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Livermore
Livermore
ZHEN

Claraphi Advisory Network, LLC

SEC CIK
0001724134
Latest filing
Feb 15, 2023

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
296
−22 vs. Q2 2021
Portfolio value
$283.3M
−$48.9M (−14.7%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Claraphi Advisory Network, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ARK Innovation ETF00214Q104ETF174,881$19.3M6.8%−49,313−22.0%Reduced–
AAPLApple Inc.Stock136,293$19.3M6.8%+240.0%AddedHistory
TSLATesla, Inc.Stock22,448$17.4M6.1%−6,262−21.8%ReducedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF185,453$13.9M4.9%−88,110−32.2%Reduced–
METAMeta Platforms, Inc.Stock11,136$3.78M1.3%+2,247+25.3%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF43,586$3.72M1.3%+48+0.1%Added–
JPMJPMorgan Chase & CoStock22,323$3.65M1.3%−70.0%ReducedHistory
BABoeing CoStock15,644$3.44M1.2%+2,509+19.1%AddedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM103,328$3.41M1.2%+4,650+4.7%AddedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM146,135$3.39M1.2%−3,370−2.3%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD39,031$3.36M1.2%−4,277−9.9%Reduced–
HQHabrdn Healthcare InvestorsSH BEN INT130,788$3.34M1.2%−2,529−1.9%ReducedHistory
MSFTMicrosoft CorpStock11,565$3.26M1.2%−1,332−10.3%ReducedHistory
ASGLiberty All Star Growth Fund Inc.COM357,678$3.09M1.1%+17,826+5.2%AddedHistory
BACBank of America CorpStock69,771$2.96M1.0%+1,110+1.6%AddedHistory
GOOGLAlphabet Inc.Stock1,003$2.68M0.9%+415+70.6%AddedHistory
JNJJohnson & JohnsonStock16,373$2.64M0.9%+1,509+10.2%AddedHistory
MPTMedical Properties Trust IncCOM124,346$2.50M0.9%+9,198+8.0%AddedHistory
GOOGAlphabet Inc.Stock929$2.48M0.9%+576+163.2%AddedHistory
Invesco QQQ Trust Series I46090E103ETF6,822$2.44M0.9%−1,429−17.3%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF15,571$2.39M0.8%+881+6.0%Added–
JCIJohnson Controls International plcStock34,204$2.33M0.8%+34,204NewHistory
Vanguard S&P 500 ETF922908363ETF5,872$2.32M0.8%+225+4.0%Added–
TAT&T Inc.Stock79,240$2.14M0.8%−4,416−5.3%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF12,534$2.12M0.7%+1,513+13.7%Added–
AMZNAmazon Com IncStock632$2.07M0.7%−411−39.4%ReducedHistory
iShares Global Clean Energy ETF464288224ETF94,732$2.05M0.7%−3,903−4.0%Reduced–
MRKMerck & Co., Inc.Stock26,692$2.00M0.7%−2,644−9.0%ReducedHistory
CVSCVS Health CorpStock21,758$1.85M0.7%+189+0.9%AddedHistory
Flexshares Tr33939L886ULTR SHO INC FD23,558$1.79M0.6%−59,720−71.7%Reduced–
NVDANVIDIA CorpStock8,378$1.74M0.6%+3,622+76.2%AddedConverted for a 4-for-1 splitHistory
APTSPreferred Apartment Communities IncCOM140,639$1.72M0.6%+5,537+4.1%AddedHistory
CATCaterpillar IncStock8,409$1.61M0.6%−1,391−14.2%ReducedHistory
PYPLPayPal Holdings, Inc.Stock6,044$1.57M0.6%−1,165−16.2%ReducedHistory
COPConocoPhillipsStock23,053$1.56M0.6%−116−0.5%ReducedHistory
CVXChevron CorpStock15,234$1.54M0.5%−3,706−19.6%ReducedHistory
FFord Motor CoStock107,336$1.52M0.5%+2,728+2.6%AddedHistory
BXBlackstone Inc.COM12,679$1.48M0.5%+4,018+46.4%AddedHistory
OCCIOFS Credit Company, Inc.COM106,879$1.46M0.5%+15,157+16.5%AddedHistory
ORCLOracle CorpStock15,654$1.36M0.5%+15,654NewHistory
Direxion Shs ETF Tr25459Y165DLY S&P500 2XS13,556$1.33M0.5%+1,983+17.1%Added–
MRNAModerna, Inc.Stock3,444$1.32M0.5%+693+25.2%AddedHistory
SPGSimon Property Group Inc.REIT10,027$1.30M0.5%+224+2.3%AddedHistory
MGTXMeiraGTx Holdings plcCOM94,459$1.25M0.4%−100.0%ReducedHistory
SGOLabrdn Gold ETF TrustETF73,182$1.23M0.4%−1,092−1.5%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF16,574$1.21M0.4%+1,780+12.0%Added–
UNHUnitedHealth Group IncStock3,090$1.21M0.4%−203−6.2%ReducedHistory
GSGoldman Sachs Group IncStock3,184$1.20M0.4%+1,128+54.9%AddedHistory
Vanguard Information Technology ETF92204A702ETF2,958$1.19M0.4%−244−7.6%Reduced–
CRMSalesforce, Inc.Stock4,264$1.16M0.4%+253+6.3%AddedHistory
ABBVAbbVie Inc.Stock10,513$1.13M0.4%−410−3.8%ReducedHistory
COFCapital One Financial CorpStock6,966$1.13M0.4%+176+2.6%AddedHistory
VanEck ETF Trust92189F437FALLEN ANGEL HG33,518$1.11M0.4%+13,356+66.2%Added–
VZVerizon Communications IncStock19,911$1.07M0.4%−12,774−39.1%ReducedHistory
MSMorgan StanleyStock10,979$1.07M0.4%−17−0.2%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF2,545$1.05M0.4%−93−3.5%ReducedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF21,040$1.04M0.4%+502+2.4%Added–
iShares Core S&P 500 ETF464287200ETF2,395$1.03M0.4%+51+2.2%Added–
Global X FDS37954Y483NASDAQ 100 COVER45,980$1.01M0.4%+8,287+22.0%Added–
VTRVentas, Inc.REIT18,265$1.01M0.4%+583+3.3%AddedHistory
iShares Tr464288570ESG MSCI KLD ETF12,021$1.00M0.4%+189+1.6%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF8,602$988.0K0.3%00.0%Unchanged–
DOCUDocuSign, Inc.Stock3,772$971.0K0.3%−2,631−41.1%ReducedHistory
WMTWalmart Inc.Stock6,957$970.0K0.3%−489−6.6%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF3,328$966.0K0.3%−2,116−38.9%Reduced–
ISUNIsun, Inc.COM115,848$962.0K0.3%−1,300−1.1%ReducedHistory
AGNCAGNC Investment Corp.REIT60,613$956.0K0.3%−3,452−5.4%ReducedHistory
WFCWells Fargo & CompanyStock20,067$931.0K0.3%−2,050−9.3%ReducedHistory
PMPhilip Morris International Inc.Stock9,621$912.0K0.3%−179−1.8%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF16,375$873.0K0.3%+3,399+26.2%Added–
AMATApplied Materials IncStock6,622$853.0K0.3%−1,540−18.9%ReducedHistory
iShares Tips Bond ETF464287176ETF6,570$839.0K0.3%+2,105+47.1%Added–
DISWalt Disney CoStock4,916$832.0K0.3%−382−7.2%ReducedHistory
ABTAbbott LaboratoriesStock6,923$818.0K0.3%+3,797+121.5%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF16,140$811.0K0.3%+69+0.4%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR16,007$808.0K0.3%+1,970+14.0%Added–
First Tr Exchange-Traded FD33733E807NAT GAS ETF47,795$805.0K0.3%+742+1.6%Added–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV8,806$794.0K0.3%+4,369+98.5%Added–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT20,577$794.0K0.3%+52+0.3%AddedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG13,619$785.0K0.3%−3,257−19.3%Reduced–
CCitigroup IncStock11,125$781.0K0.3%−344−3.0%ReducedHistory
ROKURoku, IncCOM CL A2,492$781.0K0.3%−2,142−46.2%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 5006,510$780.0K0.3%+108+1.7%Added–
INTUIntuit Inc.Stock1,424$768.0K0.3%+1,424NewHistory
BDCBelden Inc.COM13,055$761.0K0.3%+13,055NewHistory
REGNRegeneron Pharmaceuticals, Inc.COM1,232$745.0K0.3%−1,169−48.7%ReducedHistory
DXCMDexcom IncCOM1,359$743.0K0.3%+1,359NewHistory
ALGNAlign Technology IncCOM1,110$739.0K0.3%−128−10.3%ReducedHistory
KMIKinder Morgan, Inc.Stock43,501$728.0K0.3%−1,932−4.3%ReducedHistory
Indexiq ETF Tr45409B628US RL EST SMCP28,468$727.0K0.3%−420−1.5%Reduced–
ARCCAres Capital CorpCEF35,609$724.0K0.3%+4,196+13.4%AddedHistory
TEAMAtlassian CorpCL A1,835$718.0K0.3%+1,835NewHistory
CMCSAComcast CorpStock12,818$717.0K0.3%+12,818NewHistory
PLTRPalantir Technologies Inc.Stock29,671$713.0K0.3%−3,927−11.7%ReducedHistory
TTWOTake Two Interactive Software IncCOM4,629$713.0K0.3%+4,629NewHistory
Vanguard Short-Term Bond ETF921937827ETF8,649$709.0K0.3%+1,204+16.2%Added–
BSTBlackRock Science & Technology TrustSHS13,550$707.0K0.2%+13,550NewHistory
VanEck Vectors ETF Tr92189F114VIDEO GAMING10,680$694.0K0.2%−3,386−24.1%Reduced–
FSKFS KKR Capital CorpCOM31,203$689.0K0.2%+8,511+37.5%AddedHistory
iShares Tr464288281JPMORGAN USD EMG6,174$679.0K0.2%+3,832+163.6%Added–

Sold out since Q2 2021 (76)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Claraphi Advisory Network, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
GMGeneral Motors CoCOM21,854$1.29M0.4%History
CSCOCisco Systems, Inc.Stock17,631$934.0K0.3%History
CRSPCRISPR Therapeutics AGNAMEN AKT5,489$889.0K0.3%History
TDOCTeladoc Health, Inc.COM5,338$888.0K0.3%History
AIGAmerican International Group, Inc.Stock18,570$884.0K0.3%History
CDNACareDx, Inc.COM9,408$861.0K0.3%History
NXPINXP Semiconductors N.V.COM4,048$833.0K0.3%History
MDPHawkeye Acquisition, Inc.COM19,000$825.0K0.2%History
MXIMMaxim Integrated Products IncCOM7,486$789.0K0.2%History
AVGOBroadcom Inc.Stock1,548$738.0K0.2%History
ZZillow Group, Inc.CL C CAP STK5,902$721.0K0.2%History
KLACKLA CorpCOM NEW2,218$719.0K0.2%History
DCOMDime Commercial Bancshares, Inc.COM20,945$704.0K0.2%History
CRWDCrowdStrike Holdings, Inc.Stock2,692$677.0K0.2%History
BCCBoise Cascade CoCOM10,965$640.0K0.2%History
NOVNOV Inc.COM38,675$592.0K0.2%History
MARMarriott International IncStock4,329$591.0K0.2%History
BNYBank of New York Mellon CorpStock11,390$583.0K0.2%History
CHGGChegg, IncCOM6,945$577.0K0.2%History
NTRANatera, Inc.COM5,059$574.0K0.2%History
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW7,731$540.0K0.2%–
BALYBally's CorpCOM9,921$537.0K0.2%History
FOXAFox CorpCL A COM14,377$534.0K0.2%History
CVLGCovenant Logistics Group, Inc.CL A25,820$534.0K0.2%History
NVTAInvitae CorpCOM15,103$509.0K0.2%History
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF3,932$501.0K0.2%–
NIONIO Inc.ADR9,200$489.0K0.1%History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD20,644$488.0K0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP6,235$457.0K0.1%–
EHTHeHealth, Inc.COM7,656$447.0K0.1%History
DKNGDraftKings Inc.COM CL A8,391$438.0K0.1%History
FCXFreeport-McMoran IncStock11,696$434.0K0.1%History
EVBGEverbridge, Inc.COM3,171$432.0K0.1%History
TDYTeledyne Technologies IncCOM1,018$426.0K0.1%History
ICEIntercontinental Exchange, Inc.Stock3,507$416.0K0.1%History
ZMZoom Communications, Inc.Stock1,053$407.0K0.1%History
TECHBIO-TECHNE CorpCOM876$394.0K0.1%History
CYRXCryoport, Inc.COM PAR $0.0016,138$387.0K0.1%History
TWOU2U, LLCCOM9,259$386.0K0.1%History
Two Harbors Investment Corp.90187B408COM NEW48,826$369.0K0.1%–
LOGILogitech International S.A.SHS3,019$365.0K0.1%History
APPSDigital Turbine, Inc.COM NEW4,793$364.0K0.1%History
DALDelta Air Lines, Inc.COM NEW8,043$348.0K0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,306$342.0K0.1%History
PODDInsulet CorpStock1,210$332.0K0.1%History
PEverpure, Inc.CL A16,717$326.0K0.1%History
MELIMercadolibre IncCOM206$321.0K0.1%History
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX1,551$311.0K0.1%–
iShares Tr46435G425ESG AWR MSCI USA3,044$300.0K0.1%–
HUYAHUYA Inc.ADS REP SHS A16,313$288.0K0.1%History
TTDTrade Desk, Inc.Stock3,701$286.0K0.1%History
WBAWalgreens Boots Alliance, Inc.COM5,291$278.0K0.1%History
ANSSAnsys IncCOM767$266.0K0.1%History
LNWOLight & Wonder, Inc.COM3,438$266.0K0.1%History
WYWeyerhaeuser CoCOM NEW7,635$263.0K0.1%History
EXASExact Sciences CorpCOM2,094$260.0K0.1%History
TERTeradyne, IncStock1,889$253.0K0.1%History
CDNSCadence Design Systems IncStock1,842$252.0K0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,409$252.0K0.1%History
PRLBProto Labs IncCOM2,728$250.0K0.1%History
ARK Next Generation Technology ETF00214Q401ETF1,599$246.0K0.1%–
OXYOccidental Petroleum CorpStock7,784$243.0K0.1%History
MAMastercard IncStock647$236.0K0.1%History
TMOThermo Fisher Scientific Inc.Stock465$235.0K0.1%History
BABAAlibaba Group Holding LtdADR1,018$231.0K0.1%History
FTNTFortinet, Inc.Stock959$228.0K0.1%History
SJISouth Jersey Industries IncCOM8,732$226.0K0.1%History
IOVAIovance Biotherapeutics, Inc.COM8,218$214.0K0.1%History
NIEVirtus Equity & Convertible Income FundCOM7,001$212.0K0.1%History
BHFBrighthouse Financial, Inc.COM4,588$209.0K0.1%History
AALAmerican Airlines Group Inc.Stock9,780$207.0K0.1%History
ATVIActivision Blizzard, Inc.COM2,157$206.0K0.1%History
SHWSherwin Williams CoCOM734$200.0K0.1%History
SPRUSpruce Power Holding CorpCOM CL A13,927$116.0K<0.1%History
PCGPG&E CorpStock10,577$108.0K<0.1%History
KORCorvus Gold ULCCOM10,000$27.0K<0.1%History