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Livermore
Livermore
ZHEN

Claraphi Advisory Network, LLC

SEC CIK
0001724134
Latest filing
Feb 15, 2023

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 7, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
288
−8 vs. Q3 2021
Portfolio value
$286.9M
+$3.60M (+1.3%) vs. Q3 2021
Filed
Feb 7, 2022
SEC
Holdings of Claraphi Advisory Network, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock121,545$21.6M7.5%−14,748−10.8%ReducedHistory
TSLATesla, Inc.Stock17,276$18.3M6.4%−5,172−23.0%ReducedHistory
ARK Innovation ETF00214Q104ETF154,444$14.6M5.1%−20,437−11.7%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF166,866$10.2M3.6%−18,587−10.0%Reduced–
MSFTMicrosoft CorpStock14,528$4.89M1.7%+2,963+25.6%AddedHistory
JPMJPMorgan Chase & CoStock22,155$3.51M1.2%−168−0.8%ReducedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM94,098$3.48M1.2%−9,230−8.9%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM138,631$3.41M1.2%−7,504−5.1%ReducedHistory
BACBank of America CorpStock72,320$3.22M1.1%+2,549+3.7%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF38,018$3.15M1.1%−5,568−12.8%Reduced–
MPTMedical Properties Trust IncCOM133,175$3.15M1.1%+8,829+7.1%AddedHistory
BABoeing CoStock15,107$3.04M1.1%−537−3.4%ReducedHistory
GOOGLAlphabet Inc.Stock1,036$3.00M1.0%+33+3.3%AddedHistory
ASGLiberty All Star Growth Fund Inc.COM320,314$2.88M1.0%−37,364−10.4%ReducedHistory
METAMeta Platforms, Inc.Stock8,450$2.84M1.0%−2,686−24.1%ReducedHistory
HQHabrdn Healthcare InvestorsSH BEN INT119,474$2.84M1.0%−11,314−8.7%ReducedHistory
JNJJohnson & JohnsonStock16,475$2.82M1.0%+102+0.6%AddedHistory
Invesco QQQ Trust Series I46090E103ETF7,080$2.82M1.0%+258+3.8%Added–
Vanguard Dividend Appreciation ETF921908844ETF15,927$2.73M1.0%+356+2.3%Added–
NVDANVIDIA CorpStock9,277$2.73M1.0%+899+10.7%AddedHistory
GOOGAlphabet Inc.Stock905$2.62M0.9%−24−2.6%ReducedHistory
APTSPreferred Apartment Communities IncCOM141,410$2.55M0.9%+771+0.5%AddedHistory
iShares Tr4642874571 3 YR TREAS BD28,794$2.46M0.9%−10,237−26.2%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF51,289$2.42M0.8%+51,289New–
Vanguard S&P 500 ETF922908363ETF5,491$2.40M0.8%−381−6.5%Reduced–
FFord Motor CoStock113,655$2.36M0.8%+6,319+5.9%AddedHistory
MGTXMeiraGTx Holdings plcCOM94,335$2.24M0.8%−124−0.1%ReducedHistory
MRKMerck & Co., Inc.Stock28,258$2.17M0.8%+1,566+5.9%AddedHistory
CVSCVS Health CorpStock20,827$2.15M0.7%−931−4.3%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF11,925$2.13M0.7%−609−4.9%Reduced–
AMZNAmazon Com IncStock635$2.12M0.7%+3+0.5%AddedHistory
Flexshares Tr33939L886ULTR SHO INC FD24,435$1.85M0.6%+877+3.7%Added–
CVXChevron CorpStock15,630$1.83M0.6%+396+2.6%AddedHistory
SPGSimon Property Group Inc.REIT11,130$1.78M0.6%+1,103+11.0%AddedHistory
CATCaterpillar IncStock8,515$1.76M0.6%+106+1.3%AddedHistory
MRVLMarvell Technology, Inc.COM19,764$1.73M0.6%+16,264+464.7%AddedHistory
QCOMQualcomm IncStock9,218$1.69M0.6%+5,917+179.2%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF5,171$1.66M0.6%+1,843+55.4%Added–
BXBlackstone Inc.COM12,710$1.65M0.6%+31+0.2%AddedHistory
iShares Global Clean Energy ETF464288224ETF77,658$1.64M0.6%−17,074−18.0%Reduced–
ALPPAlpine 4 Holdings, Inc.COM854,061$1.64M0.6%+854,061NewHistory
IBMInternational Business Machines CorpStock12,059$1.61M0.6%+8,219+214.0%AddedHistory
ORCLOracle CorpStock17,508$1.53M0.5%+1,854+11.8%AddedHistory
Direxion Shs ETF Tr25459Y165DLY S&P500 2XS12,976$1.51M0.5%−580−4.3%Reduced–
TAT&T Inc.Stock60,652$1.49M0.5%−18,588−23.5%ReducedHistory
UNHUnitedHealth Group IncStock2,731$1.37M0.5%−359−11.6%ReducedHistory
COPConocoPhillipsStock18,554$1.34M0.5%−4,499−19.5%ReducedHistory
ABBVAbbVie Inc.Stock9,795$1.33M0.5%−718−6.8%ReducedHistory
PYPLPayPal Holdings, Inc.Stock7,026$1.32M0.5%+982+16.2%AddedHistory
SGOLabrdn Gold ETF TrustETF73,414$1.29M0.4%+232+0.3%AddedHistory
GSGoldman Sachs Group IncStock3,272$1.25M0.4%+88+2.8%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,626$1.25M0.4%+231+9.6%Added–
PFEPfizer IncStock20,993$1.24M0.4%+6,056+40.5%AddedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD27,611$1.22M0.4%+27,611New–
VanEck Morningstar Wide Moat ETF92189F643ETF15,972$1.22M0.4%−602−3.6%Reduced–
OCCIOFS Credit Company, Inc.COM90,800$1.21M0.4%−16,079−15.0%ReducedHistory
MSMorgan StanleyStock11,780$1.16M0.4%+801+7.3%AddedHistory
AMDAdvanced Micro Devices IncStock7,817$1.13M0.4%+5,073+184.9%AddedHistory
XLNXXilinx IncCOM5,242$1.11M0.4%+3,790+261.0%AddedHistory
SPYSPDR S&P 500 ETF TrustETF2,315$1.10M0.4%−230−9.0%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF11,819$1.10M0.4%−202−1.7%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER49,435$1.10M0.4%+3,455+7.5%Added–
iShares Tips Bond ETF464287176ETF8,146$1.05M0.4%+1,576+24.0%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF8,941$1.02M0.4%+339+3.9%Added–
INTUIntuit Inc.Stock1,577$1.01M0.4%+153+10.7%AddedHistory
WMTWalmart Inc.Stock6,914$1.00M0.3%−43−0.6%ReducedHistory
BRGBluerock Residential Growth REIT, Inc.COM CL A36,272$957.0K0.3%+10,635+41.5%AddedHistory
Vanguard Information Technology ETF92204A702ETF2,075$951.0K0.3%−883−29.9%Reduced–
Vanguard Malvern FDS922020805STRM INFPROIDX18,200$935.0K0.3%+18,200New–
BSTBlackRock Science & Technology TrustSHS18,445$922.0K0.3%+4,895+36.1%AddedHistory
ProShares Tr74347R107PSHS ULT S&P 5006,183$905.0K0.3%−327−5.0%Reduced–
ABTAbbott LaboratoriesStock6,422$904.0K0.3%−501−7.2%ReducedHistory
VTRVentas, Inc.REIT17,507$895.0K0.3%−758−4.2%ReducedHistory
PMPhilip Morris International Inc.Stock9,418$894.0K0.3%−203−2.1%ReducedHistory
CRMSalesforce, Inc.Stock3,455$878.0K0.3%−809−19.0%ReducedHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV8,804$850.0K0.3%−20.0%Reduced–
ARCCAres Capital CorpCEF39,901$846.0K0.3%+4,292+12.1%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF15,201$845.0K0.3%−939−5.8%Reduced–
TTWOTake Two Interactive Software IncCOM4,720$839.0K0.3%+91+2.0%AddedHistory
IGRCbre Global Real Estate Income FundCOM84,213$824.0K0.3%+3,017+3.7%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF7,444$822.0K0.3%+7,444New–
SPDR Series Trust78464A771ST STR SP CAPMKT7,843$813.0K0.3%+7,843New–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT20,671$805.0K0.3%+94+0.5%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF15,102$798.0K0.3%−1,273−7.8%Reduced–
IRTIndependence Realty Trust, Inc.COM30,858$797.0K0.3%+30,858NewHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE7,676$788.0K0.3%+7,676New–
ALGNAlign Technology IncCOM1,186$780.0K0.3%+76+6.8%AddedHistory
Vanguard Total World Stock ETF922042742ETF7,235$777.0K0.3%+2,094+40.7%Added–
DXCMDexcom IncCOM1,446$777.0K0.3%+87+6.4%AddedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR15,120$761.0K0.3%−887−5.5%Reduced–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR9,258$751.0K0.3%+9,258New–
Indexiq ETF Tr45409B628US RL EST SMCP28,048$746.0K0.3%−420−1.5%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF14,231$737.0K0.3%+1,527+12.0%Added–
First Tr Exchange Traded FD33738R704RBA INDL ETF16,284$735.0K0.3%+361+2.3%Added–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN20,917$723.0K0.3%+968+4.9%Added–
BDCBelden Inc.COM10,967$721.0K0.3%−2,088−16.0%ReducedHistory
MUMicron Technology IncStock7,733$720.0K0.3%−1,013−11.6%ReducedHistory
TEAMAtlassian CorpCL A1,855$707.0K0.2%+20+1.1%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM1,110$701.0K0.2%−122−9.9%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF8,257$700.0K0.2%+729+9.7%Added–

Sold out since Q3 2021 (53)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Claraphi Advisory Network, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
JCIJohnson Controls International plcStock34,204$2.33M0.8%History
MRNAModerna, Inc.Stock3,444$1.32M0.5%History
COFCapital One Financial CorpStock6,966$1.13M0.4%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF21,040$1.04M0.4%–
WFCWells Fargo & CompanyStock20,067$931.0K0.3%History
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE11,097$656.0K0.2%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR11,120$638.0K0.2%–
Echo Global Logistics, Inc.27875T101COM12,560$599.0K0.2%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,545$531.0K0.2%–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS8,561$526.0K0.2%–
VERVEREIT, Inc.COM11,468$519.0K0.2%History
Hartford FDS Exchange Traded41653L602SHRT DURTN ETF12,612$517.0K0.2%–
Hartford FDS Exchange Traded41653L404SCHRDRS TAX BD23,794$515.0K0.2%–
GNRCGenerac Holdings Inc.Stock1,248$510.0K0.2%History
Alps ETF Tr00162Q452ALERIAN MLP14,883$496.0K0.2%–
CMGChipotle Mexican Grill IncCOM224$407.0K0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF6,328$404.0K0.1%–
XYZBlock, Inc.CL A1,503$360.0K0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF12,516$343.0K0.1%–
SHOPShopify Inc.Stock240$326.0K0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS15,343$324.0K0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF3,686$323.0K0.1%–
Franklin Templeton ETF Tr35473P629HIGH YIELD CORP12,118$320.0K0.1%–
NSPInsperity, Inc.COM2,801$310.0K0.1%History
Abacus FCF ETF Tr89628W302LEADERS ETF5,661$306.0K0.1%–
LMTLockheed Martin CorpStock876$302.0K0.1%History
First Tr Exchange-Traded FD33734H106SHS7,672$301.0K0.1%–
CRLCharles River Laboratories International, Inc.COM708$292.0K0.1%History
Flexshares Tr33939L795STOXX GLOBR INF5,094$284.0K0.1%–
CELHCelsius Holdings, Inc.COM NEW3,153$284.0K0.1%History
GEGeneral Electric CoStock2,670$275.0K0.1%History
HPQHP IncStock9,982$273.0K0.1%History
iShares Tr46435G409MSCI INTL VLU FT10,578$272.0K0.1%–
Cambria ETF Tr132061201SHSHLD YIELD ETF4,482$270.0K0.1%–
ESEAEuroseas Ltd.SHS7,990$269.0K0.1%History
PAYCPaycom Software, Inc.Stock519$257.0K0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999910,177$255.0K0.1%History
CSODCornerstone OnDemand IncCOM4,421$253.0K0.1%History
MATXMatson, Inc.COM3,110$251.0K0.1%History
Siren ETF Tr829658301DIVCN LDRS ETF4,512$242.0K0.1%–
MOAltria Group, Inc.Stock5,217$237.0K0.1%History
Vanguard Total International Bond ETF92203J407ETF4,097$234.0K0.1%–
HPEHewlett Packard Enterprise CoCOM16,249$232.0K0.1%History
ZBRAZebra Technologies CorpCL A434$224.0K0.1%History
NEMNEWMONT CorpStock4,086$222.0K0.1%History
VEEVVeeva Systems IncStock730$210.0K0.1%History
MPWRMonolithic Power Systems, Inc.COM431$209.0K0.1%History
RMDResmed IncCOM782$206.0K0.1%History
BBWIBath & Body Works, Inc.COM3,259$205.0K0.1%History
CMICummins IncStock897$201.0K0.1%History
KDMNKadmon Holdings, Inc.COM20,885$182.0K0.1%History
CGCCanopy Growth CorpCOM11,225$156.0K0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM13,469$56.0K<0.1%History