Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 693
- +11 vs. Q3 2021
- Portfolio value
- $1.03B
- +$113.8M (+12.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 9,608 | $741.0K | 0.1% | −570−5.6% | Reduced | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 10,489 | $743.0K | 0.1% | +7,469+247.3% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 10,378 | $743.0K | 0.1% | −1,400−11.9% | Reduced | – |
| AMTAmerican Tower Corp | REIT | 2,546 | $745.0K | 0.1% | −474−15.7% | Reduced | History |
| NXPINXP Semiconductors N.V. | COM | 3,288 | $749.0K | 0.1% | −35−1.1% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 14,971 | $756.0K | 0.1% | +1,883+14.4% | Added | – |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 24,823 | $760.0K | 0.1% | +14+0.1% | Added | History |
| FDSFactset Research Systems Inc | Stock | 1,580 | $768.0K | 0.1% | +1,580 | New | History |
| MOAltria Group, Inc. | Stock | 16,207 | $768.0K | 0.1% | −124−0.8% | Reduced | History |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 88,297 | $769.0K | 0.1% | +20,037+29.4% | Added | History |
| WFCWells Fargo & Company | Stock | 16,052 | $770.0K | 0.1% | −3,406−17.5% | Reduced | History |
| SHWSherwin Williams Co | COM | 2,230 | $785.0K | 0.1% | +249+12.6% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 9,525 | $790.0K | 0.1% | −7,330−43.5% | Reduced | – |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 43,612 | $799.0K | 0.1% | +13,110+43.0% | Added | History |
| ACNAccenture plc | Stock | 1,945 | $806.0K | 0.1% | −1,105−36.2% | Reduced | History |
| BBBLACKBERRY Ltd | COM | 86,520 | $809.0K | 0.1% | +59,800+223.8% | Added | History |
| ONBOld National Bancorp | Stock | 44,681 | $810.0K | 0.1% | 00.0% | Unchanged | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 13,306 | $815.0K | 0.1% | +6,492+95.3% | Added | – |
| iShares Select Dividend ETF464287168 | ETF | 6,665 | $817.0K | 0.1% | −19,868−74.9% | Reduced | – |
| CLMCornerstone Strategic Investment Fund, Inc. | COM | 57,435 | $821.0K | 0.1% | +2,204+4.0% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 25,111 | $822.0K | 0.1% | +6,638+35.9% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 5,259 | $824.0K | 0.1% | +46+0.9% | Added | – |
| MRVLMarvell Technology, Inc. | COM | 9,436 | $826.0K | 0.1% | +2,806+42.3% | Added | History |
| SLViShares Silver Trust | ETF | 38,638 | $831.0K | 0.1% | +6,832+21.5% | Added | History |
| iShares Core High Dividend ETF46429B663 | ETF | 8,319 | $840.0K | 0.1% | −303−3.5% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 7,962 | $842.0K | 0.1% | +32+0.4% | Added | – |
| UISUnisys Corp | COM NEW | 41,025 | $844.0K | 0.1% | +21,700+112.3% | Added | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 47,655 | $845.0K | 0.1% | +7,477+18.6% | Added | History |
| APOApollo Global Management, Inc. | COM CL A | 11,689 | $847.0K | 0.1% | +26+0.2% | Added | History |
| CTASCintas Corp | Stock | 1,916 | $849.0K | 0.1% | +1,916 | New | History |
| iShares Russell 2000 ETF464287655 | ETF | 3,828 | $852.0K | 0.1% | −1,476−27.8% | Reduced | – |
| Vanguard Scottsdale FDS92206C573 | TOTAL CORP BND | 9,454 | $857.0K | 0.1% | +399+4.4% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 11,811 | $858.0K | 0.1% | −1,483−11.2% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,373 | $867.0K | 0.1% | −108−7.3% | Reduced | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 95,782 | $874.0K | 0.1% | +5,586+6.2% | Added | History |
| Invesco Exchange Traded FD T46137V530 | NASDAQ INTERNT | 4,068 | $877.0K | 0.1% | −175−4.1% | Reduced | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 20,874 | $878.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 14,322 | $878.0K | 0.1% | +954+7.1% | Added | – |
| Vanguard Consumer Staples ETF92204A207 | ETF | 4,404 | $880.0K | 0.1% | −331−7.0% | Reduced | – |
| CBRECbre Group, Inc. | CL A | 8,128 | $882.0K | 0.1% | +384+5.0% | Added | History |
| SCHWSchwab Charles Corp | Stock | 10,568 | $889.0K | 0.1% | +520+5.2% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 10,730 | $891.0K | 0.1% | +1,068+11.1% | Added | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 3,214 | $892.0K | 0.1% | −144−4.3% | Reduced | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 7,565 | $896.0K | 0.1% | −1,203−13.7% | Reduced | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 5,143 | $901.0K | 0.1% | −2,094−28.9% | Reduced | – |
| Alternative Credit Income CL I Cef02156N404 | CEF | 81,887 | $901.0K | 0.1% | +81,887 | New | – |
| RGLDRoyal Gold Inc | Stock | 8,600 | $905.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Health Care ETF92204A504 | ETF | 3,406 | $907.0K | 0.1% | −75−2.2% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 18,464 | $913.0K | 0.1% | −1,834−9.0% | Reduced | – |
| GEGeneral Electric Co | Stock | 9,707 | $917.0K | 0.1% | −2,504−20.5% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 9,901 | $918.0K | 0.1% | −276−2.7% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 10,873 | $921.0K | 0.1% | −752−6.5% | Reduced | – |
| MMM3M Co | Stock | 5,191 | $922.0K | 0.1% | +56+1.1% | Added | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 17,460 | $923.0K | 0.1% | +482+2.8% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 2,541 | $923.0K | 0.1% | −7,874−75.6% | Reduced | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 42,317 | $926.0K | 0.1% | +1,433+3.5% | Added | – |
| CCitigroup Inc | Stock | 15,351 | $927.0K | 0.1% | +5,829+61.2% | Added | History |
| TEAMAtlassian Corp | CL A | 2,430 | $927.0K | 0.1% | +14+0.6% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 6,219 | $935.0K | 0.1% | −79−1.3% | Reduced | – |
| iShares Edge MSCI USA Value Factor UCITS ETF (Acc)G4955M788 | ETF | 98,500 | $937.0K | 0.1% | 00.0% | Unchanged | – |
| TGTTarget Corp | Stock | 4,081 | $945.0K | 0.1% | +296+7.8% | Added | History |
| DOWDow Inc. | Stock | 16,698 | $947.0K | 0.1% | −419−2.4% | Reduced | History |
| STXSeagate Technology Holdings plc | ORD SHS | 8,526 | $963.0K | 0.1% | −1,342−13.6% | Reduced | History |
| IAUiShares Gold Trust | ETF | 27,751 | $966.0K | 0.1% | +1,423+5.4% | Added | History |
| HUBSHubSpot Inc | COM | 1,470 | $969.0K | 0.1% | +1+0.1% | Added | History |
| JAKKJakks Pacific Inc | COM NEW | 95,380 | $969.0K | 0.1% | +48,060+101.6% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 5,954 | $974.0K | 0.1% | +239+4.2% | Added | – |
| NYCAmerican Strategic Investment Co. | COM | 91,987 | $976.0K | 0.1% | +57,219+164.6% | Added | History |
| WDCWestern Digital Corp | COM | 15,030 | $980.0K | 0.1% | +6,396+74.1% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 3,977 | $981.0K | 0.1% | +408+11.4% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 13,152 | $982.0K | 0.1% | −300−2.2% | Reduced | – |
| NKENIKE, Inc. | Stock | 5,985 | $997.0K | 0.1% | −458−7.1% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 5,473 | $1.00M | 0.1% | +417+8.2% | Added | – |
| Northern LTS FD Tr III66538R722 | CP HI YLD TRND | 42,000 | $1.00M | 0.1% | 00.0% | Unchanged | – |
| GISGeneral Mills Inc | Stock | 14,888 | $1.00M | 0.1% | +379+2.6% | Added | History |
| JLLJones Lang Lasalle Inc | COM | 3,767 | $1.01M | 0.1% | +192+5.4% | Added | History |
| CATCaterpillar Inc | Stock | 4,913 | $1.02M | 0.1% | −288−5.5% | Reduced | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 14,246 | $1.04M | 0.1% | −739−4.9% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 6,416 | $1.05M | 0.1% | +2,539+65.5% | Added | – |
| DHRDanaher Corp | Stock | 3,197 | $1.05M | 0.1% | +58+1.8% | Added | History |
| BPBP PLC | ADR | 39,670 | $1.06M | 0.1% | −3,567−8.2% | Reduced | History |
| NLYAnnaly Capital Management Inc | COM | 135,371 | $1.06M | 0.1% | +3,703+2.8% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 9,463 | $1.06M | 0.1% | +1,049+12.5% | Added | – |
| LLYEli Lilly & Co | Stock | 3,866 | $1.07M | 0.1% | −251−6.1% | Reduced | History |
| SPGSimon Property Group Inc. | REIT | 6,692 | $1.07M | 0.1% | +517+8.4% | Added | History |
| FSKFS KKR Capital Corp | COM | 51,088 | $1.07M | 0.1% | +1,816+3.7% | Added | History |
| LOWLowes Companies Inc | Stock | 4,145 | $1.07M | 0.1% | +35+0.9% | Added | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 21,884 | $1.08M | 0.1% | −55−0.3% | Reduced | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 21,562 | $1.08M | 0.1% | −19,249−47.2% | Reduced | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 12,740 | $1.08M | 0.1% | −123−1.0% | Reduced | – |
| WMWaste Management Inc | Stock | 6,616 | $1.10M | 0.1% | −2,684−28.9% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 17,714 | $1.10M | 0.1% | −2,051−10.4% | Reduced | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 6,209 | $1.11M | 0.1% | −258−4.0% | Reduced | – |
| EMKREmcore Corp | COM NEW | 159,000 | $1.11M | 0.1% | +40,400+34.1% | Added | History |
| DOCUDocuSign, Inc. | Stock | 7,302 | $1.11M | 0.1% | +52+0.7% | Added | History |
| First Tr Exchng Traded FD VI33740F789 | MLT MNGD LRG GRW | 41,000 | $1.11M | 0.1% | 00.0% | Unchanged | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 20,731 | $1.14M | 0.1% | +874+4.4% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 5,372 | $1.15M | 0.1% | −434−7.5% | Reduced | History |
| CVSCVS Health Corp | Stock | 11,182 | $1.15M | 0.1% | +3,231+40.6% | Added | History |
| DDominion Energy, Inc | Stock | 14,764 | $1.16M | 0.1% | −128−0.9% | Reduced | History |
Options (14)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| First Trust Cloud Computing ETF33734X192 | ETF | $1.42M | – |
| CSCOCisco Systems, Inc. | Stock | $14.0K | $98.0K |
| ANFAbercrombie & Fitch Co | CL A | $18.0K | $62.0K |
| AMZNAmazon Com Inc | Stock | $77.0K | – |
| TSLATesla, Inc. | Stock | $32.0K | – |
| PFEPfizer Inc | Stock | – | $30.0K |
| FFord Motor Co | Stock | – | $29.0K |
| AAPLApple Inc. | Stock | $0 | $13.0K |
| DOCUDocuSign, Inc. | Stock | $5.00K | – |
| DBDDiebold Nixdorf, Inc | COM | – | $4.00K |
| DOWDow Inc. | Stock | – | $2.00K |
| MATMattel Inc | COM | – | $2.00K |
| BPBP PLC | ADR | $1.00K | $0 |
| TGTTarget Corp | Stock | $1.00K | – |
Sold out since Q3 2021 (75)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Global X FDS37954Y228 | CLEANTECH ETF | 192,556 | $3.59M | 0.4% | – |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 38,187 | $3.59M | 0.4% | – |
| Zix Corp98974P100 | COM | 357,950 | $2.53M | 0.3% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 14,340 | $1.51M | 0.2% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 41,661 | $1.14M | 0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 3,155 | $998.0K | 0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 32,059 | $677.0K | 0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 27,975 | $643.0K | 0.1% | – |
| SGENSeagen Inc. | COM | 3,724 | $632.0K | 0.1% | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 26,191 | $609.0K | 0.1% | – |
| SPLKSplunk Inc | COM | 3,855 | $558.0K | 0.1% | History |
| NVRONevro Corp | COM | 4,700 | $547.0K | 0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 23,430 | $494.0K | 0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 22,895 | $493.0K | 0.1% | – |
| PKGPackaging Corp of America | Stock | 3,030 | $416.0K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 3,600 | $389.0K | <0.1% | – |
| iShares Tr464289883 | CORE 30 70 ETF | 9,617 | $380.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 3,984 | $375.0K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 14,739 | $369.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 872 | $367.0K | <0.1% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 10,500 | $356.0K | <0.1% | History |
| Legg Mason ETF Invt Tr52468L810 | WESTN ASET TTL | 13,000 | $350.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 10,223 | $338.0K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 4,335 | $335.0K | <0.1% | – |
| FUBOFuboTV Inc. | COM | 13,800 | $331.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 5,703 | $331.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E107 | EQUAL WEGT 0-30 | 9,000 | $327.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 4,522 | $327.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 17,188 | $326.0K | <0.1% | – |
| iShares Tr46435G672 | CORE INTL AGGR | 5,906 | $325.0K | <0.1% | – |
| CMICummins Inc | Stock | 1,418 | $318.0K | <0.1% | History |
| NPTNNeophotonics Corp | COM | 36,500 | $318.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 5,522 | $317.0K | <0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 7,280 | $310.0K | <0.1% | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 5,066 | $307.0K | <0.1% | – |
| TMDXTransMedics Group, Inc. | COM | 9,200 | $304.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 1,127 | $295.0K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 6,077 | $293.0K | <0.1% | History |
| TBBAT&T Inc. | 5.35% GBL NTS DUE 01/11/66 | 10,900 | $286.0K | <0.1% | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 591 | $284.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,341 | $284.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,516 | $282.0K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 13,477 | $277.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 8,351 | $275.0K | <0.1% | – |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 9,712 | $270.0K | <0.1% | – |
| HPHelmerich & Payne, Inc. | COM | 9,776 | $268.0K | <0.1% | History |
| RHRH | COM | 400 | $267.0K | <0.1% | History |
| KDMNKadmon Holdings, Inc. | COM | 30,000 | $261.0K | <0.1% | History |
| EXASExact Sciences Corp | COM | 2,635 | $252.0K | <0.1% | History |
| SYYSysco Corp | Stock | 3,150 | $247.0K | <0.1% | History |
| Steadfast Apartment REIT, Inc.85780P101 | COMMON STOCK | 15,664 | $244.0K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,582 | $242.0K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 4,704 | $242.0K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 15,236 | $236.0K | <0.1% | History |
| YUMCYum China Holdings, Inc. | COM | 4,045 | $235.0K | <0.1% | History |
| DMTKDermTech, Inc. | COM | 7,300 | $234.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 19,938 | $233.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 316 | $230.0K | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,505 | $223.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,035 | $222.0K | <0.1% | – |
| CTVACorteva, Inc. | Stock | 5,238 | $220.0K | <0.1% | History |
| VTRVentas, Inc. | REIT | 3,876 | $214.0K | <0.1% | History |
| MDLZMondelez International, Inc. | Stock | 3,621 | $211.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,802 | $208.0K | <0.1% | – |
| KMIKinder Morgan, Inc. | Stock | 12,358 | $207.0K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1,200 | $207.0K | <0.1% | History |
| JGHNuveen Global High Income Fund | SHS | 12,700 | $204.0K | <0.1% | History |
| CSGPCostar Group, Inc. | COM | 2,348 | $202.0K | <0.1% | History |
| Griffin American Healthcare398183103 | COM | 32,842 | $184.0K | <0.1% | – |
| ZNGAZynga Inc | CL A | 23,420 | $176.0K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 21,272 | $153.0K | <0.1% | History |
| SANBanco Santander, S.A. | ADR | 20,478 | $74.0K | <0.1% | History |
| ATP Oil & Gas Corp00208J108 | COM | 71,860 | $0 | 0.0% | – |
| Advanced Viral Resh Corp Com007928104 | COM | 20,000 | $0 | 0.0% | – |
| Anr - Contingent Rev Pymt Thru03634H118 | RT | 25,269 | $0 | 0.0% | – |