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Livermore
ZHEN

Fieldpoint Private Securities, LLC

SEC CIK
0001706170
Latest filing
Aug 5, 2022

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 24, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,681
−15 vs. Q3 2021
Portfolio value
$510.1M
+$58.4M (+12.9%) vs. Q3 2021
Filed
Jan 24, 2022
SEC
Holdings of Fieldpoint Private Securities, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock123,261$21.9M4.3%+8,757+7.6%AddedHistory
SPGIS&P Global Inc.Stock36,244$17.1M3.4%−62−0.2%ReducedHistory
MSFTMicrosoft CorpStock44,338$14.9M2.9%−224−0.5%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF25,614$12.2M2.4%+2,534+11.0%AddedHistory
GLDSPDR Gold TrustETF47,004$8.04M1.6%−402−0.8%ReducedHistory
UNHUnitedHealth Group IncStock14,575$7.32M1.4%−60−0.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF41,618$7.15M1.4%+8,974+27.5%Added–
iShares Russell 1000 Growth ETF464287614ETF21,851$6.68M1.3%+400+1.9%Added–
AMZNAmazon Com IncStock1,920$6.40M1.3%+398+26.1%AddedHistory
JPMJPMorgan Chase & CoStock39,811$6.30M1.2%+630+1.6%AddedHistory
iShares Tr464288687PFD AND INCM SEC154,904$6.11M1.2%+3,775+2.5%Added–
ABTAbbott LaboratoriesStock39,663$5.58M1.1%+476+1.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF61,644$4.85M1.0%−2,189−3.4%Reduced–
LFUSLittelfuse IncCOM15,284$4.81M0.9%+60.0%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF97,974$4.79M0.9%+3,629+3.8%Added–
ABBVAbbVie Inc.Stock35,181$4.76M0.9%+381+1.1%AddedHistory
METAMeta Platforms, Inc.Stock14,071$4.73M0.9%+2,841+25.3%AddedHistory
BRK.BBerkshire Hathaway IncStock15,635$4.67M0.9%+271+1.8%AddedHistory
ADPAutomatic Data Processing IncStock18,308$4.51M0.9%+404+2.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF9,190$4.38M0.9%+512+5.9%Added–
iShares Tr4642874571 3 YR TREAS BD50,670$4.33M0.8%−2,146−4.1%Reduced–
JNJJohnson & JohnsonStock24,981$4.27M0.8%+789+3.3%AddedHistory
GOOGLAlphabet Inc.Stock1,463$4.24M0.8%+116+8.6%AddedHistory
VVisa Inc.Stock19,048$4.13M0.8%+232+1.2%AddedHistory
ACNAccenture plcStock9,731$4.03M0.8%+251+2.6%AddedHistory
iShares Russell 1000 Value ETF464287598ETF23,776$3.99M0.8%+342+1.5%Added–
ZTSZoetis Inc.Stock16,272$3.97M0.8%−770−4.5%ReducedHistory
QCOMQualcomm IncStock21,675$3.96M0.8%−209−1.0%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF58,045$3.96M0.8%+20,664+55.3%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF74,264$3.67M0.7%−8,415−10.2%Reduced–
ADBEAdobe Inc.Stock5,983$3.39M0.7%+563+10.4%AddedHistory
iShares Russell Midcap ETF464287499ETF40,803$3.39M0.7%+1,982+5.1%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF14,694$3.32M0.7%+508+3.6%Added–
CSCOCisco Systems, Inc.Stock50,044$3.17M0.6%+2,680+5.7%AddedHistory
HDHome Depot, Inc.Stock7,506$3.12M0.6%+160+2.2%AddedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP57,341$3.03M0.6%+10,946+23.6%Added–
iShares Tr464288414NATIONAL MUN ETF25,450$2.96M0.6%+1,000+4.1%Added–
TMOThermo Fisher Scientific Inc.Stock4,430$2.96M0.6%+171+4.0%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF27,842$2.95M0.6%+3,516+14.5%Added–
GOOGAlphabet Inc.Stock1,014$2.93M0.6%+29+2.9%AddedHistory
NKENIKE, Inc.Stock17,400$2.90M0.6%+412+2.4%AddedHistory
HONHoneywell International IncCOM13,763$2.87M0.6%+284+2.1%AddedHistory
PEPPepsiCo IncStock16,000$2.78M0.5%+265+1.7%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF10,881$2.77M0.5%+844+8.4%Added–
ITWIllinois Tool Works IncStock11,039$2.72M0.5%+10.0%AddedHistory
Vanguard S&P 500 ETF922908363ETF6,165$2.69M0.5%+127+2.1%Added–
iShares Tips Bond ETF464287176ETF20,262$2.62M0.5%+52+0.3%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF66,896$2.61M0.5%+24,965+59.5%Added–
iShares Tr46429B655FLTG RATE NT ETF50,680$2.57M0.5%−650−1.3%Reduced–
iShares Russell 2000 ETF464287655ETF11,552$2.57M0.5%+1,690+17.1%Added–
iShares Russell 2000 Growth ETF464287648ETF8,640$2.53M0.5%+12+0.1%Added–
Schwab U.S. Large-Cap ETF808524201ETF21,663$2.47M0.5%+21,663New–
iShares Select Dividend ETF464287168ETF19,799$2.43M0.5%00.0%Unchanged–
TSLATesla, Inc.Stock2,264$2.39M0.5%+361+19.0%AddedHistory
GBDCGolub Capital BDC, Inc.COM154,359$2.38M0.5%+1,166+0.8%AddedHistory
EPDEnterprise Products Partners L.P.Stock107,559$2.36M0.5%−650−0.6%ReducedHistory
DHRDanaher CorpStock6,970$2.29M0.4%+154+2.3%AddedHistory
NVDANVIDIA CorpStock7,298$2.15M0.4%+266+3.8%AddedHistory
BLKBlackRock, Inc.COM2,344$2.15M0.4%+60+2.6%AddedHistory
CDWCDW CorpCOM10,118$2.07M0.4%+45+0.4%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock11,478$2.00M0.4%+320+2.9%AddedHistory
NSCNorfolk Southern CorpStock6,573$1.96M0.4%+60+0.9%AddedHistory
XOMExxonMobil Holdings CorpCOM30,145$1.84M0.4%+643+2.2%AddedHistory
iShares Tr464288448INTL SEL DIV ETF58,226$1.81M0.4%−446−0.8%Reduced–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP38,728$1.80M0.4%00.0%UnchangedHistory
MAMastercard IncStock4,985$1.79M0.4%+59+1.2%AddedHistory
SBUXStarbucks CorpStock15,307$1.79M0.4%+223+1.5%AddedHistory
MRKMerck & Co., Inc.Stock23,241$1.78M0.3%−96−0.4%ReducedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF19,497$1.77M0.3%+43+0.2%Added–
COSTCostco Wholesale CorpStock3,100$1.76M0.3%+166+5.7%AddedHistory
TXNTexas Instruments IncStock9,147$1.72M0.3%+42+0.5%AddedHistory
ZBRAZebra Technologies CorpCL A2,843$1.69M0.3%+5+0.2%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS30,740$1.66M0.3%−1,055−3.3%Reduced–
Invesco QQQ Trust Series I46090E103ETF4,135$1.65M0.3%−395−8.7%Reduced–
PGProcter & Gamble CoStock9,981$1.63M0.3%+25+0.3%AddedHistory
iShares Tr46435G755IBONDS DEC202261,850$1.61M0.3%−717−1.1%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF3,063$1.59M0.3%00.0%UnchangedHistory
iShares Inc46434G822MSCI JAPAN ETF23,656$1.58M0.3%+2,673+12.7%Added–
BXBlackstone Inc.COM12,108$1.57M0.3%00.0%UnchangedHistory
WisdomTree Tr97717W802ITL HIGH DIV FD39,610$1.53M0.3%−650−1.6%Reduced–
PLDPrologis, Inc.REIT9,081$1.53M0.3%+275+3.1%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF13,403$1.53M0.3%+103+0.8%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF8,470$1.51M0.3%+1,460+20.8%Added–
PFEPfizer IncStock25,205$1.49M0.3%+1,013+4.2%AddedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI54,161$1.47M0.3%+3,970+7.9%Added–
SHWSherwin Williams CoCOM4,153$1.46M0.3%+39+0.9%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF5,084$1.44M0.3%+60+1.2%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF7,035$1.44M0.3%00.0%Unchanged–
RBLXRoblox CorpStock13,810$1.43M0.3%+13,610+6,805.0%AddedHistory
MDTMedtronic plcStock13,656$1.41M0.3%+256+1.9%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF17,442$1.41M0.3%−19,780−53.1%Reduced–
iShares Global Clean Energy ETF464288224ETF66,585$1.41M0.3%00.0%Unchanged–
iShares Inc464286517JP MORGAN EM ETF34,502$1.35M0.3%−913−2.6%Reduced–
iShares S&P 500 Growth ETF464287309ETF16,025$1.34M0.3%00.0%Unchanged–
IBMInternational Business Machines CorpStock10,035$1.34M0.3%+6,321+170.2%AddedHistory
AMTAmerican Tower CorpREIT4,582$1.34M0.3%+746+19.4%AddedHistory
WMWaste Management IncStock7,928$1.32M0.3%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR10,967$1.32M0.3%+1,799+19.6%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF11,432$1.31M0.3%+90+0.8%Added–
RPMRPM International IncCOM12,958$1.31M0.3%+341+2.7%AddedHistory

Sold out since Q3 2021 (107)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 107 by value last quarter.

Positions of Fieldpoint Private Securities, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46435G789IBONDS DEC202169,432$1.78M0.4%–
iShares Tr46434VBK5IBONDS DEC21 ETF50,500$1.25M0.3%–
Global X FDS37954Y814FINTECH ETF17,174$825.0K0.2%–
MELIMercadolibre IncCOM401$673.0K0.1%History
KSUKansas City SouthernCOM NEW1,420$384.0K0.1%History
XLRNAcceleron Pharma IncCOM973$167.0K<0.1%History
RVLVRevolve Group, Inc.CL A1,861$115.0K<0.1%History
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF2,772$72.0K<0.1%–
EXASExact Sciences CorpCOM687$66.0K<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT1,000$63.0K<0.1%–
HALOHalozyme Therapeutics, Inc.COM1,477$60.0K<0.1%History
iShares Tr464288588MBS ETF494$53.0K<0.1%–
CHRDChord Energy CorpCOM NEW437$43.0K<0.1%History
Sogou Inc83409V104ADR REPSTG A4,450$40.0K<0.1%–
CADECadence BancorporationCL A1,647$36.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF313$28.0K<0.1%–
iShares Inc464286822MSCI MEXICO ETF500$24.0K<0.1%–
iShares Tr46429B366CMBS ETF370$20.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD383$20.0K<0.1%–
VEEVVeeva Systems IncStock58$17.0K<0.1%History
NWLNewell Brands Inc.Stock708$16.0K<0.1%History
HRCHill-Rom Holdings, Inc.COM105$16.0K<0.1%History
STMPStamps.com IncCOM NEW50$16.0K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF300$15.0K<0.1%–
VKTXViking Therapeutics, Inc.COM2,426$15.0K<0.1%History
VREVeris Residential, Inc.COM775$13.0K<0.1%History
PSXPPhillips 66 Partners LPCOM UNIT REP INT367$13.0K<0.1%History
CVGWCalavo Growers IncCOM319$12.0K<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN1,440$12.0K<0.1%–
TWLOTwilio IncCL A30$10.0K<0.1%History
KODKodiak Sciences Inc.COM100$10.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A810$10.0K<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR335$10.0K<0.1%History
Vanguard Total International Bond ETF92203J407ETF161$9.00K<0.1%–
Vanguard Short-Term Bond ETF921937827ETF112$9.00K<0.1%–
iShares Inc464286533MSCI EMERG MRKT139$9.00K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD112$9.00K<0.1%–
HRHealthcare Realty Trust IncCOM295$9.00K<0.1%History
VIOTViomi Technology Co., LtdSPONSORED ADS1,900$9.00K<0.1%History
RGLDRoyal Gold IncStock81$8.00K<0.1%History
ETF Managers Tr26924G706WEDBUSH VID GAME100$8.00K<0.1%–
PODDInsulet CorpStock25$7.00K<0.1%History
CPNGCoupang, Inc.CL A250$7.00K<0.1%History
BURLBurlington Stores, Inc.COM25$7.00K<0.1%History
ROCCBaytex Energy USA, Inc.COM260$7.00K<0.1%History
ATERAterian, Inc.Equity500$5.00K<0.1%History
TXNMTXNM Energy IncCOM75$4.00K<0.1%History
Global X FDS37954Y467E COMMERCE ETF127$4.00K<0.1%–
UUnity Software Inc.COM32$4.00K<0.1%History
CMOCapstead Mortgage CorpCOM NO PAR642$4.00K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF26$3.00K<0.1%–
OGSONE Gas, Inc.COM50$3.00K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD20$3.00K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F43$3.00K<0.1%–
LZBLa-Z-Boy IncCOM105$3.00K<0.1%History
DDD3D Systems CorpCOM NEW105$3.00K<0.1%History
ALLOAllogene Therapeutics, Inc.COM100$3.00K<0.1%History
CTICCti Biopharma CorpCOM1,000$3.00K<0.1%History
UFSDomtar CORPCOM NEW57$3.00K<0.1%History
ATIAti IncStock140$2.00K<0.1%History
ENICEnel Chile S.A.SPONSORED ADR805$2.00K<0.1%History
XNETXunlei LtdSPONSORED ADS565$2.00K<0.1%History
AMWDAmerican Woodmark CorpCOM35$2.00K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW15$2.00K<0.1%History
GHGGreenTree Hospitality Group Ltd.SPONSORED ADS275$2.00K<0.1%History
CDPCopt Defense PropertiesREIT30$1.00K<0.1%History
SBRASabra Health Care REIT, Inc.REIT76$1.00K<0.1%History
PLMRPalomar Holdings, Inc.Stock15$1.00K<0.1%History
KGCKinross Gold CorpCOM102$1.00K<0.1%History
EPACEnerpac Tool Group CorpCL A COM55$1.00K<0.1%History
BJRIBJs RESTAURANTS INCCOM15$1.00K<0.1%History
FCPTFour Corners Property Trust, Inc.COM40$1.00K<0.1%History
HQYHealthequity, Inc.COM15$1.00K<0.1%History
ATNIATN International, Inc.COM19$1.00K<0.1%History
ENREnergizer Holdings, Inc.COM25$1.00K<0.1%History
GDOTGreen Dot CorpCL A10$1.00K<0.1%History
OIO-I Glass, Inc.COM60$1.00K<0.1%History
ACCAmerican Campus Communities IncCOM20$1.00K<0.1%History
China Fin Online Co Ltd169379203SPONSORD ADS NEW150$1.00K<0.1%–
CoreSite Realty Corp21870Q105COM10$1.00K<0.1%–
Meridian Bioscience Inc589584101COM55$1.00K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10$1.00K<0.1%–
YRDYiren Digital Ltd.SPONSORED ADS180$1.00K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF11$00.0%–
GNLGlobal Net Lease, Inc.COM NEW20$00.0%History
PFGCPerformance Food Group CoCOM4$00.0%History
PTENPatterson Uti Energy IncCOM30$00.0%History
BWABorgwarner IncCOM10$00.0%History
MYGNMyriad Genetics IncCOM5$00.0%History
PRSUPursuit Attractions & Hospitality, Inc.COM5$00.0%History
WWayfair Inc.CL A1$00.0%History
MDPediatrix Medical Group, Inc.COM5$00.0%History
BOOMDMC Global Inc.COM5$00.0%History
HTTHigh Templar Tech LtdSPON ADS325$00.0%History
KELYAKelly Services IncCL A5$00.0%History
NBRNabors Industries LtdSHS5$00.0%History
RRGBRed Robin Gourmet Burgers IncCOM5$00.0%History
Barnes Group Inc067806109COM10$00.0%–
XECCimarex Energy CoCOM5$00.0%History
NVRIEnviri CorpCOM20$00.0%History