Skip to main content

Flaharty Asset Management, LLC

SEC CIK
0001697882
Latest filing
Jul 8, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 5, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
117
−356 vs. Q3 2023
Portfolio value
$633.1M
+$35.5M (+5.9%) vs. Q3 2023
Filed
Feb 5, 2024
SEC
Holdings of Flaharty Asset Management, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Russell 1000 Growth ETF464287614ETF157,293$47.7M7.5%−1,925−1.2%Reduced–
iShares Russell 1000 Value ETF464287598ETF243,677$40.3M6.4%−859−0.4%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF382,201$38.1M6.0%+42,015+12.4%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD782,856$36.1M5.7%+2,158+0.3%Added–
Janus Detroit STR Tr47103U845HENDRSON AAA CL623,915$31.4M5.0%+623,915New–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV752,530$30.0M4.7%+3,466+0.5%Added–
First Tr Exchange Traded FD33738R118NASD TECH DIV452,410$29.0M4.6%−3,815−0.8%Reduced–
Global X FDS37954Y657US PFD ETF1,287,940$25.0M3.9%−527,260−29.0%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF342,269$24.7M3.9%+501+0.1%Added–
First Tr Exchange Traded FD33738R100MULTI ASSET DI1,546,350$24.2M3.8%+10,440+0.7%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF470,387$23.6M3.7%+2,204+0.5%Added–
SPDR Series Trust78464A763ST STR SP DIV175,135$21.9M3.5%+2,742+1.6%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF234,708$21.7M3.4%−110,461−32.0%Reduced–
iShares U.S. Medical Devices ETF464288810ETF378,432$20.4M3.2%+1,935+0.5%Added–
American Centy ETF Tr025072109DIVERSIFID CRP438,301$20.4M3.2%−102,936−19.0%Reduced–
SPDR Series Trust78464A144ST STR CORPO ETF651,513$19.2M3.0%−42,179−6.1%Reduced–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR259,742$19.1M3.0%+256,012+6,863.6%Added–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD737,270$16.5M2.6%+17,282+2.4%Added–
iShares Russell 2000 Growth ETF464287648ETF60,666$15.3M2.4%+418+0.7%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF459,755$15.1M2.4%−45,475−9.0%Reduced–
iShares Tr464287630RUS 2000 VAL ETF87,435$13.6M2.1%−441−0.5%Reduced–
iShares S&P Mid-Cap 400 Value ETF464287705ETF90,428$10.3M1.6%−420.0%Reduced–
Invesco QQQ Trust Series I46090E103ETF18,847$7.72M1.2%−472−2.4%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT75,509$3.65M0.6%−2,750−3.5%Reduced–
MSFTMicrosoft CorpStock9,681$3.64M0.6%+267+2.8%AddedHistory
iShares Select Dividend ETF464287168ETF28,885$3.39M0.5%−1,569−5.2%Reduced–
SPYSPDR S&P 500 ETF TrustETF6,819$3.24M0.5%−376−5.2%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED81,979$3.23M0.5%+5,794+7.6%Added–
AAPLApple Inc.Stock16,508$3.18M0.5%−298−1.8%ReducedHistory
American Centy ETF Tr025072877US SML CP VALU29,288$2.63M0.4%−1,795−5.8%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER148,813$2.58M0.4%+10,531+7.6%Added–
Vanguard Real Estate ETF922908553ETF28,501$2.52M0.4%+2,358+9.0%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF13,491$2.52M0.4%−349−2.5%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF21,798$2.48M0.4%−542−2.4%Reduced–
JNJJohnson & JohnsonStock11,697$1.83M0.3%−55−0.5%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF34,279$1.77M0.3%−2,042−5.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB78,982$1.65M0.3%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP37,663$1.60M0.3%+2,559+7.3%Added–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB76,909$1.50M0.2%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB75,851$1.46M0.2%00.0%Unchanged–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL26,055$1.42M0.2%−371,746−93.5%Reduced–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE13,480$1.41M0.2%−156−1.1%Reduced–
CATCaterpillar IncStock4,698$1.39M0.2%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL24,880$1.13M0.2%−1,249−4.8%Reduced–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB54,050$1.11M0.2%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2851,915$1.05M0.2%+35,000+206.9%Added–
VMCVulcan Materials COCOM4,572$1.04M0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF12,528$961.3K0.2%−297−2.3%Reduced–
iShares Tr464287622RUS 1000 ETF3,573$937.1K0.1%00.0%Unchanged–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM70,443$858.7K0.1%−2,686−3.7%ReducedHistory
HDHome Depot, Inc.Stock2,450$849.1K0.1%+2+0.1%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF8,270$820.8K0.1%−2,079−20.1%Reduced–
AZNAstraZeneca PLCSPONSORED ADR12,099$814.9K0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY34,900$793.3K0.1%+34,900New–
Janus Detroit STR Tr47103U852HENDERSON MTG17,097$785.4K0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF14,711$784.8K0.1%−740−4.8%Reduced–
LLYEli Lilly & CoStock1,299$757.0K0.1%−169−11.5%ReducedHistory
MARAMARA Holdings, Inc.COM31,050$729.4K0.1%−1,500−4.6%ReducedHistory
iShares Russell 2000 ETF464287655ETF3,501$702.8K0.1%+848+32.0%Added–
MSTRStrategy IncStock1,084$684.7K0.1%+100+10.2%AddedHistory
GLDSPDR Gold TrustETF3,256$622.5K0.1%+247+8.2%AddedHistory
iShares Tips Bond ETF464287176ETF5,691$611.7K0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF5,608$608.0K0.1%00.0%Unchanged–
NVDANVIDIA CorpStock1,211$599.9K0.1%+128+11.8%AddedHistory
AMZNAmazon Com IncStock3,947$599.7K0.1%−197−4.8%ReducedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE6,879$587.1K0.1%+11+0.2%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,621$571.4K0.1%+5+0.1%Added–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY24,015$545.5K0.1%00.0%Unchanged–
DUKDuke Energy CORPStock5,146$499.4K0.1%−125−2.4%ReducedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF9,729$491.5K0.1%00.0%Unchanged–
PGProcter & Gamble CoStock3,185$466.7K0.1%00.0%UnchangedHistory
INTCIntel CorpStock9,215$463.1K0.1%−338−3.5%ReducedHistory
MCDMcDonalds CorpStock1,549$459.3K0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock3,158$445.1K0.1%+498+18.7%AddedHistory
HUTHut 8 Corp.COM32,860$438.4K0.1%+10,600+47.6%AddedConverted for a 1-for-5 splitHistory
BACBank of America CorpStock12,222$411.5K0.1%+24+0.2%AddedHistory
XOMExxonMobil Holdings CorpCOM4,109$410.8K0.1%+6+0.1%AddedHistory
GOOGLAlphabet Inc.Stock2,809$392.4K0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock1,090$388.8K0.1%+21+2.0%AddedHistory
CWCurtiss Wright CorpStock1,736$386.8K0.1%−8−0.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL5,920$370.9K0.1%+5,920New–
PANWPalo Alto Networks IncStock1,241$365.9K0.1%+65+5.5%AddedHistory
PAYXPaychex IncStock3,050$363.3K0.1%00.0%UnchangedHistory
iShares Tr464288760US AER DEF ETF2,860$362.1K0.1%+92+3.3%Added–
UNHUnitedHealth Group IncStock680$358.0K0.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock6,982$352.7K0.1%00.0%UnchangedHistory
WisdomTree Tr97717W406US AI ENHANCED3,590$344.3K0.1%00.0%Unchanged–
JBLJabil IncStock2,477$315.6K<0.1%00.0%UnchangedHistory
NEENextera Energy IncStock5,171$314.1K<0.1%−7−0.1%ReducedHistory
Flexshares Tr33939L886ULTR SHO INC FD4,040$303.1K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL7,172$298.1K<0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock439$289.8K<0.1%+67+18.0%AddedHistory
OXYOccidental Petroleum CorpStock4,835$288.7K<0.1%+500+11.5%AddedHistory
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV2,700$283.5K<0.1%+8+0.3%Added–
TSLATesla, Inc.Stock1,098$272.8K<0.1%−40−3.5%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW4,475$267.0K<0.1%00.0%Unchanged–
SOSouthern CoStock3,650$255.9K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202913,600$252.2K<0.1%+13,600New–
VZVerizon Communications IncStock6,652$250.8K<0.1%+350+5.6%AddedHistory
RTXRTX CorpStock2,967$249.6K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (360)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 360 by value last quarter.

Positions of Flaharty Asset Management, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB60,818$1.29M0.2%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY35,725$839.7K0.1%–
iShares MSCI Eafe ETF464287465ETF5,290$364.6K0.1%–
BMYBristol Myers Squibb CoStock3,884$225.4K<0.1%History
SLFSun Life Financial IncCOM4,411$215.3K<0.1%History
PFEPfizer IncStock6,369$211.3K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF13,188$210.6K<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA5,110$203.1K<0.1%–
IBMInternational Business Machines CorpStock1,440$202.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST1,912$169.3K<0.1%–
AMATApplied Materials IncStock1,197$165.7K<0.1%History
MRKMerck & Co., Inc.Stock1,607$165.4K<0.1%History
Vanguard Morningstar Mid-Cap ETF922908629ETF723$150.6K<0.1%–
NTAPNetApp, Inc.Stock1,959$148.6K<0.1%History
ARGXArgenx SESPONSORED ADR300$147.5K<0.1%History
SHELShell plcADR2,223$143.1K<0.1%History
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,402$140.4K<0.1%–
CMCSAComcast CorpStock2,966$131.5K<0.1%History
VVisa Inc.Stock560$128.8K<0.1%History
MDYSPDR S&P Midcap 400 ETF TrustETF278$126.9K<0.1%History
TUTelus CorpCOM7,692$125.7K<0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF969$124.7K<0.1%–
Vanguard Morningstar Value ETF922908744ETF873$120.4K<0.1%–
AMDAdvanced Micro Devices IncStock1,151$118.3K<0.1%History
ABTAbbott LaboratoriesStock1,210$117.2K<0.1%History
ORealty Income CorpREIT2,336$116.7K<0.1%History
CINFCincinnati Financial CorpCOM1,104$112.9K<0.1%History
HONHoneywell International IncCOM608$112.3K<0.1%History
WFCWells Fargo & CompanyStock2,738$111.9K<0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF1,234$111.5K<0.1%–
EOTEaton Vance National Municipal Opportunities TrustCOM SHS6,800$110.3K<0.1%History
SYKStryker CorpStock397$108.5K<0.1%History
METAMeta Platforms, Inc.Stock355$106.6K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF970$106.4K<0.1%–
LKQLKQ CorpCOM2,000$99.0K<0.1%History
BABAAlibaba Group Holding LtdADR1,125$97.6K<0.1%History
CSXCSX CorpStock3,169$97.4K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1287$96.1K<0.1%History
SLBSLB LimitedStock1,632$95.1K<0.1%History
KMBKimberly Clark CorpStock783$94.6K<0.1%History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX850$94.5K<0.1%–
BABoeing CoStock489$93.7K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock831$93.3K<0.1%History
PSAPublic StorageCOM349$92.0K<0.1%History
SRESempraStock1,350$91.8K<0.1%History
BHPBHP Group LtdADR1,583$90.0K<0.1%History
COPConocoPhillipsStock734$88.0K<0.1%History
Vanguard High Dividend Yield Index ETF921946406ETF835$86.3K<0.1%–
ESEversource EnergyStock1,475$85.8K<0.1%History
AEPAmerican Electric Power Co IncStock1,135$85.4K<0.1%History
GPIGroup 1 Automotive IncCOM300$80.6K<0.1%History
FSKFS KKR Capital CorpCOM4,046$79.7K<0.1%History
PYPLPayPal Holdings, Inc.Stock1,341$78.4K<0.1%History
iShares Tr464287234MSCI EMG MKT ETF2,065$78.4K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF1,080$78.0K<0.1%–
AXPAmerican Express CoStock508$75.8K<0.1%History
PRVAPrivia Health Group, Inc.COM3,260$75.0K<0.1%History
TMOThermo Fisher Scientific Inc.Stock146$73.9K<0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF954$72.5K<0.1%–
CLColgate Palmolive CoStock1,002$71.3K<0.1%History
iShares Inc46434G764MSCI EMRG CHN1,400$69.8K<0.1%–
CHPTChargePoint Holdings, Inc.COM CL A13,850$68.8K<0.1%History
ITWIllinois Tool Works IncStock297$68.4K<0.1%History
METMetlife IncStock1,087$68.4K<0.1%History
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF1,836$67.7K<0.1%–
CVXChevron CorpStock374$63.1K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM148$60.6K<0.1%History
TSNTyson Foods, Inc.Stock1,200$60.6K<0.1%History
First Tr Exchange-Traded Alp33734Y109COM SHS745$60.1K<0.1%–
iShares Russell Mid-Cap Value ETF464287473ETF556$58.0K<0.1%–
First Trust Cloud Computing ETF33734X192ETF761$57.8K<0.1%–
LOWLowes Companies IncStock275$57.2K<0.1%History
NETCloudflare, Inc.CL A COM900$56.7K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF210$56.6K<0.1%–
GPNGlobal Payments IncStock487$56.2K<0.1%History
LRCXLam Research CorpCOM88$55.2K<0.1%History
UPSUnited Parcel Service IncStock352$54.9K<0.1%History
iShares Core S&P 500 ETF464287200ETF126$53.9K<0.1%–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF1,200$53.2K<0.1%–
CARGCarGurus, Inc.COM CL A3,000$52.6K<0.1%History
JOBYJoby Aviation, Inc.COMMON STOCK8,000$51.6K<0.1%History
STZConstellation Brands, Inc.Stock200$50.3K<0.1%History
AWKAmerican Water Works Company, Inc.Stock403$49.9K<0.1%History
CDNSCadence Design Systems IncStock210$49.2K<0.1%History
OGEOGE Energy Corp.COM1,438$47.9K<0.1%History
SCHWSchwab Charles CorpStock862$47.3K<0.1%History
iShares Tr464287291GLOBAL TECH ETF795$46.0K<0.1%–
iShares Core S&P US Value ETF464287663ETF613$45.7K<0.1%–
EDConsolidated Edison IncStock529$45.2K<0.1%History
Fidelity High Dividend ETF316092840ETF1,171$45.2K<0.1%–
Vanguard Dividend Appreciation ETF921908844ETF290$45.1K<0.1%–
AVGOBroadcom Inc.Stock53$44.0K<0.1%History
PFGPrincipal Financial Group IncCOM609$43.9K<0.1%History
iShares Tr464287762US HLTHCARE ETF155$41.9K<0.1%–
ADBEAdobe Inc.Stock82$41.8K<0.1%History
iShares Core S&P Mid-Cap ETF464287507ETF167$41.6K<0.1%–
NOCNorthrop Grumman CorpStock94$41.4K<0.1%History
CARRCarrier Global CorpStock743$41.0K<0.1%History
CPRTCopart IncCOM940$40.5K<0.1%History
FTNTFortinet, Inc.Stock650$38.1K<0.1%History