Fieldpoint Private Securities, LLC
- SEC CIK
- 0001706170
- Latest filing
- Aug 5, 2022
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,696
- +82 vs. Q2 2021
- Portfolio value
- $451.7M
- −$5.42M (−1.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 114,504 | $16.2M | 3.6% | +2,969+2.7% | Added | History |
| SPGIS&P Global Inc. | Stock | 36,306 | $15.4M | 3.4% | −30.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 44,562 | $12.6M | 2.8% | −1,906−4.1% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 23,080 | $9.90M | 2.2% | +662+3.0% | Added | History |
| GLDSPDR Gold Trust | ETF | 47,406 | $7.79M | 1.7% | −2,578−5.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 39,181 | $6.41M | 1.4% | +207+0.5% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 21,451 | $5.88M | 1.3% | +786+3.8% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 151,129 | $5.87M | 1.3% | +3,724+2.5% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 14,635 | $5.72M | 1.3% | +125+0.9% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 32,644 | $5.01M | 1.1% | +2,057+6.7% | Added | – |
| AMZNAmazon Com Inc | Stock | 1,522 | $5.00M | 1.1% | +29+1.9% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 63,833 | $4.98M | 1.1% | +484+0.8% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 94,345 | $4.75M | 1.1% | +2,000+2.2% | Added | – |
| ABTAbbott Laboratories | Stock | 39,187 | $4.63M | 1.0% | −44−0.1% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 52,816 | $4.55M | 1.0% | 00.0% | Unchanged | – |
| BRK.BBerkshire Hathaway Inc | Stock | 15,364 | $4.19M | 0.9% | +222+1.5% | Added | History |
| VVisa Inc. | Stock | 18,816 | $4.19M | 0.9% | −28−0.1% | Reduced | History |
| LFUSLittelfuse Inc | COM | 15,278 | $4.17M | 0.9% | +17+0.1% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 82,679 | $4.13M | 0.9% | +57+0.1% | Added | – |
| JNJJohnson & Johnson | Stock | 24,192 | $3.91M | 0.9% | +283+1.2% | Added | History |
| METAMeta Platforms, Inc. | Stock | 11,230 | $3.81M | 0.8% | +31+0.3% | Added | History |
| ABBVAbbVie Inc. | Stock | 34,800 | $3.75M | 0.8% | +92+0.3% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 8,678 | $3.74M | 0.8% | +625+7.8% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 23,434 | $3.67M | 0.8% | +1,215+5.5% | Added | – |
| GOOGLAlphabet Inc. | Stock | 1,347 | $3.60M | 0.8% | +11+0.8% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 17,904 | $3.58M | 0.8% | +55+0.3% | Added | History |
| ZTSZoetis Inc. | Stock | 17,042 | $3.31M | 0.7% | −162−0.9% | Reduced | History |
| ADBEAdobe Inc. | Stock | 5,420 | $3.12M | 0.7% | −113−2.0% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 14,186 | $3.10M | 0.7% | +730+5.4% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 38,821 | $3.04M | 0.7% | +6,306+19.4% | Added | – |
| ACNAccenture plc | Stock | 9,480 | $3.03M | 0.7% | −179−1.9% | Reduced | History |
| HONHoneywell International Inc | COM | 13,479 | $2.86M | 0.6% | +50+0.4% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 24,450 | $2.84M | 0.6% | 00.0% | Unchanged | – |
| QCOMQualcomm Inc | Stock | 21,884 | $2.82M | 0.6% | +49+0.2% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 37,222 | $2.74M | 0.6% | +22,933+160.5% | Added | – |
| GOOGAlphabet Inc. | Stock | 985 | $2.63M | 0.6% | +10+1.0% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 51,330 | $2.61M | 0.6% | 00.0% | Unchanged | – |
| iShares Tips Bond ETF464287176 | ETF | 20,210 | $2.58M | 0.6% | 00.0% | Unchanged | – |
| CSCOCisco Systems, Inc. | Stock | 47,364 | $2.58M | 0.6% | +166+0.4% | Added | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 24,326 | $2.57M | 0.6% | +262+1.1% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 8,628 | $2.53M | 0.6% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W281 | EMG MKTS SMCAP | 46,395 | $2.48M | 0.5% | +5,111+12.4% | Added | – |
| NKENIKE, Inc. | Stock | 16,988 | $2.47M | 0.5% | −95−0.6% | Reduced | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 37,381 | $2.45M | 0.5% | +101+0.3% | Added | – |
| TMOThermo Fisher Scientific Inc. | Stock | 4,259 | $2.43M | 0.5% | +30+0.7% | Added | History |
| GBDCGolub Capital BDC, Inc. | COM | 153,193 | $2.42M | 0.5% | −575−0.4% | Reduced | History |
| HDHome Depot, Inc. | Stock | 7,346 | $2.41M | 0.5% | +106+1.5% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 6,038 | $2.38M | 0.5% | +187+3.2% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 10,037 | $2.38M | 0.5% | +903+9.9% | Added | – |
| PEPPepsiCo Inc | Stock | 15,735 | $2.37M | 0.5% | +202+1.3% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 108,209 | $2.34M | 0.5% | −1,104−1.0% | Reduced | History |
| ITWIllinois Tool Works Inc | Stock | 11,038 | $2.28M | 0.5% | −21−0.2% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 19,799 | $2.27M | 0.5% | +21+0.1% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 9,862 | $2.16M | 0.5% | +1,293+15.1% | Added | – |
| DHRDanaher Corp | Stock | 6,816 | $2.08M | 0.5% | +43+0.6% | Added | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 23,362 | $2.04M | 0.5% | 00.0% | Unchanged | – |
| BLKBlackRock, Inc. | COM | 2,284 | $1.92M | 0.4% | +20+0.9% | Added | History |
| CDWCDW Corp | COM | 10,073 | $1.83M | 0.4% | +79+0.8% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 58,672 | $1.78M | 0.4% | +230+0.4% | Added | – |
| iShares Tr46435G789 | IBONDS DEC2021 | 69,432 | $1.78M | 0.4% | 00.0% | Unchanged | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 38,728 | $1.76M | 0.4% | +169+0.4% | Added | History |
| MRKMerck & Co., Inc. | Stock | 23,337 | $1.75M | 0.4% | −79−0.3% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 9,105 | $1.75M | 0.4% | +29+0.3% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 31,795 | $1.74M | 0.4% | +1,795+6.0% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 29,502 | $1.74M | 0.4% | +240+0.8% | Added | History |
| MAMastercard Inc | Stock | 4,926 | $1.71M | 0.4% | +167+3.5% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 11,158 | $1.69M | 0.4% | +54+0.5% | Added | History |
| MDTMedtronic plc | Stock | 13,400 | $1.68M | 0.4% | −155−1.1% | Reduced | History |
| SBUXStarbucks Corp | Stock | 15,084 | $1.66M | 0.4% | −172−1.1% | Reduced | History |
| iShares Tr46435G755 | IBONDS DEC2022 | 62,567 | $1.64M | 0.4% | 00.0% | Unchanged | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 4,530 | $1.62M | 0.4% | 00.0% | Unchanged | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 41,931 | $1.57M | 0.3% | 00.0% | Unchanged | – |
| NSCNorfolk Southern Corp | Stock | 6,513 | $1.56M | 0.3% | +33+0.5% | Added | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 19,454 | $1.54M | 0.3% | −235−1.2% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 13,300 | $1.53M | 0.3% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W802 | ITL HIGH DIV FD | 40,260 | $1.52M | 0.3% | −175−0.4% | Reduced | – |
| iShares Inc464286517 | JP MORGAN EM ETF | 35,415 | $1.50M | 0.3% | +992+2.9% | Added | – |
| TSLATesla, Inc. | Stock | 1,903 | $1.48M | 0.3% | +1,768+1,309.6% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 20,983 | $1.47M | 0.3% | +781+3.9% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,063 | $1.47M | 0.3% | 00.0% | Unchanged | History |
| ZBRAZebra Technologies Corp | CL A | 2,838 | $1.46M | 0.3% | +3+0.1% | Added | History |
| NVDANVIDIA Corp | Stock | 7,032 | $1.46M | 0.3% | −20,856−74.8% | ReducedConverted for a 4-for-1 split | History |
| iShares Global Clean Energy ETF464288224 | ETF | 66,585 | $1.44M | 0.3% | −540−0.8% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 16,624 | $1.42M | 0.3% | 00.0% | Unchanged | – |
| BXBlackstone Inc. | COM | 12,108 | $1.41M | 0.3% | −49−0.4% | Reduced | History |
| PGProcter & Gamble Co | Stock | 9,956 | $1.39M | 0.3% | +202+2.1% | Added | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 17,296 | $1.35M | 0.3% | +367+2.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E537 | NATL AMT MUNI | 50,191 | $1.35M | 0.3% | −10,184−16.9% | Reduced | – |
| RTXRTX Corp | Stock | 15,390 | $1.32M | 0.3% | +62+0.4% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,024 | $1.32M | 0.3% | +88+1.8% | Added | – |
| COSTCostco Wholesale Corp | Stock | 2,934 | $1.32M | 0.3% | +52+1.8% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 7,035 | $1.26M | 0.3% | 00.0% | Unchanged | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 50,500 | $1.25M | 0.3% | −79−0.2% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 11,342 | $1.24M | 0.3% | +175+1.6% | Added | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 15,956 | $1.20M | 0.3% | +15,872+18,895.2% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 7,010 | $1.19M | 0.3% | +302+4.5% | Added | – |
| WMWaste Management Inc | Stock | 7,928 | $1.18M | 0.3% | +64+0.8% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 16,025 | $1.18M | 0.3% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 26,837 | $1.17M | 0.3% | +4,616+20.8% | Added | – |
| FISVFiserv Inc | Stock | 10,674 | $1.16M | 0.3% | +109+1.0% | Added | History |
Sold out since Q2 2021 (33)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| BMRNBiomarin Pharmaceutical Inc | COM | 1,627 | $125.0K | <0.1% | History |
| ZNGAZynga Inc | CL A | 11,125 | $90.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 601 | $60.0K | <0.1% | History |
| GRWGGrowGeneration Corp. | COM | 350 | $15.0K | <0.1% | History |
| FNVFranco Nevada Corp | Stock | 63 | $10.0K | <0.1% | History |
| UBERUber Technologies, Inc | Stock | 220 | $10.0K | <0.1% | History |
| HAHawaiian Holdings Inc | COM | 485 | $10.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 670 | $10.0K | <0.1% | History |
| iShares Inc464286103 | MSCI AUST ETF | 327 | $9.00K | <0.1% | – |
| iShares Inc464286509 | MSCI CDA ETF | 227 | $9.00K | <0.1% | – |
| WOLFWolfspeed, Inc. | COM | 85 | $8.00K | <0.1% | History |
| Ossen Innovation Co Ltd688410208 | SPONSORED ADR NE | 1,315 | $6.00K | <0.1% | – |
| iShares Tr46435U853 | BROAD USD HIGH | 117 | $5.00K | <0.1% | – |
| IVRInvesco Mortgage Capital Inc. | COM | 1,708 | $5.00K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 141 | $4.00K | <0.1% | History |
| CBSHCommerce Bancshares Inc | Stock | 49 | $3.00K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 33 | $3.00K | <0.1% | History |
| UNITUniti Group Inc. | COM | 215 | $3.00K | <0.1% | History |
| SSYSStratasys Ltd. | SHS | 95 | $2.00K | <0.1% | History |
| BPOPPopular, Inc. | COM NEW | 26 | $2.00K | <0.1% | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 316 | $2.00K | <0.1% | History |
| TSEOQTrinseo PLC | SHS | 45 | $2.00K | <0.1% | History |
| HAEHaemonetics Corp | COM | 20 | $1.00K | <0.1% | History |
| PRLBProto Labs Inc | COM | 16 | $1.00K | <0.1% | History |
| CLLSCellectis S.A. | SPON ADS | 55 | $1.00K | <0.1% | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 300 | $1.00K | <0.1% | History |
| TECKTeck Resources Ltd | CL B | 12 | $0 | 0.0% | History |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | 40 | $0 | 0.0% | History |
| VNETVNET Group, Inc. | SPONSORED ADS A | 5 | $0 | 0.0% | History |
| XNCRXencor Inc | COM | 15 | $0 | 0.0% | History |
| CORECore-Mark Holding Company, LLC | COM | 10 | $0 | 0.0% | History |
| VTLEVital Energy, Inc. | COM | 10 | $0 | 0.0% | History |
| NKTRNektar Therapeutics | COM | 25 | $0 | 0.0% | History |