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Livermore
Livermore
ZHEN

Caption Management, LLC

SEC CIK
0001706766
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
393
+43 vs. Q1 2021
Portfolio value
$1.11B
+$336.3M (+43.2%) vs. Q1 2021
Filed
Aug 16, 2021
SEC
Holdings of Caption Management, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MOSMosaic CoCOM80,700$2.58M0.2%+80,700NewHistory
FNDFloor & Decor Holdings, Inc.CL A24,400$2.58M0.2%+24,400NewHistory
Vonage Holdings Corp92886T201COM180,503$2.60M0.2%+75,503+71.9%Added–
SRESempraStock20,000$2.65M0.2%+20,000NewHistory
MRTXMirati Therapeutics, Inc.COM17,000$2.75M0.2%−15,900−48.3%ReducedHistory
CNCCentene CorpStock38,400$2.80M0.3%−196,600−83.7%ReducedHistory
VNETVNET Group, Inc.SPONSORED ADS A122,500$2.81M0.3%+109,700+857.0%AddedHistory
AQUAEvoqua Water Technologies Corp.COM84,700$2.86M0.3%+84,700NewHistory
SMARSmartsheet IncCOM CL A40,000$2.89M0.3%+40,000NewHistory
OMCOmnicom Group Inc.COM36,342$2.91M0.3%+36,342NewHistory
BKEBuckle IncCOM59,000$2.94M0.3%+59,000NewHistory
Just Eat Takeaway Com N V48214T305SPONSORED ADS161,038$2.94M0.3%+161,038New–
XLRNAcceleron Pharma IncCOM23,446$2.94M0.3%+23,446NewHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR365,000$2.99M0.3%+335,000+1,116.7%AddedHistory
BHCBausch Health Companies Inc.Stock102,250$3.00M0.3%+33,250+48.2%AddedHistory
RAMPLiveRamp Holdings, Inc.COM65,000$3.05M0.3%+65,000NewHistory
EBAYeBay IncCOM44,400$3.12M0.3%+24,100+118.7%AddedHistory
ACNAccenture plcStock10,600$3.12M0.3%+10,600NewHistory
CSTMConstellium SECL A SHS165,000$3.13M0.3%+1,400+0.9%AddedHistory
PANWPalo Alto Networks IncStock8,500$3.15M0.3%+8,500NewHistory
Paramount Global92556H206CL B71,300$3.22M0.3%−146,100−67.2%Reduced–
CTLPCantaloupe, Inc.COM274,700$3.26M0.3%+274,700NewHistory
OMEROmeros CorpCOM222,571$3.30M0.3%+36,754+19.8%AddedHistory
TRIPTripAdvisor, Inc.COM82,000$3.30M0.3%+82,000NewHistory
STKLSunOpta Inc.COM276,415$3.38M0.3%+276,415NewHistory
COINCoinbase Global, Inc.COM CL A13,600$3.44M0.3%+13,600NewHistory
DBXDropbox, Inc.CL A115,400$3.50M0.3%+115,400NewHistory
UALUnited Airlines Holdings, Inc.COM67,500$3.53M0.3%+67,500NewHistory
ALBAlbemarle CorpStock21,000$3.54M0.3%−3,000−12.5%ReducedHistory
PARRPar Pacific Holdings, Inc.COM NEW212,043$3.57M0.3%−52,957−20.0%ReducedHistory
AFRMAffirm Holdings, Inc.COM CL A53,200$3.58M0.3%+53,200NewHistory
BLMNBloomin' Brands, Inc.COM133,700$3.63M0.3%+133,700NewHistory
QVCGAOld QVC Group, Inc.COM SER A279,350$3.66M0.3%−118,550−29.8%ReducedHistory
RHRHCOM5,500$3.73M0.3%+5,500NewHistory
PDDPDD Holdings Inc.SPONSORED ADS29,500$3.75M0.3%+29,500NewHistory
APTVAptiv PLCSHS24,180$3.80M0.3%+5,386+28.7%AddedHistory
SBLKStar Bulk Carriers Corp.SHS PAR165,900$3.81M0.3%+165,900NewHistory
IONSIonis Pharmaceuticals IncCOM96,007$3.83M0.3%+96,007NewHistory
FLNAFilana Therapeutics, Inc.COM45,000$3.85M0.3%+45,000NewHistory
LKFTLakefront Biotherapeutics NVSPON ADR56,800$3.91M0.4%−14,767−20.6%ReducedHistory
HOGHarley-Davidson, Inc.COM87,504$4.01M0.4%+54,504+165.2%AddedHistory
WGOWinnebago Industries IncCOM60,000$4.08M0.4%+60,000NewHistory
GRPNGroupon, Inc.COM NEW95,000$4.10M0.4%−19,000−16.7%ReducedHistory
APLSApellis Pharmaceuticals, Inc.COM70,500$4.46M0.4%+65,500+1,310.0%AddedHistory
WYNNWynn Resorts LtdCOM36,750$4.50M0.4%+36,750NewHistory
PBIPitney Bowes IncCOM518,500$4.55M0.4%+518,500NewHistory
CPLGCorePoint Lodging Inc.COM429,109$4.59M0.4%−10,705−2.4%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM38,200$4.61M0.4%+28,300+285.9%AddedHistory
RIORio Tinto PLCADR57,269$4.80M0.4%+24,686+75.8%AddedHistory
CLMTCalumet, Inc.UT LTD PARTNER711,894$4.89M0.4%+342,905+92.9%AddedHistory
CATCaterpillar IncStock22,950$4.99M0.4%+22,950NewHistory
DELLDell Technologies Inc.Stock52,700$5.25M0.5%+52,700NewHistory
AESAES CorpStock206,113$5.37M0.5%+206,113NewHistory
EWEdwards Lifesciences CorpStock55,000$5.70M0.5%+55,000NewHistory
BHPBHP Group LtdADR85,000$6.19M0.6%+13,000+18.1%AddedHistory
HWMHowmet Aerospace Inc.Stock181,455$6.25M0.6%+70,719+63.9%AddedHistory
PLNTPlanet Fitness, Inc.CL A83,125$6.25M0.6%00.0%UnchangedHistory
SCPLSciPlay CorpCL A375,194$6.36M0.6%+125,194+50.1%AddedHistory
REKRRekor Systems, Inc.COM688,300$6.99M0.6%+458,109+199.0%AddedHistory
GBTGlobal Blood Therapeutics, Inc.COM205,000$7.18M0.6%+205,000NewHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT588,600$7.70M0.7%+78,600+15.4%AddedHistory
SAGESage Therapeutics, Inc.COM139,600$7.93M0.7%+128,770+1,189.0%AddedHistory
ALLTAllot Ltd.SHS400,460$7.94M0.7%+250,199+166.5%AddedHistory
BCRXBiocryst Pharmaceuticals IncCOM505,000$7.98M0.7%+505,000NewHistory
UHSUniversal Health Services IncCL B54,800$8.02M0.7%+11,800+27.4%AddedHistory
THCTenet Healthcare CorpCOM NEW129,150$8.65M0.8%+9,750+8.2%AddedHistory
GILDGilead Sciences, Inc.Stock130,000$8.95M0.8%+130,000NewHistory
AMZNAmazon Com IncStock2,750$9.46M0.8%+850+44.7%AddedHistory
INCYIncyte CorpCOM115,602$9.72M0.9%+63,902+123.6%AddedHistory
ALKSAlkermes plc.SHS401,253$9.84M0.9%−63,747−13.7%ReducedHistory
DUKDuke Energy CORPStock100,000$9.87M0.9%+100,000NewHistory
EXPEExpedia Group, Inc.Stock64,502$10.6M0.9%+64,502NewHistory
DISHDISH Network CORPCL A275,800$11.5M1.0%+275,800NewHistory
AZNAstraZeneca PLCSPONSORED ADR200,100$12.0M1.1%+107,441+116.0%AddedHistory
Barrick Gold Corp067901108COM607,033$12.6M1.1%+607,033New–
RAPTRAPT Therapeutics, Inc.COM420,859$13.4M1.2%+420,859NewHistory
HIMXHimax Technologies, Inc.SPONSORED ADR848,000$14.1M1.3%+848,000NewHistory
VALEVale S.A.SPONSORED ADS620,400$14.2M1.3%+559,700+922.1%AddedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD764,146$14.2M1.3%+589,146+336.7%AddedHistory
QUREuniQure N.V.SHS463,601$14.3M1.3%+179,144+63.0%AddedHistory
TAPMolson Coors Beverage CoCL B273,600$14.7M1.3%+273,600NewHistory
AMCAMC Entertainment Holdings, Inc.CL A COM268,400$15.2M1.4%+81,500+43.6%AddedHistory
PAGSPagSeguro Digital Ltd.COM CL A278,000$15.5M1.4%+278,000NewHistory
PTONPeloton Interactive, Inc.CL A COM130,000$16.1M1.4%+130,000NewHistory
VYXNCR Voyix CorpCOM384,200$17.5M1.6%−3,300−0.9%ReducedHistory
FCXFreeport-McMoran IncStock547,400$20.3M1.8%+547,400NewHistory
Listed FDS Tr53656F623HORI KI INFL ETF691,420$20.8M1.9%+691,420New–
WYWeyerhaeuser CoCOM NEW649,438$22.4M2.0%+489,438+305.9%AddedHistory
DVNDevon Energy CorpStock1,024,000$29.9M2.7%+1,024,000NewHistory
METAMeta Platforms, Inc.Stock107,000$37.2M3.3%+103,400+2,872.2%AddedHistory
BIIBBiogen Inc.COM169,304$58.6M5.3%+93,830+124.3%AddedHistory
DRIDarden Restaurants IncCOM486,800$71.1M6.4%+486,800NewHistory
WWayfair Inc.CL A293,943$92.8M8.3%−11,362−3.7%ReducedHistory

Options (638)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 638 by value.

Option positions of Caption Management, LLC in Q2 2021
SecurityClassPutsCalls
METAMeta Platforms, Inc.Stock$14.8M$195.9M
LMTLockheed Martin CorpStock–$172.1M
NTLAIntellia Therapeutics, Inc.COM$81.6M$71.1M
CVNACarvana Co.CL A$52.8M$96.6M
BIIBBiogen Inc.COM$59.3M$65.5M
DRIDarden Restaurants IncCOM$113.7M$6.92M
WYNNWynn Resorts LtdCOM$87.5M$9.17M
WDAYWorkday, Inc.CL A$47.7M$35.8M
LVSLas Vegas Sands CorpCOM$14.2M$59.6M
GMSGMS Inc.COM$4.81M$64.6M
TMUST-Mobile US, Inc.Stock$44.7M$22.9M
MRNAModerna, Inc.Stock$42.9M$22.6M
ENPHEnphase Energy, Inc.Stock$65.1M–
RIORio Tinto PLCADR$839.0K$59.2M
ADNTAdient plcStock–$59.9M
QSQuantumScape CorpCOM CL A$30.3M$24.7M
UNVRUnivar Solutions Inc.COM–$54.8M
ALNYAlnylam Pharmaceuticals, Inc.COM$29.4M$24.1M
NKENIKE, Inc.Stock–$52.9M
QUREuniQure N.V.SHS$11.8M$41.0M
NUANNuance Communications, Inc.COM$10.9M$39.1M
DGXQuest Diagnostics IncCOM$13.2M$36.4M
iShares Tr464287739U.S. REAL ES ETF$49.4M–
HZNPHorizon Therapeutics Public Ltd CoSHS$14.3M$33.9M
SGRYSurgery Partners, Inc.Stock$24.7M$23.3M
MSMorgan StanleyStock–$47.4M
GMGeneral Motors CoCOM$8.88M$37.0M
INCYIncyte CorpCOM$23.6M$21.5M
APTVAptiv PLCSHS$21.7M$21.1M
FTAIFTAI Aviation Ltd.COM REP LTD LIAB$17.0M$25.8M
CSTMConstellium SECL A SHS$14.8M$25.7M
iShares Tr464288257MSCI ACWI ETF–$36.2M
NVCRNovoCure LtdORD SHS$11.1M$24.7M
CLFCleveland-Cliffs Inc.COM$4.31M$31.2M
WIXWix.com Ltd.SHS$35.4M–
INTCIntel CorpStock–$33.7M
WYWeyerhaeuser CoCOM NEW$33.1M–
PRTYParty City Holdco Inc.COM$2.36M$29.9M
DVNDevon Energy CorpStock$30.3M$1.46M
UUnity Software Inc.COM$20.4M$11.0M
KSSKOHLS CorpStock$8.59M$22.7M
KYNBKyntra Bio, Inc.COM$7.91M$23.2M
FCXFreeport-McMoran IncStock$22.7M$7.31M
TXNTexas Instruments IncStock$14.9M$14.9M
AZNAstraZeneca PLCSPONSORED ADR$8.99M$19.3M
SNPSSynopsys IncCOM$13.8M$13.8M
ETEnergy Transfer LPCOM UT LTD PTN$2.65M$24.5M
GEGeneral Electric CoCOM–$26.9M
State Street Industrial Select Sector SPDR ETF81369Y704ETF–$26.6M
AALAmerican Airlines Group Inc.Stock$23.8M$2.65M
ZENZendesk, Inc.COM–$26.3M
PLTRPalantir Technologies Inc.Stock$19.7M$6.47M
COINCoinbase Global, Inc.COM CL A$23.8M$2.28M
ONBOld National BancorpStock–$26.0M
DDOGDatadog, Inc.CL A COM–$26.0M
ALKSAlkermes plc.SHS$13.5M$12.4M
SABRSabre CorpCOM$9.06M$16.7M
RAPTRAPT Therapeutics, Inc.COM$16.6M$9.11M
REGIRenewable Energy Group, Inc.COM NEW$13.8M$11.5M
ASNDAscendis Pharma A/SSPONSORED ADR$22.4M$1.71M
DNLIDenali Therapeutics Inc.COM$2.35M$21.7M
EDITEditas Medicine, Inc.COM$4.30M$19.2M
APLSApellis Pharmaceuticals, Inc.COM$11.7M$11.7M
Barrick Gold Corp067901108COM$17.2M$6.20M
UALUnited Airlines Holdings, Inc.COM$8.97M$14.3M
WWayfair Inc.CL A$947.0K$22.0M
UNFIUnited Natural Foods IncCOM$7.80M$14.8M
RUNSunrun Inc.COM–$22.3M
DISHDISH Network CORPCL A$18.1M$4.18M
CPECallon Petroleum CoCOM–$21.9M
OKEONEOK IncCOM–$21.6M
ZIONZions Bancorporation, National AssociationCOM$10.7M$10.6M
FISFidelity National Information Services, Inc.Stock–$21.3M
PTONPeloton Interactive, Inc.CL A COM$21.1M–
MLKNMillerknoll, Inc.COM$9.38M$11.5M
DUKDuke Energy CORPStock$20.8M–
DELLDell Technologies Inc.Stock$11.5M$9.22M
BCRXBiocryst Pharmaceuticals IncCOM$14.0M$6.66M
NOWServiceNow, Inc.Stock$1.26M$19.2M
State Street Energy Select Sector SPDR ETF81369Y506ETF–$20.2M
DHRDanaher CorpStock–$20.1M
STNEStoneCo Ltd.COM$20.1M–
FEFirstenergy CorpCOM–$20.1M
LKQLKQ CorpCOM–$20.0M
IRBTiRobot CorpCOM–$19.9M
SAGESage Therapeutics, Inc.COM$18.3M$1.56M
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$19.8M
Curevac N VN2451R105COM$11.9M$7.86M
TDGTransDigm Group INCCOM$19.4M–
ASOAcademy Sports & Outdoors, Inc.COM–$19.2M
ZNGAZynga IncCL A–$19.1M
SGENSeagen Inc.COM$9.47M$9.47M
PANWPalo Alto Networks IncStock$18.6M–
ZGNXZogenix, Inc.COM NEW$4.28M$14.2M
ARGXArgenx SESPONSORED ADR$9.03M$9.03M
LAZRQLuminar Technologies, Inc.COM CL A$8.78M$8.78M
AMZNAmazon Com IncStock–$17.5M
BHVNBiohaven Ltd.COM$8.74M$8.74M
CTLPCantaloupe, Inc.COM$7.34M$9.89M
UPLDUpland Software, Inc.COM–$17.2M

Sold out since Q1 2021 (197)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 197 by value last quarter.

Positions of Caption Management, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
CYHCommunity Health Systems IncCOM1,126,551$15.2M2.0%History
JAZZJazz Pharmaceuticals plcSHS USD65,500$10.8M1.4%History
MTZMastec IncCOM112,000$10.5M1.3%History
ADNTAdient plcStock220,900$9.76M1.3%History
NEENextera Energy IncStock120,000$9.07M1.2%History
DXCMDexcom IncCOM20,726$7.45M1.0%History
GEGeneral Electric CoCOM519,800$6.82M0.9%History
MRVLMarvell Technology, Inc.ORD136,000$6.66M0.9%History
LULUlululemon athletica inc.Stock20,000$6.13M0.8%History
WBAWalgreens Boots Alliance, Inc.COM104,081$5.71M0.7%History
TEAMAtlassian CorpCL A27,000$5.69M0.7%History
WIXWix.com Ltd.SHS20,000$5.58M0.7%History
MPCMarathon Petroleum CorpStock102,514$5.48M0.7%History
FLFoot Locker, Inc.COM87,000$4.89M0.6%History
U.S. Global Jets ETF26922A842ETF174,500$4.70M0.6%–
Signature BK New York N Y82669G104COM20,500$4.63M0.6%–
ILMNIllumina, Inc.COM12,000$4.61M0.6%History
ICLRIcon PLCCOM22,500$4.42M0.6%History
DKSDick's Sporting Goods, Inc.Stock58,000$4.42M0.6%History
IQiQIYI, Inc.SPONSORED ADS237,836$3.95M0.5%History
TRIThomson Reuters CorpCOM NEW45,000$3.94M0.5%History
CHTRCharter Communications, Inc.CL A6,000$3.70M0.5%History
MMacy's, Inc.COM222,000$3.59M0.5%History
ZGZillow Group, Inc.CL A26,200$3.44M0.4%History
ESTCElastic N.V.ORD SHS30,000$3.34M0.4%History
GVAGranite Construction IncCOM81,511$3.28M0.4%History
AAAlcoa CorpStock95,477$3.10M0.4%History
CRMSalesforce, Inc.Stock14,400$3.05M0.4%History
NTLAIntellia Therapeutics, Inc.COM37,701$3.03M0.4%History
WBTWelbilt, Inc.COM176,150$2.86M0.4%History
MAMastercard IncStock8,000$2.85M0.4%History
ALXNAlexion Pharmaceuticals, Inc.COM18,200$2.78M0.4%History
VMRKVivmark ResidentialSH BEN INT35,800$2.56M0.3%History
Aphria Inc03765K104COM133,600$2.45M0.3%–
ODPODP CorpCOM55,000$2.38M0.3%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR20,000$2.37M0.3%History
DREDuke Realty CorpCOM NEW55,536$2.33M0.3%History
CALMCal-Maine Foods IncCOM NEW60,000$2.31M0.3%History
Kraneshares Trust500767306CSI CHI INTERNET30,000$2.29M0.3%–
LLYEli Lilly & CoStock12,000$2.24M0.3%History
AAPLApple Inc.Stock18,190$2.22M0.3%History
SPOTSpotify Technology S.A.Stock8,000$2.14M0.3%History
BOXBox IncCL A92,049$2.11M0.3%History
LEGLeggett & Platt IncStock45,266$2.07M0.3%History
UUnity Software Inc.COM20,000$2.01M0.3%History
BEPCBrookfield Renewable CorpCL A SUB VTG42,500$1.99M0.3%History
BMRNBiomarin Pharmaceutical IncCOM25,399$1.92M0.2%History
KEXKirby CorpCOM30,000$1.81M0.2%History
CARAvis Budget Group, Inc.COM24,800$1.80M0.2%History
BHP Group Ltd05545E209SPONSORED ADR30,000$1.74M0.2%–
Grubhub Inc400110102COM28,832$1.73M0.2%–
BTAIQBioXcel Therapeutics, Inc.COM40,000$1.73M0.2%History
NVSNovartis AGADR20,000$1.71M0.2%History
SPLKSplunk IncCOM12,500$1.70M0.2%History
BDCBelden Inc.COM38,000$1.69M0.2%History
AERIAerie Pharmaceuticals IncCOM93,808$1.68M0.2%History
KDPKeurig Dr Pepper Inc.COM48,400$1.66M0.2%History
CSIQCanadian Solar Inc.COM31,000$1.54M0.2%History
NTRNutrien Ltd.COM27,500$1.48M0.2%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B75,000$1.48M0.2%–
NVAXNovavax IncCOM NEW7,700$1.40M0.2%History
BNFTBenefitfocus, Inc.COM98,216$1.35M0.2%History
TGNATegna IncCOM70,881$1.33M0.2%History
IRTCiRhythm Holdings, Inc.COM9,500$1.32M0.2%History
SFTGQShift Technologies, Inc.CL A155,000$1.29M0.2%History
OSGOctave Specialty Group IncCOM NEW76,800$1.29M0.2%History
PRTSCarParts.com, Inc.COM90,000$1.28M0.2%History
RAREUltragenyx Pharmaceutical Inc.COM10,801$1.23M0.2%History
EQIXEquinix IncCOM1,741$1.18M0.2%History
SNOWSnowflake Inc.Stock5,000$1.15M0.1%History
ASOAcademy Sports & Outdoors, Inc.COM41,656$1.12M0.1%History
GPREGreen Plains Inc.COM41,400$1.12M0.1%History
FLRFluor CorpStock47,000$1.08M0.1%History
VLOValero Energy CorpStock14,400$1.03M0.1%History
BXPBXP, Inc.COM10,000$1.01M0.1%History
TPRTapestry, Inc.COM24,100$993.0K0.1%History
ANGIAngi Inc.COM CL A NEW75,900$988.0K0.1%History
RLRalph Lauren CorpCL A8,000$986.0K0.1%History
Pluralsight Inc72941B106COM CL A37,381$835.0K0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN56,351$835.0K0.1%History
WPMWheaton Precious Metals Corp.COM21,300$813.0K0.1%History
Global X FDS37954Y319MSCI GREECE ETF30,000$793.0K0.1%–
RUBYRubius Therapeutics, Inc.COM28,442$755.0K0.1%History
HGVHilton Grand Vacations Inc.COM20,000$749.0K0.1%History
JELDJELD-WEN Holding, Inc.COM27,000$748.0K0.1%History
TAKTakeda Pharmaceutical Co LtdADR38,700$707.0K0.1%History
MODNModel N, Inc.COM20,000$705.0K0.1%History
BBBLACKBERRY LtdCOM83,300$703.0K0.1%History
PPDPPD, Inc.COM18,583$703.0K0.1%History
TROXTronox Holdings plcSHS38,000$695.0K0.1%History
TECKTeck Resources LtdCL B36,100$692.0K0.1%History
CCSCentury Communities, Inc.COM11,000$663.0K0.1%History
KLRSKalaris Therapeutics, Inc.COM28,000$656.0K0.1%History
AMCXAMC Global Media Inc.CL A11,800$627.0K0.1%History
UECUranium Energy CorpCOM211,800$606.0K0.1%History
NTNXNutanix, Inc.Stock22,641$601.0K0.1%History
HRTXHeron Therapeutics, Inc.COM37,000$600.0K0.1%History
ChemoCentryx, Inc.16383L106COM11,600$594.0K0.1%–
FANGDiamondback Energy, Inc.Stock8,000$588.0K0.1%History
SWCHSwitch, Inc.CL A35,000$569.0K0.1%History