Skip to main content
Livermore
Livermore
ZHEN

CVI Holdings, LLC

SEC CIK
0001728194
Latest filing
Aug 15, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
225
−48 vs. Q2 2023
Portfolio value
$50.5M
−$44.1M (−46.6%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of CVI Holdings, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
IEIvanhoe Electric Inc.COM831,603$9.90M19.6%+831,603NewHistory
SDCL EDGE Acquisition CorpG79471101CL A ORD SHS303,668$3.22M6.4%−400−0.1%Reduced–
Haymaker Acquisition Corp IVG4375F124UNIT 99/99/9999300,000$3.13M6.2%+300,000New–
NETDUNabors Energy Transition Corp. IIUNIT 99/99/9999245,798$2.52M5.0%+245,798NewHistory
KVAUFKeen Vision Acquisition Corp.UNIT 99/99/9999200,000$2.05M4.1%+200,000NewHistory
Tenx Keane AcquisitionG8708L104ORD SHS178,355$1.92M3.8%−2,000−1.1%Reduced–
MARXMars Acquisition Corp.ORDINARY SHARES155,000$1.63M3.2%00.0%UnchangedHistory
Bellevue Life SCNCS Aqstn Co079174108COM156,176$1.62M3.2%+156,176New–
Pono Cap Three IncG71704103ORD SHS CL A147,200$1.55M3.1%+147,200New–
Cetus Cap Acquisition Corp15719Y105CLASS A COM128,492$1.34M2.7%+128,492New–
TBMCTrailblazer Merger Corp ICL A130,000$1.34M2.7%00.0%UnchangedHistory
TMTCTMT Acquisition Corp.SHS115,423$1.20M2.4%+115,423NewHistory
GDSTChi Special Acquisition Corp.COM109,890$1.18M2.3%−26,801−19.6%ReducedHistory
OKLOOklo Inc.COM CL A108,557$1.12M2.2%−93,464−46.3%ReducedHistory
FORLFour Leaf Acquisition CorpCOM CL A104,200$1.09M2.2%+104,200NewHistory
Monterey Cap Acquisition Cor61244M109CLASS A COM99,990$1.06M2.1%−100.0%Reduced–
BUJABukit Jalil Global Acquisition 1 Ltd.ORD SHS100,000$1.03M2.1%+100,000NewHistory
99 Acquisition Group Inc65445K200UNIT 99/99/999995,000$985.1K2.0%+95,000New–
Oak Woods Acquisition Corp67190B203UNIT 03/23/202890,000$963.0K1.9%00.0%Unchanged–
Distoken Acquisition CorpG27740110ORDINARY SHARES80,000$843.2K1.7%00.0%Unchanged–
GOSSGossamer Bio, Inc.COM976,108$812.9K1.6%+976,108NewHistory
GNPXGenprex, Inc.COM1,968,050$777.2K1.5%+1,968,050NewHistory
Golden Star Acquisition CorpG4023C127UNIT 05/01/202870,000$744.1K1.5%00.0%Unchanged–
Archer Aviation Inc.03945R110*W EXP 09/16/202560,103$697.4K1.4%−211,479−27.4%Reduced–
Gores Holdings IX, Inc.38287A101CLASS A COM63,792$662.8K1.3%−6,300−9.0%Reduced–
RZLTRezolute, Inc.COM NEW481,776$635.9K1.3%−102,249−17.5%ReducedHistory
IMPPImperial Petroleum Inc./Marshall IslandsCOM NEW401,959$635.1K1.3%+401,959NewHistory
ALCYFAlchemy Investments Acquisition Corp 1SHS CL A50,000$516.0K1.0%+50,000NewHistory
IBRXImmunityBio, Inc.COM226,916$383.5K0.8%+226,916NewHistory
RNLXYRenalytix plcADS230,036$368.1K0.7%+230,036NewHistory
SCLXScilex Holding CoCOM212,582$297.6K0.6%−9,287−4.2%ReducedHistory
SurgePays, Inc.86882L113*W EXP 10/22/202197,185$224.8K0.4%00.0%Unchanged–
MDGLMadrigal Pharmaceuticals, Inc.COM1,500$219.1K0.4%+1,500NewHistory
NRDYNerdy Inc.CL A COM47,658$176.3K0.3%+47,658NewHistory
EOCNGalmed Pharmaceuticals Ltd.SHS NEW249,384$154.6K0.3%+249,384NewHistory
EVGNEvogene Ltd.SHS261,636$153.2K0.3%+261,636NewHistory
NFYSEnphys Acquisition Corp.CL A ORD SHS11,230$117.9K0.2%−1,615−12.6%ReducedHistory
GWHWWESS Tech, Inc.*W EXP 09/15/202591,145$115.3K0.2%00.0%UnchangedHistory
Global Blockchain Acqui Corp37961B112RIGHT 05/09/2027625,000$114.6K0.2%00.0%Unchanged–
Aurora Technology AcquisitioG06984135RIGHT 01/27/2027800,000$112.0K0.2%00.0%Unchanged–
AvePoint, Inc.053604112EQUITY WRT103,967$98.8K0.2%−40,573−28.1%Reduced–
NGNENeurogene Inc.COM NEW24,916$98.4K0.2%+24,916NewHistory
Ginkgo Bioworks Holdings, Inc.37611X118*W EXP 08/01/202413,527$93.0K0.2%−371,350−47.3%Reduced–
IMAQRInternational Media Acquisition Corp.RIGHT 99/99/99991,200,000$84.1K0.2%00.0%UnchangedHistory
HNR Acquisition Corp40472A128*W EXP 02/04/202409,985$77.9K0.2%−17,567−4.1%Reduced–
Northview Acquisition Corp66718N129RIGHT 99/99/9999437,419$74.4K0.1%00.0%Unchanged–
Deep Medicine Acquisition Co243733110RIGHT 09/30/2028230,731$69.2K0.1%00.0%Unchanged–
Mountain Crest Acqusitn CRP62403K116RIGHT 06/29/2026245,000$66.2K0.1%00.0%Unchanged–
Aquaron Acquisition Corp.03842W113RIGHT 07/15/2026194,000$61.3K0.1%00.0%Unchanged–
Blue World Acquisition CorpG1263E110RIGHT 08/29/2029350,000$60.4K0.1%00.0%Unchanged–
Clover Leaf Capital Corp.18915E121RIGHT 05/31/2028570,458$57.7K0.1%00.0%Unchanged–
CLNNClene Inc.COMMON STOCK108,344$53.7K0.1%+67,625+166.1%AddedHistory
Lakeshore Acquisition II CorG5352N113RIGHT 11/18/2026250,000$50.0K0.1%00.0%Unchanged–
Petvivo Hldgs Inc716817119*W EXP 08/13/202149,080$49.2K0.1%00.0%Unchanged–
Tenx Keane AcquisitionG8708L112RIGHT 06/30/2028199,000$47.4K0.1%00.0%Unchanged–
RMCOWRoyalty Management Holding Corp*W EXP 05/28/202475,000$47.4K0.1%00.0%UnchangedHistory
Hudson Acquisition I Corp44364H118RIGHT 99/99/9999197,000$47.3K0.1%00.0%Unchanged–
Keyarch Acquisition CorpG5260A120RIGHT 01/24/2027375,000$45.0K0.1%00.0%Unchanged–
Nova Vision Acquisition CorpG6759A134RIGHT 12/23/2023199,875$43.9K0.1%00.0%Unchanged–
Bellevue Life SCNCS Aqstn Co079174124RIGHT 02/09/2028156,176$43.7K0.1%+156,176New–
Viveon Health Acquisition Co92853V122RIGHT 12/31/2025700,000$42.5K0.1%00.0%Unchanged–
Mars Acquisition Corp.G5870E124RIGHT 02/09/2028155,000$42.2K0.1%00.0%Unchanged–
TNONWTenon Medical, Inc.*W EXP 06/16/2021,000,000$40.8K0.1%00.0%UnchangedHistory
Humacyte, Inc.44486Q111*W EXP 09/21/20256,416$40.5K0.1%−19,112−25.3%Reduced–
ASCRFASPAC II Acquisition Corp.RIGHT 10/15/2026300,000$36.8K0.1%00.0%UnchangedHistory
TMT Acquisition Corp.G89229135RIGHT 03/27/2028115,423$36.0K0.1%+115,423New–
AIB Acquisition CorpG0R45S117RIGHT 10/31/2028350,000$35.1K0.1%00.0%Unchanged–
Talkspace, Inc.87427V111*W EXP 06/21/202279,535$32.2K0.1%−123,537−30.6%Reduced–
Splash Beverage Group Inc84862C112*W EXP 99/99/999291,656$29.2K0.1%00.0%Unchanged–
Cetus Cap Acquisition Corp15719Y121RIGHT 03/31/2024128,492$28.8K0.1%+128,492New–
ASPAC I Acquisition Corp.G0542S114RIGHT 12/09/2026200,000$27.5K0.1%00.0%Unchanged–
AIMDWAinos, Inc.*W EXP 07/29/20282,500$27.0K0.1%00.0%UnchangedHistory
Clean Earth Acquisitions Cor184493120RIGHT 01/01/2027200,000$26.4K0.1%00.0%Unchanged–
Breeze Holdings Acquisitn Co106762123RIGHT 05/23/2022298,400$25.4K0.1%00.0%Unchanged–
PHP Ventures Acquisition Cor69291C122RIGHT 01/01/2023157,117$23.6K<0.1%00.0%Unchanged–
Trailblazer Merger Corp I89278D125RIGHT 04/21/2028130,000$23.4K<0.1%00.0%Unchanged–
Worksport Ltd98139Q118*W EXP 06/01/20293,450$23.4K<0.1%00.0%Unchanged–
Goldenstone Acquisition Ltd38136Y128RIGHT 07/15/2026150,000$22.6K<0.1%00.0%Unchanged–
HHG Capital CorpG4R23P145RIGHT 02/25/202696,567$21.7K<0.1%00.0%Unchanged–
NIOBWNiocorp Developments Ltd*W EXP 03/17/20235,927$21.2K<0.1%−12,917−26.4%ReducedHistory
Redwoods Acquisition Corp758083125RIGHT 03/15/2027150,000$21.0K<0.1%00.0%Unchanged–
IMAQWInternational Media Acquisition Corp.*W EXP 07/21/2021,043,284$20.9K<0.1%−122,949−10.5%ReducedHistory
Broad Capital Acquisition Corp11125B110RIGHT 01/10/2027100,000$20.5K<0.1%00.0%Unchanged–
Monterey Cap Acquisition Cor61244M125RIGHT 05/10/2027100,000$20.0K<0.1%00.0%Unchanged–
Embrace Change Acquisitn CorG3034H141RIGHT 10/25/2026118,500$18.9K<0.1%00.0%Unchanged–
Viveon Health Acquisition Co92853V114*W EXP 99/99/999700,000$18.2K<0.1%00.0%Unchanged–
Global Blockchain Acqui Corp37961B120*W EXP 05/09/202602,925$18.1K<0.1%−21,908−3.5%Reduced–
Fintech Ecosystem Deve318136124RIGHT 04/01/2026129,282$18.1K<0.1%00.0%Unchanged–
American Oncology Network IN028719110*W EXP 09/20/20289,339$17.8K<0.1%+89,339New–
Newbury Street Acquisitn Cor65101L112*W EXP 04/30/202119,790$17.4K<0.1%−22,074−15.6%Reduced–
DUET Acquisition Corp.26431Q114*W EXP 07/19/202460,000$17.2K<0.1%00.0%Unchanged–
7GC & Co Holdings Inc81786A115*W EXP 12/23/202144,974$16.6K<0.1%−10,365−6.7%Reduced–
WINVRWinVest Acquisition Corp.RIGHT 99/99/9999299,800$16.2K<0.1%00.0%UnchangedHistory
BENFWBeneficient*W EXP 06/07/202413,074$15.9K<0.1%−75,609−15.5%ReducedHistory
Plutonian Acquisition Corp.72942P112RIGHT 10/26/202788,000$15.8K<0.1%00.0%Unchanged–
TG Venture Acquisition Corp.87251T117*W EXP 08/15/202480,314$15.4K<0.1%−49,890−9.4%Reduced–
Jaguar Global Growth Corp IG5S11A155RIGHT 01/01/202774,988$15.3K<0.1%00.0%Unchanged–
Distoken Acquisition CorpG27740136RIGHT 99/99/999980,000$15.2K<0.1%00.0%Unchanged–
Blue World Acquisition CorpG1263E136*W EXP 01/10/202126,007$15.1K<0.1%−10,029−7.4%Reduced–
Bukit Jalil GBL AcquisitionG1676M121RIGHT 05/02/2024100,000$15.0K<0.1%+100,000New–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of CVI Holdings, LLC in Q3 2023
SecurityClassPutsCalls
CLNNClene Inc.COMMON STOCK$55.6K–
CGCCanopy Growth CorpCOM$31.2K–
LLAPTerran Orbital CorpCOM$27.0K–
Tritium DCFCQ9225T108COM$15.0K–

Sold out since Q2 2023 (83)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of CVI Holdings, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
GBBKGlobal Blockchain Acquisition Corp.COMMON STOCK599,434$6.32M6.7%History
Digital Transformatn Opt Cor25401K107CLASS A COM593,456$6.12M6.5%–
XFORX4 Pharmaceuticals, IncCOM2,300,315$4.46M4.7%History
CRMDCorMedix Inc.COM1,105,300$4.38M4.6%History
Freedom Acquisition I CorpG3663X110SHS CL A413,008$4.38M4.6%–
Corsair Partnering CorpG2540H108SHS CL A377,360$3.91M4.1%–
BDTXBlack Diamond Therapeutics, Inc.COM750,000$3.79M4.0%History
ANIPAni Pharmaceuticals IncCOM70,009$3.77M4.0%History
KYCHKeyarch Acquisition CorpORD SHS CL A358,815$3.75M4.0%History
ASCBFASPAC II Acquisition Corp.ORD SHS CL A261,958$2.76M2.9%History
FTIIFutureTech II Acquisition Corp.CLASS A COM245,061$2.62M2.8%History
Waverley Capital Acquis CorpG06536109SHS CL A221,693$2.30M2.4%–
Hudson Acquisition I Corp44364H100COMMON STOCK188,304$1.95M2.1%–
Bellevue Life SCNCS Aqstn Co079174207UNIT 02/09/2028156,176$1.66M1.8%–
Pono Cap Three IncG71704129UNIT 01/11/2028147,200$1.54M1.6%–
Cetus Cap Acquisition Corp15719Y204UNIT 01/30/2028128,492$1.34M1.4%–
TMT Acquisition Corp.G89229101UNIT 03/27/2028115,423$1.21M1.3%–
GLSTGlobal Star Acquisition Inc.CLASS A COM111,816$1.17M1.2%History
EMCGFEmbrace Change Acquisition Corp.ORDINARY SHARES109,819$1.16M1.2%History
Four Leaf Acquisition Corp35088F206UNIT 03/15/2028104,200$1.08M1.1%–
PPHPPHP Ventures Acquisition Corp.CLASS A COM100,000$1.07M1.1%History
TWCBBilander Acquisition Corp.CL A COM100,599$1.02M1.1%History
Bukit Jalil GBL AcquisitionG1676M139UNIT 05/02/2029100,000$1.02M1.1%–
ELIQElectriq Power Holdings, Inc.COM CL A94,904$1.00M1.1%History
DAWNDay One Biopharmaceuticals, Inc.Stock80,000$955.2K1.0%History
Plutonian Acquisition Corp.72942P104COM88,000$913.9K1.0%–
Colombier Acquisition Corp19533H108CL A68,886$707.5K0.7%–
RTBRTB Digital, Inc.COM NEW844,434$633.3K0.7%History
TRISTristar Acquisition I Corp.CL A ORD SHS56,446$590.7K0.6%History
ALCUFAlchemy Investments Acquisition Corp 1UNIT 11/30/202750,000$512.0K0.5%History
Aimfinity Investment Corp. IG0135E142UNIT 04/21/202747,000$492.1K0.5%–
Alpha Healthcare Acqu Corp I02073F104CLASS A COM45,128$464.8K0.5%–
M3-Brigade Acquisition III Corp.55407R103CL A COM35,166$367.5K0.4%–
ONDSOndas Inc.COM NEW317,453$273.1K0.3%History
KnightSwan Acquisition Corp499103109CL A COM24,243$256.2K0.3%–
NRXPNRX Pharmaceuticals, Inc.COM483,569$233.8K0.2%History
Andretti Acquisition CorpG26735103CL A ORD SHS20,238$215.3K0.2%–
BYNObyNordic Acquisition CorpCLASS A COM17,393$184.2K0.2%History
1847 Goedeker Inc28252C117*W EXP 99/99/9992,826,226$183.4K0.2%–
Hainan Manaslu Acquistn CorpG4233U107ORDINARY SHARES16,099$171.0K0.2%–
NOGNNogin, Inc.COM NEW118,288$155.0K0.2%History
Nerdy Inc.64081V117*W EXP 08/16/202212,855$116.6K0.1%–
Heartland Media Acquisition Corp.42237V108CL A COM10,000$105.4K0.1%–
PRAXPraxis Precision Medicines, Inc.COM89,174$102.5K0.1%History
GSR II Meteora Acquisitn Cor36263W113RIGHT 02/24/202731,250$98.1K0.1%–
ACHVAchieve Life Sciences, Inc.COM11,200$58.1K0.1%History
Golden Falcon Acquisition Co38102H117*W EXP 11/04/202399,348$51.9K0.1%–
Prime No Acquisition I Corp74168P123RIGHT 07/31/2027250,000$42.8K<0.1%–
Minority Equality Opportunit60436Q118*W EXP 08/26/202444,323$35.6K<0.1%–
SIDUSidus Space Inc.CLASS A COM190,604$34.5K<0.1%History
FG Merger Corp30324Y119*W EXP 06/17/202411,455$28.7K<0.1%–
TMC the metals Co Inc.87261Y114*W EXP 09/09/202103,436$20.3K<0.1%–
Oxbridge Acquisition CorpG6855L117*W EXP 08/04/202410,607$18.5K<0.1%–
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20289,339$13.8K<0.1%–
Murphy Canyon Acquisition Co626642110*W EXP 01/25/202267,644$12.3K<0.1%–
Hainan Manaslu Acquistn CorpG4233U115RIGHT 01/31/202925,000$10.0K<0.1%–
Prime No Acquisition I Corp74168P115*W EXP 07/31/202125,000$6.25K<0.1%–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/202218,782$5.84K<0.1%History
Vintage Wine Estates, Inc.92747V114*W EXP 06/08/202218,881$5.76K<0.1%–
Iconic Sports Acquisition Corp.G4712C115*W EXP 10/12/20270,491$5.56K<0.1%–
Tradeup Acquisition Corp89268A115*W EXP 10/15/20286,040$4.78K<0.1%–
Twin Ridge Capital Acquis CoG9151L120*W EXP 03/07/20282,757$4.53K<0.1%–
Sunlight Financi86738J114EQUITY WRT257,183$4.35K<0.1%–
CBRGFChain Bridge I*W EXP 11/10/20273,797$3.91K<0.1%History
Medigus Ltd58471G128*W EXP 07/23/20255,486$2.35K<0.1%–
Magnum Opus Acquisition LtdG5S70A112*W EXP 03/06/20254,831$2.11K<0.1%–
Aurora Acquisition CorpG0698L129*W EXP 03/02/20281,518$2.06K<0.1%–
Waverley Capital Acquis CorpG06536117*W EXP 09/15/20251,829$1.83K<0.1%–
Patria Latin Amrcn Opprnty AG69454117*W EXP 02/23/20235,562$1.65K<0.1%–
Andretti Acquisition CorpG26735129*W EXP 99/99/99920,472$1.54K<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/20217,586$1.40K<0.1%–
Rosecliff Acquisition Corp I77732R111*W EXP 02/11/20219,214$1.17K<0.1%–
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/20236,029$1.14K<0.1%–
Accretion Acquisition Corp00438Y115*W EXP 03/01/20222,418$1.12K<0.1%–
Jaguar Global Growth Corp IG5S11A130*W EXP 11/23/20230,386$945<0.1%–
Hainan Manaslu Acquistn CorpG4233U131*W EXP 01/31/20225,000$923<0.1%–
Acropolis Infrastructure Acq005029111*W EXP 03/30/20210,325$898<0.1%–
Alset Capital Acquisition Co02115M117*W EXP 01/31/20220,000$800<0.1%–
Atlantic Coastal Aqstn Corp04845A116*W EXP 01/13/20222,365$680<0.1%–
Clean Earth Acquisitions Cor184493112*W EXP 99/99/99914,365$501<0.1%–
Momentus Inc.60879E119*W EXP 05/15/20223,265$465<0.1%–
Corsair Partnering CorpG2540H116*W EXP 07/06/20251,009$413<0.1%–
Heartland Media Acquisition Corp.42237V116*W EXP 99/99/99913,763$189<0.1%–