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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 19, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
472
−100 vs. Q4 2023
Portfolio value
$825.9M
−$16.0M (−1.9%) vs. Q4 2023
Filed
Apr 19, 2024
SEC
Holdings of Kovack Advisors, Inc. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
EMREmerson Electric CoStock2,438$276.5K<0.1%+43+1.8%AddedHistory
Etfis Ser Tr I26923G772INFRAC ACT MLP6,720$276.9K<0.1%00.0%Unchanged–
XYZBlock, Inc.CL A3,352$283.5K<0.1%+422+14.4%AddedHistory
iShares Tr464288877EAFE VALUE ETF5,221$284.0K<0.1%+512+10.9%Added–
ProShares Tr74347X849SHRT 20+YR TRE12,250$284.1K<0.1%−264−2.1%Reduced–
Vanguard Financials ETF92204A405ETF2,776$284.2K<0.1%−30−1.1%Reduced–
LINLinde PLCStock612$284.3K<0.1%+117+23.6%AddedHistory
PNNTPennantpark Investment CorpCOM41,350$284.5K<0.1%+3,700+9.8%AddedHistory
AEPAmerican Electric Power Co IncStock3,308$284.9K<0.1%−102−3.0%ReducedHistory
iShares Tr464287556ISHARES BIOTECH2,086$286.2K<0.1%+10.0%Added–
iShares Tr464288760US AER DEF ETF2,182$287.9K<0.1%−88−3.9%Reduced–
INTUIntuit Inc.Stock443$288.1K<0.1%−35−7.3%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF9,163$289.7K<0.1%−392−4.1%Reduced–
Fidelity Covington Trust316092121DISRUPTORS ETF10,100$290.2K<0.1%−300−2.9%Reduced–
MRNAModerna, Inc.Stock2,731$291.0K<0.1%+23+0.8%AddedHistory
NSCNorfolk Southern CorpStock1,143$291.3K<0.1%−196−14.6%ReducedHistory
iShares Tr46435G524INTL DIV GRWTH4,373$294.6K<0.1%−415−8.7%Reduced–
TXNTexas Instruments IncStock1,698$295.9K<0.1%−252−12.9%ReducedHistory
DHRDanaher CorpStock1,189$296.8K<0.1%+39+3.4%AddedHistory
NUENucor CorpCOM1,508$298.4K<0.1%+1+0.1%AddedHistory
Fidelity Covington Trust316092170DISRU AUTOM ETF11,230$299.1K<0.1%−200−1.7%Reduced–
MRVLMarvell Technology, Inc.COM4,222$299.3K<0.1%+192+4.8%AddedHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND3,918$300.2K<0.1%−1,250−24.2%Reduced–
OXYOccidental Petroleum CorpStock4,666$303.2K<0.1%−795−14.6%ReducedHistory
ETREntergy CorpCOM2,870$303.3K<0.1%00.0%UnchangedHistory
ELEstee Lauder Companies IncCL A1,983$305.7K<0.1%+1,983NewHistory
EMKREmcore CorpCOM NEW887,400$306.2K<0.1%+83,100+10.3%AddedHistory
NEMNEWMONT CorpStock8,557$306.7K<0.1%−2,498−22.6%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF3,656$308.7K<0.1%−1,715−31.9%Reduced–
DOWDow Inc.Stock5,349$309.9K<0.1%−279−5.0%ReducedHistory
VVRInvesco Senior Income TrustCOM72,590$310.7K<0.1%−14,531−16.7%ReducedHistory
UNPUnion Pacific CorpStock1,266$311.2K<0.1%−210−14.2%ReducedHistory
METMetlife IncStock4,201$311.3K<0.1%+20.0%AddedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM32,900$311.9K<0.1%−188−0.6%ReducedHistory
PDIPIMCO Dynamic Income FundSHS16,173$312.0K<0.1%+30+0.2%AddedHistory
iShares S&P 500 Value ETF464287408ETF1,671$312.2K<0.1%+513+44.3%Added–
KHCKraft Heinz CoStock8,493$313.4K<0.1%+1,381+19.4%AddedHistory
NETCloudflare, Inc.CL A COM3,240$313.7K<0.1%+210+6.9%AddedHistory
PLABPhotronics IncCOM11,125$315.1K<0.1%−16,625−59.9%ReducedHistory
GDGeneral Dynamics CorpStock1,117$315.6K<0.1%−75−6.3%ReducedHistory
GEHCGE HealthCare Technologies Inc.Stock3,491$317.3K<0.1%−877−20.1%ReducedHistory
WDAYWorkday, Inc.CL A1,166$318.0K<0.1%−13−1.1%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM332$319.5K<0.1%00.0%UnchangedHistory
BHPBHP Group LtdADR5,610$323.7K<0.1%−648−10.4%ReducedHistory
SPGSimon Property Group Inc.REIT2,070$323.9K<0.1%+103+5.2%AddedHistory
AMTAmerican Tower CorpREIT1,649$325.8K<0.1%+170+11.5%AddedHistory
APOApollo Global Management, Inc.COM2,920$328.4K<0.1%+174+6.3%AddedHistory
Amplify ETF Tr032108672SAMSUNG SOFR ETF3,300$330.9K<0.1%+3,300New–
COFCapital One Financial CorpStock2,281$339.6K<0.1%+177+8.4%AddedHistory
KRKroger CoStock5,991$342.3K<0.1%−135−2.2%ReducedHistory
Vanguard Utilities ETF92204A876ETF2,407$343.1K<0.1%+10+0.4%Added–
BNLBroadstone Net Lease, Inc.COM22,233$348.4K<0.1%−314−1.4%ReducedHistory
Fidelity Merrimack STR Tr316188606INVESTMENT GR BD8,173$349.3K<0.1%+8,173New–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,178$349.9K<0.1%+13,178New–
KKellanovaStock6,200$355.2K<0.1%−279−4.3%ReducedHistory
TFCTruist Financial CorpCOM9,250$360.6K<0.1%−113−1.2%ReducedHistory
ARRArmour Residential REIT, Inc.COM SHS18,250$360.8K<0.1%−6,551−26.4%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM2,606$362.3K<0.1%+699+36.7%AddedHistory
MSMorgan StanleyStock3,858$363.2K<0.1%−2,683−41.0%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF7,258$363.6K<0.1%+474+7.0%Added–
NLYAnnaly Capital Management IncREIT18,468$363.6K<0.1%−3,648−16.5%ReducedHistory
BLKBlackRock, Inc.COM440$366.8K<0.1%−129−22.7%ReducedHistory
MUMicron Technology IncStock3,120$367.8K<0.1%+214+7.4%AddedHistory
ADCAgree Realty CorpCOM6,460$369.0K<0.1%−89−1.4%ReducedHistory
TWLOTwilio IncCL A6,147$375.9K<0.1%−1,582−20.5%ReducedHistory
State Street SPDR S&P Biotech ETF78464A870ETF3,962$375.9K<0.1%−2,257−36.3%Reduced–
COHRCoherent Corp.COM6,220$377.1K<0.1%−22,230−78.1%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF4,228$380.1K<0.1%+1,115+35.8%Added–
HIWHighwoods Properties, Inc.COM14,576$381.6K<0.1%−205−1.4%ReducedHistory
LADRLadder Capital CorpCL A35,063$390.2K<0.1%−453−1.3%ReducedHistory
ZSZscaler, Inc.Stock2,042$393.4K<0.1%+67+3.4%AddedHistory
STAGSTAG Industrial, Inc.COM10,248$393.9K<0.1%−134−1.3%ReducedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF6,993$394.3K<0.1%−28−0.4%Reduced–
APLEApple Hospitality REIT, Inc.REIT24,247$397.2K<0.1%−342−1.4%ReducedHistory
PAYCPaycom Software, Inc.Stock2,000$398.1K<0.1%−345−14.7%ReducedHistory
DDDuPont de Nemours, Inc.COM5,219$400.1K<0.1%+1,026+24.5%AddedHistory
SNAPSnap IncStock35,085$402.8K<0.1%+7,900+29.1%AddedHistory
CMGChipotle Mexican Grill IncCOM139$404.0K<0.1%−38−21.5%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,556$405.7K<0.1%+115+8.0%Added–
XRXXerox Holdings CorpCOM NEW22,700$406.3K<0.1%−23,550−50.9%ReducedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF14,211$408.7K<0.1%−128−0.9%Reduced–
PSAPublic StorageCOM1,425$413.4K0.1%+31+2.2%AddedHistory
DEDeere & CoStock1,010$414.7K0.1%+318+46.0%AddedHistory
AFLAflac IncStock4,893$420.1K0.1%−375−7.1%ReducedHistory
DDominion Energy, IncStock8,559$421.0K0.1%−6−0.1%ReducedHistory
TTETotalEnergies SESPONSORED ADS6,144$422.9K0.1%−816−11.7%ReducedHistory
ITWIllinois Tool Works IncStock1,578$423.4K0.1%−10−0.6%ReducedHistory
STZConstellation Brands, Inc.Stock1,566$425.5K0.1%−71−4.3%ReducedHistory
WisdomTree Tr97717W307US LARGECAP DIVD5,905$426.3K0.1%−479−7.5%Reduced–
CLColgate Palmolive CoStock4,745$427.3K0.1%+865+22.3%AddedHistory
KKRKKR & Co. Inc.COM4,251$427.5K0.1%−53−1.2%ReducedHistory
Sprott ETF Trust85210B102GOLD MINERS ETF16,900$428.2K0.1%−1,600−8.6%Reduced–
WPCW. P. Carey Inc.COM7,601$429.0K0.1%+177+2.4%AddedHistory
OKEONEOK IncCOM5,389$432.0K0.1%−4,766−46.9%ReducedHistory
JFRNuveen Floating Rate Income FundCOM50,042$436.9K0.1%+1,297+2.7%AddedHistory
CGCarlyle Group Inc.COM9,313$436.9K0.1%−1,541−14.2%ReducedHistory
FROFrontline plcCOM18,803$439.6K0.1%+18,803NewHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT35,927$439.7K0.1%−6,000−14.3%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,239$440.7K0.1%−138−4.1%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM45,210$442.6K0.1%+7,700+20.5%AddedHistory

Sold out since Q4 2023 (150)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 150 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Schwab U.S. Large-Cap Growth ETF808524300ETF90,434$7.50M0.9%–
ProShares Tr74348A467S&P 500 DV ARIST44,616$4.25M0.5%–
SHOPShopify Inc.Stock50,299$3.92M0.5%History
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY37,584$3.33M0.4%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL72,821$3.03M0.4%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF174,998$2.95M0.4%–
iShares Tr464287150CORE S&P TTL STK27,852$2.93M0.3%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT18,327$2.89M0.3%–
iShares Core U.S. Aggregate Bond ETF464287226ETF26,744$2.65M0.3%–
First Tr Exchange-Traded FD33734H106SHS63,479$2.57M0.3%–
BABAAlibaba Group Holding LtdADR31,555$2.45M0.3%History
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF92,000$2.44M0.3%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF15,741$2.15M0.3%–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF40,938$2.04M0.2%–
State Street Financial Select Sector SPDR ETF81369Y605ETF52,408$1.97M0.2%–
iShares Tr46434V803HDG MSCI EAFE60,879$1.92M0.2%–
BPBP PLCADR49,462$1.75M0.2%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD21,926$1.70M0.2%–
iShares Core S&P U.S. Growth ETF464287671ETF15,088$1.57M0.2%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 13,961$1.49M0.2%History
New York Life Investments Et45409B560FTSE INTL EQTY C59,312$1.48M0.2%–
AAOIApplied Optoelectronics, Inc.COM74,651$1.44M0.2%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID41,564$1.42M0.2%–
ERICEricsson LM Telephone CoADR B SEK 10225,559$1.42M0.2%History
iShares Tr464288646ISHS 1-5YR INVS27,526$1.41M0.2%–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US29,084$1.35M0.2%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF7,386$1.32M0.2%–
ALBAlbemarle CorpStock8,378$1.21M0.1%History
iShares MSCI USA Min Vol Factor ETF46429B697ETF14,932$1.17M0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF6,117$1.14M0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF46,252$1.10M0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV29,154$1.07M0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL15,894$995.9K0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF11,118$779.4K0.1%–
Global X FDS37954Y459RUSSELL 200045,230$757.2K0.1%–
SRCSpirit Realty Capital, Inc.COM NEW17,328$757.1K0.1%History
HTGCHercules Capital, Inc.COM44,936$749.1K0.1%History
First Tr Exch Traded FD III33739P855INSTL PFD SECS41,740$744.2K0.1%–
Dimensional U.S. Core Equity 2 ETF25434V708ETF24,911$728.1K0.1%–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY26,216$725.9K0.1%–
Kraneshares Trust500767306CSI CHI INTERNET26,300$710.1K0.1%–
BLDRBuilders FirstSource, Inc.Stock4,236$707.2K0.1%History
UPSUnited Parcel Service IncStock4,388$690.0K0.1%History
RIORio Tinto PLCADR9,261$689.6K0.1%History
Global X FDS37954Y483NASDAQ 100 COVER38,907$674.6K0.1%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW11,210$668.8K0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF9,776$619.1K0.1%–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF6,228$610.6K0.1%–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF18,120$591.4K0.1%–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF6,077$582.7K0.1%–
iShares Core S&P Small Cap ETF464287804ETF5,363$580.6K0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock4,685$570.1K0.1%History
First Tr Exchange-Traded FD336917109SHS15,563$558.4K0.1%–
Global X FDS37954Y475S&P 500 COVERED13,359$526.9K0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF3,550$522.4K0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT22,000$519.6K0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT16,886$502.9K0.1%–
AREAlexandria Real Estate Equities, Inc.COM3,902$494.7K0.1%History
JAKKJakks Pacific IncCOM NEW13,900$494.1K0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF5,203$475.5K0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM5,161$463.5K0.1%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,595$455.3K0.1%–
Vanguard Malvern FDS922020805STRM INFPROIDX9,200$436.9K0.1%–
COINCoinbase Global, Inc.COM CL A2,494$433.8K0.1%History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD19,142$429.5K0.1%–
CARRCarrier Global CorpStock7,162$411.4K<0.1%History
iShares Tr46428743220 YR TR BD ETF4,010$396.5K<0.1%–
iShares Future AI & Tech ETF46435U556ETF11,491$396.4K<0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,509$382.0K<0.1%–
iShares Tr46432F875MRNGSTR INC ETF18,505$372.3K<0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF6,615$371.3K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,695$369.4K<0.1%–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM47,649$367.8K<0.1%History
Graniteshares ETF Tr38747R306HIPS US HIGH INC29,261$365.8K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF7,256$362.1K<0.1%–
DHIHorton D R IncCOM2,382$362.0K<0.1%History
Invesco Exchange Traded FD T46137V373S&P500 EQL STP11,465$360.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,859$345.6K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN15,453$342.0K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,156$340.7K<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT6,872$332.1K<0.1%–
WBDWarner Bros. Discovery, Inc.Stock28,538$324.8K<0.1%History
First Tr Exch Traded FD III33739P889HORIZON DMST ETF9,650$323.8K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,464$316.6K<0.1%–
iShares Tr464288307MRGSTR MD CP GRW4,839$311.9K<0.1%–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,323$309.3K<0.1%–
First Tr Exchng Traded FD VI33740U836FT VEST NAS12,606$300.3K<0.1%–
PHMPultegroup IncCOM2,906$299.9K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,805$295.7K<0.1%–
AIGAmerican International Group, Inc.Stock4,319$292.6K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT7,145$290.3K<0.1%–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT6,825$290.2K<0.1%–
BKNGBooking Holdings Inc.Stock82$290.2K<0.1%History
Global X FDS37954Y673US INFR DEV ETF8,355$287.9K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM12,900$281.5K<0.1%History
IGAVoya Global Advantage & Premium Opportunity FundCOM32,989$281.1K<0.1%History
BNYBank of New York Mellon CorpStock5,372$279.6K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,195$273.3K<0.1%–
VanEck ETF Trust92189F429PREFERRED SECURT15,385$264.3K<0.1%–
iShares Tr464288513IBOXX HI YD ETF3,396$262.8K<0.1%–