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Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 20, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
224
+28 vs. Q1 2021
Portfolio value
$819.0M
+$320.4M (+64.3%) vs. Q1 2021
Filed
Jul 20, 2021
SEC
Holdings of Transform Wealth, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LITSLite Strategy, Inc.COM NEW30,355$87.0K<0.1%00.0%UnchangedHistory
KZIAKazia Therapeutics LtdSPONSORED ADR106,245$104.0K<0.1%00.0%UnchangedHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS13,342$130.0K<0.1%+13,342NewHistory
FISKEmpire State Realty OP, L.P.UNIT LTD PRT 25013,565$142.0K<0.1%00.0%UnchangedHistory
AMPEAmpio Pharmaceuticals, Inc.COM102,741$172.0K<0.1%−102,740−50.0%ReducedHistory
NADNuveen Quality Municipal Income FundCOM11,621$186.0K<0.1%+11,621NewHistory
Schwab US Tips ETF808524870ETF3,323$208.0K<0.1%+3,323New–
INFOIHS Markit Ltd.SHS1,900$214.0K<0.1%+1,900NewHistory
ITWIllinois Tool Works IncStock963$215.0K<0.1%+17+1.8%AddedHistory
RSGRepublic Services, Inc.COM2,013$221.0K<0.1%+2,013NewHistory
iShares Core MSCI Eafe ETF46432F842ETF3,005$225.0K<0.1%+3,005New–
MCDMcDonalds CorpStock986$228.0K<0.1%+986NewHistory
XELXcel Energy IncStock3,567$235.0K<0.1%−2,750−43.5%ReducedHistory
ANETArista Networks, Inc.COM660$239.0K<0.1%+660NewHistory
DOCUDocuSign, Inc.Stock881$246.0K<0.1%+881NewHistory
NSCNorfolk Southern CorpStock946$251.0K<0.1%+55+6.2%AddedHistory
TAT&T Inc.Stock8,854$255.0K<0.1%+8,854NewHistory
MPCMarathon Petroleum CorpStock4,264$258.0K<0.1%−142−3.2%ReducedHistory
SHOPShopify Inc.Stock180$263.0K<0.1%+180NewHistory
FISFidelity National Information Services, Inc.Stock1,900$269.0K<0.1%+1,900NewHistory
BABoeing CoStock1,141$273.0K<0.1%00.0%UnchangedHistory
RPMRPM International IncCOM3,352$297.0K<0.1%+54+1.6%AddedHistory
CHDChurch & Dwight Co IncCOM3,504$299.0K<0.1%−945−21.2%ReducedHistory
AMAntero Midstream CorpStock29,151$303.0K<0.1%00.0%UnchangedHistory
JJacobs Solutions Inc.COM2,316$309.0K<0.1%+2,316NewHistory
MMM3M CoStock1,567$311.0K<0.1%+1,567NewHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF11,726$316.0K<0.1%+11,726New–
WisdomTree Tr97717W208US HIGH DIVIDEND4,048$317.0K<0.1%00.0%Unchanged–
FWONKLiberty Media CorpCOM SER C FRMLA6,800$328.0K<0.1%+6,800NewHistory
NKENIKE, Inc.Stock2,182$337.0K<0.1%−756−25.7%ReducedHistory
QCOMQualcomm IncStock2,356$337.0K<0.1%+2,356NewHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF10,773$349.0K<0.1%−10,320−48.9%Reduced–
Schwab U.S. Broad Market ETF808524102ETF3,462$361.0K<0.1%+167+5.1%Added–
Innovator ETFs Trust45782C540US EQTY PWR BUF12,486$381.0K<0.1%−367,342−96.7%Reduced–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,753$385.0K<0.1%−160−3.3%Reduced–
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,710$391.0K<0.1%−168−4.3%Reduced–
VMEOVimeo, Inc.COMMON STOCK7,989$391.0K<0.1%+7,989NewHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,234$399.0K<0.1%−488−17.9%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF2,588$401.0K<0.1%+2,588New–
CMGChipotle Mexican Grill IncCOM264$409.0K<0.1%+77+41.2%AddedHistory
WWDWoodward, Inc.COM3,330$409.0K<0.1%+3,330NewHistory
AJGArthur J. Gallagher & Co.COM2,987$418.0K0.1%+12+0.4%AddedHistory
APHAmphenol CorpCL A6,224$426.0K0.1%−1,681−21.3%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF3,860$436.0K0.1%+104+2.8%Added–
WWayfair Inc.CL A1,380$436.0K0.1%+1,380NewHistory
MOAltria Group, Inc.Stock9,210$439.0K0.1%+464+5.3%AddedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6042,283$442.0K0.1%00.0%UnchangedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF5,525$447.0K0.1%−784−12.4%Reduced–
BKNGBooking Holdings Inc.Stock214$467.0K0.1%+1+0.5%AddedHistory
AMPAmeriprise Financial IncCOM1,879$468.0K0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock3,174$470.0K0.1%−706−18.2%ReducedHistory
PMPhilip Morris International Inc.Stock4,745$470.0K0.1%+11+0.2%AddedHistory
SNASnap-on IncCOM2,146$480.0K0.1%+10+0.5%AddedHistory
iShares Tr4642874571 3 YR TREAS BD5,568$480.0K0.1%+2,065+58.9%Added–
WRBBerkley W R CorpCOM6,457$481.0K0.1%00.0%UnchangedHistory
NFLXNetflix IncStock918$485.0K0.1%+918NewHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,792$489.0K0.1%−504−9.5%Reduced–
iShares Russell 1000 Value ETF464287598ETF3,168$503.0K0.1%+3,168New–
OTISOtis Worldwide CorpStock6,186$506.0K0.1%+607+10.9%AddedHistory
ZTSZoetis Inc.Stock2,723$507.0K0.1%−783−22.3%ReducedHistory
CCICrown Castle Inc.REIT2,707$528.0K0.1%+65+2.5%AddedHistory
GDGeneral Dynamics CorpStock2,898$546.0K0.1%−363−11.1%ReducedHistory
MRKMerck & Co., Inc.Stock7,193$559.0K0.1%+323+4.7%AddedHistory
PSXPhillips 66Stock6,512$559.0K0.1%+396+6.5%AddedHistory
DFSDiscover Financial ServicesCOM4,916$582.0K0.1%+24+0.5%AddedHistory
HPQHP IncStock19,870$600.0K0.1%−700−3.4%ReducedHistory
MDTMedtronic plcStock4,917$610.0K0.1%+825+20.2%AddedHistory
VanEck Semiconductor ETF92189F676ETF2,475$649.0K0.1%−3,569−59.1%Reduced–
NEENextera Energy IncStock9,049$663.0K0.1%+2,783+44.4%AddedHistory
LMTLockheed Martin CorpStock1,758$665.0K0.1%+90+5.4%AddedHistory
INTUIntuit Inc.Stock1,360$667.0K0.1%−174−11.3%ReducedHistory
GILDGilead Sciences, Inc.Stock9,754$672.0K0.1%−980−9.1%ReducedHistory
PPLIPeople IncCOM NEW4,416$681.0K0.1%+4,416NewHistory
CACCCredit Acceptance CorpCOM1,500$681.0K0.1%+1,500NewHistory
BOKFBok Financial CorpCOM NEW7,955$689.0K0.1%−400−4.8%ReducedHistory
TSLATesla, Inc.Stock1,030$700.0K0.1%+512+98.8%AddedHistory
DUKDuke Energy CORPStock7,106$702.0K0.1%+17+0.2%AddedHistory
VRSNVerisign IncCOM3,108$708.0K0.1%+197+6.8%AddedHistory
CVXChevron CorpStock6,822$714.0K0.1%+183+2.8%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF4,944$730.0K0.1%+61+1.2%Added–
MTCHMatch Group, Inc.COM4,784$771.0K0.1%+494+11.5%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT5,132$774.0K0.1%00.0%Unchanged–
Schwab U.S. Large-Cap ETF808524201ETF7,464$776.0K0.1%−687−8.4%Reduced–
ORLYO Reilly Automotive IncStock1,379$781.0K0.1%−259−15.8%ReducedHistory
CARRCarrier Global CorpStock16,301$792.0K0.1%+2,338+16.7%AddedHistory
RTXRTX CorpStock9,292$793.0K0.1%+3,020+48.2%AddedHistory
PAYXPaychex IncStock7,476$802.0K0.1%+834+12.6%AddedHistory
SYKStryker CorpStock3,123$811.0K0.1%−399−11.3%ReducedHistory
iShares Tr464287721U.S. TECH ETF8,158$811.0K0.1%−242−2.9%Reduced–
LHXL3HARRIS Technologies, Inc.Stock3,762$813.0K0.1%−120−3.1%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF10,785$816.0K0.1%+2,750+34.2%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR16,177$817.0K0.1%−1,296−7.4%Reduced–
SPGIS&P Global Inc.Stock2,016$827.0K0.1%+145+7.7%AddedHistory
ICEIntercontinental Exchange, Inc.Stock7,123$846.0K0.1%+246+3.6%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF8,167$856.0K0.1%+2,500+44.1%Added–
AXPAmerican Express CoStock5,233$865.0K0.1%−789−13.1%ReducedHistory
KMXCarMax IncCOM6,760$873.0K0.1%+6,760NewHistory
VRSKVerisk Analytics, Inc.COM5,002$874.0K0.1%+1,132+29.3%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF3,944$879.0K0.1%+331+9.2%Added–
ECLEcolab Inc.Stock4,295$885.0K0.1%+110+2.6%AddedHistory

Sold out since Q1 2021 (12)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF80,489$5.50M1.1%–
NVSNovartis AGADR30,574$2.61M0.5%History
VRTXVertex Pharmaceuticals IncStock11,985$2.58M0.5%History
Innovator ETFs Trust45782C664US EQTY BUF SEP34,804$1.06M0.2%–
ProShares Tr74347X849SHRT 20+YR TRE58,214$1.05M0.2%–
iShares Core MSCI Emerging Markets ETF46434G103ETF16,118$1.04M0.2%–
IAC Interactivecorp New44891N109COM3,749$811.0K0.2%–
iShares Tr46429B671MSCI CHINA ETF7,414$606.0K0.1%–
Vanguard Ftse Emerging Markets ETF922042858ETF11,015$573.0K0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF4,796$307.0K0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,587$206.0K<0.1%–
Vanguard Ftse Developed Markets ETF921943858ETF4,127$203.0K<0.1%–