Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 5, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 585
- +13 vs. Q2 2024
- Portfolio value
- $944.2M
- +$35.4M (+3.9%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VEEETwin Vee PowerCats, Co. | COM | 11,500 | $6.90K | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Corp530715AL5 | DEB 3.750% 2/1 | 30,000 | $10.4K | <0.1% | 00.0% | Unchanged | – |
| OPKOpko Health, Inc. | COM | 10,000 | $14.9K | <0.1% | 00.0% | Unchanged | History |
| LLAPTerran Orbital Corp | COM | 140,000 | $35.2K | <0.1% | 00.0% | Unchanged | History |
| SANBanco Santander, S.A. | ADR | 10,673 | $54.4K | <0.1% | −400−3.6% | Reduced | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 11,500 | $57.8K | <0.1% | −2,000−14.8% | Reduced | History |
| RIGTransocean Ltd. | REGISTERED SHS | 14,680 | $62.4K | <0.1% | −12−0.1% | Reduced | History |
| VERUVeru Inc. | COM | 82,500 | $63.4K | <0.1% | 00.0% | Unchanged | History |
| RFILR F Industries Ltd | COM PAR $0.01 | 15,994 | $65.3K | <0.1% | −1,700−9.6% | Reduced | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 16,232 | $73.2K | <0.1% | +533+3.4% | Added | History |
| SJTSan Juan Basin Royalty Trust | UNIT BEN INT | 20,000 | $74.0K | <0.1% | 00.0% | Unchanged | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 15,647 | $87.6K | <0.1% | −3,287−17.4% | Reduced | History |
| MPTMedical Properties Trust Inc | COM | 15,630 | $91.4K | <0.1% | 00.0% | Unchanged | History |
| NYXHNyxoah SA | COMMONSTOCK | 10,000 | $95.5K | <0.1% | +10,000 | New | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 10,000 | $99.0K | <0.1% | +10,000 | New | History |
| ASYSAmtech Systems Inc | COM PAR $0.01N | 20,100 | $116.6K | <0.1% | −7,400−26.9% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,600 | $125.1K | <0.1% | +1,700+8.5% | Added | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 10,837 | $126.1K | <0.1% | +230+2.2% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 15,809 | $127.6K | <0.1% | −3,954−20.0% | Reduced | History |
| HRZNHorizon Technology Finance Corp | COM | 12,077 | $128.6K | <0.1% | −1,384−10.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 10,421 | $128.7K | <0.1% | −1,782−14.6% | Reduced | – |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 12,205 | $138.6K | <0.1% | +1,561+14.7% | Added | History |
| NOKNokia Corp | SPONSORED ADR | 32,434 | $141.7K | <0.1% | −19,099−37.1% | Reduced | History |
| HEQJohn Hancock Diversified Income Fund | COM | 13,227 | $145.1K | <0.1% | +2,471+23.0% | Added | History |
| Golden Ocean Group LtdG39637205 | SHS NEW | 11,237 | $150.4K | <0.1% | −300−2.6% | Reduced | – |
| BBDCBarings BDC, Inc. | COM | 15,406 | $151.0K | <0.1% | 00.0% | Unchanged | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 13,065 | $160.7K | <0.1% | +23+0.2% | Added | History |
| VTRSViatris Inc | Stock | 13,862 | $160.9K | <0.1% | −638−4.4% | Reduced | History |
| FNBFNB Corp | COM | 11,849 | $167.2K | <0.1% | −290−2.4% | Reduced | History |
| RCReady Capital Corp | COM | 21,984 | $167.7K | <0.1% | +607+2.8% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 13,220 | $171.6K | <0.1% | +180+1.4% | Added | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 12,678 | $173.9K | <0.1% | 00.0% | Unchanged | History |
| EMKREmcore Corp | Stock | 79,720 | $176.2K | <0.1% | +18,250+29.7% | Added | History |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 23,269 | $178.9K | <0.1% | +599+2.6% | Added | History |
| CXMSprinklr, Inc. | CL A | 23,808 | $184.0K | <0.1% | −46,792−66.3% | Reduced | History |
| Paramount Global92556H206 | CL B | 17,405 | $184.8K | <0.1% | −1,677−8.8% | Reduced | – |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 14,673 | $191.5K | <0.1% | +255+1.8% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 12,205 | $191.6K | <0.1% | +32+0.3% | Added | History |
| PRTHPriority Technology Holdings, Inc. | COM | 28,700 | $196.0K | <0.1% | −2,400−7.7% | Reduced | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 22,097 | $201.1K | <0.1% | −3,048−12.1% | Reduced | History |
| TTDTrade Desk, Inc. | Stock | 1,834 | $201.1K | <0.1% | +1,834 | New | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 2,418 | $201.2K | <0.1% | +2,418 | New | – |
| ALLAllstate Corp | Stock | 1,061 | $201.2K | <0.1% | −213−16.7% | Reduced | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 7,755 | $201.9K | <0.1% | +7,755 | New | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 7,211 | $203.2K | <0.1% | −868−10.7% | Reduced | History |
| Fidelity Covington Trust31609A404 | ENHANCED INTL | 6,718 | $203.4K | <0.1% | +6,718 | New | – |
| BABAAlibaba Group Holding Ltd | ADR | 1,934 | $205.3K | <0.1% | −33,079−94.5% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 999 | $206.1K | <0.1% | +999 | New | History |
| VTRVentas, Inc. | REIT | 3,223 | $206.7K | <0.1% | +3,223 | New | History |
| KHCKraft Heinz Co | Stock | 5,899 | $207.1K | <0.1% | −615−9.4% | Reduced | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,191 | $208.6K | <0.1% | +4,191 | New | – |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 9,354 | $209.5K | <0.1% | +9,354 | New | – |
| CTRACoterra Energy Inc. | Stock | 8,791 | $210.6K | <0.1% | −451−4.9% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 10,024 | $211.7K | <0.1% | +10,024 | New | – |
| MAINMain Street Capital CORP | CEF | 4,272 | $214.2K | <0.1% | −10.0% | Reduced | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 3,023 | $214.9K | <0.1% | −55−1.8% | Reduced | – |
| NUENucor Corp | COM | 1,430 | $215.0K | <0.1% | −64−4.3% | Reduced | History |
| Capital Grp Fixed Incm ETF T14020Y508 | CORE BOND ETF | 7,997 | $215.5K | <0.1% | +7,997 | New | – |
| iShares MSCI India ETF46429B598 | ETF | 3,691 | $216.0K | <0.1% | +3,691 | New | – |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 14,180 | $216.7K | <0.1% | −1,500−9.6% | Reduced | – |
| VPGVishay Precision Group, Inc. | COM | 8,421 | $218.1K | <0.1% | +8,421 | New | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 1,865 | $218.8K | <0.1% | −193−9.4% | Reduced | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 771 | $219.0K | <0.1% | +771 | New | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 4,137 | $219.9K | <0.1% | +4,137 | New | History |
| WisdomTree Tr97717Y543 | ARTI INT INN FD | 11,065 | $220.5K | <0.1% | −2,704−19.6% | Reduced | – |
| XYZBlock, Inc. | CL A | 3,286 | $220.6K | <0.1% | +169+5.4% | Added | History |
| J P Morgan Exchange Traded F46641Q241 | BETABUILDERS US | 4,680 | $221.5K | <0.1% | −13,696−74.5% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 2,650 | $221.6K | <0.1% | 00.0% | Unchanged | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 2,871 | $223.7K | <0.1% | −189−6.2% | Reduced | History |
| DXDynex Capital Inc | COM | 17,542 | $223.8K | <0.1% | +441+2.6% | Added | History |
| AEMAgnico Eagle Mines Ltd | Stock | 2,780 | $223.9K | <0.1% | +2,780 | New | History |
| NXPINXP Semiconductors N.V. | COM | 935 | $224.4K | <0.1% | +88+10.4% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,184 | $225.9K | <0.1% | −6−0.5% | Reduced | – |
| ULUnilever PLC | SPON ADR NEW | 3,492 | $226.8K | <0.1% | −205−5.5% | Reduced | History |
| AHRAmerican Healthcare REIT, Inc. | COM SHS | 8,791 | $229.4K | <0.1% | +8,791 | New | History |
| CARRCarrier Global Corp | Stock | 2,852 | $229.5K | <0.1% | +2,852 | New | History |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 958 | $230.2K | <0.1% | +958 | New | – |
| Global X FDS37954Y806 | ALTERNATIVE INCM | 19,152 | $230.9K | <0.1% | −4,328−18.4% | Reduced | – |
| LINLinde PLC | Stock | 486 | $231.7K | <0.1% | +11+2.3% | Added | History |
| LANDGladstone Land Corp | COM | 16,739 | $232.7K | <0.1% | +156+0.9% | Added | History |
| UALUnited Airlines Holdings, Inc. | COM | 4,083 | $233.0K | <0.1% | −1,470−26.5% | Reduced | History |
| OXYOccidental Petroleum Corp | Stock | 4,526 | $233.3K | <0.1% | −142−3.0% | Reduced | History |
| CBChubb Ltd | Stock | 811 | $233.9K | <0.1% | +811 | New | History |
| ARCCAres Capital Corp | CEF | 11,218 | $234.9K | <0.1% | +650+6.2% | Added | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 2,600 | $235.0K | <0.1% | −129−4.7% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 857 | $237.3K | <0.1% | +1+0.1% | Added | History |
| SPGSimon Property Group Inc. | REIT | 1,408 | $238.0K | <0.1% | −346−19.7% | Reduced | History |
| SYKStryker Corp | Stock | 668 | $241.3K | <0.1% | +22+3.4% | Added | History |
| DFSDiscover Financial Services | COM | 1,735 | $243.4K | <0.1% | −1−0.1% | Reduced | History |
| INTUIntuit Inc. | Stock | 393 | $244.2K | <0.1% | +18+4.8% | Added | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 20,435 | $246.0K | <0.1% | +155+0.8% | Added | History |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 7,924 | $246.3K | <0.1% | +7,924 | New | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 13,377 | $247.2K | <0.1% | +2,078+18.4% | Added | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 9,440 | $248.0K | <0.1% | +1,000+11.8% | Added | – |
| AEEAmeren Corp | COM | 2,844 | $248.7K | <0.1% | −239−7.8% | Reduced | History |
| EMREmerson Electric Co | Stock | 2,274 | $248.7K | <0.1% | +3+0.1% | Added | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 194 | $248.7K | <0.1% | +194 | New | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 30,183 | $249.0K | <0.1% | −21,078−41.1% | Reduced | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 1,455 | $250.2K | <0.1% | −401−21.6% | Reduced | – |
| STXSStereotaxis, Inc. | COM NEW | 123,875 | $252.7K | <0.1% | −99,901−44.6% | Reduced | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CALYCallaway Golf Co | COM | – | $3.29K |
Sold out since Q2 2024 (40)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W547 | US VALUE FD | 51,992 | $3.79M | 0.4% | – |
| INFNInfinera Corp | COM | 575,100 | $3.50M | 0.4% | History |
| CPSCooper-Standard Holdings Inc. | COM | 189,045 | $2.35M | 0.3% | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 35,942 | $2.07M | 0.2% | – |
| CCICrown Castle Inc. | REIT | 13,665 | $1.34M | 0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 16,980 | $1.32M | 0.1% | – |
| AAPAdvance Auto Parts Inc | COM | 20,542 | $1.30M | 0.1% | History |
| MSTRStrategy Inc | Stock | 886 | $1.22M | 0.1% | History |
| HUBSHubSpot Inc | COM | 1,833 | $1.08M | 0.1% | History |
| BAXBaxter International Inc | Stock | 30,872 | $1.03M | 0.1% | History |
| CRKComstock Resources Inc | COM | 98,550 | $1.02M | 0.1% | History |
| ABNBAirbnb, Inc. | Stock | 3,093 | $469.0K | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 8,486 | $454.0K | <0.1% | History |
| ARK Innovation ETF00214Q104 | ETF | 9,704 | $426.5K | <0.1% | – |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 31,927 | $394.3K | <0.1% | History |
| Amplify ETF Tr032108672 | SAMSUNG SOFR ETF | 3,775 | $378.4K | <0.1% | – |
| UUnity Software Inc. | COM | 23,049 | $374.8K | <0.1% | History |
| APLEApple Hospitality REIT, Inc. | REIT | 23,892 | $347.4K | <0.1% | History |
| NEMNEWMONT Corp | Stock | 6,895 | $288.7K | <0.1% | History |
| NETCloudflare, Inc. | CL A COM | 3,200 | $265.1K | <0.1% | History |
| OGEOGE Energy Corp. | COM | 7,197 | $256.9K | <0.1% | History |
| Vanguard Scottsdale FDS92206C573 | TOTAL CORP BND | 3,243 | $245.5K | <0.1% | – |
| VLOValero Energy Corp | Stock | 1,515 | $237.5K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 2,184 | $232.4K | <0.1% | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 10,400 | $230.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,077 | $222.2K | <0.1% | History |
| Fidelity Covington Trust316092246 | CLOUD COMPUTNG | 9,162 | $221.4K | <0.1% | – |
| RBB FD Inc74933W452 | F/M US TREASURY | 4,318 | $216.0K | <0.1% | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 3,190 | $215.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,271 | $212.3K | <0.1% | – |
| USOUnited States Oil Fund, LP | UNITS | 2,603 | $207.2K | <0.1% | History |
| iShares Select Dividend ETF464287168 | ETF | 1,672 | $202.3K | <0.1% | – |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 19,698 | $160.9K | <0.1% | History |
| DZSIDZS Inc. | COM | 124,000 | $145.1K | <0.1% | History |
| QMCOQuantum Corp | COM NEW | 267,901 | $109.6K | <0.1% | History |
| LFMDLifeMD, Inc. | COM | 10,800 | $74.1K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 13,000 | $66.8K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 11,135 | $35.9K | <0.1% | – |
| PLPlanet Labs PBC | COM CL A | 12,419 | $23.1K | <0.1% | History |
| Cybin Ord23256X100 | COM | 10,000 | $2.71K | <0.1% | – |