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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
663
−32 vs. Q2 2021
Portfolio value
$216.5M
+$9.28M (+4.5%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Retirement Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DXCDXC Technology CoStock12$00.0%00.0%UnchangedHistory
ARCCAres Capital CorpCEF11$00.0%00.0%UnchangedHistory
LLYEli Lilly & CoStock8$00.0%+8NewHistory
Invesco Nasdaq 100 ETF46138G649ETF3$00.0%00.0%Unchanged–
OGNOrganon & Co.Stock15$00.0%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock1$00.0%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock10$00.0%00.0%UnchangedHistory
CCChemours CoStock11$00.0%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT5$00.0%00.0%UnchangedHistory
TTWOTake Two Interactive Software IncCOM3$00.0%00.0%UnchangedHistory
FICOFair Isaac CorpCOM1$00.0%00.0%UnchangedHistory
DNOWDNOW Inc.COM50$00.0%00.0%UnchangedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO2$00.0%00.0%Unchanged–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS31$00.0%+31NewHistory
GDDYGoDaddy Inc.CL A3$00.0%00.0%UnchangedHistory
DNNDenison Mines Corp.COM50$00.0%00.0%UnchangedHistory
SANBanco Santander, S.A.ADR129$00.0%00.0%UnchangedHistory
SPDR Series Trust78464A664ST LON TREAS ETF2$00.0%00.0%Unchanged–
JDJD.com, Inc.SPON ADS CL A6$00.0%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS14$00.0%00.0%UnchangedHistory
PJTPJT Partners Inc.COM CL A2$00.0%00.0%UnchangedHistory
ELANElanco Animal Health IncCOM2$00.0%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR158$00.0%00.0%UnchangedHistory
VVXV2X, Inc.COM2$00.0%00.0%UnchangedHistory
NXHNeighborhood Intelligence, Inc.COM3$00.0%00.0%UnchangedHistory
ACRACRES Commercial Realty Corp.COM NEW1$00.0%00.0%UnchangedHistory
EFOREverforth IncCOM4$00.0%+4NewHistory
FHTXFoghorn Therapeutics Inc.COM29$00.0%00.0%UnchangedHistory
RLMDRelmada Therapeutics, Inc.COM5$00.0%00.0%UnchangedHistory
Camber Energy Inc13200M508COM1$00.0%00.0%Unchanged–
CONECyrusOne Holdco LLCCOM35$00.0%+35NewHistory
DMDesktop Metal, Inc.COM CL A55$00.0%+40+266.7%AddedHistory
GTBPGT Biopharma, Inc.COM NEW44$00.0%00.0%UnchangedHistory
HRHealthcare Realty Trust IncCOM1$00.0%00.0%UnchangedHistory
NSPRInspireMD, Inc.COM4$00.0%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW15$00.0%00.0%Unchanged–
Orphazyme A S687305102ADS50$00.0%00.0%Unchanged–
TYMETyme Technologies, Inc.COM300$00.0%00.0%UnchangedHistory
UNITUniti Group Inc.COM14$00.0%00.0%UnchangedHistory
PSFEPaysafe LtdORD31$00.0%+31NewHistory
UPWheels Up Experience Inc.COMMON STOCK31$00.0%+31NewHistory
MTTRMatterport, Inc.COM CL A13$00.0%+13NewHistory
PRUPrudential Financial IncStock10$1.00K<0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock3$1.00K<0.1%00.0%UnchangedHistory
KMBKimberly Clark CorpStock4$1.00K<0.1%+4NewHistory
BAXBaxter International IncStock18$1.00K<0.1%00.0%UnchangedHistory
VLOValero Energy CorpStock12$1.00K<0.1%00.0%UnchangedHistory
iShares U.S. Healthcare Providers ETF464288828ETF5$1.00K<0.1%00.0%Unchanged–
RGRSturm Ruger & Co IncStock10$1.00K<0.1%00.0%UnchangedHistory
SYYSysco CorpStock19$1.00K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock45$1.00K<0.1%−272−85.8%ReducedHistory
GXOGXO Logistics, Inc.Stock15$1.00K<0.1%+15NewHistory
CMICummins IncStock6$1.00K<0.1%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock4$1.00K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock11$1.00K<0.1%−49−81.7%ReducedHistory
TSNTyson Foods, Inc.Stock14$1.00K<0.1%00.0%UnchangedHistory
EMEEMCOR Group, Inc.Stock11$1.00K<0.1%00.0%UnchangedHistory
QRVOQorvo, Inc.Stock8$1.00K<0.1%+5+166.7%AddedHistory
SAPSAP SEADR8$1.00K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock9$1.00K<0.1%+9NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR24$1.00K<0.1%00.0%UnchangedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR210$1.00K<0.1%00.0%UnchangedHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX15$1.00K<0.1%00.0%Unchanged–
AERAerCap Holdings N.V.SHS22$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH9$1.00K<0.1%00.0%Unchanged–
SNNSmith & Nephew PLCSPDN ADR NEW27$1.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A607ST STR DOW REIT14$1.00K<0.1%00.0%Unchanged–
PPLPPL CorpCOM34$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464288836U.S. PHARMA ETF4$1.00K<0.1%00.0%Unchanged–
CNPCenterpoint Energy IncCOM37$1.00K<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF20$1.00K<0.1%00.0%Unchanged–
SWKStanley Black & Decker, Inc.COM8$1.00K<0.1%00.0%UnchangedHistory
BKDBrookdale Senior Living Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
HUNHuntsman CORPCOM37$1.00K<0.1%00.0%UnchangedHistory
XPOXPO, Inc.COM15$1.00K<0.1%00.0%UnchangedHistory
RIOTRiot Platforms, Inc.COM22$1.00K<0.1%+16+266.7%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR290$1.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60010$1.00K<0.1%+10New–
iShares Tr46429B408MSCI PHILIPS ETF38$1.00K<0.1%00.0%Unchanged–
VALEVale S.A.SPONSORED ADS103$1.00K<0.1%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM32$1.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH25$1.00K<0.1%00.0%Unchanged–
NINisource Inc.COM60$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464288521CRE U S REIT ETF25$1.00K<0.1%00.0%Unchanged–
HSBCHSBC Holdings PLCSPON ADR NEW25$1.00K<0.1%00.0%UnchangedHistory
iShares Tr46435G342MORTGE REL ETF31$1.00K<0.1%00.0%Unchanged–
ERICEricsson LM Telephone CoADR B SEK 10131$1.00K<0.1%00.0%UnchangedHistory
DARDarling Ingredients Inc.COM14$1.00K<0.1%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW19$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464287838U.S. BAS MTL ETF6$1.00K<0.1%00.0%Unchanged–
CFGCitizens Financial Group IncCOM22$1.00K<0.1%00.0%UnchangedHistory
LNCLincoln National CorpCOM14$1.00K<0.1%00.0%UnchangedHistory
AITApplied Industrial Technologies IncCOM13$1.00K<0.1%00.0%UnchangedHistory
MTArcelorMittalNY REGISTRY SH25$1.00K<0.1%00.0%UnchangedHistory
BLNKBlink Charging Co.COM25$1.00K<0.1%−475−95.0%ReducedHistory
ATVIActivision Blizzard, Inc.COM10$1.00K<0.1%+10NewHistory
AZNAstraZeneca PLCSPONSORED ADR10$1.00K<0.1%+10NewHistory
BHP Group Ltd05545E209SPONSORED ADR20$1.00K<0.1%00.0%Unchanged–
DKNGDraftKings Inc.COM CL A20$1.00K<0.1%+20NewHistory
FSRFisker Inc.CL A COM STK100$1.00K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (72)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF11,045$578.0K0.3%–
iShares Tr46435G425ESG AWR MSCI USA2,497$246.0K0.1%–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,000$231.0K0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF705$91.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM500$81.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF500$80.0K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM1,772$80.0K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$75.0K<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM3,812$75.0K<0.1%History
iShares Tr464288885EAFE GRWTH ETF670$72.0K<0.1%–
OCGNOcugen, Inc.COM8,505$68.0K<0.1%History
BNGOBionano Genomics, Inc.COM9,000$66.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT323$52.0K<0.1%History
HALHalliburton CoStock2,000$46.0K<0.1%History
PXDPioneer Natural Resources CoCOM276$45.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF826$44.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY973$38.0K<0.1%–
MXLMaxlinear, IncCOM756$32.0K<0.1%History
DOCUDocuSign, Inc.Stock100$28.0K<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT500$27.0K<0.1%History
ILMNIllumina, Inc.COM56$26.0K<0.1%History
SNOWSnowflake Inc.Stock100$24.0K<0.1%History
GRWGGrowGeneration Corp.COM500$24.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF678$21.0K<0.1%–
NOKNokia CorpSPONSORED ADR4,000$21.0K<0.1%History
iShares Tr46434V803HDG MSCI EAFE605$21.0K<0.1%–
RDWRRadware LtdORD662$20.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY500$18.0K<0.1%History
EDITEditas Medicine, Inc.COM325$18.0K<0.1%History
SLESuper League Enterprise, Inc.COM3,000$16.0K<0.1%History
ProShares Tr74347G507RUSSELL US DIV325$15.0K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN1,000$15.0K<0.1%History
ATENA10 Networks, Inc.Stock1,050$12.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF50$11.0K<0.1%–
IMAXImax CorpCOM500$11.0K<0.1%History
IBIOiBio, Inc.COM NEW7,135$11.0K<0.1%History
MXIMMaxim Integrated Products IncCOM100$11.0K<0.1%History
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
AVAVAeroVironment IncCOM100$10.0K<0.1%History
Vanguard Materials ETF92204A801ETF42$8.00K<0.1%–
VBIVVBI Vaccines Inc/BCCOM NEW2,450$8.00K<0.1%History
GTT Communications, Inc.362393100COM3,000$7.00K<0.1%–
IDEXIdeanomics, Inc.COM2,500$7.00K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN111$6.00K<0.1%–
First Tr High Income L/S FD33738E109COM374$6.00K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM133$6.00K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW80$5.00K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.00K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE85$5.00K<0.1%–
BYNDBeyond Meat, Inc.COM30$5.00K<0.1%History
TARAProtara Therapeutics, Inc.COM STK500$5.00K<0.1%History
Churchill Capital Corp IV171439102CL A170$5.00K<0.1%–
Global X FDS37950E606MSCI CHINA FINCL300$5.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM2,500$5.00K<0.1%History
FLXNFlexion Therapeutics IncCOM500$4.00K<0.1%History
LULUlululemon athletica inc.Stock8$3.00K<0.1%History
ZMZoom Communications, Inc.Stock7$3.00K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF55$3.00K<0.1%–
LBTYKLiberty Global Ltd.SHS CL C114$3.00K<0.1%History
ORLYO Reilly Automotive IncStock4$2.00K<0.1%History
ABUSArbutus Biopharma CorpCOM500$2.00K<0.1%History
Holicity Inc435063102COM CL A150$2.00K<0.1%–
KEYSKeysight Technologies, Inc.Stock4$1.00K<0.1%History
AKAMAkamai Technologies IncCOM11$1.00K<0.1%History
iShares Tr464288588MBS ETF13$1.00K<0.1%–
AZPNASPENTECH CorpCOM4$1.00K<0.1%History
MNSTMonster Beverage CorpCOM5$00.0%History
SIGSignet Jewelers LtdSHS3$00.0%History
LILAKLiberty Latin America Ltd.COM CL C8$00.0%History
CODXCo-Diagnostics, Inc.COM35$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Maxeon Solar Technologies LTY58473102SHS1$00.0%–