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Livermore
Livermore
ZHEN

Flaharty Asset Management, LLC

SEC CIK
0001697882
Latest filing
Jul 8, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
473
+364 vs. Q2 2023
Portfolio value
$597.6M
+$13.6M (+2.3%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Flaharty Asset Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Russell 1000 Growth ETF464287614ETF159,218$42.4M7.1%+1,563+1.0%Added–
iShares Russell 1000 Value ETF464287598ETF244,536$37.1M6.2%+6,378+2.7%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD780,698$35.7M6.0%+28,072+3.7%Added–
Global X FDS37954Y657US PFD ETF1,815,200$34.1M5.7%+88,561+5.1%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF340,186$34.1M5.7%+9,198+2.8%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF345,169$30.3M5.1%+19,025+5.8%Added–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV749,064$27.4M4.6%+27,331+3.8%Added–
First Tr Exchange Traded FD33738R118NASD TECH DIV456,225$25.6M4.3%+7,194+1.6%Added–
American Centy ETF Tr025072109DIVERSIFID CRP541,237$24.1M4.0%+25,507+4.9%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF341,768$23.5M3.9%+18,219+5.6%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF468,183$23.5M3.9%+22,696+5.1%Added–
First Tr Exchange Traded FD33738R100MULTI ASSET DI1,535,910$22.4M3.8%+58,320+3.9%Added–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL397,801$20.0M3.3%+43,489+12.3%AddedConverted for a 2-for-1 split–
SPDR Series Trust78464A763ST STR SP DIV172,393$19.8M3.3%+14,358+9.1%Added–
SPDR Series Trust78464A144ST STR CORPO ETF693,692$19.1M3.2%+28,108+4.2%Added–
iShares U.S. Medical Devices ETF464288810ETF376,497$18.3M3.1%+21,369+6.0%Added–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD719,988$17.3M2.9%+32,806+4.8%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF505,230$15.9M2.7%+14,971+3.1%Added–
iShares Russell 2000 Growth ETF464287648ETF60,248$13.5M2.3%+1,483+2.5%Added–
iShares Tr464287630RUS 2000 VAL ETF87,876$11.9M2.0%+3,281+3.9%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF90,470$9.13M1.5%+3,044+3.5%Added–
Invesco QQQ Trust Series I46090E103ETF19,319$6.92M1.2%−1,262−6.1%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT78,259$3.70M0.6%−5,983−7.1%Reduced–
iShares Select Dividend ETF464287168ETF30,454$3.28M0.5%−593−1.9%Reduced–
SPYSPDR S&P 500 ETF TrustETF7,195$3.08M0.5%−187−2.5%ReducedHistory
MSFTMicrosoft CorpStock9,414$2.97M0.5%+75+0.8%AddedHistory
Global X FDS37954Y475S&P 500 COVERED76,185$2.96M0.5%+11,338+17.5%Added–
AAPLApple Inc.Stock16,806$2.88M0.5%−390−2.3%ReducedHistory
American Centy ETF Tr025072877US SML CP VALU31,083$2.42M0.4%−2,634−7.8%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER138,282$2.32M0.4%+5,231+3.9%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF22,340$2.26M0.4%−2,011−8.3%Reduced–
First Trust Dow Jones Internet Index Fund33733E302ETF13,840$2.21M0.4%−351−2.5%Reduced–
Vanguard Real Estate ETF922908553ETF26,143$1.98M0.3%+7,418+39.6%Added–
JNJJohnson & JohnsonStock11,752$1.83M0.3%00.0%UnchangedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF36,321$1.67M0.3%−2,702−6.9%Reduced–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB78,982$1.63M0.3%+5,750+7.9%Added–
Alps ETF Tr00162Q452ALERIAN MLP35,104$1.48M0.2%+8,408+31.5%Added–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB76,909$1.44M0.2%+7,940+11.5%Added–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB75,851$1.42M0.2%+7,950+11.7%Added–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB60,818$1.29M0.2%00.0%Unchanged–
CATCaterpillar IncStock4,698$1.28M0.2%−487−9.4%ReducedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE13,636$1.28M0.2%+13,636New–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB54,050$1.09M0.2%+7,450+16.0%Added–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL26,129$1.06M0.2%−562−2.1%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF10,349$973.2K0.2%+2,850+38.0%Added–
VMCVulcan Materials COCOM4,572$923.7K0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF12,825$870.3K0.1%−330−2.5%Reduced–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM73,129$843.9K0.1%−3,021−4.0%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY35,725$839.7K0.1%00.0%Unchanged–
iShares Tr464287622RUS 1000 ETF3,573$839.4K0.1%00.0%Unchanged–
AZNAstraZeneca PLCSPONSORED ADR12,099$819.3K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF15,451$800.2K0.1%−347−2.2%Reduced–
LLYEli Lilly & CoStock1,468$788.2K0.1%+124+9.2%AddedHistory
Janus Detroit STR Tr47103U852HENDERSON MTG17,097$742.0K0.1%+3,300+23.9%Added–
HDHome Depot, Inc.Stock2,448$739.7K0.1%+106+4.5%AddedHistory
iShares Tips Bond ETF464287176ETF5,691$590.3K0.1%+1,655+41.0%Added–
iShares Tr464288414NATIONAL MUN ETF5,608$575.0K0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY24,015$540.0K0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE6,868$536.7K0.1%+9+0.1%Added–
AMZNAmazon Com IncStock4,144$526.8K0.1%−269−6.1%ReducedHistory
GLDSPDR Gold TrustETF3,009$515.9K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,616$512.3K0.1%−5−0.1%Reduced–
iShares U S ETF Tr46431W507SHOR DURA BD ETF9,729$485.4K0.1%+2,400+32.7%Added–
XOMExxonMobil Holdings CorpCOM4,103$482.4K0.1%−47−1.1%ReducedHistory
NVDANVIDIA CorpStock1,083$471.3K0.1%+148+15.8%AddedHistory
iShares Russell 2000 ETF464287655ETF2,653$468.9K0.1%00.0%Unchanged–
DUKDuke Energy CORPStock5,271$465.2K0.1%+339+6.9%AddedHistory
PGProcter & Gamble CoStock3,185$464.6K0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock1,549$408.1K0.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock6,982$375.4K0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock1,069$374.5K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock2,809$367.6K0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF5,290$364.6K0.1%00.0%Unchanged–
PAYXPaychex IncStock3,050$351.8K0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock2,660$350.7K0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock680$342.8K0.1%00.0%UnchangedHistory
CWCurtiss Wright CorpStock1,744$341.2K0.1%00.0%UnchangedHistory
INTCIntel CorpStock9,553$339.6K0.1%00.0%UnchangedHistory
BACBank of America CorpStock12,198$334.0K0.1%−3,772−23.6%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2816,915$327.6K0.1%+6,130+56.8%Added–
MSTRStrategy IncStock984$323.0K0.1%+200+25.5%AddedHistory
WisdomTree Tr97717W406US AI ENHANCED3,590$319.4K0.1%−26−0.7%Reduced–
JBLJabil IncStock2,477$314.3K0.1%00.0%UnchangedHistory
Flexshares Tr33939L886ULTR SHO INC FD4,040$303.4K0.1%00.0%Unchanged–
NEENextera Energy IncStock5,178$296.6K<0.1%−201−3.7%ReducedHistory
iShares Tr464288760US AER DEF ETF2,768$293.3K<0.1%+180+7.0%Added–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,730$286.2K<0.1%+252+7.2%Added–
TSLATesla, Inc.Stock1,138$284.8K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL7,172$281.4K<0.1%00.0%Unchanged–
OXYOccidental Petroleum CorpStock4,335$281.3K<0.1%+4,335NewHistory
MARAMARA Holdings, Inc.COM32,550$276.7K<0.1%−500−1.5%ReducedHistory
PANWPalo Alto Networks IncStock1,176$275.7K<0.1%+243+26.0%AddedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW4,475$265.9K<0.1%+4,475New–
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV2,692$252.6K<0.1%+7+0.3%Added–
SOSouthern CoStock3,650$236.2K<0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock3,884$225.4K<0.1%+11+0.3%AddedHistory
WMTWalmart Inc.Stock1,383$221.2K<0.1%−99−6.7%ReducedHistory
HUTHut 8 Corp.Common Stock111,300$217.0K<0.1%+17,000+18.0%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,021$216.9K<0.1%00.0%Unchanged–
iShares Russell Midcap ETF464287499ETF3,125$216.4K<0.1%00.0%Unchanged–