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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 17, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
695
−71 vs. Q1 2021
Portfolio value
$207.3M
−$13.1M (−5.9%) vs. Q1 2021
Filed
Aug 17, 2021
SEC
Holdings of Retirement Group, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287515EXPANDED TECH13$5.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD220$5.00K<0.1%−300−57.7%Reduced–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS75$5.00K<0.1%00.0%Unchanged–
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.00K<0.1%00.0%Unchanged–
HRBH&R Block IncCOM203$5.00K<0.1%−97−32.3%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT78$5.00K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33733B100WTR ETF60$5.00K<0.1%+60New–
WMBWilliams Companies, Inc.COM200$5.00K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE85$5.00K<0.1%+85New–
BYNDBeyond Meat, Inc.COM30$5.00K<0.1%−3,184−99.1%ReducedHistory
TARAProtara Therapeutics, Inc.COM STK500$5.00K<0.1%+500NewHistory
ZVRAZevra Therapeutics, Inc.COM NEW400$5.00K<0.1%00.0%UnchangedHistory
Churchill Capital Corp IV171439102CL A170$5.00K<0.1%−1,107−86.7%Reduced–
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$5.00K<0.1%00.0%Unchanged–
Global X FDS37950E606MSCI CHINA FINCL300$5.00K<0.1%00.0%Unchanged–
AIXCFF EAI Robotics Ecosystem Inc.COM2,500$5.00K<0.1%00.0%UnchangedHistory
FLOWSPX FLOW, Inc.COM71$5.00K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock88$6.00K<0.1%00.0%UnchangedHistory
SCCOSouthern Copper CorpStock100$6.00K<0.1%+100NewHistory
CTVACorteva, Inc.Stock143$6.00K<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR49$6.00K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR351$6.00K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock222$6.00K<0.1%−41,143−99.5%ReducedHistory
HPQHP IncStock203$6.00K<0.1%00.0%UnchangedHistory
Vanguard World FD921910840MEGA CAP VAL ETF61$6.00K<0.1%+1+1.7%Added–
GLPIGaming & Leisure Properties, Inc.COM123$6.00K<0.1%+2+1.7%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF121$6.00K<0.1%−527−81.3%Reduced–
Vanguard Intl Equity Index F922042676GLB EX US ETF107$6.00K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN111$6.00K<0.1%+111New–
URIUnited Rentals, Inc.COM18$6.00K<0.1%00.0%UnchangedHistory
BECNQxo Building Products, Inc.COM109$6.00K<0.1%+4+3.8%AddedHistory
First Tr High Income L/S FD33738E109COM374$6.00K<0.1%00.0%Unchanged–
NBEVNewAge, Inc.COM2,500$6.00K<0.1%00.0%UnchangedHistory
SPCEVirgin Galactic Holdings, IncCOM133$6.00K<0.1%00.0%UnchangedHistory
GLDMWorld Gold TrustSPDR GLD MINIS339$6.00K<0.1%+339NewHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF190$7.00K<0.1%00.0%Unchanged–
GNRCGenerac Holdings Inc.Stock17$7.00K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF101$7.00K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF32$7.00K<0.1%00.0%Unchanged–
iShares Tr464288760US AER DEF ETF60$7.00K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT107$7.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO46$7.00K<0.1%00.0%Unchanged–
iShares Inc464286509MSCI CDA ETF183$7.00K<0.1%00.0%Unchanged–
GTT Communications, Inc.362393100COM3,000$7.00K<0.1%+3,000New–
IDEXIdeanomics, Inc.COM2,500$7.00K<0.1%+2,500NewHistory
SPXCSPX Technologies, Inc.COM122$7.00K<0.1%00.0%UnchangedHistory
TWTRTwitter, Inc.COM100$7.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F403RUSSIA ETF225$7.00K<0.1%00.0%Unchanged–
UPSUnited Parcel Service IncStock40$8.00K<0.1%+40NewHistory
EDConsolidated Edison IncStock116$8.00K<0.1%−295−71.8%ReducedHistory
Vanguard Materials ETF92204A801ETF42$8.00K<0.1%00.0%Unchanged–
DDominion Energy, IncStock115$8.00K<0.1%+1+0.9%AddedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF100$8.00K<0.1%00.0%Unchanged–
MTZMastec IncCOM75$8.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ100$8.00K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X434ST STR MSCI EAFE105$8.00K<0.1%+2+1.9%Added–
AAPAdvance Auto Parts IncCOM40$8.00K<0.1%00.0%UnchangedHistory
iShares Tr464287721U.S. TECH ETF84$8.00K<0.1%−489−85.3%Reduced–
NLYAnnaly Capital Management IncCOM874$8.00K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999313$8.00K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%−245−38.5%Reduced–
Kraneshares Tr500767694SSE STAR MRKT 50300$8.00K<0.1%00.0%Unchanged–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$8.00K<0.1%00.0%UnchangedHistory
Royal Dutch Shell PLC780259206SPONS ADR A197$8.00K<0.1%−300−60.4%Reduced–
VBIVVBI Vaccines Inc/BCCOM NEW2,450$8.00K<0.1%00.0%UnchangedHistory
APTVAptiv PLCSHS50$8.00K<0.1%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock102$9.00K<0.1%+1+1.0%AddedHistory
STZConstellation Brands, Inc.Stock40$9.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT50$9.00K<0.1%00.0%Unchanged–
OHIOmega Healthcare Investors IncCOM253$9.00K<0.1%+5+2.0%AddedHistory
iShares Inc464286392MSCI WORLD ETF75$9.00K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$9.00K<0.1%00.0%Unchanged–
STAGSTAG Industrial, Inc.COM229$9.00K<0.1%−550−70.6%ReducedHistory
LUVSouthwest Airlines CoCOM162$9.00K<0.1%−577−78.1%ReducedHistory
First Tr Exchange Traded FD33734X770DJ INTL INTRNT200$9.00K<0.1%+100+100.0%Added–
FCELFuelcell Energy IncCOM1,000$9.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT575$9.00K<0.1%00.0%Unchanged–
HDHome Depot, Inc.Stock30$10.0K<0.1%−123−80.4%ReducedHistory
SLBSLB LimitedStock303$10.0K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock60$10.0K<0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock145$10.0K<0.1%−58−28.6%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF107$10.0K<0.1%+1+0.9%Added–
KSSKOHLS CorpStock180$10.0K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A38$10.0K<0.1%+38NewHistory
BCBrunswick CorpCOM100$10.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP150$10.0K<0.1%+75+100.0%Added–
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%−34−9.4%ReducedHistory
iShares Tr464288448INTL SEL DIV ETF300$10.0K<0.1%00.0%Unchanged–
AVAVAeroVironment IncCOM100$10.0K<0.1%00.0%UnchangedHistory
STWDStarwood Property Trust, Inc.COM392$10.0K<0.1%00.0%UnchangedHistory
Highland FDS I430101774HI LD IBOXX SRLN633$10.0K<0.1%00.0%Unchanged–
INSGInseego Corp.COM1,000$10.0K<0.1%−300−23.1%ReducedHistory
TTETotalEnergies SESPONSORED ADS215$10.0K<0.1%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock378$11.0K<0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock175$11.0K<0.1%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG97$11.0K<0.1%+24+32.9%Added–
SVMSilvercorp Metals IncCOM2,000$11.0K<0.1%00.0%UnchangedHistory
iShares Tr46435G672CORE INTL AGGR192$11.0K<0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF94$11.0K<0.1%+6+6.8%Added–
VanEck ETF Trust92189H607OIL SERVICES ETF50$11.0K<0.1%00.0%Unchanged–

Sold out since Q1 2021 (117)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 117 by value last quarter.

Positions of Retirement Group, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
DKNGDraftKings Inc.COM CL A8,638$530.0K0.2%History
VEEVVeeva Systems IncStock1,977$516.0K0.2%History
DXCMDexcom IncCOM1,396$502.0K0.2%History
Tidal ETF Tr886364504SOFI GIG ETF11,564$433.0K0.2%–
ISRGIntuitive Surgical IncCOM NEW489$361.0K0.2%History
CMBMFCambium Networks CorpSHS6,545$306.0K0.1%History
NKENIKE, Inc.Stock1,918$255.0K0.1%History
PODDInsulet CorpStock969$253.0K0.1%History
ARK Next Generation Technology ETF00214Q401ETF1,597$235.0K0.1%–
LAZRQLuminar Technologies, Inc.COM CL A9,390$228.0K0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,531$212.0K0.1%–
TNDMTandem Diabetes Care IncCOM NEW1,835$162.0K0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF5,327$140.0K0.1%–
LOWLowes Companies IncStock724$138.0K0.1%History
ADMArcher-Daniels-Midland CoStock2,353$134.0K0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF4,727$127.0K0.1%–
DHRDanaher CorpStock492$111.0K0.1%History
DLRDigital Realty Trust, Inc.COM738$104.0K<0.1%History
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF4,034$100.0K<0.1%–
TFCTruist Financial CorpCOM1,662$97.0K<0.1%History
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF3,635$95.0K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF3,342$88.0K<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF3,036$86.0K<0.1%–
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF3,072$83.0K<0.1%–
SBUXStarbucks CorpStock730$80.0K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF2,955$77.0K<0.1%–
iShares Tr464289479CORE LT USDB ETF1,046$72.0K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF2,376$63.0K<0.1%–
EXCExelon CorpStock1,327$58.0K<0.1%History
UUnity Software Inc.COM581$58.0K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM649$56.0K<0.1%History
LRCXLam Research CorpCOM94$56.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM2,955$54.0K<0.1%History
VCRAVocera Communications, Inc.COM1,383$53.0K<0.1%History
FIRYFiry Inc.COM2,752$52.0K<0.1%History
QSQuantumScape CorpCOM CL A1,149$51.0K<0.1%History
CoreSite Realty Corp21870Q105COM350$42.0K<0.1%–
RBLXRoblox CorpStock623$40.0K<0.1%History
MDTMedtronic plcStock330$39.0K<0.1%History
TXNTexas Instruments IncStock189$36.0K<0.1%History
TRNOTerreno Realty CorpCOM588$34.0K<0.1%History
WIXWix.com Ltd.SHS105$29.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock142$26.0K<0.1%History
ARK ETF Tr00214Q609ISRAEL INOVATE805$25.0K<0.1%–
SPDR Series Trust78464A540ST STR SP TELCO251$24.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF148$23.0K<0.1%–
iShares Tr464288430ASIA 50 ETF246$23.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP246$23.0K<0.1%–
PENNPENN Entertainment, Inc.COM214$22.0K<0.1%History
GNTXGentex CorpCOM594$21.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW2,475$21.0K<0.1%History
WKWorkiva IncCOM CL A225$20.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF1,522$20.0K<0.1%–
FS KKR Cap Corp II35952V303COM1,035$20.0K<0.1%–
iShares Tr46434V274INTL EQTY FACTOR624$18.0K<0.1%–
MGMMGM Resorts InternationalStock435$17.0K<0.1%History
TTDTrade Desk, Inc.Stock26$17.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD253$17.0K<0.1%–
Deutsche BK AG London BRH Ele Morn TTL2225153Q708ETF399$17.0K<0.1%–
ITWIllinois Tool Works IncStock72$16.0K<0.1%History
OMFOneMain Holdings, Inc.COM300$16.0K<0.1%History
EQIXEquinix IncCOM24$16.0K<0.1%History
CODICompass Diversified HoldingsSH BEN INT700$16.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM1,450$15.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A608$15.0K<0.1%–
NVTAInvitae CorpCOM319$12.0K<0.1%History
GISGeneral Mills IncStock179$11.0K<0.1%History
HUMHumana IncStock26$11.0K<0.1%History
ARK ETF Tr00214Q5003D PRINTING ETF286$11.0K<0.1%–
INOInovio Pharmaceuticals, Inc.COM NEW1,200$11.0K<0.1%History
MRNAModerna, Inc.Stock71$9.00K<0.1%History
SHWSherwin Williams CoCOM12$9.00K<0.1%History
CVLTCommvault Systems IncCOM1,110$9.00K<0.1%History
SPLKSplunk IncCOM67$9.00K<0.1%History
iShares Tr46435G102CONV BD ETF79$8.00K<0.1%–
FRFirst Industrial Realty Trust IncCOM185$8.00K<0.1%History
EBAYeBay IncCOM120$7.00K<0.1%History
CACICACI International IncCL A30$7.00K<0.1%History
SUSuncor Energy IncStock300$6.00K<0.1%History
iShares Tr46434V787YLD OPTIM BD221$6.00K<0.1%–
NTRSNorthern Trust CorpCOM59$6.00K<0.1%History
iShares Tr46428865310-20 YR TRS ETF42$6.00K<0.1%–
CONECyrusOne Holdco LLCCOM83$6.00K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock30$5.00K<0.1%History
CLSKCleanspark, Inc.COM NEW200$5.00K<0.1%History
iShares Tr464288851US OIL GS EX ETF110$5.00K<0.1%–
AMBAAmbarella IncSHS50$5.00K<0.1%History
UBSIUnited Bankshares IncCOM135$5.00K<0.1%History
EGPEastgroup Properties IncCOM32$5.00K<0.1%History
IDXGInterpace Biosciences, Inc.COM1,000$5.00K<0.1%History
MKCMcCormick & Co IncStock49$4.00K<0.1%History
CHWYChewy, Inc.CL A48$4.00K<0.1%History
ROSTRoss Stores, Inc.COM33$4.00K<0.1%History
CRMDCorMedix Inc.COM399$4.00K<0.1%History
XLNXXilinx IncCOM35$4.00K<0.1%History
LINLinde PLCSHS16$4.00K<0.1%History
OMCOmnicom Group Inc.COM47$3.00K<0.1%History
WTRGEssential Utilities, Inc.COM74$3.00K<0.1%History
ATOSAtossa Therapeutics, Inc.COM1,250$3.00K<0.1%History
ZOMDFZomedica Corp.COM2,200$3.00K<0.1%History