Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 28, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 223
- −1 vs. Q2 2021
- Portfolio value
- $872.3M
- +$53.4M (+6.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| POWLPowell Industries Inc | Stock | 2,534,155 | $62.3M | 7.1% | +2,375,075+1,493.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 114,311 | $32.2M | 3.7% | +463+0.4% | Added | History |
| AAPLApple Inc. | Stock | 226,052 | $32.0M | 3.7% | +1,454+0.6% | Added | History |
| Innovator ETFs Trust45782C813 | US EQTY PWR BUF | 987,964 | $29.4M | 3.4% | +987,964 | New | – |
| iShares S&P 500 Value ETF464287408 | ETF | 137,505 | $20.0M | 2.3% | +2,230+1.6% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 368,580 | $18.8M | 2.2% | +42,997+13.2% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 235,459 | $17.4M | 2.0% | +1,351+0.6% | Added | – |
| TGTTarget Corp | Stock | 66,446 | $15.2M | 1.7% | −221−0.3% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 5,444 | $14.6M | 1.7% | −91−1.6% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 133,300 | $14.4M | 1.6% | +2,196+1.7% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 36,177 | $14.3M | 1.6% | +31,094+611.7% | Added | – |
| ACNAccenture plc | Stock | 44,079 | $14.1M | 1.6% | −2,950−6.3% | Reduced | History |
| ADBEAdobe Inc. | Stock | 23,665 | $13.6M | 1.6% | −30−0.1% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 82,715 | $13.5M | 1.6% | −486−0.6% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 4,078 | $13.4M | 1.5% | +47+1.2% | Added | History |
| LRCXLam Research Corp | COM | 23,326 | $13.3M | 1.5% | +155+0.7% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 31,388 | $12.3M | 1.4% | +230+0.7% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 75,178 | $11.2M | 1.3% | +70,234+1,420.6% | Added | – |
| GSGoldman Sachs Group Inc | Stock | 29,103 | $11.0M | 1.3% | −193−0.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 23,217 | $10.4M | 1.2% | −335−1.4% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 18,159 | $10.4M | 1.2% | −794−4.2% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 20,588 | $9.98M | 1.1% | −249−1.2% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 29,414 | $9.98M | 1.1% | +606+2.1% | Added | History |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 179,268 | $9.98M | 1.1% | +17,802+11.0% | Added | – |
| CATCaterpillar Inc | Stock | 49,839 | $9.57M | 1.1% | −1,247−2.4% | Reduced | History |
| DEDeere & Co | Stock | 28,337 | $9.49M | 1.1% | −379−1.3% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 157,355 | $9.44M | 1.1% | +1,699+1.1% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 72,858 | $9.28M | 1.1% | +6,987+10.6% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 20,547 | $8.85M | 1.0% | −913−4.3% | Reduced | – |
| COFCapital One Financial Corp | Stock | 54,509 | $8.83M | 1.0% | −147−0.3% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 136,095 | $8.71M | 1.0% | −2,812−2.0% | Reduced | – |
| CVSCVS Health Corp | Stock | 100,016 | $8.49M | 1.0% | +100,016 | New | History |
| BMYBristol Myers Squibb Co | Stock | 143,427 | $8.49M | 1.0% | +29,775+26.2% | Added | History |
| CCitigroup Inc | Stock | 120,175 | $8.43M | 1.0% | +2,010+1.7% | Added | History |
| WMTWalmart Inc. | Stock | 60,085 | $8.38M | 1.0% | +9,488+18.8% | Added | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 186,504 | $8.31M | 1.0% | −1,340−0.7% | Reduced | – |
| ETNEaton Corp plc | Stock | 55,300 | $8.26M | 0.9% | +169+0.3% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 45,959 | $8.25M | 0.9% | +43,725+1,957.3% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 161,975 | $8.21M | 0.9% | +1,348+0.8% | Added | – |
| HDHome Depot, Inc. | Stock | 24,656 | $8.09M | 0.9% | +359+1.5% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 35,551 | $7.78M | 0.9% | −23,396−39.7% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 28,420 | $7.71M | 0.9% | +188+0.7% | Added | History |
| BLKBlackRock, Inc. | COM | 9,032 | $7.58M | 0.9% | −85−0.9% | Reduced | History |
| EMREmerson Electric Co | Stock | 79,534 | $7.49M | 0.9% | −357−0.4% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 99,946 | $7.28M | 0.8% | +2,663+2.7% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 75,477 | $7.14M | 0.8% | +1,205+1.6% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 15,942 | $6.84M | 0.8% | +583+3.8% | Added | History |
| DOWDow Inc. | Stock | 117,033 | $6.74M | 0.8% | −20,337−14.8% | Reduced | History |
| ALLYAlly Financial Inc. | Stock | 127,252 | $6.50M | 0.7% | +1,786+1.4% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 313,752 | $6.44M | 0.7% | +13,462+4.5% | Added | – |
| URIUnited Rentals, Inc. | COM | 18,310 | $6.43M | 0.7% | +403+2.3% | Added | History |
| FTNTFortinet, Inc. | Stock | 21,627 | $6.32M | 0.7% | −10,300−32.3% | Reduced | History |
| NXPINXP Semiconductors N.V. | COM | 29,354 | $5.75M | 0.7% | +715+2.5% | Added | History |
| JNJJohnson & Johnson | Stock | 35,270 | $5.70M | 0.7% | −2,058−5.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 2,094 | $5.58M | 0.6% | +16+0.8% | Added | History |
| BBYBest Buy Co Inc | Stock | 51,051 | $5.40M | 0.6% | +423+0.8% | Added | History |
| MUMicron Technology Inc | Stock | 75,705 | $5.37M | 0.6% | +2,074+2.8% | Added | History |
| ATVIActivision Blizzard, Inc. | COM | 66,438 | $5.14M | 0.6% | −3,267−4.7% | Reduced | History |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 242,407 | $5.11M | 0.6% | +242,407 | New | – |
| FCXFreeport-McMoran Inc | Stock | 156,761 | $5.10M | 0.6% | −2,698−1.7% | Reduced | History |
| NUENucor Corp | COM | 49,664 | $4.89M | 0.6% | +49,664 | New | History |
| SBUXStarbucks Corp | Stock | 44,091 | $4.86M | 0.6% | −193−0.4% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 88,470 | $4.82M | 0.6% | −4,527−4.9% | Reduced | History |
| DISWalt Disney Co | Stock | 27,372 | $4.63M | 0.5% | +1,654+6.4% | Added | History |
| Vanguard Communication Services ETF92204A884 | ETF | 31,933 | $4.50M | 0.5% | −496−1.5% | Reduced | – |
| DELLDell Technologies Inc. | Stock | 39,670 | $4.13M | 0.5% | +523+1.3% | Added | History |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 111,339 | $4.00M | 0.5% | +38,306+52.5% | Added | – |
| HCAHCA Healthcare, Inc. | COM | 16,177 | $3.93M | 0.5% | +124+0.8% | Added | History |
| FDXFedEx Corp | Stock | 17,749 | $3.89M | 0.4% | +657+3.8% | Added | History |
| LOWLowes Companies Inc | Stock | 18,778 | $3.81M | 0.4% | −457−2.4% | Reduced | History |
| ALLAllstate Corp | Stock | 29,799 | $3.79M | 0.4% | −1,237−4.0% | Reduced | History |
| IPGInterpublic Group of Companies, Inc. | COM | 100,133 | $3.67M | 0.4% | −6,373−6.0% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 13,091 | $3.57M | 0.4% | −294−2.2% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 91,229 | $3.56M | 0.4% | +1,931+2.2% | Added | – |
| INTCIntel Corp | Stock | 64,100 | $3.42M | 0.4% | −25,113−28.1% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 9,078 | $3.38M | 0.4% | −66−0.7% | Reduced | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 8,200 | $3.31M | 0.4% | +70+0.9% | Added | – |
| WRKWestRock Co | COM | 54,954 | $2.74M | 0.3% | −105,235−65.7% | Reduced | History |
| GDGeneral Dynamics Corp | Stock | 13,546 | $2.65M | 0.3% | +10,648+367.4% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 67,055 | $2.52M | 0.3% | +4,065+6.5% | Added | – |
| HBIHanesbrands Inc. | COM | 143,389 | $2.46M | 0.3% | −14,354−9.1% | Reduced | History |
| MAMastercard Inc | Stock | 6,941 | $2.41M | 0.3% | −38−0.5% | Reduced | History |
| VZVerizon Communications Inc | Stock | 44,672 | $2.41M | 0.3% | −4,333−8.8% | Reduced | History |
| EXCExelon Corp | Stock | 47,437 | $2.29M | 0.3% | +676+1.4% | Added | History |
| TXNTexas Instruments Inc | Stock | 11,663 | $2.24M | 0.3% | −109−0.9% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 8,435 | $2.24M | 0.3% | +150+1.8% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 18,016 | $2.12M | 0.2% | −415−2.3% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 24,512 | $2.09M | 0.2% | +24,512 | New | – |
| WHRWhirlpool Corp | Stock | 10,041 | $2.05M | 0.2% | −3,445−25.5% | Reduced | History |
| TFCTruist Financial Corp | COM | 33,431 | $1.96M | 0.2% | −745−2.2% | Reduced | History |
| PKGPackaging Corp of America | Stock | 13,227 | $1.82M | 0.2% | −146−1.1% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 15,694 | $1.80M | 0.2% | −1,440−8.4% | Reduced | – |
| BNYBank of New York Mellon Corp | Stock | 33,092 | $1.72M | 0.2% | −452−1.3% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 65,187 | $1.69M | 0.2% | −1,306−2.0% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 28,002 | $1.66M | 0.2% | −4,170−13.0% | Reduced | History |
| SJMJ M SMUCKER Co | Stock | 12,850 | $1.54M | 0.2% | −1,346−9.5% | Reduced | History |
| Innovator ETFs Trust45782C664 | US EQTY BUF SEP | 45,388 | $1.42M | 0.2% | +45,388 | New | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 12,650 | $1.41M | 0.2% | +1,401+12.5% | Added | History |
| PGProcter & Gamble Co | Stock | 9,949 | $1.39M | 0.2% | −730−6.8% | Reduced | History |
| ABTAbbott Laboratories | Stock | 11,229 | $1.33M | 0.2% | −695−5.8% | Reduced | History |
Sold out since Q2 2021 (17)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C748 | US EQTY PWR BUF | 883,521 | $27.4M | 3.3% | – |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 288,719 | $8.50M | 1.0% | – |
| IAUiShares Gold Trust | ETF | 74,169 | $2.50M | 0.3% | History |
| Vanguard Materials ETF92204A801 | ETF | 12,931 | $2.34M | 0.3% | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 32,938 | $2.09M | 0.3% | – |
| VSTVistra Corp. | Stock | 106,219 | $1.97M | 0.2% | History |
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 14,713 | $1.25M | 0.2% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 18,113 | $1.19M | 0.1% | – |
| EEFTEuronet Worldwide, Inc. | COM | 7,390 | $1.00M | 0.1% | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 16,177 | $817.0K | 0.1% | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 4,792 | $489.0K | 0.1% | – |
| VMEOVimeo, Inc. | COMMON STOCK | 7,989 | $391.0K | <0.1% | History |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 10,773 | $349.0K | <0.1% | – |
| FISFidelity National Information Services, Inc. | Stock | 1,900 | $269.0K | <0.1% | History |
| DOCUDocuSign, Inc. | Stock | 881 | $246.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 660 | $239.0K | <0.1% | History |
| ITWIllinois Tool Works Inc | Stock | 963 | $215.0K | <0.1% | History |