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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
663
−32 vs. Q2 2021
Portfolio value
$216.5M
+$9.28M (+4.5%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Retirement Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS5031$1.00K<0.1%00.0%Unchanged–
iShares Tr46434VBA7IBONDS DEC22 ETF48$1.00K<0.1%00.0%Unchanged–
iShares Tr46436E882IBONDS 23 TRM TS47$1.00K<0.1%00.0%Unchanged–
JPMorgan Chase & Co46625H365ALERIAN ML ETN33$1.00K<0.1%00.0%Unchanged–
MINAberdeen Intermediate Income FundSH BEN INT166$1.00K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR52$1.00K<0.1%00.0%UnchangedHistory
RFPResolute Forest Products Inc.COM84$1.00K<0.1%00.0%UnchangedHistory
STORStore Capital LLCCOM17$1.00K<0.1%+17NewHistory
Tata MTRS Ltd876568502SPONSORED ADR29$1.00K<0.1%00.0%Unchanged–
TTETotalEnergies SESPONSORED ADS15$1.00K<0.1%−200−93.0%ReducedHistory
Virtus ETF Tr II92790A504VIRTUS US QLTY21$1.00K<0.1%00.0%Unchanged–
WRKWestRock CoCOM13$1.00K<0.1%−1,000−98.7%ReducedHistory
ASTRAstra Space, Inc.Common Stock150$1.00K<0.1%+150NewHistory
PLDPrologis, Inc.REIT17$2.00K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF8$2.00K<0.1%00.0%Unchanged–
EVRGEvergy, Inc.Stock34$2.00K<0.1%00.0%UnchangedHistory
iShares U.S. Treasury Bond ETF46429B267ETF76$2.00K<0.1%−64−45.7%Reduced–
AMTAmerican Tower CorpREIT7$2.00K<0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock7$2.00K<0.1%+7NewHistory
TMUST-Mobile US, Inc.Stock14$2.00K<0.1%+5+55.6%AddedHistory
CICigna GroupStock12$2.00K<0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock24$2.00K<0.1%00.0%UnchangedHistory
iShares Core S&P US Value ETF464287663ETF28$2.00K<0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF35$2.00K<0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock20$2.00K<0.1%00.0%UnchangedHistory
ONOn Semiconductor CorpStock50$2.00K<0.1%00.0%UnchangedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF15$2.00K<0.1%00.0%Unchanged–
JBLJabil IncStock37$2.00K<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock9$2.00K<0.1%+8+800.0%AddedHistory
CMGChipotle Mexican Grill IncCOM1$2.00K<0.1%00.0%UnchangedHistory
MELIMercadolibre IncCOM1$2.00K<0.1%00.0%UnchangedHistory
ACADAcadia Pharmaceuticals IncCOM500$2.00K<0.1%−39−7.2%ReducedHistory
Kraneshares Trust500767306CSI CHI INTERNET34$2.00K<0.1%+22+183.3%Added–
CBRECbre Group, Inc.CL A25$2.00K<0.1%+6+31.6%AddedHistory
HPEHewlett Packard Enterprise CoCOM144$2.00K<0.1%00.0%UnchangedHistory
YETIYETI Holdings, Inc.COM19$2.00K<0.1%+10+111.1%AddedHistory
RJFRaymond James Financial IncCOM19$2.00K<0.1%+6+46.2%AddedHistory
DNPDNP Select Income Fund IncCOM195$2.00K<0.1%00.0%UnchangedHistory
iShares Tr46435U853BROAD USD HIGH60$2.00K<0.1%00.0%Unchanged–
STXSeagate Technology Holdings plcORD SHS21$2.00K<0.1%+21NewHistory
CRBUCaribou Biosciences, Inc.COM100$2.00K<0.1%+100NewHistory
HZOMarinemax IncCOM48$2.00K<0.1%00.0%UnchangedHistory
SVCService Properties TrustCOM SH BEN INT206$2.00K<0.1%00.0%UnchangedHistory
AGRAvangrid, Inc.COM34$2.00K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM121$2.00K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB96$2.00K<0.1%00.0%Unchanged–
KSUKansas City SouthernCOM NEW7$2.00K<0.1%00.0%UnchangedHistory
NAVNavistar International CorpCOM3,750$2.00K<0.1%+3,750NewHistory
Nuveen Enhanced Mun Value FD67074M101COM148$2.00K<0.1%00.0%Unchanged–
PRFTPerficient IncCOM18$2.00K<0.1%+7+63.6%AddedHistory
Sunpower Corp867652406COM84$2.00K<0.1%−300−78.1%Reduced–
TLRYTilray Brands, Inc.COM CL 2135$2.00K<0.1%00.0%UnchangedHistory
Yrc Worldwide Inc984249607COM313$2.00K<0.1%00.0%Unchanged–
Athene Holding Ltd.G0684D107CL A27$2.00K<0.1%+27New–
EGLXFEnthusiast Gaming Holdings Inc. / CanadaCOM465$2.00K<0.1%+465NewHistory
ULTAUlta Beauty, Inc.Stock7$3.00K<0.1%+5+250.0%AddedHistory
ABNBAirbnb, Inc.Stock16$3.00K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF33$3.00K<0.1%00.0%Unchanged–
UNPUnion Pacific CorpStock13$3.00K<0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock7$3.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF82$3.00K<0.1%00.0%Unchanged–
WHRWhirlpool CorpStock14$3.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF82$3.00K<0.1%00.0%Unchanged–
AAgilent Technologies, Inc.COM17$3.00K<0.1%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF65$3.00K<0.1%+65New–
iShares Inc464286400MSCI BRAZIL ETF108$3.00K<0.1%00.0%Unchanged–
RMBSRambus IncCOM155$3.00K<0.1%00.0%UnchangedHistory
Global X FDS37950E259GB MSCI AR ETF89$3.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W422INDIA ERNGS FD75$3.00K<0.1%00.0%Unchanged–
AVYAvery Dennison CorpCOM13$3.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y673US INFR DEV ETF100$3.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP33$3.00K<0.1%00.0%Unchanged–
Global X FDS37954Y624AUTONMOUS EV ETF100$3.00K<0.1%00.0%Unchanged–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$3.00K<0.1%00.0%UnchangedHistory
HRIHerc Holdings IncCOM17$3.00K<0.1%+17NewHistory
ZGZillow Group, Inc.CL A33$3.00K<0.1%00.0%UnchangedHistory
Highland FDS I430101774HI LD IBOXX SRLN198$3.00K<0.1%−435−68.7%Reduced–
iShares Inc464286624MSCI THAILND ETF43$3.00K<0.1%00.0%Unchanged–
iShares Tr464289123NEW ZEALAND ETF52$3.00K<0.1%00.0%Unchanged–
Flagstar Bank, National Association649445103COM200$3.00K<0.1%+200New–
NBEVNewAge, Inc.COM2,500$3.00K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM500$3.00K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM19$3.00K<0.1%00.0%UnchangedHistory
Brookfield Business PartnersG16234109UNIT LTD L P70$3.00K<0.1%−3−4.1%Reduced–
CNCCentene CorpStock70$4.00K<0.1%+5+7.7%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF75$4.00K<0.1%00.0%Unchanged–
ARK ETF Tr00214Q302GENOMIC REV ETF50$4.00K<0.1%00.0%Unchanged–
iShares Tr46435G672CORE INTL AGGR76$4.00K<0.1%−116−60.4%Reduced–
Vanguard BD Index FDS921937793LONG TERM BOND35$4.00K<0.1%00.0%Unchanged–
iShares Tr464287788U.S. FINLS ETF48$4.00K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM27$4.00K<0.1%+1+3.8%AddedHistory
DYDycom Industries IncCOM57$4.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A755ST STR SP METAL85$4.00K<0.1%00.0%Unchanged–
iShares Inc464286103MSCI AUST ETF151$4.00K<0.1%00.0%Unchanged–
iShares Tr464287192US TRSPRTION15$4.00K<0.1%00.0%Unchanged–
ANAutonation, Inc.COM35$4.00K<0.1%+15+75.0%AddedHistory
LEALear CorpCOM NEW120$4.00K<0.1%+114+1,900.0%AddedHistory
ZVRAZevra Therapeutics, Inc.COM NEW400$4.00K<0.1%00.0%UnchangedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS240$4.00K<0.1%00.0%UnchangedHistory
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$4.00K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (72)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF11,045$578.0K0.3%–
iShares Tr46435G425ESG AWR MSCI USA2,497$246.0K0.1%–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,000$231.0K0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF705$91.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM500$81.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF500$80.0K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM1,772$80.0K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$75.0K<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM3,812$75.0K<0.1%History
iShares Tr464288885EAFE GRWTH ETF670$72.0K<0.1%–
OCGNOcugen, Inc.COM8,505$68.0K<0.1%History
BNGOBionano Genomics, Inc.COM9,000$66.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT323$52.0K<0.1%History
HALHalliburton CoStock2,000$46.0K<0.1%History
PXDPioneer Natural Resources CoCOM276$45.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF826$44.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY973$38.0K<0.1%–
MXLMaxlinear, IncCOM756$32.0K<0.1%History
DOCUDocuSign, Inc.Stock100$28.0K<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT500$27.0K<0.1%History
ILMNIllumina, Inc.COM56$26.0K<0.1%History
SNOWSnowflake Inc.Stock100$24.0K<0.1%History
GRWGGrowGeneration Corp.COM500$24.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF678$21.0K<0.1%–
NOKNokia CorpSPONSORED ADR4,000$21.0K<0.1%History
iShares Tr46434V803HDG MSCI EAFE605$21.0K<0.1%–
RDWRRadware LtdORD662$20.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY500$18.0K<0.1%History
EDITEditas Medicine, Inc.COM325$18.0K<0.1%History
SLESuper League Enterprise, Inc.COM3,000$16.0K<0.1%History
ProShares Tr74347G507RUSSELL US DIV325$15.0K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN1,000$15.0K<0.1%History
ATENA10 Networks, Inc.Stock1,050$12.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF50$11.0K<0.1%–
IMAXImax CorpCOM500$11.0K<0.1%History
IBIOiBio, Inc.COM NEW7,135$11.0K<0.1%History
MXIMMaxim Integrated Products IncCOM100$11.0K<0.1%History
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
AVAVAeroVironment IncCOM100$10.0K<0.1%History
Vanguard Materials ETF92204A801ETF42$8.00K<0.1%–
VBIVVBI Vaccines Inc/BCCOM NEW2,450$8.00K<0.1%History
GTT Communications, Inc.362393100COM3,000$7.00K<0.1%–
IDEXIdeanomics, Inc.COM2,500$7.00K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN111$6.00K<0.1%–
First Tr High Income L/S FD33738E109COM374$6.00K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM133$6.00K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW80$5.00K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.00K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE85$5.00K<0.1%–
BYNDBeyond Meat, Inc.COM30$5.00K<0.1%History
TARAProtara Therapeutics, Inc.COM STK500$5.00K<0.1%History
Churchill Capital Corp IV171439102CL A170$5.00K<0.1%–
Global X FDS37950E606MSCI CHINA FINCL300$5.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM2,500$5.00K<0.1%History
FLXNFlexion Therapeutics IncCOM500$4.00K<0.1%History
LULUlululemon athletica inc.Stock8$3.00K<0.1%History
ZMZoom Communications, Inc.Stock7$3.00K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF55$3.00K<0.1%–
LBTYKLiberty Global Ltd.SHS CL C114$3.00K<0.1%History
ORLYO Reilly Automotive IncStock4$2.00K<0.1%History
ABUSArbutus Biopharma CorpCOM500$2.00K<0.1%History
Holicity Inc435063102COM CL A150$2.00K<0.1%–
KEYSKeysight Technologies, Inc.Stock4$1.00K<0.1%History
AKAMAkamai Technologies IncCOM11$1.00K<0.1%History
iShares Tr464288588MBS ETF13$1.00K<0.1%–
AZPNASPENTECH CorpCOM4$1.00K<0.1%History
MNSTMonster Beverage CorpCOM5$00.0%History
SIGSignet Jewelers LtdSHS3$00.0%History
LILAKLiberty Latin America Ltd.COM CL C8$00.0%History
CODXCo-Diagnostics, Inc.COM35$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Maxeon Solar Technologies LTY58473102SHS1$00.0%–