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Livermore
Livermore
ZHEN

SeaCrest Wealth Management, LLC

SEC CIK
0001728121
Latest filing
Jul 9, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 12, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
621
−8 vs. Q2 2023
Portfolio value
$769.8M
−$22.3M (−2.8%) vs. Q2 2023
Filed
Oct 12, 2023
SEC
Holdings of SeaCrest Wealth Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock414,425$71.0M9.2%−5,177−1.2%ReducedHistory
MSFTMicrosoft CorpStock90,547$28.6M3.7%−541−0.6%ReducedHistory
GOOGLAlphabet Inc.Stock189,617$24.8M3.2%+450.0%AddedHistory
NVDANVIDIA CorpStock43,264$18.8M2.4%+2,668+6.6%AddedHistory
GOOGAlphabet Inc.Stock128,551$16.9M2.2%+3,782+3.0%AddedHistory
AMZNAmazon Com IncStock110,327$14.0M1.8%−2,107−1.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock31,134$10.9M1.4%+28,464+1,066.1%AddedHistory
CVXChevron CorpStock62,866$10.6M1.4%+1,318+2.1%AddedHistory
LLYEli Lilly & CoStock19,237$10.3M1.3%−31−0.2%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF114,349$8.32M1.1%+4,682+4.3%Added–
Invesco QQQ Trust Series I46090E103ETF23,058$8.26M1.1%−4,393−16.0%Reduced–
First Trust Dow Jones Internet Index Fund33733E302ETF51,072$8.15M1.1%−1,178−2.3%Reduced–
JNJJohnson & JohnsonStock49,845$7.76M1.0%−6,032−10.8%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF16,166$6.91M0.9%+79+0.5%AddedHistory
XOMExxonMobil Holdings CorpCOM57,529$6.76M0.9%−5,458−8.7%ReducedHistory
LRCXLam Research CorpCOM10,696$6.70M0.9%+650+6.5%AddedHistory
MRKMerck & Co., Inc.Stock63,557$6.54M0.9%−1,564−2.4%ReducedHistory
PEPPepsiCo IncStock38,444$6.51M0.8%−969−2.5%ReducedHistory
AVGOBroadcom Inc.Stock7,493$6.22M0.8%+1,274+20.5%AddedHistory
COSTCostco Wholesale CorpStock10,661$6.02M0.8%−1,820−14.6%ReducedHistory
METAMeta Platforms, Inc.Stock19,299$5.79M0.8%+5,366+38.5%AddedHistory
IBMInternational Business Machines CorpStock35,205$4.94M0.6%−20.0%ReducedHistory
TSLATesla, Inc.Stock19,205$4.81M0.6%−441−2.2%ReducedHistory
HUBBHubbell IncCOM14,820$4.64M0.6%+267+1.8%AddedHistory
JPMJPMorgan Chase & CoStock32,005$4.64M0.6%−6,329−16.5%ReducedHistory
AMGNAmgen IncStock16,971$4.56M0.6%−282−1.6%ReducedHistory
Schwab U.S. Broad Market ETF808524102ETF89,363$4.45M0.6%+437+0.5%Added–
PGProcter & Gamble CoStock30,083$4.39M0.6%−140.0%ReducedHistory
HDHome Depot, Inc.Stock14,445$4.36M0.6%−1,079−7.0%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF66,616$4.29M0.6%+440+0.7%Added–
PFEPfizer IncStock125,612$4.17M0.5%−2,940−2.3%ReducedHistory
VVisa Inc.Stock17,725$4.08M0.5%+80+0.5%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF84,199$4.04M0.5%+629+0.8%Added–
QCOMQualcomm IncStock35,911$3.99M0.5%−1,648−4.4%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM72,739$3.90M0.5%+4,915+7.2%Added–
Schwab International Equity ETF808524805ETF114,507$3.89M0.5%+4,451+4.0%Added–
SFSTSouthern First Bancshares IncCOM137,631$3.71M0.5%+1,030+0.8%AddedHistory
ABBVAbbVie Inc.Stock24,242$3.61M0.5%−691−2.8%ReducedHistory
AMDAdvanced Micro Devices IncStock34,556$3.55M0.5%−2,087−5.7%ReducedHistory
CATCaterpillar IncStock12,780$3.49M0.5%−541−4.1%ReducedHistory
Vanguard Energy ETF92204A306ETF27,364$3.47M0.5%+15,939+139.5%Added–
Vanguard S&P 500 ETF922908363ETF8,482$3.33M0.4%+173+2.1%Added–
TAT&T Inc.Stock216,669$3.25M0.4%−23,416−9.8%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF14,669$3.12M0.4%+615+4.4%Added–
CSCOCisco Systems, Inc.Stock55,966$3.01M0.4%+224+0.4%AddedHistory
CVSCVS Health CorpStock42,751$2.98M0.4%−11,350−21.0%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF41,057$2.91M0.4%+1,587+4.0%Added–
DEDeere & CoStock7,483$2.82M0.4%−42−0.6%ReducedHistory
WMWaste Management IncStock18,244$2.78M0.4%−431−2.3%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF61,487$2.72M0.4%−342−0.6%Reduced–
VZVerizon Communications IncStock82,978$2.69M0.3%−2,100−2.5%ReducedHistory
GEGeneral Electric CoStock23,323$2.58M0.3%−323−1.4%ReducedHistory
WMTWalmart Inc.Stock15,965$2.55M0.3%+4,519+39.5%AddedHistory
CRMSalesforce, Inc.Stock12,564$2.55M0.3%−156−1.2%ReducedHistory
ProShares Tr74348A467S&P 500 DV ARIST27,381$2.42M0.3%+75+0.3%Added–
Vanguard Dividend Appreciation ETF921908844ETF15,359$2.39M0.3%+605+4.1%Added–
MOAltria Group, Inc.Stock56,507$2.38M0.3%−911−1.6%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF17,149$2.37M0.3%+1,922+12.6%Added–
SHELShell plcADR36,332$2.34M0.3%−1,148−3.1%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF52,725$2.31M0.3%+5,657+12.0%Added–
Schwab U.S. Small-Cap ETF808524607ETF54,436$2.25M0.3%+170+0.3%Added–
NATNordic American Tankers LtdCOM545,629$2.25M0.3%+77,129+16.5%AddedHistory
BMYBristol Myers Squibb CoStock38,419$2.23M0.3%−4,206−9.9%ReducedHistory
ADBEAdobe Inc.Stock4,252$2.17M0.3%+85+2.0%AddedHistory
COPConocoPhillipsStock17,904$2.14M0.3%−2,041−10.2%ReducedHistory
LMTLockheed Martin CorpStock5,144$2.10M0.3%−5−0.1%ReducedHistory
Vanguard Information Technology ETF92204A702ETF5,052$2.10M0.3%−77−1.5%Reduced–
KOCoca Cola CoStock37,422$2.09M0.3%−6,827−15.4%ReducedHistory
Global X FDS37954Y293GLB X MLP ENRG I48,488$2.06M0.3%+392+0.8%Added–
KLACKLA CorpCOM NEW4,474$2.05M0.3%−238−5.1%ReducedHistory
BABoeing CoStock10,644$2.04M0.3%−2,265−17.5%ReducedHistory
ORCLOracle CorpStock19,172$2.03M0.3%−514−2.6%ReducedHistory
Schwab U.S. Mid-Cap ETF808524508ETF29,750$2.01M0.3%+560+1.9%Added–
GLDSPDR Gold TrustETF11,678$2.00M0.3%−834−6.7%ReducedHistory
PMPhilip Morris International Inc.Stock21,307$1.97M0.3%−2,059−8.8%ReducedHistory
TXNTexas Instruments IncStock12,235$1.95M0.3%+213+1.8%AddedHistory
VLOValero Energy CorpStock13,654$1.93M0.3%−1,673−10.9%ReducedHistory
Schwab US Tips ETF808524870ETF37,021$1.87M0.2%−784−2.1%Reduced–
MCDMcDonalds CorpStock7,061$1.86M0.2%−316−4.3%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM144,434$1.86M0.2%+905+0.6%AddedHistory
FDXFedEx CorpStock6,919$1.83M0.2%−300−4.2%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF17,742$1.81M0.2%−1,193−6.3%Reduced–
Vanguard Morningstar Growth ETF922908736ETF6,637$1.81M0.2%+167+2.6%Added–
DOWDow Inc.Stock35,017$1.81M0.2%−1,063−2.9%ReducedHistory
BACBank of America CorpStock65,309$1.79M0.2%−408−0.6%ReducedHistory
HONHoneywell International IncCOM9,607$1.77M0.2%+399+4.3%AddedHistory
INTCIntel CorpStock49,668$1.77M0.2%−3,225−6.1%ReducedHistory
Schwab Strategic Tr808524862SHT TM US TRES36,179$1.73M0.2%+1,917+5.6%Added–
BXBlackstone Inc.COM15,872$1.70M0.2%−603−3.7%ReducedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF15,072$1.69M0.2%−248−1.6%Reduced–
BKHBlack Hills CorpCOM32,803$1.66M0.2%+200+0.6%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR114,083$1.63M0.2%−19,686−14.7%ReducedHistory
DISWalt Disney CoStock19,992$1.62M0.2%−8,285−29.3%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF31,858$1.61M0.2%−254−0.8%Reduced–
PANWPalo Alto Networks IncStock6,861$1.61M0.2%−910−11.7%ReducedHistory
AZOAutoZone IncCOM619$1.57M0.2%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock3,100$1.56M0.2%−88−2.8%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER205,283$1.56M0.2%−22,449−9.9%ReducedHistory
ETNEaton Corp plcStock7,120$1.52M0.2%+592+9.1%AddedHistory
LOWLowes Companies IncStock7,274$1.51M0.2%+178+2.5%AddedHistory

Sold out since Q2 2023 (46)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of SeaCrest Wealth Management, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
GNKGenco Shipping & Trading LtdSHS77,118$1.08M0.1%History
HHCHoward Hughes CorpCOM8,700$686.6K0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF7,396$615.3K0.1%–
ITCIIntra-Cellular Therapies, Inc.COM9,703$614.4K0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS13,587$517.5K0.1%History
Invesco India Exchange-Trade46137R109INDIA ETF21,494$494.8K0.1%–
VanEck Vectors ETF Tr92189F205STEEL ETF7,690$491.9K0.1%–
AAPAdvance Auto Parts IncCOM6,774$476.2K0.1%History
Global X Uranium ETF37954Y871ETF20,105$436.3K0.1%–
ProShares Tr74348A533PRIV EQTY-LSTD15,366$425.4K0.1%–
SWAVShockwave Medical, Inc.COM1,325$378.2K<0.1%History
DGDollar General CorpCOM2,159$366.6K<0.1%History
SGOLabrdn Gold ETF TrustETF17,641$324.1K<0.1%History
RMDResmed IncCOM1,444$315.5K<0.1%History
SRVNXG Cushing Midstream Energy FundCOM NEW8,307$310.8K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE3,747$252.3K<0.1%History
First Tr Exchange-Traded FD336917109SHS7,161$243.5K<0.1%–
CWSTCasella Waste Systems IncCL A2,570$232.5K<0.1%History
AGRAvangrid, Inc.COM6,169$232.5K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF3,534$229.8K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,202$228.7K<0.1%–
SJMJ M SMUCKER CoStock1,533$226.4K<0.1%History
LUVSouthwest Airlines CoCOM6,052$219.1K<0.1%History
SUNSunoco LPCOM UT REP LP5,024$218.9K<0.1%History
YUMCYum China Holdings, Inc.COM3,829$216.4K<0.1%History
Hingham Instn SVGS Mass433323102COM1,001$213.3K<0.1%–
WELLWelltower Inc.REIT2,636$213.2K<0.1%History
WECWec Energy Group, Inc.Stock2,402$212.0K<0.1%History
AOSSmith A O CorpCOM2,862$208.3K<0.1%History
VTRVentas, Inc.REIT4,403$208.1K<0.1%History
FTNTFortinet, Inc.Stock2,744$207.4K<0.1%History
IRTCiRhythm Holdings, Inc.COM1,985$207.1K<0.1%History
KEYSKeysight Technologies, Inc.Stock1,236$207.0K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP3,304$205.9K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,321$205.4K<0.1%History
Schwab Fundamental U.S. Large Company ETF808524771ETF3,555$204.7K<0.1%–
ESEversource EnergyStock2,879$204.2K<0.1%History
iShares Core S&P US Value ETF464287663ETF2,583$202.1K<0.1%–
PFCPremier Financial CorpCOM12,386$198.4K<0.1%History
ATLOAmes National CorpCOM10,460$188.6K<0.1%History
VTRSViatris IncStock11,078$110.6K<0.1%History
HTHersha Hospitality TrustPR SHS BEN INT10,800$65.8K<0.1%History
VUZIVuzix CorpCOM NEW10,723$54.7K<0.1%History
AXDXAccelerate Diagnostics, IncCOM26,882$21.8K<0.1%History
APPHAppHarvest, Inc.COM55,000$20.4K<0.1%History
BHILBenson Hill, Inc.COMMON STOCK10,000$13.0K<0.1%History