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Livermore
Livermore
ZHEN

Johnson Midwest Financial, LLC

SEC CIK
0001732399
Latest filing
Nov 7, 2023

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 7, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
376
+7 vs. Q2 2023
Portfolio value
$44.7M
−$68.0M (−60.3%) vs. Q2 2023
Filed
Nov 7, 2023
SEC
Holdings of Johnson Midwest Financial, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF13,874$5.93M13.3%−19,154−58.0%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF12,615$4.52M10.1%−27,275−68.4%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 112,647$4.24M9.5%−29,867−70.3%ReducedHistory
iShares S&P 500 Value ETF464287408ETF25,077$3.86M8.6%−66,370−72.6%Reduced–
iShares S&P 500 Growth ETF464287309ETF52,113$3.57M8.0%−157,972−75.2%Reduced–
AAPLApple Inc.Stock10,039$1.72M3.8%+129+1.3%AddedHistory
FSKFS KKR Capital CorpCOM74,350$1.46M3.3%−1,919−2.5%ReducedHistory
BRK.BBerkshire Hathaway IncStock3,873$1.36M3.0%+20+0.5%AddedHistory
WMTWalmart Inc.Stock4,969$794.8K1.8%00.0%UnchangedHistory
PFGPrincipal Financial Group IncCOM9,488$683.8K1.5%00.0%UnchangedHistory
LNTAlliant Energy CorpStock13,845$670.8K1.5%+14+0.1%AddedHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK19,668$659.7K1.5%−833−4.1%ReducedHistory
NEENextera Energy IncStock11,204$641.9K1.4%00.0%UnchangedHistory
MCDMcDonalds CorpStock2,137$562.9K1.3%00.0%UnchangedHistory
TSLATesla, Inc.Stock2,215$554.2K1.2%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock1,782$535.0K1.2%00.0%UnchangedHistory
ARCCAres Capital CorpCEF20,684$402.7K0.9%+200+1.0%AddedHistory
MSFTMicrosoft CorpStock1,216$383.9K0.9%00.0%UnchangedHistory
JNJJohnson & JohnsonStock2,384$371.3K0.8%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock6,998$353.3K0.8%00.0%UnchangedHistory
OTTROtter Tail CorpCOM4,482$340.3K0.8%00.0%UnchangedHistory
XELXcel Energy IncStock5,702$326.3K0.7%+13+0.2%AddedHistory
ADBEAdobe Inc.Stock594$302.9K0.7%+15+2.6%AddedHistory
CSXCSX CorpStock8,140$250.3K0.6%00.0%UnchangedHistory
DEDeere & CoStock661$249.4K0.6%+26+4.1%AddedHistory
MOAltria Group, Inc.Stock5,424$228.1K0.5%+96+1.8%AddedHistory
EIXEdison InternationalStock3,521$222.8K0.5%00.0%UnchangedHistory
CPRTCopart IncCOM5,134$221.2K0.5%+110+2.2%AddedConverted for a 2-for-1 splitHistory
WECWec Energy Group, Inc.Stock2,617$210.8K0.5%00.0%UnchangedHistory
GSKGSK plcADR5,644$204.6K0.5%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM1,712$201.3K0.5%−1,000−36.9%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN14,137$198.3K0.4%+10+0.1%AddedHistory
AXPAmerican Express CoStock1,322$197.2K0.4%+1,322NewHistory
BACBank of America CorpStock7,132$195.3K0.4%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock1,346$188.8K0.4%00.0%UnchangedHistory
ESEversource EnergyStock3,223$187.4K0.4%00.0%UnchangedHistory
HTGCHercules Capital, Inc.COM10,500$172.4K0.4%00.0%UnchangedHistory
WDAYWorkday, Inc.CL A780$167.6K0.4%+759+3,614.3%AddedHistory
PSECProspect Capital CorpCOM25,596$154.9K0.3%+28+0.1%AddedHistory
CVXChevron CorpStock884$149.1K0.3%+50+6.0%AddedHistory
QCOMQualcomm IncStock1,275$141.7K0.3%−73−5.4%ReducedHistory
CATCaterpillar IncStock490$133.8K0.3%+2+0.4%AddedHistory
KOCoca Cola CoStock2,333$130.6K0.3%+12+0.5%AddedHistory
EQTEQT CorpStock3,198$129.8K0.3%+3,198NewHistory
AMZNAmazon Com IncStock972$123.6K0.3%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW4,000$122.6K0.3%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock1,627$122.4K0.3%00.0%UnchangedHistory
RFICohen & Steers Total Return Realty Fund IncCOM10,893$114.2K0.3%+3,000+38.0%AddedHistory
VZVerizon Communications IncStock3,483$112.9K0.3%+116+3.4%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF2,392$104.6K0.2%00.0%Unchanged–
CMICummins IncStock444$101.4K0.2%00.0%UnchangedHistory
ORealty Income CorpREIT1,950$97.4K0.2%+31+1.6%AddedHistory
GEGeneral Electric CoStock880$97.3K0.2%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock730$95.5K0.2%00.0%UnchangedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT9,022$95.1K0.2%+3,000+49.8%AddedHistory
EVRGEvergy, Inc.Stock1,867$94.7K0.2%00.0%UnchangedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM6,843$89.4K0.2%+16+0.2%AddedHistory
TMOThermo Fisher Scientific Inc.Stock168$85.3K0.2%00.0%UnchangedHistory
TAT&T Inc.Stock5,658$85.0K0.2%+50+0.9%AddedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,733$83.9K0.2%00.0%UnchangedHistory
Alps ETF Tr00162Q387OSHARES US QUALT1,930$80.9K0.2%00.0%Unchanged–
UNPUnion Pacific CorpStock394$80.2K0.2%00.0%UnchangedHistory
DUKDuke Energy CORPStock898$79.2K0.2%00.0%UnchangedHistory
PEPPepsiCo IncStock456$77.2K0.2%00.0%UnchangedHistory
INTCIntel CorpStock2,147$76.3K0.2%+5+0.2%AddedHistory
EPDEnterprise Products Partners L.P.Stock2,776$76.0K0.2%+51+1.9%AddedHistory
CGCarlyle Group Inc.COM2,494$75.2K0.2%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock548$75.2K0.2%00.0%UnchangedHistory
NINisource Inc.COM3,010$74.3K0.2%00.0%UnchangedHistory
SLFSun Life Financial IncCOM1,518$74.1K0.2%+6+0.4%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF747$70.8K0.2%00.0%Unchanged–
ENBEnbridge IncStock2,011$67.4K0.2%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock130$65.4K0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncREIT3,442$64.7K0.1%+13+0.4%AddedHistory
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF2,216$64.0K0.1%−2−0.1%Reduced–
DNPDNP Select Income Fund IncCOM6,413$61.0K0.1%00.0%UnchangedHistory
OCSLOaktree Specialty Lending CorpCOM2,929$58.9K0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock70$58.5K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock385$56.2K0.1%+1+0.3%AddedHistory
WFCWells Fargo & CompanyStock1,353$55.3K0.1%+11+0.8%AddedHistory
NVDANVIDIA CorpStock127$55.2K0.1%+17+15.5%AddedHistory
FLYYSpirit Aviation Holdings, Inc.COM2,950$48.7K0.1%+900+43.9%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF249$47.1K0.1%00.0%Unchanged–
KMIKinder Morgan, Inc.Stock2,821$46.8K0.1%+42+1.5%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF224$46.6K0.1%00.0%Unchanged–
BPBP PLCADR1,182$45.8K0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock150$45.3K0.1%00.0%UnchangedHistory
ALEAllete IncCOM NEW856$45.2K0.1%00.0%UnchangedHistory
FST Tr New Opport MLP & Ene33739M100COM7,200$45.1K0.1%00.0%Unchanged–
ORCLOracle CorpStock424$44.9K0.1%+1+0.2%AddedHistory
RYRoyal Bank of CanadaStock500$43.7K0.1%00.0%UnchangedHistory
WMWaste Management IncStock284$43.3K0.1%00.0%UnchangedHistory
HRHealthcare Realty Trust IncCL A COM2,828$43.2K0.1%00.0%UnchangedHistory
MKCMcCormick & Co IncStock570$43.1K0.1%00.0%UnchangedHistory
iShares Tr464288521CRE U S REIT ETF912$43.0K0.1%00.0%Unchanged–
ASGIabrdn Global Infrastructure Income FundCOM SHS BEN INT2,658$42.8K0.1%00.0%UnchangedHistory
NADNuveen Quality Municipal Income FundCOM4,005$40.6K0.1%+11+0.3%AddedHistory
NTRNutrien Ltd.COM613$37.9K0.1%+4+0.7%AddedHistory
PMPhilip Morris International Inc.Stock403$37.3K0.1%+5+1.3%AddedHistory
FTAIFTAI Aviation Ltd.SHS1,000$35.5K0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (14)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Johnson Midwest Financial, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares MSCI Eafe ETF464287465ETF201,649$14.6M13.0%–
ProShares Tr74347R107PSHS ULT S&P 50019,869$1.16M1.0%–
PVHPVH Corp.COM1,336$113.5K0.1%History
EEFTEuronet Worldwide, Inc.COM680$79.8K0.1%History
Theratechnologies Inc88338H100COM32,000$26.9K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF286$21.4K<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A2,053$13.9K<0.1%History
ProShares Tr74347G887ULSH 20YRTRE NEW180$11.8K<0.1%–
APPHAppHarvest, Inc.COM20,000$7.40K<0.1%History
CIMChimera Investment CorpCOM NEW1,000$5.77K<0.1%History
GLWCorning IncCOM125$4.38K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM505$2.22K<0.1%History
HOOKHOOKIPA Pharma Inc.COM800$704<0.1%History
EMBKEmbark Technology, Inc.COM NEW50$143<0.1%History