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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 17, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
695
−71 vs. Q1 2021
Portfolio value
$207.3M
−$13.1M (−5.9%) vs. Q1 2021
Filed
Aug 17, 2021
SEC
Holdings of Retirement Group, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
IMAXImax CorpCOM500$11.0K<0.1%+500NewHistory
DBX ETF Tr233051747XTRCK JP MRG ESG500$11.0K<0.1%00.0%Unchanged–
DDDuPont de Nemours, Inc.COM143$11.0K<0.1%00.0%UnchangedHistory
IBIOiBio, Inc.COM NEW7,135$11.0K<0.1%00.0%UnchangedHistory
MXIMMaxim Integrated Products IncCOM100$11.0K<0.1%00.0%UnchangedHistory
Sunpower Corp867652406COM384$11.0K<0.1%+300+357.1%Added–
COSTCostco Wholesale CorpStock31$12.0K<0.1%−94−75.2%ReducedHistory
CMCSAComcast CorpStock203$12.0K<0.1%−481−70.3%ReducedHistory
ATENA10 Networks, Inc.Stock1,050$12.0K<0.1%00.0%UnchangedHistory
Etfis Ser Tr I26923G301VIRT BI TRIA ETF250$12.0K<0.1%00.0%Unchanged–
GMGeneral Motors CoCOM201$12.0K<0.1%00.0%UnchangedHistory
iShares Tr4642886613 7 YR TREAS BD93$12.0K<0.1%00.0%Unchanged–
UALUnited Airlines Holdings, Inc.COM229$12.0K<0.1%+4+1.8%AddedHistory
IIPRInnovative Industrial Properties IncCOM64$12.0K<0.1%00.0%UnchangedHistory
GSKGSK plcSPONSORED ADR304$12.0K<0.1%00.0%UnchangedHistory
ACADAcadia Pharmaceuticals IncCOM539$13.0K<0.1%00.0%UnchangedHistory
Healthcare Realty Trust Inc42225P501CL A NEW500$13.0K<0.1%00.0%Unchanged–
LACLithium Americas Corp.COM NEW900$13.0K<0.1%+900NewHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG242$13.0K<0.1%+242New–
NFLXNetflix IncStock27$14.0K<0.1%+1+3.8%AddedHistory
DOWDow Inc.Stock229$14.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF100$14.0K<0.1%00.0%Unchanged–
SYKStryker CorpStock53$14.0K<0.1%00.0%UnchangedHistory
RTXRTX CorpStock163$14.0K<0.1%−7−4.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF184$14.0K<0.1%00.0%Unchanged–
VanEck ETF Trust92189H300JP MRGAN EM LOC455$14.0K<0.1%00.0%Unchanged–
NEONeogenomics IncCOM NEW320$14.0K<0.1%00.0%UnchangedHistory
iShares Tr46435G268RUSEL 2500 ETF215$14.0K<0.1%+50+30.3%Added–
BARGraniteShares Gold TrustSHS BEN INT800$14.0K<0.1%00.0%UnchangedHistory
Renaissance Cap Greenwich FD759937204IPO ETF215$14.0K<0.1%+75+53.6%Added–
AVGOBroadcom Inc.Stock31$15.0K<0.1%+25+416.7%AddedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF487$15.0K<0.1%+1+0.2%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF225$15.0K<0.1%+225New–
SPDR Series Trust78468R622ST BLOO HIGH ETF134$15.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT325$15.0K<0.1%00.0%Unchanged–
ProShares Tr74347G507RUSSELL US DIV325$15.0K<0.1%00.0%Unchanged–
SPHSuburban Propane Partners LPUNIT LTD PARTN1,000$15.0K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock105$16.0K<0.1%−39−27.1%ReducedHistory
DUKDuke Energy CORPStock161$16.0K<0.1%00.0%UnchangedHistory
Vanguard Short-Term Bond ETF921937827ETF190$16.0K<0.1%00.0%Unchanged–
iShares Tr464288703MRNING SM CP ETF279$16.0K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
USOUnited States Oil Fund, LPUNITS312$16.0K<0.1%−550−63.8%ReducedHistory
iShares Tr46434V266INTERNATIONAL SL425$16.0K<0.1%+225+112.5%Added–
DDTDillard's, Inc.CL A600$16.0K<0.1%00.0%UnchangedHistory
SLESuper League Enterprise, Inc.COM3,000$16.0K<0.1%00.0%UnchangedHistory
CVSCVS Health CorpStock209$17.0K<0.1%00.0%UnchangedHistory
VFCV F CorpStock212$17.0K<0.1%+2+1.0%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF35$17.0K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM403$17.0K<0.1%+2+0.5%AddedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY174$17.0K<0.1%00.0%Unchanged–
LUMNLumen Technologies, Inc.COM1,232$17.0K<0.1%+3+0.2%AddedHistory
BIDUBaidu, Inc.ADR87$18.0K<0.1%+1+1.2%AddedHistory
BSXBoston Scientific CorpStock413$18.0K<0.1%−132−24.2%ReducedHistory
iShares Tr464288406MRGSTR MD CP VAL282$18.0K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
DOVDOVER CorpCOM117$18.0K<0.1%+1+0.9%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY500$18.0K<0.1%+500NewHistory
EDITEditas Medicine, Inc.COM325$18.0K<0.1%00.0%UnchangedHistory
NIONIO Inc.ADR363$19.0K<0.1%00.0%UnchangedHistory
LMTLockheed Martin CorpStock51$19.0K<0.1%−97−65.5%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD231$19.0K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF116$19.0K<0.1%00.0%Unchanged–
PGProcter & Gamble CoStock152$20.0K<0.1%+24+18.8%AddedHistory
NEENextera Energy IncStock271$20.0K<0.1%+2+0.7%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$20.0K<0.1%−4,243−92.0%Reduced–
VVisa Inc.Stock88$20.0K<0.1%−308−77.8%ReducedHistory
MMM3M CoStock100$20.0K<0.1%−430−81.1%ReducedHistory
RDWRRadware LtdORD662$20.0K<0.1%00.0%UnchangedHistory
BIIBBiogen Inc.COM59$20.0K<0.1%−258−81.4%ReducedHistory
Schwab Strategic Tr8085247221000 INDEX ETF461$20.0K<0.1%00.0%Unchanged–
MMacy's, Inc.COM1,039$20.0K<0.1%00.0%UnchangedHistory
GWWW.W. Grainger, Inc.Stock48$21.0K<0.1%−11−18.6%ReducedHistory
SPDR Series Trust78464A656ST STR TIPS ETF678$21.0K<0.1%00.0%Unchanged–
iShares Tr464287341GLOBAL ENERG ETF775$21.0K<0.1%00.0%Unchanged–
NOKNokia CorpSPONSORED ADR4,000$21.0K<0.1%+4,000NewHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF952$21.0K<0.1%00.0%Unchanged–
FSKFS KKR Capital CorpCOM981$21.0K<0.1%+981NewHistory
iShares Tr46434V803HDG MSCI EAFE605$21.0K<0.1%00.0%Unchanged–
BLNKBlink Charging Co.COM500$21.0K<0.1%00.0%UnchangedHistory
PRPOPrecipio, Inc.COM5,750$21.0K<0.1%+5,750NewHistory
MRKMerck & Co., Inc.Stock281$22.0K<0.1%−34−10.8%ReducedHistory
U.S. Global Jets ETF26922A842ETF900$22.0K<0.1%−1,000−52.6%Reduced–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF250$22.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717X669US QTLY DIV GRT372$22.0K<0.1%+2+0.5%Added–
SOSouthern CoStock377$23.0K<0.1%+1+0.3%AddedHistory
MDLZMondelez International, Inc.Stock373$23.0K<0.1%00.0%UnchangedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF427$23.0K<0.1%00.0%Unchanged–
JPMJPMorgan Chase & CoStock151$23.0K<0.1%00.0%UnchangedHistory
CTXSCitrix Systems IncCOM200$23.0K<0.1%00.0%UnchangedHistory
SNOWSnowflake Inc.Stock100$24.0K<0.1%−219−68.7%ReducedHistory
CRMSalesforce, Inc.Stock98$24.0K<0.1%+1+1.0%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF121$24.0K<0.1%00.0%Unchanged–
GILDGilead Sciences, Inc.Stock342$24.0K<0.1%00.0%UnchangedHistory
XYZBlock, Inc.CL A100$24.0K<0.1%−20−16.7%ReducedHistory
SPDR Series Trust78464A292ST STR PFD ETF533$24.0K<0.1%+4+0.8%Added–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$24.0K<0.1%+250NewHistory
GRWGGrowGeneration Corp.COM500$24.0K<0.1%00.0%UnchangedHistory
CAHCardinal Health IncStock431$25.0K<0.1%00.0%UnchangedHistory
GOLFAcushnet Holdings Corp.COM500$25.0K<0.1%00.0%UnchangedHistory
iShares Future AI & Tech ETF46435U556ETF580$26.0K<0.1%00.0%Unchanged–
MUMicron Technology IncStock305$26.0K<0.1%−838−73.3%ReducedHistory

Sold out since Q1 2021 (117)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 117 by value last quarter.

Positions of Retirement Group, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
DKNGDraftKings Inc.COM CL A8,638$530.0K0.2%History
VEEVVeeva Systems IncStock1,977$516.0K0.2%History
DXCMDexcom IncCOM1,396$502.0K0.2%History
Tidal ETF Tr886364504SOFI GIG ETF11,564$433.0K0.2%–
ISRGIntuitive Surgical IncCOM NEW489$361.0K0.2%History
CMBMFCambium Networks CorpSHS6,545$306.0K0.1%History
NKENIKE, Inc.Stock1,918$255.0K0.1%History
PODDInsulet CorpStock969$253.0K0.1%History
ARK Next Generation Technology ETF00214Q401ETF1,597$235.0K0.1%–
LAZRQLuminar Technologies, Inc.COM CL A9,390$228.0K0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,531$212.0K0.1%–
TNDMTandem Diabetes Care IncCOM NEW1,835$162.0K0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF5,327$140.0K0.1%–
LOWLowes Companies IncStock724$138.0K0.1%History
ADMArcher-Daniels-Midland CoStock2,353$134.0K0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF4,727$127.0K0.1%–
DHRDanaher CorpStock492$111.0K0.1%History
DLRDigital Realty Trust, Inc.COM738$104.0K<0.1%History
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF4,034$100.0K<0.1%–
TFCTruist Financial CorpCOM1,662$97.0K<0.1%History
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF3,635$95.0K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF3,342$88.0K<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF3,036$86.0K<0.1%–
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF3,072$83.0K<0.1%–
SBUXStarbucks CorpStock730$80.0K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF2,955$77.0K<0.1%–
iShares Tr464289479CORE LT USDB ETF1,046$72.0K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF2,376$63.0K<0.1%–
EXCExelon CorpStock1,327$58.0K<0.1%History
UUnity Software Inc.COM581$58.0K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM649$56.0K<0.1%History
LRCXLam Research CorpCOM94$56.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM2,955$54.0K<0.1%History
VCRAVocera Communications, Inc.COM1,383$53.0K<0.1%History
FIRYFiry Inc.COM2,752$52.0K<0.1%History
QSQuantumScape CorpCOM CL A1,149$51.0K<0.1%History
CoreSite Realty Corp21870Q105COM350$42.0K<0.1%–
RBLXRoblox CorpStock623$40.0K<0.1%History
MDTMedtronic plcStock330$39.0K<0.1%History
TXNTexas Instruments IncStock189$36.0K<0.1%History
TRNOTerreno Realty CorpCOM588$34.0K<0.1%History
WIXWix.com Ltd.SHS105$29.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock142$26.0K<0.1%History
ARK ETF Tr00214Q609ISRAEL INOVATE805$25.0K<0.1%–
SPDR Series Trust78464A540ST STR SP TELCO251$24.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF148$23.0K<0.1%–
iShares Tr464288430ASIA 50 ETF246$23.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP246$23.0K<0.1%–
PENNPENN Entertainment, Inc.COM214$22.0K<0.1%History
GNTXGentex CorpCOM594$21.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW2,475$21.0K<0.1%History
WKWorkiva IncCOM CL A225$20.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF1,522$20.0K<0.1%–
FS KKR Cap Corp II35952V303COM1,035$20.0K<0.1%–
iShares Tr46434V274INTL EQTY FACTOR624$18.0K<0.1%–
MGMMGM Resorts InternationalStock435$17.0K<0.1%History
TTDTrade Desk, Inc.Stock26$17.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD253$17.0K<0.1%–
Deutsche BK AG London BRH Ele Morn TTL2225153Q708ETF399$17.0K<0.1%–
ITWIllinois Tool Works IncStock72$16.0K<0.1%History
OMFOneMain Holdings, Inc.COM300$16.0K<0.1%History
EQIXEquinix IncCOM24$16.0K<0.1%History
CODICompass Diversified HoldingsSH BEN INT700$16.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM1,450$15.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A608$15.0K<0.1%–
NVTAInvitae CorpCOM319$12.0K<0.1%History
GISGeneral Mills IncStock179$11.0K<0.1%History
HUMHumana IncStock26$11.0K<0.1%History
ARK ETF Tr00214Q5003D PRINTING ETF286$11.0K<0.1%–
INOInovio Pharmaceuticals, Inc.COM NEW1,200$11.0K<0.1%History
MRNAModerna, Inc.Stock71$9.00K<0.1%History
SHWSherwin Williams CoCOM12$9.00K<0.1%History
CVLTCommvault Systems IncCOM1,110$9.00K<0.1%History
SPLKSplunk IncCOM67$9.00K<0.1%History
iShares Tr46435G102CONV BD ETF79$8.00K<0.1%–
FRFirst Industrial Realty Trust IncCOM185$8.00K<0.1%History
EBAYeBay IncCOM120$7.00K<0.1%History
CACICACI International IncCL A30$7.00K<0.1%History
SUSuncor Energy IncStock300$6.00K<0.1%History
iShares Tr46434V787YLD OPTIM BD221$6.00K<0.1%–
NTRSNorthern Trust CorpCOM59$6.00K<0.1%History
iShares Tr46428865310-20 YR TRS ETF42$6.00K<0.1%–
CONECyrusOne Holdco LLCCOM83$6.00K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock30$5.00K<0.1%History
CLSKCleanspark, Inc.COM NEW200$5.00K<0.1%History
iShares Tr464288851US OIL GS EX ETF110$5.00K<0.1%–
AMBAAmbarella IncSHS50$5.00K<0.1%History
UBSIUnited Bankshares IncCOM135$5.00K<0.1%History
EGPEastgroup Properties IncCOM32$5.00K<0.1%History
IDXGInterpace Biosciences, Inc.COM1,000$5.00K<0.1%History
MKCMcCormick & Co IncStock49$4.00K<0.1%History
CHWYChewy, Inc.CL A48$4.00K<0.1%History
ROSTRoss Stores, Inc.COM33$4.00K<0.1%History
CRMDCorMedix Inc.COM399$4.00K<0.1%History
XLNXXilinx IncCOM35$4.00K<0.1%History
LINLinde PLCSHS16$4.00K<0.1%History
OMCOmnicom Group Inc.COM47$3.00K<0.1%History
WTRGEssential Utilities, Inc.COM74$3.00K<0.1%History
ATOSAtossa Therapeutics, Inc.COM1,250$3.00K<0.1%History
ZOMDFZomedica Corp.COM2,200$3.00K<0.1%History