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Livermore
Livermore
ZHEN

Fieldpoint Private Securities, LLC

SEC CIK
0001706170
Latest filing
Aug 5, 2022

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 24, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,681
−15 vs. Q3 2021
Portfolio value
$510.1M
+$58.4M (+12.9%) vs. Q3 2021
Filed
Jan 24, 2022
SEC
Holdings of Fieldpoint Private Securities, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LUMNLumen Technologies, Inc.Stock30$00.0%00.0%UnchangedHistory
GMEGameStop Corp.Stock1$00.0%+1NewHistory
iShares Future AI & Tech ETF46435U556ETF8$00.0%+8New–
GTXGarrett Motion Inc.Stock3$00.0%00.0%UnchangedHistory
HWMHowmet Aerospace Inc.Stock10$00.0%00.0%UnchangedHistory
ARK ETF Tr00214Q807SPACE & DEFENSE8$00.0%+8New–
OPRAOpera LtdSPONSORED ADS35$00.0%+35NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS3$00.0%−32−91.4%ReducedHistory
TALOTalos Energy Inc.COM5$00.0%−650−99.2%ReducedHistory
TCBITexas Capital Bancshares IncCOM5$00.0%−15−75.0%ReducedHistory
GAPGap IncCOM10$00.0%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM15$00.0%00.0%UnchangedHistory
FLSFlowserve CorpCOM5$00.0%00.0%UnchangedHistory
CASHPathward Financial, Inc.COM5$00.0%00.0%UnchangedHistory
PNRPENTAIR plcSHS5$00.0%00.0%UnchangedHistory
CHCOCity Holding CoCOM5$00.0%00.0%UnchangedHistory
MRCYMercury Systems IncCOM5$00.0%−40−88.9%ReducedHistory
ESEEsco Technologies IncCOM5$00.0%−5−50.0%ReducedHistory
ANIKAnika Therapeutics, Inc.COM5$00.0%−30−85.7%ReducedHistory
CCUUnited Breweries Co IncSPONSORED ADR5$00.0%−65−92.9%ReducedHistory
iShares Inc464286475EM MKT SM-CP ETF6$00.0%+6New–
AVAVAeroVironment IncCOM5$00.0%00.0%UnchangedHistory
INDBIndependent Bank CorpCOM5$00.0%−5−50.0%ReducedHistory
AIVApartment Investment & Management CoCL A4$00.0%00.0%UnchangedHistory
EHTHeHealth, Inc.COM5$00.0%−5−50.0%ReducedHistory
MGPIMGP Ingredients IncCOM5$00.0%−724−99.3%ReducedHistory
RYAMRayonier Advanced Materials Inc.COM5$00.0%00.0%UnchangedHistory
JBSSSanfilippo John B & Son IncCOM5$00.0%00.0%UnchangedHistory
TRTootsie Roll Industries IncCOM1$00.0%−30−96.8%ReducedHistory
VRAVera Bradley, Inc.COM5$00.0%00.0%UnchangedHistory
BNTCBenitec Biopharma Inc.COM9$00.0%00.0%UnchangedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A6$00.0%00.0%UnchangedHistory
CVETCovetrus, Inc.COM20$00.0%−65−76.5%ReducedHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU3$00.0%+3New–
INVXInnovex International, Inc.COM15$00.0%+15NewHistory
ALRAlerisLife Inc.COM NEW1$00.0%00.0%UnchangedHistory
GSATGlobalstar, Inc.COM70$00.0%+70NewHistory
HBIHanesbrands Inc.COM10$00.0%00.0%UnchangedHistory
IBTXIndependent Bank Group, Inc.COM5$00.0%−10−66.7%ReducedHistory
OPIOffice Properties Income TrustCOM SHS BEN INT1$00.0%00.0%UnchangedHistory
SPDR Ser Tr78468R655S&P KENSHO CLEAN2$00.0%+2New–
LNWOLight & Wonder, Inc.COM5$00.0%00.0%UnchangedHistory
XUnited States Steel CorpCOM10$00.0%+10NewHistory
EVRGEvergy, Inc.Stock11$1.00K<0.1%00.0%UnchangedHistory
RGRSturm Ruger & Co IncStock15$1.00K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock91$1.00K<0.1%00.0%Unchanged–
VNTVontier CorpStock27$1.00K<0.1%−3−10.0%ReducedHistory
AESAES CorpStock55$1.00K<0.1%00.0%UnchangedHistory
PRGPROG Holdings, Inc.Stock15$1.00K<0.1%−55−78.6%ReducedHistory
LNTAlliant Energy CorpStock20$1.00K<0.1%+20NewHistory
GBXGreenbrier Companies IncStock20$1.00K<0.1%00.0%UnchangedHistory
PZZAPapa Johns International IncStock5$1.00K<0.1%00.0%UnchangedHistory
HMYHarmony Gold Mining Co LtdADR280$1.00K<0.1%+280NewHistory
PPCPilgrims Pride CorpStock35$1.00K<0.1%00.0%UnchangedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT15$1.00K<0.1%00.0%UnchangedHistory
BKRBaker Hughes CoCL A62$1.00K<0.1%00.0%UnchangedHistory
TGSGas Transporter of the South IncSPONSORED ADS B200$1.00K<0.1%−375−65.2%ReducedHistory
CINFCincinnati Financial CorpCOM11$1.00K<0.1%00.0%UnchangedHistory
VMCVulcan Materials COCOM5$1.00K<0.1%00.0%UnchangedHistory
FIZZNational Beverage CorpCOM25$1.00K<0.1%−5−16.7%ReducedHistory
KMTKennametal IncCOM25$1.00K<0.1%−475−95.0%ReducedHistory
MTCHMatch Group, Inc.COM10$1.00K<0.1%+10NewHistory
CPBCAMPBELL'S CoCOM25$1.00K<0.1%+25NewHistory
WDWalker & Dunlop, Inc.COM5$1.00K<0.1%00.0%UnchangedHistory
NGVTIngevity CorpCOM10$1.00K<0.1%00.0%UnchangedHistory
VCELVericel CorpCOM20$1.00K<0.1%+20NewHistory
JXNJackson Financial Inc.COM CL A15$1.00K<0.1%00.0%UnchangedHistory
MLIMueller Industries IncCOM20$1.00K<0.1%+20NewHistory
CBTCabot CorpCOM20$1.00K<0.1%−105−84.0%ReducedHistory
XPXP Inc.CL A26$1.00K<0.1%+26NewHistory
ZDZiff Davis, Inc.COM10$1.00K<0.1%+10NewHistory
GKOSGLAUKOS CorpCOM19$1.00K<0.1%−15−44.1%ReducedHistory
DRIDarden Restaurants IncCOM5$1.00K<0.1%−4−44.4%ReducedHistory
LKQLKQ CorpCOM20$1.00K<0.1%+15+300.0%AddedHistory
ROCKGibraltar Industries, Inc.COM18$1.00K<0.1%00.0%UnchangedHistory
PFSProvident Financial Services IncCOM60$1.00K<0.1%00.0%UnchangedHistory
RLIRli CorpCOM5$1.00K<0.1%00.0%UnchangedHistory
WBSWebster Financial CorpCOM10$1.00K<0.1%00.0%UnchangedHistory
DOVDOVER CorpCOM5$1.00K<0.1%00.0%UnchangedHistory
COLBColumbia Banking System, Inc.COM45$1.00K<0.1%−110−71.0%ReducedHistory
PLUSEplus IncCOM22$1.00K<0.1%00.0%UnchangedConverted for a 2-for-1 splitHistory
CTRECareTrust REIT, Inc.COM50$1.00K<0.1%−10−16.7%ReducedHistory
PBProsperity Bancshares IncCOM16$1.00K<0.1%−50−75.8%ReducedHistory
FEFirstenergy CorpCOM35$1.00K<0.1%00.0%UnchangedHistory
WYNNWynn Resorts LtdCOM10$1.00K<0.1%00.0%UnchangedHistory
CYTKCytokinetics IncCOM NEW30$1.00K<0.1%+30NewHistory
BRKRBruker CorpCOM15$1.00K<0.1%+15NewHistory
CVSACovista Inc.COM35$1.00K<0.1%−25−41.7%ReducedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD95$1.00K<0.1%00.0%UnchangedHistory
HSTHost Hotels & Resorts, Inc.COM83$1.00K<0.1%00.0%UnchangedHistory
XYLXylem Inc.COM5$1.00K<0.1%00.0%UnchangedHistory
DTMDT Midstream, Inc.COMMON STOCK18$1.00K<0.1%00.0%UnchangedHistory
FTITechnipFMC plcCOM240$1.00K<0.1%00.0%UnchangedHistory
LOPEGrand Canyon Education, Inc.COM15$1.00K<0.1%+15NewHistory
BVSBioventus Inc.COM CL A83$1.00K<0.1%+83NewHistory
SANBanco Santander, S.A.ADR331$1.00K<0.1%−2,785−89.4%ReducedHistory
WWWWolverine World Wide IncCOM37$1.00K<0.1%−260−87.5%ReducedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP25$1.00K<0.1%00.0%UnchangedHistory
FOXFox CorpCL B COM30$1.00K<0.1%00.0%UnchangedHistory
AAONAaon, Inc.COM PAR $0.00415$1.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (107)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 107 by value last quarter.

Positions of Fieldpoint Private Securities, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46435G789IBONDS DEC202169,432$1.78M0.4%–
iShares Tr46434VBK5IBONDS DEC21 ETF50,500$1.25M0.3%–
Global X FDS37954Y814FINTECH ETF17,174$825.0K0.2%–
MELIMercadolibre IncCOM401$673.0K0.1%History
KSUKansas City SouthernCOM NEW1,420$384.0K0.1%History
XLRNAcceleron Pharma IncCOM973$167.0K<0.1%History
RVLVRevolve Group, Inc.CL A1,861$115.0K<0.1%History
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF2,772$72.0K<0.1%–
EXASExact Sciences CorpCOM687$66.0K<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT1,000$63.0K<0.1%–
HALOHalozyme Therapeutics, Inc.COM1,477$60.0K<0.1%History
iShares Tr464288588MBS ETF494$53.0K<0.1%–
CHRDChord Energy CorpCOM NEW437$43.0K<0.1%History
Sogou Inc83409V104ADR REPSTG A4,450$40.0K<0.1%–
CADECadence BancorporationCL A1,647$36.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF313$28.0K<0.1%–
iShares Inc464286822MSCI MEXICO ETF500$24.0K<0.1%–
iShares Tr46429B366CMBS ETF370$20.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD383$20.0K<0.1%–
VEEVVeeva Systems IncStock58$17.0K<0.1%History
NWLNewell Brands Inc.Stock708$16.0K<0.1%History
HRCHill-Rom Holdings, Inc.COM105$16.0K<0.1%History
STMPStamps.com IncCOM NEW50$16.0K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF300$15.0K<0.1%–
VKTXViking Therapeutics, Inc.COM2,426$15.0K<0.1%History
VREVeris Residential, Inc.COM775$13.0K<0.1%History
PSXPPhillips 66 Partners LPCOM UNIT REP INT367$13.0K<0.1%History
CVGWCalavo Growers IncCOM319$12.0K<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN1,440$12.0K<0.1%–
TWLOTwilio IncCL A30$10.0K<0.1%History
KODKodiak Sciences Inc.COM100$10.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A810$10.0K<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR335$10.0K<0.1%History
Vanguard Total International Bond ETF92203J407ETF161$9.00K<0.1%–
Vanguard Short-Term Bond ETF921937827ETF112$9.00K<0.1%–
iShares Inc464286533MSCI EMERG MRKT139$9.00K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD112$9.00K<0.1%–
HRHealthcare Realty Trust IncCOM295$9.00K<0.1%History
VIOTViomi Technology Co., LtdSPONSORED ADS1,900$9.00K<0.1%History
RGLDRoyal Gold IncStock81$8.00K<0.1%History
ETF Managers Tr26924G706WEDBUSH VID GAME100$8.00K<0.1%–
PODDInsulet CorpStock25$7.00K<0.1%History
CPNGCoupang, Inc.CL A250$7.00K<0.1%History
BURLBurlington Stores, Inc.COM25$7.00K<0.1%History
ROCCBaytex Energy USA, Inc.COM260$7.00K<0.1%History
ATERAterian, Inc.Equity500$5.00K<0.1%History
TXNMTXNM Energy IncCOM75$4.00K<0.1%History
Global X FDS37954Y467E COMMERCE ETF127$4.00K<0.1%–
UUnity Software Inc.COM32$4.00K<0.1%History
CMOCapstead Mortgage CorpCOM NO PAR642$4.00K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF26$3.00K<0.1%–
OGSONE Gas, Inc.COM50$3.00K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD20$3.00K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F43$3.00K<0.1%–
LZBLa-Z-Boy IncCOM105$3.00K<0.1%History
DDD3D Systems CorpCOM NEW105$3.00K<0.1%History
ALLOAllogene Therapeutics, Inc.COM100$3.00K<0.1%History
CTICCti Biopharma CorpCOM1,000$3.00K<0.1%History
UFSDomtar CORPCOM NEW57$3.00K<0.1%History
ATIAti IncStock140$2.00K<0.1%History
ENICEnel Chile S.A.SPONSORED ADR805$2.00K<0.1%History
XNETXunlei LtdSPONSORED ADS565$2.00K<0.1%History
AMWDAmerican Woodmark CorpCOM35$2.00K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW15$2.00K<0.1%History
GHGGreenTree Hospitality Group Ltd.SPONSORED ADS275$2.00K<0.1%History
CDPCopt Defense PropertiesREIT30$1.00K<0.1%History
SBRASabra Health Care REIT, Inc.REIT76$1.00K<0.1%History
PLMRPalomar Holdings, Inc.Stock15$1.00K<0.1%History
KGCKinross Gold CorpCOM102$1.00K<0.1%History
EPACEnerpac Tool Group CorpCL A COM55$1.00K<0.1%History
BJRIBJs RESTAURANTS INCCOM15$1.00K<0.1%History
FCPTFour Corners Property Trust, Inc.COM40$1.00K<0.1%History
HQYHealthequity, Inc.COM15$1.00K<0.1%History
ATNIATN International, Inc.COM19$1.00K<0.1%History
ENREnergizer Holdings, Inc.COM25$1.00K<0.1%History
GDOTGreen Dot CorpCL A10$1.00K<0.1%History
OIO-I Glass, Inc.COM60$1.00K<0.1%History
ACCAmerican Campus Communities IncCOM20$1.00K<0.1%History
China Fin Online Co Ltd169379203SPONSORD ADS NEW150$1.00K<0.1%–
CoreSite Realty Corp21870Q105COM10$1.00K<0.1%–
Meridian Bioscience Inc589584101COM55$1.00K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10$1.00K<0.1%–
YRDYiren Digital Ltd.SPONSORED ADS180$1.00K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF11$00.0%–
GNLGlobal Net Lease, Inc.COM NEW20$00.0%History
PFGCPerformance Food Group CoCOM4$00.0%History
PTENPatterson Uti Energy IncCOM30$00.0%History
BWABorgwarner IncCOM10$00.0%History
MYGNMyriad Genetics IncCOM5$00.0%History
PRSUPursuit Attractions & Hospitality, Inc.COM5$00.0%History
WWayfair Inc.CL A1$00.0%History
MDPediatrix Medical Group, Inc.COM5$00.0%History
BOOMDMC Global Inc.COM5$00.0%History
HTTHigh Templar Tech LtdSPON ADS325$00.0%History
KELYAKelly Services IncCL A5$00.0%History
NBRNabors Industries LtdSHS5$00.0%History
RRGBRed Robin Gourmet Burgers IncCOM5$00.0%History
Barnes Group Inc067806109COM10$00.0%–
XECCimarex Energy CoCOM5$00.0%History
NVRIEnviri CorpCOM20$00.0%History