF | 42 | $8.00K | <0.1% | – |
| VBIVVBI Vaccines Inc/BC | COM NEW | 2,450 | $8.00K | <0.1% | History |
| GTT Communications, Inc.362393100 | COM | 3,000 | $7.00K | <0.1% | – |
| IDEXIdeanomics, Inc. | COM | 2,500 | $7.00K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 111 | $6.00K | <0.1% | – |
| First Tr High Income L/S FD33738E109 | COM | 374 | $6.00K | <0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 133 | $6.00K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 80 | $5.00K | <0.1% | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 60 | $5.00K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q191 | BETA EURO ET NE | 85 | $5.00K | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 30 | $5.00K | <0.1% | History |
| TARAProtara Therapeutics, Inc. | COM STK | 500 | $5.00K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 170 | $5.00K | <0.1% | – |
| Global X FDS37950E606 | MSCI CHINA FINCL | 300 | $5.00K | <0.1% | – |
| AIXCFF EAI Robotics Ecosystem Inc. | COM | 2,500 | $5.00K | <0.1% | History |
| FLXNFlexion Therapeutics Inc | COM | 500 | $4.00K | <0.1% | History |
| LULUlululemon athletica inc. | Stock | 8 | $3.00K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 7 | $3.00K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q233 | BETA DEVE EX ETF | 55 | $3.00K | <0.1% | – |
| LBTYKLiberty Global Ltd. | SHS CL C | 114 | $3.00K | <0.1% | History |
| ORLYO Reilly Automotive Inc | Stock | 4 | $2.00K | <0.1% | History |
| ABUSArbutus Biopharma Corp | COM | 500 | $2.00K | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 150 | $2.00K | <0.1% | – |
| KEYSKeysight Technologies, Inc. | Stock | 4 | $1.00K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 11 | $1.00K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 13 | $1.00K | <0.1% | – |
| AZPNASPENTECH Corp | COM | 4 | $1.00K | <0.1% | History |
| MNSTMonster Beverage Corp | COM | 5 | $0 | 0.0% | History |
| SIGSignet Jewelers Ltd | SHS | 3 | $0 | 0.0% | History |
| LILAKLiberty Latin America Ltd. | COM CL C | 8 | $0 | 0.0% | History |
| CODXCo-Diagnostics, Inc. | COM | 35 | $0 | 0.0% | History |
| VanEck Vectors ETF Tr92189F445 | INTL HIGH YIELD | 1 | $0 | 0.0% | – |
| Maxeon Solar Technologies LTY58473102 | SHS | 1 | $0 | 0.0% | – |