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Livermore
Livermore
ZHEN

Caption Management, LLC

SEC CIK
0001706766
Latest filing
Aug 14, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 14, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
538
+5 vs. Q1 2026
Portfolio value
$2.84B
+$741.8M (+35.4%) vs. Q1 2026
Filed
Aug 14, 2026
SEC
Holdings of Caption Management, LLC in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
GEOGeo Group IncCOM368,635$10.9M0.4%+316,936+613.0%AddedHistory
LLYEli Lilly & CoStock9,100$10.9M0.4%+9,100NewHistory
MLYSMineralys Therapeutics, Inc.COM413,087$11.1M0.4%+413,087NewHistory
BACBank of America CorpStock200,000$11.4M0.4%+200,000NewHistory
BABoeing CoStock53,200$11.5M0.4%+34,300+181.5%AddedHistory
PRMBPrimo Brands CorpCLASS A COM SHS494,747$12.1M0.4%+324,491+190.6%AddedHistory
DDOGDatadog, Inc.CL A COM46,700$12.2M0.4%+21,700+86.8%AddedHistory
GILDGilead Sciences, Inc.Stock100,000$12.6M0.4%+100,000NewHistory
CSCOCisco Systems, Inc.Stock107,700$12.7M0.4%+75,650+236.0%AddedHistory
DOCNDigitalOcean Holdings, Inc.COM81,481$12.8M0.5%+14,050+20.8%AddedHistory
SNPSSynopsys IncCOM29,000$12.9M0.5%+20,200+229.5%AddedHistory
UNMUnum GroupStock147,614$13.2M0.5%+139,614+1,745.2%AddedHistory
BSXBoston Scientific CorpStock312,050$13.3M0.5%−62,350−16.7%ReducedHistory
ROSTRoss Stores, Inc.COM65,000$13.8M0.5%+65,000NewHistory
VanEck Semiconductor ETF92189F676ETF21,220$13.9M0.5%−3,600−14.5%Reduced–
MDBMongoDB, Inc.CL A42,250$14.2M0.5%+42,250NewHistory
JNJJohnson & JohnsonStock60,000$15.2M0.5%−27,550−31.5%ReducedHistory
METAMeta Platforms, Inc.Stock27,100$15.3M0.5%−85,400−75.9%ReducedHistory
DSGNDesign Therapeutics, Inc.COM1,118,098$16.2M0.6%+1,031,390+1,189.5%AddedHistory
CELCCelcuity Inc.COM170,000$17.8M0.6%+170,000NewHistory
ERASErasca, Inc.COM1,041,225$19.1M0.7%+1,041,225NewHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF166,554$19.2M0.7%+159,054+2,120.7%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF485,000$24.7M0.9%+190,574+64.7%Added–
INSMINSMED IncCOM PAR $.01236,000$25.2M0.9%+236,000NewHistory
TTWOTake Two Interactive Software IncCOM102,300$25.6M0.9%−158,843−60.8%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF394,944$29.6M1.0%+394,944New–
CGONCG Oncology, Inc.COM484,461$34.4M1.2%+105,981+28.0%AddedHistory
SNDKSandisk CorpCOM17,100$38.9M1.4%−1,180−6.5%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF338,498$53.7M1.9%+338,498New–
State Street Financial Select Sector SPDR ETF81369Y605ETF1,149,802$61.6M2.2%+1,116,271+3,329.1%Added–
GOOGAlphabet Inc.Stock182,700$64.6M2.3%+181,453+14,551.2%AddedHistory
CORZWCore Scientific, Inc.*W EXP 01/23/2023,487,150$65.6M2.3%00.0%UnchangedHistory
AMZNAmazon Com IncStock428,000$102.0M3.6%−85,750−16.7%ReducedHistory
OWLBlue Owl Capital Inc.COM CL A15,995,905$140.0M4.9%+877,950+5.8%AddedHistory
TSLATesla, Inc.Stock397,700$167.3M5.9%+98,000+32.7%AddedHistory
MSFTMicrosoft CorpStock515,000$192.1M6.8%+489,650+1,931.6%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR565,700$270.2M9.5%+565,700NewHistory
NVDANVIDIA CorpStock1,838,800$367.9M13.0%+331,100+22.0%AddedHistory

Options (775)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 775 by value.

Option positions of Caption Management, LLC in Q2 2026
SecurityClassPutsCalls
METAMeta Platforms, Inc.Stock–$1.10B
WDCWestern Digital CorpCOM$636.2M$16.0M
MSFTMicrosoft CorpStock$186.5M$280.5M
CVNACarvana Co.CL A$249.9M$195.8M
WBDWarner Bros. Discovery, Inc.Stock$307.2M$119.0M
AMZNAmazon Com IncStock$108.8M$312.9M
NVDANVIDIA CorpStock$296.1M$112.5M
UTHRUnited Therapeutics CorpCOM$204.9M$198.6M
TTWOTake Two Interactive Software IncCOM$260.7M$55.3M
TSMTaiwan Semiconductor Manufacturing Co LtdADR$278.4M$11.9M
EAElectronic Arts Inc.COM$143.5M$82.4M
OWLBlue Owl Capital Inc.COM CL A$209.3M$14.0M
CGONCG Oncology, Inc.COM$84.9M$126.4M
WULFTerawulf Inc.COM$72.8M$122.0M
TSLATesla, Inc.Stock$168.2M$16.8M
DDOGDatadog, Inc.CL A COM$88.5M$95.0M
VanEck Semiconductor ETF92189F676ETF$173.8M–
GILDGilead Sciences, Inc.Stock–$170.3M
State Street SPDR S&P Regional Banking ETF78464A698ETF$168.2M$748.5K
RVMDRevolution Medicines, Inc.COM$37.3M$126.9M
State Street SPDR S&P Biotech ETF78464A870ETF$82.7M$70.6M
LITELumentum Holdings Inc.COM–$150.2M
INSMINSMED IncCOM PAR $.01$79.0M$67.2M
SEZLSezzle Inc.COM$92.7M$50.0M
SPCXSpace Exploration Technologies CorpCLASS A COM STK$22.2M$115.3M
RDDTReddit, Inc.Stock$26.4M$106.8M
RCLRoyal Caribbean Cruises LtdCOM–$132.6M
GOOGAlphabet Inc.Stock$120.1M$6.18M
STXSeagate Technology Holdings plcORD SHS$96.5M$28.9M
VSATViasat IncCOM$53.4M$66.4M
SNPSSynopsys IncCOM$119.8M–
MPMP Materials Corp.COM CL A$5.60M$111.2M
iShares Semiconductor ETF464287523ETF$107.6M–
LRCXLam Research CorpStock$67.2M$39.6M
BTDRBitdeer Technologies GroupCL A ORD SHS$12.5M$93.1M
iShares Inc464286509MSCI CDA ETF$103.4M–
CORZCore Scientific, Inc.COM$539.9K$98.5M
PCVXVaxcyte, Inc.COM$60.9M$37.8M
MDGLMadrigal Pharmaceuticals, Inc.COM$35.3M$63.1M
SMCISuper Micro Computer, Inc.Stock$48.0M$48.4M
IRENIREN LtdORDINARY SHARES$36.1M$58.1M
ASTSAST SpaceMobile, Inc.COM CL A–$92.4M
CIFRCipher Digital Inc.COM$39.3M$52.8M
WWayfair Inc.CL A–$91.5M
VSTVistra Corp.Stock$17.1M$70.0M
QUREuniQure N.V.SHS$9.26M$75.0M
State Street SPDR S&P Homebuilders ETF78464A888ETF$34.7M$48.0M
ERASErasca, Inc.COM$13.2M$68.5M
CGCarlyle Group Inc.COM$15.8M$64.1M
MUMicron Technology IncStock$28.9M$50.8M
IONSIonis Pharmaceuticals IncCOM$27.4M$50.0M
PRAXPraxis Precision Medicines, Inc.COM NEW$75.3M–
State Street Materials Select Sector SPDR ETF81369Y100ETF–$75.2M
COINCoinbase Global, Inc.COM CL A$10.7M$61.8M
INTUIntuit Inc.Stock$16.3M$54.8M
MRVLMarvell Technology, Inc.COM$10.4M$59.4M
ESABESAB CorpCOM$34.5M$34.5M
BSXBoston Scientific CorpStock$55.1M$11.3M
DOCNDigitalOcean Holdings, Inc.COM$28.3M$38.1M
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS$22.9M$43.3M
MKSIMKS IncCOM–$64.5M
CRMSalesforce, Inc.Stock–$62.8M
VVisa Inc.Stock$21.3M$40.1M
GOOGLAlphabet Inc.Stock$17.9M$42.9M
State Street Communication Services Select Sector SPDR ETF81369Y852ETF$60.2M–
WMBWilliams Companies, Inc.COM$54.1M$4.25M
WOLFWolfspeed, Inc.COMMON STOCK–$57.6M
State Street Financial Select Sector SPDR ETF81369Y605ETF$40.5M$16.3M
BEBloom Energy CorpCOM CL A–$55.8M
HOODRobinhood Markets, Inc.Stock$29.3M$26.1M
VIAVViavi Solutions Inc.COM$32.1M$22.6M
BTSGBrightSpring Health Services, Inc.COM$23.7M$30.5M
HWMHowmet Aerospace Inc.Stock$53.8M–
NFLXNetflix IncStock$7.07M$45.7M
NVSNovartis AGADR$52.5M–
LQDALiquidia CorpCOM NEW$2.15M$49.9M
SHOPShopify Inc.Stock$49.8M–
CORTCorcept Therapeutics IncCOM$4.17M$45.2M
KRYSKrystal Biotech, Inc.COM$19.5M$29.0M
MRNAModerna, Inc.Stock$21.9M$25.5M
CCJCameco CorpStock$46.6M$764.0K
VRSNVerisign IncCOM$729.5K$46.5M
AEHRAehr Test SystemsCOM–$47.0M
INTCIntel CorpStock–$46.3M
NBISNebius Group N.V.Stock$22.1M$23.3M
UNHUnitedHealth Group IncStock$29.8M$14.5M
NTRANatera, Inc.COM$6.11M$38.0M
CICigna GroupStock–$44.1M
XENEXenon Pharmaceuticals Inc.COM–$43.9M
LLYEli Lilly & CoStock$43.8M–
CLSCelestica IncStock–$43.8M
CYTKCytokinetics IncCOM NEW–$43.7M
HUTHut 8 Corp.COM–$43.4M
SEISolaris Energy Infrastructure, Inc.COM CL A–$43.3M
PCORProcore Technologies, Inc.COM$21.5M$21.4M
SNOWSnowflake Inc.Stock$17.8M$25.0M
VRTVertiv Holdings CoCOM CL A$21.1M$20.4M
SLBSLB LimitedStock$6.97M$34.4M
BURLBurlington Stores, Inc.COM$41.2M–
CSXCSX CorpStock$37.1M$3.80M

Sold out since Q1 2026 (231)

Positions held at the end of Q1 2026 that are gone from this filing.

The largest 100 of 231 by value last quarter.

Positions of Caption Management, LLC sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
Planet Labs PBC72703X114*W EXP 12/06/2021,511,285$24.9M1.2%–
Global X FDS37954Y384CYBRSCURTY ETF854,400$21.5M1.0%–
CEGConstellation Energy CorpStock71,923$20.1M1.0%History
CYTKCytokinetics IncCOM NEW245,000$16.1M0.8%History
ELVNEnliven Therapeutics, Inc.COM370,000$14.5M0.7%History
VVisa Inc.Stock46,650$14.1M0.7%History
SLNOSoleno Therapeutics IncCOM420,143$14.1M0.7%History
GXOGXO Logistics, Inc.Stock270,000$14.0M0.7%History
UNHUnitedHealth Group IncStock49,350$13.4M0.6%History
State Street Technology Select Sector SPDR ETF81369Y803ETF85,000$11.3M0.5%–
CNTACentessa Pharmaceuticals plcSPONSORED ADS274,116$10.9M0.5%History
GHGuardant Health, Inc.COM115,183$10.6M0.5%History
PEPPepsiCo IncStock68,500$10.6M0.5%History
CORTCorcept Therapeutics IncCOM260,000$10.5M0.5%History
SIGSignet Jewelers LtdSHS123,357$10.4M0.5%History
DALDelta Air Lines, Inc.COM NEW142,800$9.49M0.5%History
DHRDanaher CorpStock49,700$9.42M0.4%History
Nextnav Inc.65345N114*W EXP 10/28/2021,341,250$8.49M0.4%–
HRMYHarmony Biosciences Holdings, Inc.COM272,292$7.63M0.4%History
ARMArm Holdings PLCADR50,000$7.56M0.4%History
ABBVAbbVie Inc.Stock33,700$7.33M0.3%History
SLViShares Silver TrustETF107,506$7.33M0.3%History
AVAVAeroVironment IncCOM37,844$6.93M0.3%History
CRWVCoreWeave, Inc.Stock87,000$6.74M0.3%History
QGENQiagen N.V.ORD SHARES160,101$6.41M0.3%History
CLColgate Palmolive CoStock75,000$6.39M0.3%History
COSTCostco Wholesale CorpStock6,300$6.28M0.3%History
GIIIG III Apparel Group LtdCOM221,225$6.13M0.3%History
CCChemours CoStock270,800$5.97M0.3%History
TPBTurning Point Brands, Inc.COM64,952$5.64M0.3%History
SLBSLB LimitedStock108,736$5.59M0.3%History
BTUPeabody Energy CorpCOM159,000$5.24M0.2%History
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR240,000$4.98M0.2%History
INTCIntel CorpStock112,490$4.96M0.2%History
EHCEncompass Health CorpCOM49,018$4.74M0.2%History
LYVLive Nation Entertainment, Inc.COM31,000$4.73M0.2%History
DBRGDigitalBridge Group, Inc.CL A NEW296,728$4.58M0.2%History
ROKURoku, IncCOM CL A47,200$4.47M0.2%History
AMDAdvanced Micro Devices IncStock20,500$4.17M0.2%History
HOLXHologic IncCOM53,137$4.02M0.2%History
RTXRTX CorpStock20,000$3.86M0.2%History
ISRGIntuitive Surgical IncCOM NEW8,000$3.69M0.2%History
AAPAdvance Auto Parts IncCOM68,740$3.63M0.2%History
ADIAnalog Devices IncStock10,500$3.34M0.2%History
HUBGHub Group, Inc.CL A91,976$3.31M0.2%History
RGENRepligen CorpCOM27,500$3.24M0.2%History
IVZInvesco Ltd.Stock130,000$3.16M0.2%History
VSTVistra Corp.Stock21,000$3.16M0.2%History
DARDarling Ingredients Inc.COM50,808$3.14M0.1%History
CATCaterpillar IncStock4,400$3.12M0.1%History
BABAAlibaba Group Holding LtdADR24,500$3.07M0.1%History
CVSCVS Health CorpStock42,000$3.02M0.1%History
DKSDick's Sporting Goods, Inc.Stock14,706$2.92M0.1%History
WENWendy's CoStock402,239$2.80M0.1%History
KVUEKenvue Inc.Stock159,400$2.75M0.1%History
COFCapital One Financial CorpStock15,000$2.74M0.1%History
BEBloom Energy CorpCOM CL A19,877$2.69M0.1%History
TBPHTheravance Biopharma, Inc.COM163,704$2.66M0.1%History
WWayfair Inc.CL A35,300$2.65M0.1%History
KSSKOHLS CorpStock205,000$2.64M0.1%History
SOFISoFi Technologies, Inc.Stock165,900$2.63M0.1%History
HONHoneywell International IncCOM10,531$2.38M0.1%History
VMCVulcan Materials COCOM8,500$2.31M0.1%History
STNGScorpio Tankers Inc.SHS30,000$2.24M0.1%History
RKLBRocket Lab CorpCOM33,398$2.14M0.1%History
GRABGrab Holdings LtdCLASS A ORD581,000$2.13M0.1%History
AGMFederal Agricultural Mortgage CorpCL C13,289$1.97M0.1%History
CRBGCorebridge Financial, Inc.COM81,900$1.95M0.1%History
NLYAnnaly Capital Management IncREIT89,000$1.88M0.1%History
ELVElevance Health, Inc.Stock6,400$1.87M0.1%History
ITGRInteger Holdings CorpCOM20,625$1.81M0.1%History
ALLYAlly Financial Inc.Stock45,799$1.80M0.1%History
GNWGenworth Financial IncCOM SHS203,919$1.66M0.1%History
FEFirstenergy CorpCOM30,000$1.52M0.1%History
AVOMission Produce, Inc.COM108,528$1.49M0.1%History
MTArcelorMittalNY REGISTRY SH28,241$1.47M0.1%History
AVGOBroadcom Inc.Stock4,500$1.39M0.1%History
VSXYVictoria's Secret & Co.COMMON STOCK30,000$1.39M0.1%History
THRMGentherm IncCOM49,918$1.39M0.1%History
NOKNokia CorpSPONSORED ADR165,000$1.33M0.1%History
NKENIKE, Inc.Stock25,000$1.32M0.1%History
EQTEQT CorpStock20,300$1.29M0.1%History
MTDRMatador Resources CoCOM19,800$1.25M0.1%History
ECHOEchoStar CORPCL A10,600$1.24M0.1%History
PRAProassurance CorpCOM49,385$1.22M0.1%History
EWTXEdgewise Therapeutics, Inc.COM38,675$1.22M0.1%History
NVAXNovavax IncCOM NEW148,155$1.21M0.1%History
WEATTeucrium Commodity TrustWHEAT FD50,000$1.18M0.1%History
NTNXNutanix, Inc.Stock31,000$1.18M0.1%History
HOSHornbeck Offshore Services, Inc.Stock118,652$1.17M0.1%History
ENTGEntegris IncCOM10,000$1.17M0.1%History
ASHAshland Inc.COM20,635$1.15M0.1%History
STOKStoke Therapeutics, Inc.COM35,174$1.15M0.1%History
CNKCinemark Holdings, Inc.COM40,000$1.14M0.1%History
TENBTenable Holdings, Inc.COM66,500$1.12M0.1%History
WOLFWolfspeed, Inc.COMMON STOCK68,600$1.12M0.1%History
PIPRPiper Sandler CompaniesCOM NEW14,484$1.11M0.1%History
MCHPMicrochip Technology IncStock17,000$1.10M0.1%History
CCOICogent Communications Holdings, Inc.COM NEW55,000$1.04M<0.1%History
Bitfarms Ltd Com09173B107Stock528,100$1.03M<0.1%–