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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/1/18 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
693
較 2021 年第 3 季 +11
總值
$10.3 億
較 2021 年第 3 季 +$1.14 億 (+12.4%)
申報日
2022/1/18
SEC
Kovack Advisors, Inc. 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF138,794$6,620 萬6.4%+117,752+559.6%加碼–
AAPLApple Inc.Stock263,811$4,685 萬4.5%+1,433+0.5%加碼歷史
AMZNAmazon Com IncStock10,138$3,380 萬3.3%−28−0.3%減碼歷史
MSFTMicrosoft CorpStock70,316$2,365 萬2.3%+974+1.4%加碼歷史
iShares Core Dividend Growth ETF46434V621ETF400,757$2,227 萬2.2%+108,865+37.3%加碼–
SPYSPDR S&P 500 ETF TrustETF46,119$2,191 萬2.1%−57,646−55.6%減碼歷史
Invesco QQQ Trust Series I46090E103ETF41,004$1,631 萬1.6%+18,769+84.4%加碼–
NVDANVIDIA CorpStock50,581$1,488 萬1.4%+1,061+2.1%加碼歷史
SHOPShopify Inc.Stock8,057$1,110 萬1.1%−119−1.5%減碼歷史
TSLATesla, Inc.Stock10,261$1,084 萬1.0%+371+3.8%加碼歷史
Schwab US Dividend Equity ETF808524797ETF129,863$1,050 萬1.0%+45,672+54.2%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF35,519$857.6 萬0.8%+844+2.4%加碼–
IBOCInternational Bancshares CorpCOM184,204$780.8 萬0.8%−130−0.1%減碼歷史
GOOGLAlphabet Inc.Stock2,668$773.0 萬0.7%+56+2.1%加碼歷史
Vanguard S&P 500 ETF922908363ETF16,999$742.1 萬0.7%+1,088+6.8%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF42,196$733.7 萬0.7%+570+1.4%加碼–
METAMeta Platforms, Inc.Stock21,517$723.7 萬0.7%−1,335−5.8%減碼歷史
GOOGAlphabet Inc.Stock2,437$705.2 萬0.7%−153−5.9%減碼歷史
PFEPfizer IncStock115,305$680.9 萬0.7%−13,010−10.1%減碼歷史
Vanguard Dividend Appreciation ETF921908844ETF39,544$679.2 萬0.7%+2,157+5.8%加碼–
Vanguard Morningstar Value ETF922908744ETF44,201$650.2 萬0.6%−4,515−9.3%減碼–
Vanguard Total World Stock ETF922042742ETF56,477$606.7 萬0.6%+4,768+9.2%加碼–
BRK.BBerkshire Hathaway IncStock18,935$566.2 萬0.5%+283+1.5%加碼歷史
HDHome Depot, Inc.Stock13,566$563.0 萬0.5%−780−5.4%減碼歷史
iShares Semiconductor ETF464287523ETF10,210$553.7 萬0.5%+396+4.0%加碼–
iShares Core MSCI WorldG4954M409ETF58,760$528.2 萬0.5%+3,575+6.5%加碼–
First Tr Exchange-Traded FD33734H106SHS117,245$504.6 萬0.5%+28,418+32.0%加碼–
Vanguard Malvern FDS922020805STRM INFPROIDX93,922$482.8 萬0.5%+48,560+107.0%加碼–
Vanguard Morningstar Growth ETF922908736ETF14,894$478.0 萬0.5%+1,216+8.9%加碼–
CVXChevron CorpStock39,698$465.9 萬0.5%+3,476+9.6%加碼歷史
NOWServiceNow, Inc.Stock7,126$462.6 萬0.4%−46−0.6%減碼歷史
First Tr Exchange-Traded FD33738D309SENIOR LN FD96,349$461.7 萬0.4%+12,425+14.8%加碼–
ARAYAccuray IncCOM931,950$444.5 萬0.4%−3,900−0.4%減碼歷史
XOMExxonMobil Holdings CorpCOM72,417$443.1 萬0.4%+12,785+21.4%加碼歷史
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS72,441$440.7 萬0.4%−3,441−4.5%減碼–
COSTCostco Wholesale CorpStock7,676$435.8 萬0.4%−882−10.3%減碼歷史
ProShares Tr74348A467S&P 500 DV ARIST44,274$434.7 萬0.4%+1,821+4.3%加碼–
ADTNADTRAN Holdings, Inc.COM187,305$427.6 萬0.4%−1,149−0.6%減碼歷史
BXBlackstone Inc.COM32,984$426.8 萬0.4%+243+0.7%加碼歷史
AAOIApplied Optoelectronics, Inc.COM825,201$424.2 萬0.4%+181,895+28.3%加碼歷史
ADBEAdobe Inc.Stock7,394$419.3 萬0.4%+146+2.0%加碼歷史
PLABPhotronics IncCOM221,300$417.2 萬0.4%−6,200−2.7%減碼歷史
First Tr Exchange-Traded FD33733B100WTR ETF43,124$408.8 萬0.4%+2,242+5.5%加碼–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF199,771$405.9 萬0.4%+15,070+8.2%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD74,723$397.6 萬0.4%+1,881+2.6%加碼–
JNJJohnson & JohnsonStock23,198$396.9 萬0.4%−478−2.0%減碼歷史
Invesco Actively Managed Exc46090A879VAR RATE INVT157,307$394.2 萬0.4%+1,591+1.0%加碼–
GLDSPDR Gold TrustETF23,029$393.7 萬0.4%+3,176+16.0%加碼歷史
VanEck ETF Trust92189F486IG FLOA RATE ETF154,294$389.9 萬0.4%+5,581+3.8%加碼–
iShares Tips Bond ETF464287176ETF30,124$389.2 萬0.4%+7,018+30.4%加碼–
ABBVAbbVie Inc.Stock28,621$387.5 萬0.4%−1,457−4.8%減碼歷史
State Street SPDR S&P Semiconductor ETF78464A862ETF15,718$382.2 萬0.4%+15,718新進–
DISWalt Disney CoStock24,490$379.3 萬0.4%+1,028+4.4%加碼歷史
VVisa Inc.Stock17,233$373.5 萬0.4%+457+2.7%加碼歷史
UNHUnitedHealth Group IncStock7,385$370.8 萬0.4%−40−0.5%減碼歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL77,433$370.5 萬0.4%+5,943+8.3%加碼–
QCOMQualcomm IncStock20,254$370.4 萬0.4%+4,678+30.0%加碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF70,712$366.2 萬0.4%+62,089+720.0%加碼–
JPMJPMorgan Chase & CoStock23,002$364.2 萬0.4%−1,096−4.5%減碼歷史
VZVerizon Communications IncStock69,273$359.9 萬0.3%−841−1.2%減碼歷史
NEENextera Energy IncStock38,363$358.2 萬0.3%−4,928−11.4%減碼歷史
iShares Tr464288570ESG MSCI KLD ETF38,170$354.7 萬0.3%+23,931+168.1%加碼–
TAT&T Inc.Stock144,072$354.4 萬0.3%−14,625−9.2%減碼歷史
iShares MSCI USA Min Vol Factor ETF46429B697ETF42,570$344.4 萬0.3%+3,861+10.0%加碼–
iShares Tr464288562RESIDENTIAL MULT34,846$342.3 萬0.3%+34,846新進–
CRMSalesforce, Inc.Stock13,412$340.8 萬0.3%−2,645−16.5%減碼歷史
AMDAdvanced Micro Devices IncStock23,624$339.9 萬0.3%+2,217+10.4%加碼歷史
WMTWalmart Inc.Stock23,434$339.1 萬0.3%−1,353−5.5%減碼歷史
CMGChipotle Mexican Grill IncCOM1,888$330.1 萬0.3%−48−2.5%減碼歷史
Invesco S&P 500 Quality ETF46137V241ETF61,826$329.0 萬0.3%−645−1.0%減碼–
PANWPalo Alto Networks IncStock5,887$327.8 萬0.3%+33+0.6%加碼歷史
TTDTrade Desk, Inc.Stock35,706$327.2 萬0.3%−130−0.4%減碼歷史
BALLBALL CorpCOM33,167$319.3 萬0.3%00.0%不變歷史
CSCOCisco Systems, Inc.Stock49,537$313.9 萬0.3%−4,533−8.4%減碼歷史
PGProcter & Gamble CoStock19,098$312.4 萬0.3%+66+0.3%加碼歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF22,011$310.1 萬0.3%+3,945+21.8%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF26,512$302.5 萬0.3%−10,062−27.5%減碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS43,902$291.8 萬0.3%−11,944−21.4%減碼–
iShares Tr464287119MORNINGSTAR GRWT40,474$290.7 萬0.3%−3,044−7.0%減碼–
PYPLPayPal Holdings, Inc.Stock15,246$287.5 萬0.3%+3,477+29.5%加碼歷史
ProShares Tr74347B425SHORT S&P 500 NE199,057$271.1 萬0.3%+53,785+37.0%加碼–
NOKNokia CorpSPONSORED ADR433,014$269.3 萬0.3%+3,800+0.9%加碼歷史
BlackRock Short Obligations CL Instl091936419SHORT OBLIGATIONS CL266,421$267.2 萬0.3%−45,190−14.5%減碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF47,700$264.7 萬0.3%+6,009+14.4%加碼–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID69,528$264.7 萬0.3%−560−0.8%減碼–
MAMastercard IncStock7,317$262.9 萬0.3%+332+4.8%加碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD32,198$261.6 萬0.3%−2,345−6.8%減碼–
PEPPepsiCo IncStock15,055$261.5 萬0.3%+378+2.6%加碼歷史
DAKTDaktronics IncCOM509,850$257.5 萬0.2%+170,350+50.2%加碼歷史
AMATApplied Materials IncStock16,196$254.9 萬0.2%−368−2.2%減碼歷史
AVGOBroadcom Inc.Stock3,814$253.8 萬0.2%−279−6.8%減碼歷史
iShares Tr46435G425ESG AWR MSCI USA23,459$253.1 萬0.2%+2,649+12.7%加碼–
iShares Tr464287788U.S. FINLS ETF29,187$253.0 萬0.2%−527−1.8%減碼–
iShares U.S. Medical Devices ETF464288810ETF38,256$251.9 萬0.2%+3,736+10.8%加碼–
ARK Next Generation Technology ETF00214Q401ETF21,165$251.0 萬0.2%+17,477+473.9%加碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF104,333$250.7 萬0.2%+12,796+14.0%加碼–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT41,139$250.5 萬0.2%−251−0.6%減碼–
iShares Tr464288646ISHS 1-5YR INVS45,964$247.7 萬0.2%−345−0.7%減碼–
First Trust Dow Jones Internet Index Fund33733E302ETF10,919$246.9 萬0.2%−5,302−32.7%減碼–
EXTRExtreme Networks IncCOM155,275$243.8 萬0.2%−11,125−6.7%減碼歷史

選擇權(14 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
First Trust Cloud Computing ETF33734X192ETF$142.3 萬–
CSCOCisco Systems, Inc.Stock$1.40 萬$9.80 萬
ANFAbercrombie & Fitch CoCL A$1.80 萬$6.20 萬
AMZNAmazon Com IncStock$7.70 萬–
TSLATesla, Inc.Stock$3.20 萬–
PFEPfizer IncStock–$3.00 萬
FFord Motor CoStock–$2.90 萬
AAPLApple Inc.Stock$0$1.30 萬
DOCUDocuSign, Inc.Stock$5,000–
DBDDiebold Nixdorf, IncCOM–$4,000
DOWDow Inc.Stock–$2,000
MATMattel IncCOM–$2,000
BPBP PLCADR$1,000$0
TGTTarget CorpStock$1,000–

2021 年第 3 季之後清倉(75 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
Global X FDS37954Y228CLEANTECH ETF192,556$359.1 萬0.4%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN38,187$358.8 萬0.4%–
Zix Corp98974P100COM357,950$253.1 萬0.3%–
First Trust Cloud Computing ETF33734X192ETF14,340$151.1 萬0.2%–
SPDR Series Trust78468R408ST TERM HIGH ETF41,661$114.1 萬0.1%–
UPSTUpstart Holdings, Inc.COM3,155$99.8 萬0.1%歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS32,059$67.7 萬0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund27,975$64.3 萬0.1%–
SGENSeagen Inc.COM3,724$63.2 萬0.1%歷史
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY26,191$60.9 萬0.1%–
SPLKSplunk IncCOM3,855$55.8 萬0.1%歷史
NVRONevro CorpCOM4,700$54.7 萬0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB23,430$49.4 萬0.1%歷史
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,895$49.3 萬0.1%–
PKGPackaging Corp of AmericaStock3,030$41.6 萬<0.1%歷史
iShares Tr464288588MBS ETF3,600$38.9 萬<0.1%–
iShares Tr464289883CORE 30 70 ETF9,617$38.0 萬<0.1%–
EMREmerson Electric CoStock3,984$37.5 萬<0.1%歷史
CCLCarnival Corp Ltd.UNIT 99/99/999914,739$36.9 萬<0.1%歷史
MKTXMarketaxess Holdings IncCOM872$36.7 萬<0.1%歷史
ACVVirtus Diversified Income & Convertible FundCOM10,500$35.6 萬<0.1%歷史
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL13,000$35.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,223$33.8 萬<0.1%–
iShares Tr464287580US CONSUM DISCRE4,335$33.5 萬<0.1%–
FUBOFuboTV Inc.COM13,800$33.1 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF5,703$33.1 萬<0.1%–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-309,000$32.7 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A4,522$32.7 萬<0.1%歷史
Invesco Exchange Traded FD T46137V621FINL PFD ETF17,188$32.6 萬<0.1%–
iShares Tr46435G672CORE INTL AGGR5,906$32.5 萬<0.1%–
CMICummins IncStock1,418$31.8 萬<0.1%歷史
NPTNNeophotonics CorpCOM36,500$31.8 萬<0.1%歷史
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,522$31.7 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW7,280$31.0 萬<0.1%歷史
iShares U.S. Regional Banks ETF464288778ETF5,066$30.7 萬<0.1%–
TMDXTransMedics Group, Inc.COM9,200$30.4 萬<0.1%歷史
ZMZoom Communications, Inc.Stock1,127$29.5 萬<0.1%歷史
DKNGDraftKings Inc.COM CL A6,077$29.3 萬<0.1%歷史
TBBAT&T Inc.5.35% GBL NTS DUE 01/11/6610,900$28.6 萬<0.1%歷史
MDYSPDR S&P Midcap 400 ETF TrustETF591$28.4 萬<0.1%歷史
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,341$28.4 萬<0.1%–
CGNXCognex CorpCOM3,516$28.2 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock13,477$27.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,351$27.5 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$27.0 萬<0.1%–
HPHelmerich & Payne, Inc.COM9,776$26.8 萬<0.1%歷史
RHRHCOM400$26.7 萬<0.1%歷史
KDMNKadmon Holdings, Inc.COM30,000$26.1 萬<0.1%歷史
EXASExact Sciences CorpCOM2,635$25.2 萬<0.1%歷史
SYYSysco CorpStock3,150$24.7 萬<0.1%歷史
Steadfast Apartment REIT, Inc.85780P101COMMON STOCK15,664$24.4 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -2,582$24.2 萬<0.1%歷史
LUVSouthwest Airlines CoCOM4,704$24.2 萬<0.1%歷史
HBANHuntington Bancshares IncCOM15,236$23.6 萬<0.1%歷史
YUMCYum China Holdings, Inc.COM4,045$23.5 萬<0.1%歷史
DMTKDermTech, Inc.COM7,300$23.4 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM19,938$23.3 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A316$23.0 萬<0.1%歷史
RCLRoyal Caribbean Cruises LtdCOM2,505$22.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,035$22.2 萬<0.1%–
CTVACorteva, Inc.Stock5,238$22.0 萬<0.1%歷史
VTRVentas, Inc.REIT3,876$21.4 萬<0.1%歷史
MDLZMondelez International, Inc.Stock3,621$21.1 萬<0.1%歷史
iShares Tr4642874407-10 YR TRSY BD1,802$20.8 萬<0.1%–
KMIKinder Morgan, Inc.Stock12,358$20.7 萬<0.1%歷史
LBRDKLiberty Broadband CorpCOM SER C1,200$20.7 萬<0.1%歷史
JGHNuveen Global High Income FundSHS12,700$20.4 萬<0.1%歷史
CSGPCostar Group, Inc.COM2,348$20.2 萬<0.1%歷史
Griffin American Healthcare398183103COM32,842$18.4 萬<0.1%–
ZNGAZynga IncCL A23,420$17.6 萬<0.1%歷史
PBIPitney Bowes IncCOM21,272$15.3 萬<0.1%歷史
SANBanco Santander, S.A.ADR20,478$7.40 萬<0.1%歷史
ATP Oil & Gas Corp00208J108COM71,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%–