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Livermore
Livermore
ZHEN

Johnson Midwest Financial, LLC

SEC CIK
0001732399
Latest filing
Nov 7, 2023

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 13, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
346
+26 vs. Q2 2022
Portfolio value
$26.2M
−$48.2M (−64.8%) vs. Q2 2022
Filed
Oct 13, 2022
SEC
Holdings of Johnson Midwest Financial, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46429B7470-5 YR TIPS ETF5,826$5.63M21.5%−53,854−90.2%Reduced–
AAPLApple Inc.Stock10,208$1.41M5.4%−81−0.8%ReducedHistory
FSKFS KKR Capital CorpCOM79,474$1.35M5.1%−4,267−5.1%ReducedHistory
BRK.BBerkshire Hathaway IncStock4,016$1.07M4.1%−53−1.3%ReducedHistory
NEENextera Energy IncStock11,116$872.0K3.3%+24+0.2%AddedHistory
LNTAlliant Energy CorpStock13,792$731.0K2.8%+10+0.1%AddedHistory
WMTWalmart Inc.Stock4,959$643.0K2.5%+3+0.1%AddedHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK20,501$575.0K2.2%−1,502−6.8%ReducedHistory
TSLATesla, Inc.Stock1,878$498.0K1.9%+222+13.4%AddedConverted for a 3-for-1 splitHistory
MCDMcDonalds CorpStock2,109$487.0K1.9%+9+0.4%AddedHistory
TSNTyson Foods, Inc.Stock6,996$461.0K1.8%00.0%UnchangedHistory
JNJJohnson & JohnsonStock2,294$375.0K1.4%−152−6.2%ReducedHistory
XELXcel Energy IncStock5,653$362.0K1.4%+12+0.2%AddedHistory
ARCCAres Capital CorpCEF20,449$345.0K1.3%+11+0.1%AddedHistory
PFGPrincipal Financial Group IncCOM4,027$291.0K1.1%+7+0.2%AddedHistory
OTTROtter Tail CorpCOM4,482$276.0K1.1%00.0%UnchangedHistory
MSFTMicrosoft CorpStock1,114$260.0K1.0%+1+0.1%AddedHistory
METAMeta Platforms, Inc.Stock1,864$253.0K1.0%+20+1.1%AddedHistory
ESEversource EnergyStock3,223$251.0K1.0%00.0%UnchangedHistory
ProShares Tr74347B425SHORT S&P 500 NE14,112$244.0K0.9%+14,112New–
XOMExxonMobil Holdings CorpCOM2,749$240.0K0.9%+12+0.4%AddedHistory
WECWec Energy Group, Inc.Stock2,617$234.0K0.9%00.0%UnchangedHistory
MOAltria Group, Inc.Stock5,373$217.0K0.8%−1,245−18.8%ReducedHistory
CSXCSX CorpStock8,104$216.0K0.8%+16+0.2%AddedHistory
BACBank of America CorpStock7,025$212.0K0.8%+661+10.4%AddedHistory
DEDeere & CoStock632$211.0K0.8%−338−34.8%ReducedHistory
ACGLArch Capital Group Ltd.Stock4,480$204.0K0.8%−598−11.8%ReducedHistory
EIXEdison InternationalStock3,521$199.0K0.8%00.0%UnchangedHistory
TAPMolson Coors Beverage CoCL B3,479$167.0K0.6%−50−1.4%ReducedHistory
IBMInternational Business Machines CorpStock1,346$160.0K0.6%−10−0.7%ReducedHistory
WMBWilliams Companies, Inc.COM5,553$159.0K0.6%−78−1.4%ReducedHistory
PSECProspect Capital CorpCOM25,461$158.0K0.6%+30+0.1%AddedHistory
QCOMQualcomm IncStock1,342$152.0K0.6%+2+0.1%AddedHistory
CBTCabot CorpCOM2,353$150.0K0.6%−671−22.2%ReducedHistory
EXELExelixis, Inc.COM9,568$150.0K0.6%+9,568NewHistory
CMCCommercial Metals CoStock4,010$142.0K0.5%−58−1.4%ReducedHistory
AEPAmerican Electric Power Co IncStock1,627$141.0K0.5%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV1,238$138.0K0.5%+1,238New–
HTGCHercules Capital, Inc.COM10,500$122.0K0.5%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1416$120.0K0.5%+100+31.6%AddedHistory
VZVerizon Communications IncStock3,141$119.0K0.5%+21+0.7%AddedHistory
KOCoca Cola CoStock2,026$113.0K0.4%+17+0.8%AddedHistory
CVXChevron CorpStock786$113.0K0.4%+2+0.3%AddedHistory
EVRGEvergy, Inc.Stock1,867$111.0K0.4%00.0%UnchangedHistory
ORealty Income CorpREIT1,836$107.0K0.4%−569−23.7%ReducedHistory
PYPLPayPal Holdings, Inc.Stock1,223$105.0K0.4%+1,223NewHistory
INTCIntel CorpStock3,968$102.0K0.4%+15+0.4%AddedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,733$96.0K0.4%00.0%UnchangedHistory
RFICohen & Steers Total Return Realty Fund IncCOM7,893$95.0K0.4%00.0%UnchangedHistory
TKRTimken CoCOM1,537$91.0K0.3%+1,537NewHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,370$90.0K0.3%−1,384−50.3%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF2,392$87.0K0.3%+2,392New–
iShares Core S&P U.S. Growth ETF464287671ETF1,047$84.0K0.3%+1,047New–
TAT&T Inc.Stock5,431$83.0K0.3%+115+2.2%AddedHistory
DUKDuke Energy CORPStock882$82.0K0.3%+5+0.6%AddedHistory
CATCaterpillar IncStock482$79.0K0.3%+2+0.4%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM6,743$79.0K0.3%+22+0.3%AddedHistory
EPAMEPAM Systems, Inc.COM214$78.0K0.3%+214NewHistory
UNPUnion Pacific CorpStock394$77.0K0.3%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock152$77.0K0.3%00.0%UnchangedHistory
MPTMedical Properties Trust IncCOM6,385$76.0K0.3%00.0%UnchangedHistory
NINisource Inc.COM3,010$76.0K0.3%00.0%UnchangedHistory
PEPPepsiCo IncStock457$75.0K0.3%+3+0.7%AddedHistory
ENBEnbridge IncStock1,995$74.0K0.3%+5+0.3%AddedHistory
WYWeyerhaeuser CoCOM NEW2,500$71.0K0.3%00.0%UnchangedHistory
Alps ETF Tr00162Q387OSHARES US QUALT1,930$71.0K0.3%00.0%Unchanged–
GOOGLAlphabet Inc.Stock720$69.0K0.3%00.0%UnchangedConverted for a 20-for-1 splitHistory
DNPDNP Select Income Fund IncCOM6,413$66.0K0.3%00.0%UnchangedHistory
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF1,817$62.0K0.2%+1,817New–
EPDEnterprise Products Partners L.P.Stock2,577$61.0K0.2%+44+1.7%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD1,276$61.0K0.2%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF599$61.0K0.2%00.0%Unchanged–
SLFSun Life Financial IncCOM1,501$60.0K0.2%+11+0.7%AddedHistory
HRHealthcare Realty Trust IncCL A COM2,828$59.0K0.2%+2,828NewHistory
SPYSPDR S&P 500 ETF TrustETF162$58.0K0.2%+74+84.1%AddedHistory
NLYAnnaly Capital Management IncREIT3,388$58.0K0.2%+62+1.9%AddedConverted for a 1-for-4 splitHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT6,022$58.0K0.2%00.0%UnchangedHistory
GEGeneral Electric CoStock890$55.0K0.2%00.0%UnchangedHistory
AMZNAmazon Com IncStock480$54.0K0.2%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock1,317$53.0K0.2%+9+0.7%AddedHistory
KOSKosmos Energy Ltd.COM10,259$53.0K0.2%−147−1.4%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM8,736$52.0K0.2%+56+0.6%AddedHistory
NTRNutrien Ltd.COM582$49.0K0.2%+582NewHistory
PGProcter & Gamble CoStock380$48.0K0.2%−84−18.1%ReducedHistory
WMWaste Management IncStock284$45.0K0.2%00.0%UnchangedHistory
RYRoyal Bank of CanadaStock500$45.0K0.2%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM13,209$45.0K0.2%00.0%UnchangedHistory
NADNuveen Quality Municipal Income FundCOM3,957$44.0K0.2%+13+0.3%AddedHistory
KMIKinder Morgan, Inc.Stock2,594$43.0K0.2%+23+0.9%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF249$43.0K0.2%+249New–
iShares Tr464288521CRE U S REIT ETF912$43.0K0.2%+912New–
ALEAllete IncCOM NEW856$43.0K0.2%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF224$42.0K0.2%+224New–
WBAWalgreens Boots Alliance, Inc.COM1,337$42.0K0.2%+24+1.8%AddedHistory
HDHome Depot, Inc.Stock150$41.0K0.2%00.0%UnchangedHistory
MKCMcCormick & Co IncStock570$41.0K0.2%00.0%UnchangedHistory
PFEPfizer IncStock892$39.0K0.1%+6+0.7%AddedHistory
FST Tr New Opport MLP & Ene33739M100COM7,200$39.0K0.1%00.0%Unchanged–
CCICrown Castle Inc.REIT260$38.0K0.1%00.0%UnchangedHistory
Macquarie Global Infrastruct55608D101COM2,000$38.0K0.1%00.0%Unchanged–

Sold out since Q2 2022 (12)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Johnson Midwest Financial, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
HPHelmerich & Payne, Inc.COM2,826$122.0K0.2%History
EQTEQT CorpStock3,447$119.0K0.2%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1,036$95.0K0.1%–
Healthcare Realty Trust Inc42225P501CL A NEW2,825$79.0K0.1%–
iShares Tr464287697U.S. UTILITS ETF248$21.0K<0.1%–
GSKGSK plcSPONSORED ADR470$20.0K<0.1%History
OMCOmnicom Group Inc.COM135$9.00K<0.1%History
iShares Tr464287762US HLTHCARE ETF32$9.00K<0.1%–
TFSLTFS Financial CORPCOM400$5.00K<0.1%History
SLViShares Silver TrustETF175$3.00K<0.1%History
CDKCDK Global, Inc.COM33$2.00K<0.1%History
NENoble Corp plcEquities19$00.0%History