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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/1/18 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
693
較 2021 年第 3 季 +11
總值
$10.3 億
較 2021 年第 3 季 +$1.14 億 (+12.4%)
申報日
2022/1/18
SEC
Kovack Advisors, Inc. 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
HCMCHealthier Choices Management Corp.COM750,000$00.0%00.0%不變歷史
IBIZ Technology45103B205COM200,000$00.0%00.0%不變–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%00.0%不變–
Max Sound Corp.57776X109COM300,000$00.0%00.0%不變–
Puresafe Water Systems Inc74624H103COM77,550$00.0%+77,550新進–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$00.0%00.0%不變–
Biotech Medics Ord090699307ORD80,000$5,000<0.1%00.0%不變–
Highlands REIT, Inc.43110A104COM79,564$1.00 萬<0.1%+4,489+6.0%加碼–
Grilled Cheese Truck Ord39850T105ORD40,000$1.70 萬<0.1%00.0%不變–
Western Magnesium Corp95855T102COM57,882$2.30 萬<0.1%00.0%不變–
DRRXDurect CorpCOM25,000$2.50 萬<0.1%+25,000新進歷史
TLPHTalphera, Inc.COM61,000$3.40 萬<0.1%+15,000+32.6%加碼歷史
NCMINational CineMedia, Inc.COM23,237$6.50 萬<0.1%00.0%不變歷史
Healthcare Trust Inc42226B105REIT26,583$10.6 萬<0.1%+387+1.5%加碼–
ORCOrchid Island Capital, Inc.COM25,253$11.4 萬<0.1%−8,338−24.8%減碼歷史
FS Energy and Power Fund30264D109COM59,302$12.9 萬<0.1%+38+0.1%加碼–
RCSPIMCO Strategic Income Fund, Inc.CEF22,212$15.1 萬<0.1%−27,220−55.1%減碼歷史
NSLNuveen Senior Income FundCOM27,400$16.2 萬<0.1%00.0%不變歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM26,743$16.6 萬<0.1%+2,100+8.5%加碼歷史
Sierra Income Corp Com82632T100COMMON33,642$16.9 萬<0.1%+1,332+4.1%加碼–
MNManning & Napier, Inc.CL A21,604$18.0 萬<0.1%−3,100−12.5%減碼歷史
PNNTPennantpark Investment CorpCOM26,300$18.2 萬<0.1%+1,000+4.0%加碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN20,799$19.4 萬<0.1%−3,440−14.2%減碼歷史
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX2,243$20.1 萬<0.1%+2,243新進–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,846$20.2 萬<0.1%−117−6.0%減碼–
iShares Tr464288752US HOME CONS ETF2,435$20.2 萬<0.1%−3,378−58.1%減碼–
SONYSony Group CorpSPONSORED ADR1,601$20.2 萬<0.1%+1,601新進歷史
NVAXNovavax IncCOM NEW1,410$20.2 萬<0.1%+1,410新進歷史
SLBSLB LimitedStock6,831$20.5 萬<0.1%+6,831新進歷史
LCIDLucid Group, Inc.COM5,388$20.5 萬<0.1%+5,388新進歷史
IRTIndependence Realty Trust, Inc.COM7,929$20.5 萬<0.1%+7,929新進歷史
First Tr Exchange Traded FD33738R795NASDAQ TRANSN5,930$20.5 萬<0.1%−3,936−39.9%減碼–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH1,231$20.5 萬<0.1%+1,231新進–
Barrick Gold Corp067901108COM10,864$20.6 萬<0.1%+10,864新進–
iShares Tr464287234MSCI EMG MKT ETF4,226$20.6 萬<0.1%−1,048−19.9%減碼–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST5,500$20.6 萬<0.1%+5,500新進–
SWAVShockwave Medical, Inc.COM1,156$20.6 萬<0.1%−319−21.6%減碼歷史
FITBFifth Third BancorpCOM4,746$20.7 萬<0.1%+4,746新進歷史
iShares Tr464287127MORNINGSTR US EQ3,124$20.7 萬<0.1%+3,124新進–
SMASmartStop Self Storage REIT, Inc.COM20,585$20.7 萬<0.1%+20,585新進歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,054$20.8 萬<0.1%+3,054新進–
NAZNuveen Arizona Quality Municipal Income FundCOM13,008$20.8 萬<0.1%00.0%不變歷史
iShares Core S&P U.S. Growth ETF464287671ETF1,805$20.9 萬<0.1%+1,805新進–
VanEck ETF Trust92189F106GOLD MINERS ETF6,532$20.9 萬<0.1%+6,532新進–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX17,561$20.9 萬<0.1%+17,561新進–
iShares Tr464287549EXPND TEC SC ETF477$20.9 萬<0.1%+477新進–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,218$21.0 萬<0.1%+2,218新進–
ETHEGrayscale Ethereum Staking ETFETF6,508$21.1 萬<0.1%−15,000−69.7%減碼歷史
RGRSturm Ruger & Co IncStock3,100$21.1 萬<0.1%+3,100新進歷史
iShares Tr464288794US BR DEL SE ETF1,911$21.1 萬<0.1%−1,516−44.2%減碼–
GUTGabelli Utility TrustCOM25,788$21.2 萬<0.1%+1,634+6.8%加碼歷史
RITMRithm Capital Corp.REIT19,970$21.4 萬<0.1%+19,970新進歷史
ZENZendesk, Inc.COM2,055$21.4 萬<0.1%−50−2.4%減碼歷史
TDOCTeladoc Health, Inc.COM2,337$21.5 萬<0.1%−1,899−44.8%減碼歷史
KHCKraft Heinz CoStock6,003$21.6 萬<0.1%+6,003新進歷史
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,801$21.6 萬<0.1%−296−9.6%減碼–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,598$21.6 萬<0.1%−319−8.1%減碼–
ProShares Bitcoin ETF74347G440ETF7,500$21.7 萬<0.1%+7,500新進–
INTUIntuit Inc.Stock338$21.7 萬<0.1%+338新進歷史
Ssga Active ETF Tr78467V848ST STR TOTAL ETF4,578$21.7 萬<0.1%−693−13.1%減碼–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,882$21.9 萬<0.1%+2+0.1%加碼–
TMUST-Mobile US, Inc.Stock1,889$21.9 萬<0.1%−1,953−50.8%減碼歷史
OTISOtis Worldwide CorpStock2,517$21.9 萬<0.1%−37−1.4%減碼歷史
CHWYChewy, Inc.CL A3,722$21.9 萬<0.1%−736−16.5%減碼歷史
ETNEaton Corp plcStock1,273$22.0 萬<0.1%−1,619−56.0%減碼歷史
DIODDiodes IncCOM2,000$22.0 萬<0.1%+2,000新進歷史
HZNPHorizon Therapeutics Public Ltd CoSHS2,040$22.0 萬<0.1%00.0%不變歷史
Northern LTS FD Tr III66538R748HCM DEFND 1003,913$22.1 萬<0.1%+3,913新進–
SNAPSnap IncStock4,725$22.2 萬<0.1%−230−4.6%減碼歷史
RVTYRevvity, Inc.COM1,104$22.2 萬<0.1%+1,104新進歷史
Northern LTS FD Tr III66538R730HCM DEFEN 5004,814$22.2 萬<0.1%+4,814新進–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,770$22.2 萬<0.1%+7,770新進歷史
VBFInvesco Bond FundCOM11,200$22.3 萬<0.1%−300−2.6%減碼歷史
PDCOPatterson Companies, Inc.COM7,608$22.3 萬<0.1%00.0%不變歷史
ASANAsana, Inc.CL A3,006$22.4 萬<0.1%−7,998−72.7%減碼歷史
MNDTMandiant, Inc.Stock12,815$22.5 萬<0.1%−64,635−83.5%減碼歷史
GPIGroup 1 Automotive IncCOM1,158$22.6 萬<0.1%+45+4.0%加碼歷史
POOLPool CorpCOM399$22.6 萬<0.1%+399新進歷史
BPYPOBrookfield Property Partners L.P.UNT8,789$22.6 萬<0.1%+8,789新進歷史
BIDUBaidu, Inc.ADR1,525$22.7 萬<0.1%−320−17.3%減碼歷史
AZNAstraZeneca PLCSPONSORED ADR3,905$22.7 萬<0.1%−885−18.5%減碼歷史
WECWec Energy Group, Inc.Stock2,346$22.8 萬<0.1%−2,250−49.0%減碼歷史
DHIHorton D R IncCOM2,102$22.8 萬<0.1%−1,337−38.9%減碼歷史
DSLDoubleLine Income Solutions FundCOM14,221$22.9 萬<0.1%+1,891+15.3%加碼歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,854$23.0 萬<0.1%00.0%不變–
LINLinde PLCSHS663$23.0 萬<0.1%+663新進歷史
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,841$23.1 萬<0.1%−82−4.3%減碼–
MPCMarathon Petroleum CorpStock3,604$23.1 萬<0.1%−1,328−26.9%減碼歷史
MTNVail Resorts IncCOM706$23.1 萬<0.1%−51−6.7%減碼歷史
GSBDGoldman Sachs BDC, Inc.SHS12,100$23.2 萬<0.1%00.0%不變歷史
Amplify ETF Tr032108102ONLIN RETL ETF2,641$23.3 萬<0.1%−238−8.3%減碼–
First Tr Exchange-Traded Alp33735K108COM SHS1,955$23.5 萬<0.1%−87−4.3%減碼–
MKCMcCormick & Co IncStock2,442$23.6 萬<0.1%−2,936−54.6%減碼歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF7,627$23.6 萬<0.1%+7,627新進–
iShares Tr464287333GLOBAL FINLS ETF2,943$23.6 萬<0.1%+29+1.0%加碼–
Schwab U.S. Large-Cap ETF808524201ETF2,085$23.7 萬<0.1%−991−32.2%減碼–
AWKAmerican Water Works Company, Inc.Stock1,256$23.7 萬<0.1%−1−0.1%減碼歷史
INMDInMode Ltd.SHS3,371$23.8 萬<0.1%−649−16.1%減碼依 2 比 1 拆股換算歷史
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,730$23.8 萬<0.1%+1,000+9.3%加碼–
iShares Tr46435U713US INFRASTRUC6,248$23.9 萬<0.1%−3,454−35.6%減碼–

選擇權（14 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
First Trust Cloud Computing ETF33734X192ETF$142.3 萬–
CSCOCisco Systems, Inc.Stock$1.40 萬$9.80 萬
ANFAbercrombie & Fitch CoCL A$1.80 萬$6.20 萬
AMZNAmazon Com IncStock$7.70 萬–
TSLATesla, Inc.Stock$3.20 萬–
PFEPfizer IncStock–$3.00 萬
FFord Motor CoStock–$2.90 萬
AAPLApple Inc.Stock$0$1.30 萬
DOCUDocuSign, Inc.Stock$5,000–
DBDDiebold Nixdorf, IncCOM–$4,000
DOWDow Inc.Stock–$2,000
MATMattel IncCOM–$2,000
BPBP PLCADR$1,000$0
TGTTarget CorpStock$1,000–

2021 年第 3 季之後清倉（75 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
Global X FDS37954Y228CLEANTECH ETF192,556$359.1 萬0.4%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN38,187$358.8 萬0.4%–
Zix Corp98974P100COM357,950$253.1 萬0.3%–
First Trust Cloud Computing ETF33734X192ETF14,340$151.1 萬0.2%–
SPDR Series Trust78468R408ST TERM HIGH ETF41,661$114.1 萬0.1%–
UPSTUpstart Holdings, Inc.COM3,155$99.8 萬0.1%歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS32,059$67.7 萬0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund27,975$64.3 萬0.1%–
SGENSeagen Inc.COM3,724$63.2 萬0.1%歷史
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY26,191$60.9 萬0.1%–
SPLKSplunk IncCOM3,855$55.8 萬0.1%歷史
NVRONevro CorpCOM4,700$54.7 萬0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB23,430$49.4 萬0.1%歷史
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,895$49.3 萬0.1%–
PKGPackaging Corp of AmericaStock3,030$41.6 萬<0.1%歷史
iShares Tr464288588MBS ETF3,600$38.9 萬<0.1%–
iShares Tr464289883CORE 30 70 ETF9,617$38.0 萬<0.1%–
EMREmerson Electric CoStock3,984$37.5 萬<0.1%歷史
CCLCarnival Corp Ltd.UNIT 99/99/999914,739$36.9 萬<0.1%歷史
MKTXMarketaxess Holdings IncCOM872$36.7 萬<0.1%歷史
ACVVirtus Diversified Income & Convertible FundCOM10,500$35.6 萬<0.1%歷史
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL13,000$35.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,223$33.8 萬<0.1%–
iShares Tr464287580US CONSUM DISCRE4,335$33.5 萬<0.1%–
FUBOFuboTV Inc.COM13,800$33.1 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF5,703$33.1 萬<0.1%–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-309,000$32.7 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A4,522$32.7 萬<0.1%歷史
Invesco Exchange Traded FD T46137V621FINL PFD ETF17,188$32.6 萬<0.1%–
iShares Tr46435G672CORE INTL AGGR5,906$32.5 萬<0.1%–
CMICummins IncStock1,418$31.8 萬<0.1%歷史
NPTNNeophotonics CorpCOM36,500$31.8 萬<0.1%歷史
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,522$31.7 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW7,280$31.0 萬<0.1%歷史
iShares U.S. Regional Banks ETF464288778ETF5,066$30.7 萬<0.1%–
TMDXTransMedics Group, Inc.COM9,200$30.4 萬<0.1%歷史
ZMZoom Communications, Inc.Stock1,127$29.5 萬<0.1%歷史
DKNGDraftKings Inc.COM CL A6,077$29.3 萬<0.1%歷史
TBBAT&T Inc.5.35% GBL NTS DUE 01/11/6610,900$28.6 萬<0.1%歷史
MDYSPDR S&P Midcap 400 ETF TrustETF591$28.4 萬<0.1%歷史
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,341$28.4 萬<0.1%–
CGNXCognex CorpCOM3,516$28.2 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock13,477$27.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,351$27.5 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$27.0 萬<0.1%–
HPHelmerich & Payne, Inc.COM9,776$26.8 萬<0.1%歷史
RHRHCOM400$26.7 萬<0.1%歷史
KDMNKadmon Holdings, Inc.COM30,000$26.1 萬<0.1%歷史
EXASExact Sciences CorpCOM2,635$25.2 萬<0.1%歷史
SYYSysco CorpStock3,150$24.7 萬<0.1%歷史
Steadfast Apartment REIT, Inc.85780P101COMMON STOCK15,664$24.4 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -2,582$24.2 萬<0.1%歷史
LUVSouthwest Airlines CoCOM4,704$24.2 萬<0.1%歷史
HBANHuntington Bancshares IncCOM15,236$23.6 萬<0.1%歷史
YUMCYum China Holdings, Inc.COM4,045$23.5 萬<0.1%歷史
DMTKDermTech, Inc.COM7,300$23.4 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM19,938$23.3 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A316$23.0 萬<0.1%歷史
RCLRoyal Caribbean Cruises LtdCOM2,505$22.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,035$22.2 萬<0.1%–
CTVACorteva, Inc.Stock5,238$22.0 萬<0.1%歷史
VTRVentas, Inc.REIT3,876$21.4 萬<0.1%歷史
MDLZMondelez International, Inc.Stock3,621$21.1 萬<0.1%歷史
iShares Tr4642874407-10 YR TRSY BD1,802$20.8 萬<0.1%–
KMIKinder Morgan, Inc.Stock12,358$20.7 萬<0.1%歷史
LBRDKLiberty Broadband CorpCOM SER C1,200$20.7 萬<0.1%歷史
JGHNuveen Global High Income FundSHS12,700$20.4 萬<0.1%歷史
CSGPCostar Group, Inc.COM2,348$20.2 萬<0.1%歷史
Griffin American Healthcare398183103COM32,842$18.4 萬<0.1%–
ZNGAZynga IncCL A23,420$17.6 萬<0.1%歷史
PBIPitney Bowes IncCOM21,272$15.3 萬<0.1%歷史
SANBanco Santander, S.A.ADR20,478$7.40 萬<0.1%歷史
ATP Oil & Gas Corp00208J108COM71,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%–