Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 5, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 585
- +13 vs. Q2 2024
- Portfolio value
- $944.2M
- +$35.4M (+3.9%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 120,049 | $69.2M | 7.3% | +19,532+19.4% | Added | – |
| NVDANVIDIA Corp | Stock | 379,125 | $46.0M | 4.9% | +299+0.1% | Added | History |
| AAPLApple Inc. | Stock | 178,382 | $41.6M | 4.4% | −5,969−3.2% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 137,191 | $25.6M | 2.7% | −119−0.1% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 58,559 | $25.2M | 2.7% | −1,895−3.1% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 40,157 | $23.0M | 2.4% | +2,008+5.3% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 39,757 | $19.4M | 2.1% | −294−0.7% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 29,221 | $15.4M | 1.6% | +1,557+5.6% | Added | – |
| GOOGLAlphabet Inc. | Stock | 90,521 | $15.0M | 1.6% | +4,037+4.7% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 124,313 | $13.0M | 1.4% | −7,987−6.0% | Reduced | – |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 54,439 | $12.0M | 1.3% | −3,312−5.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 24,677 | $11.4M | 1.2% | −157−0.6% | Reduced | History |
| Fidelity High Dividend ETF316092840 | ETF | 200,738 | $10.2M | 1.1% | +116,557+138.5% | Added | – |
| VSTVistra Corp. | Stock | 85,150 | $10.1M | 1.1% | −418−0.5% | Reduced | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 282,809 | $10.0M | 1.1% | +8,250+3.0% | Added | – |
| CVXChevron Corp | Stock | 65,580 | $9.66M | 1.0% | −1,331−2.0% | Reduced | History |
| IBOCInternational Bancshares Corp | COM | 150,074 | $8.97M | 1.0% | −6,000−3.8% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 76,333 | $8.95M | 0.9% | −8,091−9.6% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 25,826 | $8.83M | 0.9% | −683−2.6% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 28,456 | $8.06M | 0.9% | +2,517+9.7% | Added | – |
| URIUnited Rentals, Inc. | COM | 9,751 | $7.90M | 0.8% | −91−0.9% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 38,795 | $6.77M | 0.7% | −1,935−4.8% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 17,396 | $6.68M | 0.7% | +915+5.6% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 31,443 | $6.63M | 0.7% | −453−1.4% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 11,483 | $6.57M | 0.7% | −507−4.2% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 38,858 | $6.50M | 0.7% | +1,118+3.0% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 108,919 | $6.45M | 0.7% | +3,012+2.8% | Added | – |
| JAZZJazz Pharmaceuticals plc | SHS USD | 57,672 | $6.43M | 0.7% | +9,783+20.4% | Added | History |
| VRTVertiv Holdings Co | COM CL A | 61,392 | $6.11M | 0.6% | +29,338+91.5% | Added | History |
| Fidelity Covington Trust316092360 | FUN LAR COR ETF | 132,172 | $6.03M | 0.6% | −5,745−4.2% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 26,145 | $5.90M | 0.6% | −425−1.6% | Reduced | – |
| HDHome Depot, Inc. | Stock | 14,272 | $5.78M | 0.6% | −820−5.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 54,414 | $5.58M | 0.6% | −18,114−25.0% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 31,810 | $5.49M | 0.6% | +1,560+5.2% | AddedConverted for a 10-for-1 split | History |
| RTXRTX Corp | Stock | 42,268 | $5.12M | 0.5% | +152+0.4% | Added | History |
| TSLATesla, Inc. | Stock | 19,572 | $5.12M | 0.5% | −1,371−6.5% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 46,913 | $5.01M | 0.5% | +3,860+9.0% | Added | – |
| JNJJohnson & Johnson | Stock | 30,673 | $4.97M | 0.5% | −2,315−7.0% | Reduced | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 102,378 | $4.66M | 0.5% | +3,728+3.8% | Added | – |
| ADTNADTRAN Holdings, Inc. | COM | 778,850 | $4.62M | 0.5% | +134,900+20.9% | Added | History |
| LLYEli Lilly & Co | Stock | 4,956 | $4.39M | 0.5% | +440+9.7% | Added | History |
| UISUnisys Corp | COM NEW | 770,900 | $4.38M | 0.5% | −8,500−1.1% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 4,806 | $4.26M | 0.5% | −177−3.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 34,415 | $4.14M | 0.4% | −15,720−31.4% | Reduced | – |
| MELIMercadolibre Inc | COM | 1,963 | $4.03M | 0.4% | +44+2.3% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 20,298 | $4.02M | 0.4% | −5,102−20.1% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 6,695 | $3.91M | 0.4% | −77−1.1% | Reduced | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 155,960 | $3.91M | 0.4% | +2,000+1.3% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 23,384 | $3.84M | 0.4% | +387+1.7% | Added | History |
| NOWServiceNow, Inc. | Stock | 4,006 | $3.58M | 0.4% | −123−3.0% | Reduced | History |
| AXONAxon Enterprise, Inc. | COM | 8,481 | $3.39M | 0.4% | +340+4.2% | Added | History |
| IBMInternational Business Machines Corp | Stock | 15,187 | $3.36M | 0.4% | +1,345+9.7% | Added | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 131,737 | $3.36M | 0.4% | 00.0% | Unchanged | – |
| PFEPfizer Inc | Stock | 113,110 | $3.27M | 0.3% | −7,321−6.1% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 7,389 | $3.13M | 0.3% | +3,334+82.2% | Added | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 73,461 | $3.08M | 0.3% | −651−0.9% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 15,569 | $3.07M | 0.3% | −282−1.8% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 51,446 | $3.06M | 0.3% | −4,678−8.3% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 167,930 | $3.04M | 0.3% | −15,018−8.2% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 34,304 | $3.01M | 0.3% | −5,561−13.9% | Reduced | – |
| PGProcter & Gamble Co | Stock | 17,348 | $3.00M | 0.3% | −2,641−13.2% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 65,435 | $2.97M | 0.3% | +1,585+2.5% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 29,282 | $2.97M | 0.3% | +1,430+5.1% | Added | – |
| TAT&T Inc. | Stock | 134,635 | $2.96M | 0.3% | −17,001−11.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 98,760 | $2.95M | 0.3% | +11,388+13.0% | Added | – |
| COPConocoPhillips | Stock | 27,779 | $2.92M | 0.3% | +3,809+15.9% | Added | History |
| SCWXSecureWorks Corp | CL A | 327,516 | $2.90M | 0.3% | +36,816+12.7% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 18,746 | $2.89M | 0.3% | +1,904+11.3% | Added | – |
| PWRQuanta Services, Inc. | COM | 9,678 | $2.89M | 0.3% | +1,629+20.2% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 8,959 | $2.88M | 0.3% | −70−0.8% | Reduced | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 62,650 | $2.87M | 0.3% | −3,017−4.6% | Reduced | – |
| WMTWalmart Inc. | Stock | 35,361 | $2.86M | 0.3% | −4,077−10.3% | Reduced | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 47,569 | $2.81M | 0.3% | 00.0% | Unchanged | – |
| OSPNOneSpan Inc. | COM | 163,550 | $2.73M | 0.3% | −18,250−10.0% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 23,905 | $2.71M | 0.3% | −2,064−7.9% | Reduced | History |
| FSKFS KKR Capital Corp | COM | 132,296 | $2.61M | 0.3% | −5,884−4.3% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 48,610 | $2.57M | 0.3% | +1,341+2.8% | Added | – |
| CRMSalesforce, Inc. | Stock | 9,213 | $2.52M | 0.3% | +1,690+22.5% | Added | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 237,338 | $2.48M | 0.3% | +21,233+9.8% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 7,882 | $2.48M | 0.3% | +100+1.3% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 18,854 | $2.42M | 0.3% | +988+5.5% | Added | – |
| AGNCAGNC Investment Corp. | REIT | 229,934 | $2.41M | 0.3% | +2,773+1.2% | Added | History |
| CATCaterpillar Inc | Stock | 5,999 | $2.35M | 0.2% | +39+0.7% | Added | History |
| GLDSPDR Gold Trust | ETF | 9,609 | $2.34M | 0.2% | +148+1.6% | Added | History |
| KOCoca Cola Co | Stock | 32,103 | $2.31M | 0.2% | −4,392−12.0% | Reduced | History |
| VZVerizon Communications Inc | Stock | 48,378 | $2.17M | 0.2% | −3,497−6.7% | Reduced | History |
| FISVFiserv Inc | Stock | 12,067 | $2.17M | 0.2% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 12,728 | $2.16M | 0.2% | +565+4.6% | Added | History |
| MCDMcDonalds Corp | Stock | 7,041 | $2.14M | 0.2% | +692+10.9% | Added | History |
| QCOMQualcomm Inc | Stock | 12,495 | $2.12M | 0.2% | −33−0.3% | Reduced | History |
| ORCLOracle Corp | Stock | 11,940 | $2.03M | 0.2% | +1,919+19.1% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 11,457 | $1.98M | 0.2% | −1,053−8.4% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 18,931 | $1.97M | 0.2% | −1,362−6.7% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 3,299 | $1.94M | 0.2% | +209+6.8% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 24,567 | $1.93M | 0.2% | +478+2.0% | Added | – |
| SLBSLB Limited | Stock | 45,643 | $1.91M | 0.2% | −15,954−25.9% | Reduced | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 30,889 | $1.87M | 0.2% | −412−1.3% | Reduced | – |
| VIAVViavi Solutions Inc. | COM | 206,200 | $1.86M | 0.2% | +51,800+33.5% | Added | History |
| ARAYAccuray Inc | COM | 1,003,050 | $1.81M | 0.2% | −41,000−3.9% | Reduced | History |
| GEGeneral Electric Co | Stock | 9,351 | $1.76M | 0.2% | −139−1.5% | Reduced | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CALYCallaway Golf Co | COM | – | $3.29K |
Sold out since Q2 2024 (40)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W547 | US VALUE FD | 51,992 | $3.79M | 0.4% | – |
| INFNInfinera Corp | COM | 575,100 | $3.50M | 0.4% | History |
| CPSCooper-Standard Holdings Inc. | COM | 189,045 | $2.35M | 0.3% | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 35,942 | $2.07M | 0.2% | – |
| CCICrown Castle Inc. | REIT | 13,665 | $1.34M | 0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 16,980 | $1.32M | 0.1% | – |
| AAPAdvance Auto Parts Inc | COM | 20,542 | $1.30M | 0.1% | History |
| MSTRStrategy Inc | Stock | 886 | $1.22M | 0.1% | History |
| HUBSHubSpot Inc | COM | 1,833 | $1.08M | 0.1% | History |
| BAXBaxter International Inc | Stock | 30,872 | $1.03M | 0.1% | History |
| CRKComstock Resources Inc | COM | 98,550 | $1.02M | 0.1% | History |
| ABNBAirbnb, Inc. | Stock | 3,093 | $469.0K | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 8,486 | $454.0K | <0.1% | History |
| ARK Innovation ETF00214Q104 | ETF | 9,704 | $426.5K | <0.1% | – |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 31,927 | $394.3K | <0.1% | History |
| Amplify ETF Tr032108672 | SAMSUNG SOFR ETF | 3,775 | $378.4K | <0.1% | – |
| UUnity Software Inc. | COM | 23,049 | $374.8K | <0.1% | History |
| APLEApple Hospitality REIT, Inc. | REIT | 23,892 | $347.4K | <0.1% | History |
| NEMNEWMONT Corp | Stock | 6,895 | $288.7K | <0.1% | History |
| NETCloudflare, Inc. | CL A COM | 3,200 | $265.1K | <0.1% | History |
| OGEOGE Energy Corp. | COM | 7,197 | $256.9K | <0.1% | History |
| Vanguard Scottsdale FDS92206C573 | TOTAL CORP BND | 3,243 | $245.5K | <0.1% | – |
| VLOValero Energy Corp | Stock | 1,515 | $237.5K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 2,184 | $232.4K | <0.1% | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 10,400 | $230.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,077 | $222.2K | <0.1% | History |
| Fidelity Covington Trust316092246 | CLOUD COMPUTNG | 9,162 | $221.4K | <0.1% | – |
| RBB FD Inc74933W452 | F/M US TREASURY | 4,318 | $216.0K | <0.1% | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 3,190 | $215.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,271 | $212.3K | <0.1% | – |
| USOUnited States Oil Fund, LP | UNITS | 2,603 | $207.2K | <0.1% | History |
| iShares Select Dividend ETF464287168 | ETF | 1,672 | $202.3K | <0.1% | – |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 19,698 | $160.9K | <0.1% | History |
| DZSIDZS Inc. | COM | 124,000 | $145.1K | <0.1% | History |
| QMCOQuantum Corp | COM NEW | 267,901 | $109.6K | <0.1% | History |
| LFMDLifeMD, Inc. | COM | 10,800 | $74.1K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 13,000 | $66.8K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 11,135 | $35.9K | <0.1% | – |
| PLPlanet Labs PBC | COM CL A | 12,419 | $23.1K | <0.1% | History |
| Cybin Ord23256X100 | COM | 10,000 | $2.71K | <0.1% | – |