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Livermore
Livermore
ZHEN

Matisse Capital

SEC CIK
0001668256
Latest filing
Aug 12, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
169
0 vs. Q2 2023
Portfolio value
$141.7M
−$19.5M (−12.1%) vs. Q2 2023
Filed
Oct 13, 2023
SEC
Holdings of Matisse Capital in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core Dividend Growth ETF46434V621ETF135,972$6.73M4.8%−4,555−3.2%Reduced–
AAPLApple Inc.Stock36,509$6.25M4.4%−8,758−19.3%ReducedHistory
MSFTMicrosoft CorpStock15,058$4.75M3.4%−3,364−18.3%ReducedHistory
SWAVShockwave Medical, Inc.COM22,175$4.42M3.1%+2,778+14.3%AddedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK620,000$3.36M2.4%00.0%UnchangedHistory
ASNDAscendis Pharma A/SSPONSORED ADR26,255$2.46M1.7%−5,695−17.8%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF31,878$2.31M1.6%+3,778+13.4%Added–
SEVNSeven Hills Realty TrustCOM200,000$2.18M1.5%00.0%UnchangedHistory
CEMClearBridge MLP & Midstream Fund Inc.COM58,000$2.04M1.4%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock14,755$1.93M1.4%−1,965−11.8%ReducedHistory
NBXGNeuberger Next Generation Connectivity Fund Inc.COMMON STOCK160,000$1.67M1.2%00.0%UnchangedHistory
DMADestra Multi-Alternative FundCOMMON SHARES268,000$1.60M1.1%+3,386+1.3%AddedHistory
MXFMexico Fund IncCOM90,000$1.48M1.0%00.0%UnchangedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT210,000$1.46M1.0%00.0%UnchangedHistory
LRCXLam Research CorpCOM2,272$1.42M1.0%−1,550−40.6%ReducedHistory
RABrookfield Real Assets Income Fund Inc.SHS BEN INT115,000$1.41M1.0%+115,000NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM570,000$1.40M1.0%00.0%UnchangedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT103,516$1.37M1.0%−6,484−5.9%ReducedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME170,000$1.37M1.0%+10,000+6.3%AddedHistory
HGLBHighland Global Allocation FundCOM170,000$1.36M1.0%+20,000+13.3%AddedHistory
TWNTaiwan Fund IncCOM45,000$1.35M1.0%+33,634+295.9%AddedHistory
JLSNuveen Mortgage & Income FundCOM84,000$1.33M0.9%00.0%UnchangedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT80,000$1.32M0.9%00.0%UnchangedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW150,000$1.31M0.9%+19,900+15.3%AddedHistory
VFLabrdn National Municipal Income FundCEF148,420$1.28M0.9%+66,384+80.9%AddedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM160,000$1.27M0.9%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT120,447$1.26M0.9%00.0%UnchangedHistory
MXEMexico Equity & Income Fund IncCOM132,000$1.24M0.9%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM10,474$1.23M0.9%00.0%UnchangedHistory
CMUMFS High Yield Municipal TrustSH BEN INT385,623$1.21M0.9%00.0%UnchangedHistory
NPCTNuveen Core Plus Impact FundCOM BEN INT130,000$1.19M0.8%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG14,300$1.18M0.8%00.0%Unchanged–
NAZNuveen Arizona Quality Municipal Income FundCOM122,133$1.18M0.8%+51,424+72.7%AddedHistory
AMZNAmazon Com IncStock9,148$1.16M0.8%−6,263−40.6%ReducedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM35,567$1.14M0.8%−14,433−28.9%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF110,000$1.13M0.8%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF25,838$1.13M0.8%+4,981+23.9%Added–
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM150,000$1.13M0.8%00.0%UnchangedHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM110,749$1.10M0.8%00.0%UnchangedHistory
PHDPioneer Floating Rate Fund, Inc.COM121,814$1.10M0.8%00.0%UnchangedHistory
ETNEaton Corp plcStock5,145$1.10M0.8%00.0%UnchangedHistory
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM254,202$1.08M0.8%−52,088−17.0%ReducedHistory
TSLATesla, Inc.Stock4,319$1.08M0.8%+9+0.2%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM145,000$1.06M0.8%00.0%UnchangedHistory
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK110,000$1.05M0.7%00.0%UnchangedHistory
ACMAecomCOM12,611$1.05M0.7%00.0%UnchangedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM100,700$1.02M0.7%00.0%UnchangedHistory
DMOWestern Asset Mortgage Opportunity Fund Inc.COM93,538$1.00M0.7%−36,462−28.0%ReducedHistory
VVisa Inc.Stock4,310$991.3K0.7%+60+1.4%AddedHistory
METAMeta Platforms, Inc.Stock3,296$989.5K0.7%−425−11.4%ReducedHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT107,178$981.8K0.7%00.0%UnchangedHistory
FTFFranklin Ltd Duration Income TrustCOM159,668$972.4K0.7%00.0%UnchangedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT80,000$963.2K0.7%00.0%UnchangedHistory
ENXEaton Vance New York Municipal Bond FundCOM114,287$947.4K0.7%00.0%UnchangedHistory
Dimensional ETF Trust25434V740EMERGING MKTS VA38,600$913.7K0.6%00.0%Unchanged–
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF110,500$909.4K0.6%00.0%UnchangedHistory
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM74,937$882.8K0.6%00.0%UnchangedHistory
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR242,712$817.9K0.6%+242,712NewHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF5,046$804.8K0.6%00.0%Unchanged–
CXHMFS Investment Grade Municipal TrustSH BEN INT113,651$803.5K0.6%00.0%UnchangedHistory
SFMSprouts Farmers Market, Inc.COM18,450$789.7K0.6%00.0%UnchangedHistory
SBUXStarbucks CorpStock8,425$769.0K0.5%+521+6.6%AddedHistory
iShares Tr464287556ISHARES BIOTECH6,233$762.2K0.5%00.0%Unchanged–
MSDMorgan Stanley Emerging Markets Debt Fund IncCOM117,137$760.2K0.5%00.0%UnchangedHistory
FDXFedEx CorpStock2,843$753.2K0.5%00.0%UnchangedHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF78,600$751.4K0.5%00.0%UnchangedHistory
STESTERIS plcSHS USD3,397$745.4K0.5%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock1,318$744.6K0.5%00.0%UnchangedHistory
TSCOTractor Supply CoCOM3,658$742.8K0.5%00.0%UnchangedHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund61,974$742.4K0.5%+42,262+214.4%AddedHistory
BMEZBlackRock Health Sciences Term TrustCOM SHS51,296$739.2K0.5%−30,604−37.4%ReducedHistory
NKENIKE, Inc.Stock7,660$732.4K0.5%−1,060−12.2%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF18,992$720.7K0.5%00.0%Unchanged–
FCTFirst Trust Senior Floating Rate Income Fund IICOM69,740$697.4K0.5%−67,160−49.1%ReducedHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM72,634$688.6K0.5%00.0%UnchangedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF6,321$671.3K0.5%00.0%Unchanged–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM80,347$666.9K0.5%00.0%UnchangedHistory
TYGTortoise Energy Infrastructure CorpCOM23,024$665.4K0.5%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock4,581$664.3K0.5%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock83,120$664.1K0.5%−10,544−11.3%ReducedHistory
NTAPNetApp, Inc.Stock8,699$660.1K0.5%00.0%UnchangedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT72,521$659.9K0.5%00.0%Unchanged–
NBWNeuberger Berman California Municipal Fund Inc.COM66,646$652.5K0.5%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock1,487$647.5K0.5%−2,000−57.4%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT54,650$636.7K0.4%−14,715−21.2%ReducedHistory
HERZHerzfeld Credit Income Fund, IncCOM189,747$633.8K0.4%+5,344+2.9%AddedHistory
NTRNutrien Ltd.COM10,256$633.4K0.4%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock11,080$608.3K0.4%−65−0.6%ReducedHistory
BLKBlackRock, Inc.COM937$605.8K0.4%00.0%UnchangedHistory
ADIAnalog Devices IncStock3,416$598.1K0.4%00.0%UnchangedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC24,900$594.4K0.4%00.0%Unchanged–
CVSCVS Health CorpStock8,391$585.9K0.4%00.0%UnchangedHistory
PIIPolaris Inc.Stock5,558$578.8K0.4%00.0%UnchangedHistory
AMWLAmerican Well CorpCL A489,570$572.8K0.4%+489,570NewHistory
WMTWalmart Inc.Stock3,539$566.0K0.4%00.0%UnchangedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM60,552$541.9K0.4%00.0%UnchangedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP11,518$532.8K0.4%00.0%Unchanged–
QCOMQualcomm IncStock4,727$525.0K0.4%00.0%UnchangedHistory
MAMastercard IncStock1,325$524.6K0.4%00.0%UnchangedHistory
JCIJohnson Controls International plcStock9,705$516.4K0.4%00.0%UnchangedHistory

Sold out since Q2 2023 (12)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Matisse Capital sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
GERGoldman Sachs MLP & Energy Renaissance FundCOM182,000$2.86M1.8%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT162,000$2.55M1.6%History
NXGNXG NextGen Infrastructure Income FundCOM30,000$1.15M0.7%History
AIFApollo Tactical Income Fund Inc.COM68,837$873.5K0.5%History
BRK.BBerkshire Hathaway IncStock1,640$559.2K0.3%History
LMTLockheed Martin CorpStock1,133$521.6K0.3%History
ARDCAres Dynamic Credit Allocation Fund, Inc.COM41,071$506.4K0.3%History
UNHUnitedHealth Group IncStock930$447.0K0.3%History
GOLDGold.com, Inc.COM11,000$411.8K0.3%History
ITWIllinois Tool Works IncStock1,000$250.2K0.2%History
GDGeneral Dynamics CorpStock1,145$246.3K0.2%History
JSDNuveen Short Duration Credit Opportunities FundCOM12,135$140.2K0.1%History