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Livermore
Livermore
ZHEN

CVI Holdings, LLC

SEC CIK
0001728194
Latest filing
Aug 15, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
186
−39 vs. Q3 2023
Portfolio value
$48.3M
−$2.13M (−4.2%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of CVI Holdings, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ONDSOndas Inc.COM NEW2,732,126$4.18M8.6%+2,732,126NewHistory
Agriculture & Nat Sol Acq CoG0131Y126UNIT 99/99/9999300,000$3.04M6.3%+300,000New–
HYACHaymaker Acquisition Corp VCLASS A291,969$3.00M6.2%+291,969NewHistory
SDCL EDGE Acquisition CorpG79471101CL A ORD SHS232,906$2.51M5.2%−70,762−23.3%Reduced–
NGNENeurogene Inc.COM126,725$2.46M5.1%+120,496+1,934.4%AddedConverted for a 1-for-4 splitHistory
NETDNabors Energy Transition Corp. IICL A227,459$2.37M4.9%+227,459NewHistory
FBIOFortress Biotech, Inc.COM NEW764,549$2.30M4.8%+764,549NewHistory
Cybin Ord23256X100COM5,225,262$2.14M4.4%+5,225,262New–
Iron Horse Acquisitions Corp462837204UNIT 10/15/2028200,000$2.01M4.2%+200,000New–
KVACFKeen Vision Acquisition Corp.SHS185,114$1.91M4.0%+185,114NewHistory
Tenx Keane AcquisitionG8708L104ORD SHS164,053$1.80M3.7%−14,302−8.0%Reduced–
MARXMars Acquisition Corp.ORDINARY SHARES155,000$1.65M3.4%00.0%UnchangedHistory
Bayview Acquisition Corp07323B209UNIT 99/99/9999150,000$1.52M3.1%+150,000New–
TBMCTrailblazer Merger Corp ICL A130,000$1.36M2.8%00.0%UnchangedHistory
Cetus Cap Acquisition Corp15719Y105CLASS A COM128,492$1.35M2.8%00.0%Unchanged–
TMTCTMT Acquisition Corp.SHS113,269$1.19M2.5%−2,154−1.9%ReducedHistory
GDSTChi Special Acquisition Corp.COM109,890$1.18M2.4%00.0%UnchangedHistory
BUJABukit Jalil Global Acquisition 1 Ltd.ORD SHS100,000$1.04M2.1%00.0%UnchangedHistory
Global Lights Acquisition CoG3937F127UNIT 99/99/9999100,000$1.02M2.1%+100,000New–
OAKUOak Woods Acquisition CorpCL A90,000$947.7K2.0%+90,000NewHistory
Monterey Cap Acquisition Cor61244M109CLASS A COM87,111$946.0K2.0%−12,879−12.9%Reduced–
FORLFour Leaf Acquisition CorpCOM CL A85,985$904.6K1.9%−18,215−17.5%ReducedHistory
Archer Aviation Inc.03945R110*W EXP 09/16/202555,019$810.3K1.7%−5,084−0.9%Reduced–
RTBRTB Digital, Inc.COM178,673$746.9K1.5%+178,673NewHistory
99 Acquisition Group Inc65445K101CL A68,120$694.1K1.4%+68,120New–
Golden Star Acquisition CorpG4023C101USD ORD SHS63,799$664.8K1.4%+63,799New–
RNLXYRenalytix plcADS1,144,305$446.3K0.9%+914,269+397.4%AddedHistory
SCLXScilex Holding CoCOM212,582$433.7K0.9%00.0%UnchangedHistory
SurgePays, Inc.86882L113*W EXP 10/22/202197,185$414.1K0.9%00.0%Unchanged–
ALCYFAlchemy Investments Acquisition Corp 1SHS CL A35,648$379.3K0.8%−14,352−28.7%ReducedHistory
RZLTRezolute, Inc.COM NEW356,978$354.3K0.7%−124,798−25.9%ReducedHistory
IEIvanhoe Electric Inc.COM17,944$180.9K0.4%−813,659−97.8%ReducedHistory
Pono Cap Three IncG71704103ORD SHS CL A20,789$173.0K0.4%−126,411−85.9%Reduced–
Aurora Technology AcquisitioG06984135RIGHT 01/27/2027800,000$148.0K0.3%00.0%Unchanged–
GNPXGenprex, Inc.COM618,256$142.2K0.3%−1,349,794−68.6%ReducedHistory
EOCNGalmed Pharmaceuticals Ltd.SHS NEW269,238$122.5K0.3%+19,854+8.0%AddedHistory
TNONWTenon Medical, Inc.*W EXP 06/16/202999,600$80.0K0.2%−4000.0%ReducedHistory
Clover Leaf Capital Corp.18915E121RIGHT 05/31/2028570,458$74.2K0.2%00.0%Unchanged–
Deep Medicine Acquisition Co243733110RIGHT 09/30/2028230,731$69.2K0.1%00.0%Unchanged–
Global Blockchain Acqui Corp37961B112RIGHT 05/09/2027625,000$67.6K0.1%00.0%Unchanged–
Blue World Acquisition CorpG1263E110RIGHT 08/29/2029350,000$52.5K0.1%00.0%Unchanged–
Mountain Crest Acqusitn CRP62403K116RIGHT 06/29/2026245,400$49.1K0.1%+400+0.2%Added–
Aquaron Acquisition Corp.03842W113RIGHT 07/15/2026194,000$48.5K0.1%00.0%Unchanged–
GWHWWESS Tech, Inc.*W EXP 09/15/202586,238$47.9K0.1%−4,907−0.8%ReducedHistory
Nova Vision Acquisition CorpG6759A134RIGHT 12/23/2023199,875$42.7K0.1%00.0%Unchanged–
Viveon Health Acquisition Co92853V122RIGHT 12/31/2025700,000$42.0K0.1%00.0%Unchanged–
IMAQRInternational Media Acquisition Corp.RIGHT 99/99/99991,200,000$42.0K0.1%00.0%UnchangedHistory
Lakeshore Acquisition II CorG5352N113RIGHT 11/18/2026250,000$40.0K0.1%00.0%Unchanged–
AIB Acquisition CorpG0R45S117RIGHT 10/31/2028350,000$38.9K0.1%00.0%Unchanged–
Northview Acquisition Corp66718N129RIGHT 99/99/9999437,419$38.1K0.1%00.0%Unchanged–
Hudson Acquisition I Corp44364H118RIGHT 99/99/9999197,000$37.4K0.1%00.0%Unchanged–
Mars Acquisition Corp.G5870E124RIGHT 02/09/2028155,000$34.1K0.1%00.0%Unchanged–
CLNNClene Inc.COMMON STOCK111,200$33.0K0.1%+2,856+2.6%AddedHistory
ASPAC I Acquisition Corp.G0542S114RIGHT 12/09/2026200,000$30.2K0.1%00.0%Unchanged–
ALCEAedis Energy Inc.CLASS A COM20,000$30.0K0.1%+20,000NewHistory
Tenx Keane AcquisitionG8708L112RIGHT 06/30/2028199,000$28.2K0.1%00.0%Unchanged–
ASCRFASPAC II Acquisition Corp.RIGHT 10/15/2026300,000$27.0K0.1%00.0%UnchangedHistory
TMT Acquisition Corp.G89229135RIGHT 03/27/2028115,423$25.1K0.1%00.0%Unchanged–
Bellevue Life SCNCS Aqstn Co079174124RIGHT 02/09/2028156,176$23.4K<0.1%00.0%Unchanged–
DUET Acquisition Corp.26431Q114*W EXP 07/19/202459,608$23.0K<0.1%−392−0.1%Reduced–
Cetus Cap Acquisition Corp15719Y121RIGHT 03/31/2024128,492$22.4K<0.1%00.0%Unchanged–
PHP Ventures Acquisition Cor69291C122RIGHT 01/01/2023157,117$22.0K<0.1%00.0%Unchanged–
Talkspace, Inc.87427V111*W EXP 06/21/202159,034$21.8K<0.1%−120,501−43.1%Reduced–
Keyarch Acquisition CorpG5260A120RIGHT 01/24/2027375,000$21.7K<0.1%00.0%Unchanged–
Petvivo Hldgs Inc716817119*W EXP 08/13/202148,880$20.8K<0.1%−200−0.1%Reduced–
Worksport Ltd98139Q118*W EXP 06/01/20293,450$19.6K<0.1%00.0%Unchanged–
Breeze Holdings Acquisitn Co106762123RIGHT 05/23/2022298,400$19.4K<0.1%00.0%Unchanged–
Lexaria Bioscience Corp.52886N117*W EXP 01/11/20241,651$18.7K<0.1%−349−0.8%Reduced–
American Oncology Network IN028719110*W EXP 09/20/20289,339$18.0K<0.1%00.0%Unchanged–
Embrace Change Acquisitn CorG3034H141RIGHT 10/25/2026118,500$17.9K<0.1%00.0%Unchanged–
AIMDWAinos, Inc.*W EXP 07/29/20282,500$17.3K<0.1%00.0%UnchangedHistory
IMAQWInternational Media Acquisition Corp.*W EXP 07/21/2021,022,343$15.5K<0.1%−20,941−2.0%ReducedHistory
RMCOWRoyalty Management Holding Corp*W EXP 05/28/202437,233$15.2K<0.1%−37,767−8.0%ReducedHistory
CYCUWCycurion, Inc.*W EXP 09/01/202456,666$14.6K<0.1%−8,500−1.8%ReducedHistory
Splash Beverage Group Inc84862C112*W EXP 99/99/999288,884$14.4K<0.1%−2,772−1.0%Reduced–
HNR Acquisition Corp40472A128*W EXP 02/04/202257,990$14.3K<0.1%−151,995−37.1%Reduced–
99 Acquisition Group Inc65445K127RIGHT 08/25/202895,000$14.3K<0.1%+95,000New–
Global Blockchain Acqui Corp37961B120*W EXP 05/09/202485,393$13.6K<0.1%−117,532−19.5%Reduced–
Oak Woods Acquisition Corp67190B120RIGHT 03/23/202890,000$13.5K<0.1%+90,000New–
Trailblazer Merger Corp I89278D125RIGHT 04/21/2028130,000$13.3K<0.1%00.0%Unchanged–
Arisz Acquisition Corp.040450124RIGHT 99/99/999962,556$13.1K<0.1%00.0%Unchanged–
Monterey Cap Acquisition Cor61244M125RIGHT 05/10/2027100,000$13.0K<0.1%00.0%Unchanged–
Bukit Jalil GBL AcquisitionG1676M121RIGHT 05/02/2024100,000$13.0K<0.1%00.0%Unchanged–
Global Star Acquisition Inc.37962G128RIGHT 06/21/2024120,000$12.9K<0.1%00.0%Unchanged–
Fintech Ecosystem Deve318136124RIGHT 04/01/2026129,282$12.9K<0.1%00.0%Unchanged–
Relativity Acquisition Corp75944B114*W EXP 12/15/202261,974$12.3K<0.1%00.0%Unchanged–
HHG Capital CorpG4R23P145RIGHT 02/25/202696,567$12.3K<0.1%00.0%Unchanged–
Plutonian Acquisition Corp.72942P112RIGHT 10/26/202788,000$12.2K<0.1%00.0%Unchanged–
SDAWWSunCar Technology Group Inc.*W EXP 05/17/20229,651$11.9K<0.1%−69,892−70.2%ReducedHistory
Broad Capital Acquisition Corp11125B110RIGHT 01/10/2027100,000$11.7K<0.1%00.0%Unchanged–
Redwoods Acquisition Corp758083125RIGHT 03/15/2027150,000$11.5K<0.1%00.0%Unchanged–
Goldenstone Acquisition Ltd38136Y128RIGHT 07/15/2026150,000$9.97K<0.1%00.0%Unchanged–
WINVRWinVest Acquisition Corp.RIGHT 99/99/9999299,800$9.02K<0.1%00.0%UnchangedHistory
Distoken Acquisition CorpG27740136RIGHT 99/99/999980,000$8.81K<0.1%00.0%Unchanged–
Oceantech Acquisitions I Cor675507115*W EXP 99/99/999367,090$8.63K<0.1%−2,600−0.7%Reduced–
Alset Capital Acquisition Co02115M125RIGHT 01/31/202740,000$8.40K<0.1%00.0%Unchanged–
KVAWFKeen Vision Acquisition Corp.*W EXP 03/15/202198,500$7.94K<0.1%+198,500NewHistory
Humacyte, Inc.44486Q111*W EXP 09/21/20218,802$7.82K<0.1%−37,614−66.7%Reduced–
Golden Star Acquisition CorpG4023C119RIGHT 03/30/202547,036$7.76K<0.1%+47,036New–
Arogo Capital Acquisition Corp.042644112*W EXP 03/23/202293,826$7.35K<0.1%−2,071−0.7%Reduced–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of CVI Holdings, LLC in Q4 2023
SecurityClassPutsCalls
CLNNClene Inc.COMMON STOCK$33.4K–

Sold out since Q3 2023 (66)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of CVI Holdings, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Haymaker Acquisition Corp IVG4375F124UNIT 99/99/9999300,000$3.13M6.2%–
NETDUNabors Energy Transition Corp. IIUNIT 99/99/9999245,798$2.52M5.0%History
KVAUFKeen Vision Acquisition Corp.UNIT 99/99/9999200,000$2.05M4.1%History
Bellevue Life SCNCS Aqstn Co079174108COM156,176$1.62M3.2%–
OKLOOklo Inc.COM CL A108,557$1.12M2.2%History
99 Acquisition Group Inc65445K200UNIT 99/99/999995,000$985.1K2.0%–
Oak Woods Acquisition Corp67190B203UNIT 03/23/202890,000$963.0K1.9%–
Distoken Acquisition CorpG27740110ORDINARY SHARES80,000$843.2K1.7%–
GOSSGossamer Bio, Inc.COM976,108$812.9K1.6%History
Golden Star Acquisition CorpG4023C127UNIT 05/01/202870,000$744.1K1.5%–
Gores Holdings IX, Inc.38287A101CLASS A COM63,792$662.8K1.3%–
IMPPImperial Petroleum Inc./Marshall IslandsCOM NEW401,959$635.1K1.3%History
IBRXImmunityBio, Inc.COM226,916$383.5K0.8%History
MDGLMadrigal Pharmaceuticals, Inc.COM1,500$219.1K0.4%History
NRDYNerdy Inc.CL A COM47,658$176.3K0.3%History
EVGNEvogene Ltd.SHS261,636$153.2K0.3%History
NFYSEnphys Acquisition Corp.CL A ORD SHS11,230$117.9K0.2%History
AvePoint, Inc.053604112EQUITY WRT103,967$98.8K0.2%–
Ginkgo Bioworks Holdings, Inc.37611X118*W EXP 08/01/202413,527$93.0K0.2%–
Clean Earth Acquisitions Cor184493120RIGHT 01/01/2027200,000$26.4K0.1%–
NIOBWNiocorp Developments Ltd*W EXP 03/17/20235,927$21.2K<0.1%History
Viveon Health Acquisition Co92853V114*W EXP 99/99/999700,000$18.2K<0.1%–
7GC & Co Holdings Inc81786A115*W EXP 12/23/202144,974$16.6K<0.1%–
Jaguar Global Growth Corp IG5S11A155RIGHT 01/01/202774,988$15.3K<0.1%–
Accretion Acquisition Corp00438Y123RIGHT 03/01/2028186,675$14.7K<0.1%–
Aurora Technology AcquisitioG06984127*W EXP 01/27/202800,000$13.5K<0.1%–
Byte Acquisition CorpG1R25Q113*W EXP 03/18/20238,557$8.87K<0.1%–
Cipher Mining Inc17253J114*W EXP 10/22/20220,068$8.59K<0.1%–
Dune Acquisition Corp265334110*W EXP 10/29/202119,450$8.36K<0.1%–
Sportsmap Tech Acquisitin Co84921J116*W EXP 09/01/202264,040$8.19K<0.1%–
M3-Brigade Acquisition II Corp.553800111*W EXP 09/03/202171,118$7.79K<0.1%–
AUROWAurora Innovation, Inc.EQUITY WRT22,574$7.22K<0.1%History
Zivo Bioscience, Inc.98978N119*W EXP 05/14/20216,108$7.22K<0.1%–
Data Knights Acquisition Cor237699111*W EXP 11/11/202140,000$6.30K<0.1%–
Corner Growth Acquisition Corp.G2425N113*W EXP 99/99/99956,083$5.19K<0.1%–
Esgen Acquisition CorpG3R95N111*W EXP 10/18/202132,180$4.76K<0.1%–
Abri Spac I Inc00085X113*W EXP 09/18/202120,620$4.64K<0.1%–
Focus Impact Acquisition Cor34417L117*W EXP 10/28/20256,892$4.55K<0.1%–
Omnilit Acquisition Corp68218C116*W EXP 11/08/202100,395$4.52K<0.1%–
Disruptive Acquisition CorpG2770Y128*W EXP 03/06/20290,643$4.28K<0.1%–
Burtech Acquisition Corp123013112*W EXP 12/18/202184,828$4.21K<0.1%–
Xos, Inc.98423B116*W EXP 10/06/202121,822$3.41K<0.1%–
Opy Acquisition Corp. I671005114*W EXP 09/22/202102,851$2.85K<0.1%–
ARBEWArbe Robotics Ltd.*W EXP 10/07/20212,676$2.73K<0.1%History
Harbor Custom Development IN41150T124*W EXP 10/04/202295,185$2.36K<0.1%–
VMCWFValuence Merger Corp. I*W EXP 02/18/20238,106$2.14K<0.1%History
Northview Acquisition Corp66718N111*W EXP 08/02/20250,794$1.88K<0.1%–
PHP Ventures Acquisition Cor69291C114*W EXP 01/01/20249,138$1.74K<0.1%–
Harbor Custom Development IN41150T116*W EXP 05/09/202193,402$1.45K<0.1%–
Pyrophyte Acquisition Corp.G7308P127*W EXP 05/03/20222,143$1.44K<0.1%–
Arisz Acquisition Corp.040450116*W EXP 11/16/20262,556$1.25K<0.1%–
KnightSwan Acquisition Corp499103117*W EXP 99/99/99933,107$1.20K<0.1%–
OCA Acquisition Corp.670865112*W EXP 01/14/20219,046$994<0.1%–
Finnovate Acquisition Corp.G3R34K111*W EXP 99/99/99920,474$958<0.1%–
Spree Acquisition Corp. 1 LtdG83745128*W EXP 12/22/20225,597$747<0.1%–
Vision Sensing Acquisition C92838J111*W EXP 10/21/20220,064$742<0.1%–
Chavant Capital Acquisitn CoG2058L111*W EXP 99/99/99928,903$673<0.1%–
Newcourt Acquisition CorpG6448C129*W EXP 04/12/20224,338$672<0.1%–
Stonebridge Acquisition CorpG85094129*W EXP 03/31/20223,130$631<0.1%–
ClimateRockG2311X118*W EXP 04/25/20219,200$614<0.1%–
Surrozen, Inc.86889P117*W EXP 08/01/20313,742$566<0.1%–
Tribe Capital Growth Corp I89601Y119*W EXP 02/28/20212,851$514<0.1%–
Monterey Bio Acquisition Cor61240F116*W EXP 10/05/20215,075$433<0.1%–
AEye, Inc.008183113*W EXP 09/30/20238,009$418<0.1%–
Industrial Tech Acqstns II I45635R116*W EXP 03/31/20210,933$383<0.1%–
Goal Acquisitions Corp38021H115*W EXP 02/11/20213,659$358<0.1%–