SeaCrest Wealth Management, LLC
- SEC CIK
- 0001728121
- Latest filing
- Jul 9, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 18, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 620
- −1 vs. Q3 2023
- Portfolio value
- $809.6M
- +$39.9M (+5.2%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 402,522 | $72.9M | 9.0% | −11,903−2.9% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 89,863 | $33.0M | 4.1% | −684−0.8% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 185,244 | $25.1M | 3.1% | −4,373−2.3% | Reduced | History |
| NVDANVIDIA Corp | Stock | 43,933 | $21.6M | 2.7% | +669+1.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 127,588 | $17.5M | 2.2% | −963−0.7% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 111,848 | $16.2M | 2.0% | +1,521+1.4% | Added | History |
| LLYEli Lilly & Co | Stock | 20,302 | $12.6M | 1.6% | +1,065+5.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 30,027 | $11.0M | 1.4% | −1,107−3.6% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 24,249 | $9.62M | 1.2% | +1,191+5.2% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 53,100 | $9.56M | 1.2% | +2,028+4.0% | Added | – |
| CVXChevron Corp | Stock | 62,413 | $9.39M | 1.2% | −453−0.7% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 106,094 | $8.56M | 1.1% | −8,255−7.2% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 8,132 | $8.53M | 1.1% | +639+8.5% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 17,198 | $8.05M | 1.0% | +1,032+6.4% | Added | History |
| LRCXLam Research Corp | COM | 10,650 | $7.80M | 1.0% | −46−0.4% | Reduced | History |
| JNJJohnson & Johnson | Stock | 48,149 | $7.76M | 1.0% | −1,696−3.4% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 10,742 | $7.05M | 0.9% | +81+0.8% | Added | History |
| MRKMerck & Co., Inc. | Stock | 58,476 | $6.85M | 0.8% | −5,081−8.0% | Reduced | History |
| PEPPepsiCo Inc | Stock | 37,992 | $6.42M | 0.8% | −452−1.2% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 18,216 | $6.41M | 0.8% | −1,083−5.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 55,494 | $5.70M | 0.7% | −2,035−3.5% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 32,002 | $5.51M | 0.7% | −30.0% | Reduced | History |
| SFSTSouthern First Bancshares Inc | COM | 137,580 | $5.16M | 0.6% | −510.0% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 32,191 | $5.12M | 0.6% | −3,014−8.6% | Reduced | History |
| AMGNAmgen Inc | Stock | 16,883 | $5.12M | 0.6% | −88−0.5% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 35,253 | $4.89M | 0.6% | +697+2.0% | Added | History |
| VVisa Inc. | Stock | 18,768 | $4.87M | 0.6% | +1,043+5.9% | Added | History |
| HDHome Depot, Inc. | Stock | 14,037 | $4.81M | 0.6% | −408−2.8% | Reduced | History |
| HUBBHubbell Inc | COM | 15,035 | $4.78M | 0.6% | +215+1.5% | Added | History |
| QCOMQualcomm Inc | Stock | 33,818 | $4.62M | 0.6% | −2,093−5.8% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 84,265 | $4.61M | 0.6% | −5,098−5.7% | Reduced | – |
| PGProcter & Gamble Co | Stock | 28,590 | $4.21M | 0.5% | −1,493−5.0% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 58,901 | $4.11M | 0.5% | −7,715−11.6% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 72,581 | $3.97M | 0.5% | −158−0.2% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 9,236 | $3.97M | 0.5% | +754+8.9% | Added | – |
| VZVerizon Communications Inc | Stock | 96,619 | $3.88M | 0.5% | +13,641+16.4% | Added | History |
| ABBVAbbVie Inc. | Stock | 23,904 | $3.88M | 0.5% | −338−1.4% | Reduced | History |
| TAT&T Inc. | Stock | 216,050 | $3.77M | 0.5% | −619−0.3% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 102,043 | $3.71M | 0.5% | −12,464−10.9% | Reduced | – |
| TSLATesla, Inc. | Stock | 15,279 | $3.63M | 0.4% | −3,926−20.4% | Reduced | History |
| CATCaterpillar Inc | Stock | 12,170 | $3.52M | 0.4% | −610−4.8% | Reduced | History |
| CVSCVS Health Corp | Stock | 42,589 | $3.47M | 0.4% | −162−0.4% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 14,375 | $3.35M | 0.4% | −294−2.0% | Reduced | – |
| PFEPfizer Inc | Stock | 109,656 | $3.23M | 0.4% | −15,956−12.7% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 12,434 | $3.12M | 0.4% | −130−1.0% | Reduced | History |
| GEGeneral Electric Co | Stock | 22,450 | $2.84M | 0.4% | −873−3.7% | Reduced | History |
| INTCIntel Corp | Stock | 60,301 | $2.83M | 0.3% | +10,633+21.4% | Added | History |
| WMWaste Management Inc | Stock | 15,791 | $2.81M | 0.3% | −2,453−13.4% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 28,127 | $2.68M | 0.3% | +6,820+32.0% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 8,723 | $2.63M | 0.3% | +2,086+31.4% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 33,226 | $2.54M | 0.3% | −7,831−19.1% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 5,333 | $2.47M | 0.3% | +281+5.6% | Added | – |
| WMTWalmart Inc. | Stock | 15,713 | $2.46M | 0.3% | −252−1.6% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 14,608 | $2.46M | 0.3% | −751−4.9% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 49,089 | $2.46M | 0.3% | −6,877−12.3% | Reduced | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 47,383 | $2.45M | 0.3% | +37,078+359.8% | Added | – |
| NATNordic American Tankers Ltd | COM | 531,629 | $2.42M | 0.3% | −14,000−2.6% | Reduced | History |
| ADBEAdobe Inc. | Stock | 4,263 | $2.41M | 0.3% | +11+0.3% | Added | History |
| LMTLockheed Martin Corp | Stock | 5,236 | $2.39M | 0.3% | +92+1.8% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 52,401 | $2.39M | 0.3% | −2,035−3.7% | Reduced | – |
| KLACKLA Corp | COM NEW | 4,289 | $2.33M | 0.3% | −185−4.1% | Reduced | History |
| MOAltria Group, Inc. | Stock | 55,284 | $2.29M | 0.3% | −1,223−2.2% | Reduced | History |
| DEDeere & Co | Stock | 5,702 | $2.26M | 0.3% | −1,781−23.8% | Reduced | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 45,712 | $2.26M | 0.3% | −38,487−45.7% | Reduced | – |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 49,584 | $2.23M | 0.3% | +1,096+2.3% | Added | – |
| PANWPalo Alto Networks Inc | Stock | 7,775 | $2.20M | 0.3% | +914+13.3% | Added | History |
| BACBank of America Corp | Stock | 63,312 | $2.18M | 0.3% | −1,997−3.1% | Reduced | History |
| SHELShell plc | ADR | 32,858 | $2.16M | 0.3% | −3,474−9.6% | Reduced | History |
| COPConocoPhillips | Stock | 17,935 | $2.09M | 0.3% | +31+0.2% | Added | History |
| BABoeing Co | Stock | 8,339 | $2.08M | 0.3% | −2,305−21.7% | Reduced | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 28,041 | $2.06M | 0.3% | −1,709−5.7% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 23,571 | $2.04M | 0.3% | +4,514+23.7% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 43,244 | $2.04M | 0.3% | −9,481−18.0% | Reduced | – |
| KOCoca Cola Co | Stock | 33,757 | $2.01M | 0.2% | −3,665−9.8% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 10,620 | $2.01M | 0.2% | −1,058−9.1% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 21,298 | $2.01M | 0.2% | −6,083−22.2% | Reduced | – |
| BMYBristol Myers Squibb Co | Stock | 38,339 | $2.00M | 0.2% | −80−0.2% | Reduced | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 141,001 | $1.98M | 0.2% | −3,433−2.4% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 11,925 | $1.97M | 0.2% | −310−2.5% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 6,566 | $1.94M | 0.2% | +1,085+19.8% | Added | – |
| MCDMcDonalds Corp | Stock | 6,693 | $1.93M | 0.2% | −368−5.2% | Reduced | History |
| HONHoneywell International Inc | COM | 9,457 | $1.92M | 0.2% | −150−1.6% | Reduced | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 14,623 | $1.91M | 0.2% | −449−3.0% | Reduced | – |
| DOWDow Inc. | Stock | 34,447 | $1.89M | 0.2% | −570−1.6% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 17,281 | $1.88M | 0.2% | −461−2.6% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 3,480 | $1.87M | 0.2% | +380+12.3% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 24,300 | $1.86M | 0.2% | +6,615+37.4% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 39,824 | $1.84M | 0.2% | −21,663−35.2% | Reduced | – |
| TFCTruist Financial Corp | COM | 48,711 | $1.83M | 0.2% | −718−1.5% | Reduced | History |
| NVONovo Nordisk A S | ADR | 17,167 | $1.82M | 0.2% | +3,083+21.9% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 34,514 | $1.77M | 0.2% | +22,996+199.7% | Added | – |
| BXBlackstone Inc. | COM | 14,384 | $1.76M | 0.2% | −1,488−9.4% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 33,457 | $1.73M | 0.2% | −3,564−9.6% | Reduced | – |
| BKHBlack Hills Corp | COM | 31,157 | $1.72M | 0.2% | −1,646−5.0% | Reduced | History |
| FDXFedEx Corp | Stock | 6,933 | $1.71M | 0.2% | +14+0.2% | Added | History |
| AMATApplied Materials Inc | Stock | 11,472 | $1.71M | 0.2% | +601+5.5% | Added | History |
| ABTAbbott Laboratories | Stock | 15,234 | $1.69M | 0.2% | −299−1.9% | Reduced | History |
| VLOValero Energy Corp | Stock | 12,762 | $1.65M | 0.2% | −892−6.5% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 2,430 | $1.64M | 0.2% | −27−1.1% | Reduced | History |
| ProShares Tr74347X831 | ULTRAPRO QQQ | 35,523 | $1.63M | 0.2% | +2,146+6.4% | Added | – |
Sold out since Q3 2023 (45)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| KKellanova | COM SHS | 12,345 | $734.7K | 0.1% | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 24,572 | $644.3K | 0.1% | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 1,665 | $574.5K | 0.1% | – |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 9,910 | $553.6K | 0.1% | – |
| DBX ETF Tr233051820 | XTRACK MSCI ALL | 18,747 | $534.5K | 0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 14,058 | $520.1K | 0.1% | History |
| ENPHEnphase Energy, Inc. | Stock | 4,288 | $515.2K | 0.1% | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 7,291 | $431.4K | 0.1% | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 9,930 | $429.7K | 0.1% | – |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 8,416 | $423.9K | 0.1% | – |
| Vanguard Wellington FD921935409 | US MINIMUM | 4,329 | $416.3K | 0.1% | – |
| DKNGDraftKings Inc. | Stock | 13,852 | $407.8K | 0.1% | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 27,039 | $391.3K | 0.1% | – |
| MRVLMarvell Technology, Inc. | COM | 6,861 | $371.4K | <0.1% | History |
| VMWVmware LLC | CL A COM | 2,111 | $351.4K | <0.1% | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 7,364 | $319.6K | <0.1% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 8,357 | $317.1K | <0.1% | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 10,557 | $317.0K | <0.1% | – |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 14,908 | $316.3K | <0.1% | History |
| UUnity Software Inc. | COM | 9,731 | $305.5K | <0.1% | History |
| iShares Tr464288406 | MRGSTR MD CP VAL | 4,918 | $298.0K | <0.1% | – |
| Schwab Strategic Tr808524680 | LONG TERM US | 9,227 | $292.3K | <0.1% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 4,743 | $271.0K | <0.1% | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 15,245 | $251.5K | <0.1% | History |
| ARLPAlliance Resource Partners LP | Stock | 11,006 | $248.0K | <0.1% | History |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 3,729 | $241.6K | <0.1% | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 2,649 | $241.4K | <0.1% | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 3,032 | $230.3K | <0.1% | – |
| WHRWhirlpool Corp | Stock | 1,710 | $228.7K | <0.1% | History |
| LNCLincoln National Corp | COM | 9,139 | $225.6K | <0.1% | History |
| UTGReaves Utility Income Fund | COM SH BEN INT | 9,070 | $223.6K | <0.1% | History |
| SMTCSemtech Corp | Stock | 8,280 | $213.2K | <0.1% | History |
| HRLHormel Foods Corp | COM | 5,594 | $212.8K | <0.1% | History |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 9,409 | $212.5K | <0.1% | – |
| ONOn Semiconductor Corp | Stock | 2,253 | $209.4K | <0.1% | History |
| iShares Tr464287515 | EXPANDED TECH | 599 | $204.5K | <0.1% | – |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 12,500 | $191.4K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 15,840 | $173.4K | <0.1% | – |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 19,180 | $165.3K | <0.1% | History |
| BFKBlackRock Municipal Income Trust | SH BEN INT | 14,210 | $126.0K | <0.1% | History |
| PMFPIMCO Municipal Income Fund | COM | 13,975 | $117.4K | <0.1% | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 21,950 | $117.0K | <0.1% | History |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 10,970 | $97.7K | <0.1% | History |
| IRSIrsa Investments & Representations Inc | GLOBL DEP RCPT | 13,355 | $78.3K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 27,883 | $39.6K | <0.1% | History |