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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 9, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
556
+4 vs. Q4 2023
Portfolio value
$1.24B
−$6.32M (−0.5%) vs. Q4 2023
Filed
May 9, 2024
SEC
Holdings of Nwam LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
DUKDuke Energy CORPStock2,667$270.9K<0.1%+63+2.4%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF908$272.1K<0.1%+908New–
iShares Inc46434G855MSCI GBL GOLD MN9,966$272.1K<0.1%+1,164+13.2%Added–
FSKFS KKR Capital CorpCOM14,088$273.3K<0.1%−307−2.1%ReducedHistory
CVSCVS Health CorpStock4,810$273.7K<0.1%−382−7.4%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF7,366$275.6K<0.1%+7,366New–
ORLYO Reilly Automotive IncStock274$279.7K<0.1%−14−4.9%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock1,296$279.7K<0.1%−11−0.8%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,285$279.9K<0.1%−7−0.3%Reduced–
iShares Inc46434G848MSCI GBL ETF NEW6,415$281.1K<0.1%+6,415New–
iShares Flexible Income Active ETF092528603ETF5,406$281.4K<0.1%+5,406New–
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF4,763$281.5K<0.1%−344−6.7%Reduced–
AAAlcoa CorpStock7,536$283.1K<0.1%−1,992−20.9%ReducedHistory
AMTAmerican Tower CorpREIT1,577$287.2K<0.1%−87−5.2%ReducedHistory
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH4,141$288.0K<0.1%−483−10.4%Reduced–
VLTOVeralto CorpStock2,974$289.1K<0.1%−196−6.2%ReducedHistory
BIIBBiogen Inc.COM1,324$289.9K<0.1%+78+6.3%AddedHistory
SPDR Series Trust78464A656ST STR TIPS ETF11,515$290.5K<0.1%+792+7.4%Added–
CTSHCognizant Technology Solutions CorpCL A4,300$290.9K<0.1%−63−1.4%ReducedHistory
CCitigroup IncStock4,681$291.9K<0.1%−1,420−23.3%ReducedHistory
ADIAnalog Devices IncStock1,448$292.2K<0.1%+398+37.9%AddedHistory
ZSZscaler, Inc.Stock1,666$294.7K<0.1%−155−8.5%ReducedHistory
American Centy ETF Tr025072364INTERNATIONAL LR5,464$295.5K<0.1%−86,740−94.1%Reduced–
Vanguard Health Care ETF92204A504ETF1,138$297.1K<0.1%+330+40.8%Added–
DDDuPont de Nemours, Inc.COM3,787$297.2K<0.1%−163−4.1%ReducedHistory
American Centy ETF Tr025072885US EQT ETF3,378$297.2K<0.1%−589−14.8%Reduced–
BTZBlackRock Credit Allocation Income TrustCOM28,317$297.9K<0.1%−1,300−4.4%ReducedHistory
MDLZMondelez International, Inc.Stock4,290$304.0K<0.1%−215−4.8%ReducedHistory
PLDPrologis, Inc.REIT2,827$304.6K<0.1%+941+49.9%AddedHistory
HSYHershey CoCOM1,568$305.4K<0.1%−48−3.0%ReducedHistory
AXPAmerican Express CoStock1,302$305.6K<0.1%−203−13.5%ReducedHistory
FDXFedEx CorpStock1,196$311.7K<0.1%−344−22.3%ReducedHistory
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF13,397$311.8K<0.1%−34,292−71.9%Reduced–
iShares Tr464288182MSCI AC ASIA ETF4,621$313.1K<0.1%+630+15.8%Added–
ROKRockwell Automation, IncStock1,122$313.9K<0.1%+258+29.9%AddedHistory
TFCTruist Financial CorpCOM8,049$314.7K<0.1%−1,233−13.3%ReducedHistory
MSIMotorola Solutions, Inc.Stock884$316.8K<0.1%−1−0.1%ReducedHistory
Capital Group Core Equity Et14020V108SHS CREAT UNIT10,257$318.0K<0.1%+2,492+32.1%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,261$319.2K<0.1%−164−11.5%Reduced–
BPBP PLCADR8,536$320.8K<0.1%−621−6.8%ReducedHistory
J P Morgan Exchange Traded F46654Q740GLOBAL SEL EQUIT5,647$324.0K<0.1%+5,647New–
iShares Tr46435G672CORE INTL AGGR6,525$325.3K<0.1%00.0%Unchanged–
WFCWells Fargo & CompanyStock5,454$326.9K<0.1%−203−3.6%ReducedHistory
GDGeneral Dynamics CorpStock1,137$329.5K<0.1%−194−14.6%ReducedHistory
HIGHartford Insurance Group, Inc.Stock3,288$333.4K<0.1%−67−2.0%ReducedHistory
NETCloudflare, Inc.CL A COM4,508$334.3K<0.1%−457−9.2%ReducedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,894$336.4K<0.1%−147−3.6%Reduced–
KRKroger CoStock6,167$343.8K<0.1%+1,559+33.8%AddedHistory
ITWIllinois Tool Works IncStock1,337$344.0K<0.1%−36−2.6%ReducedHistory
PGRProgressive CorpStock1,628$344.5K<0.1%+348+27.2%AddedHistory
IRIngersoll Rand Inc.COM3,850$345.9K<0.1%−663−14.7%ReducedHistory
Manager Directed Portfolios56170L695VERT GLB SUST RE35,301$346.1K<0.1%−490−1.4%Reduced–
ARK Next Generation Technology ETF00214Q401ETF4,441$346.3K<0.1%00.0%Unchanged–
iShares Tr46435U218ESG MSCI LEADR3,764$346.7K<0.1%−54−1.4%Reduced–
MSMorgan StanleyStock3,670$351.3K<0.1%−3−0.1%ReducedHistory
iShares Inc46434G822MSCI JAPAN ETF5,127$353.4K<0.1%+1,063+26.2%Added–
NVSNovartis AGADR3,605$356.2K<0.1%−645−15.2%ReducedHistory
DALDelta Air Lines, Inc.COM NEW6,875$358.4K<0.1%+10+0.1%AddedHistory
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,328$361.7K<0.1%00.0%Unchanged–
TGTTarget CorpStock2,220$363.8K<0.1%−33−1.5%ReducedHistory
NEENextera Energy IncStock5,103$364.0K<0.1%−3,606−41.4%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP7,675$364.4K<0.1%−88,801−92.0%Reduced–
ProShares Tr74347R206PSHS ULTRA QQQ4,321$367.9K<0.1%00.0%Unchanged–
MDTMedtronic plcStock4,492$371.3K<0.1%+141+3.2%AddedHistory
SGOLabrdn Gold ETF TrustETF17,017$376.4K<0.1%−27−0.2%ReducedHistory
RYRoyal Bank of CanadaStock3,746$378.4K<0.1%+214+6.1%AddedHistory
TTETotalEnergies SESPONSORED ADS5,341$383.2K<0.1%−190−3.4%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF8,538$383.5K<0.1%+862+11.2%Added–
Capital Group Growth ETF14020G101SHS CREAT UNIT12,210$383.9K<0.1%+1,696+16.1%Added–
PHParker-Hannifin CorpStock697$383.9K<0.1%−159−18.6%ReducedHistory
American Centy ETF Tr025072687AVANTIS SHFXDINC8,372$385.0K<0.1%+1,072+14.7%Added–
STXSeagate Technology Holdings plcORD SHS4,303$386.0K<0.1%−56−1.3%ReducedHistory
SHOPShopify Inc.Stock5,031$387.7K<0.1%−2,509−33.3%ReducedHistory
PANWPalo Alto Networks IncStock1,278$390.1K<0.1%+184+16.8%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF18,550$392.3K<0.1%−30,174−61.9%Reduced–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR4,798$392.5K<0.1%−52−1.1%Reduced–
BLKBlackRock, Inc.COM506$395.9K<0.1%−5,943−92.2%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF2,596$397.1K<0.1%−1,168−31.0%Reduced–
Schwab U.S. REIT ETF808524847ETF19,818$399.2K<0.1%+4,168+26.6%Added–
TJXTJX Companies IncStock4,072$400.1K<0.1%+56+1.4%AddedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF5,804$400.5K<0.1%−5,561−48.9%Reduced–
MPCMarathon Petroleum CorpStock2,093$400.8K<0.1%−36−1.7%ReducedHistory
SOFISoFi Technologies, Inc.Stock57,421$405.4K<0.1%+18,263+46.6%AddedHistory
iShares Inc464286392MSCI WORLD ETF2,831$405.8K<0.1%+284+11.2%Added–
ADBEAdobe Inc.Stock823$405.9K<0.1%−615−42.8%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA3,579$407.1K<0.1%−3,455−49.1%Reduced–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,199$408.5K<0.1%−185−3.4%Reduced–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,274$413.9K<0.1%−535−11.1%Reduced–
iShares Russell 2000 Growth ETF464287648ETF1,575$417.5K<0.1%−6−0.4%Reduced–
LINLinde PLCStock966$420.6K<0.1%+24+2.5%AddedHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER3,865$423.2K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF4,660$426.4K<0.1%+575+14.1%Added–
ETEnergy Transfer LPCOM UT LTD PTN26,526$427.2K<0.1%+7,102+36.6%AddedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF9,446$428.5K<0.1%+46+0.5%Added–
iShares Tr464287861EUROPE ETF7,653$428.7K<0.1%−31−0.4%Reduced–
PAYXPaychex IncStock3,528$429.7K<0.1%+128+3.8%AddedHistory
Vanguard Wellington FD921935706US QUALITY3,257$433.1K<0.1%+371+12.9%Added–
Schwab U.S. Broad Market ETF808524102ETF7,204$438.1K<0.1%+7,204New–
ProShares Tr74347R107PSHS ULT S&P 5005,840$438.6K<0.1%00.0%Unchanged–
KLACKLA CorpCOM NEW619$441.1K<0.1%+14+2.3%AddedHistory

Sold out since Q4 2023 (61)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
CGCarlyle Group Inc.COM97,090$3.95M0.3%History
iShares Tr464287390LATN AMER 40 ETF79,925$2.32M0.2%–
Pacer US Cash Cows 100 ETF69374H881ETF32,719$1.70M0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF62,797$1.55M0.1%–
Invesco Nasdaq 100 ETF46138G649ETF9,140$1.54M0.1%–
iShares Tr46435U184IBONDS 24 TRM HG66,070$1.53M0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock11,307$1.38M0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF20,974$1.36M0.1%–
PXDPioneer Natural Resources CoCOM5,613$1.26M0.1%History
CARRCarrier Global CorpStock20,846$1.20M0.1%History
BKRBaker Hughes CoCL A35,008$1.20M0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF8,281$1.19M0.1%–
HALHalliburton CoStock32,532$1.18M0.1%History
Global X Uranium ETF37954Y871ETF41,107$1.14M0.1%–
Global X FDS37954Y343GLBL X MLP ETF24,295$1.08M0.1%–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF40,987$979.6K0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR85,798$858.0K0.1%–
URIUnited Rentals, Inc.COM1,431$820.4K0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF30,211$758.0K0.1%–
AMATApplied Materials IncStock4,597$745.1K0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC14,025$624.7K0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES13,670$610.1K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF21,224$528.7K<0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS6,655$525.4K<0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF5,889$503.7K<0.1%–
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF23,069$499.2K<0.1%–
iShares Tr46434V860TRS FLT RT BD9,435$476.2K<0.1%–
NSCNorfolk Southern CorpStock1,798$425.0K<0.1%History
iShares Inc464286822MSCI MEXICO ETF6,250$424.1K<0.1%–
iShares Tr464287796U.S. ENERGY ETF9,578$422.6K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A8,554$420.3K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST13,887$414.0K<0.1%–
SRESempraStock4,581$342.4K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF8,661$339.4K<0.1%–
Barrick Gold Corp067901108COM17,937$324.5K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB15,215$296.0K<0.1%–
NUENucor CorpCOM1,598$278.2K<0.1%History
EOGEOG Resources IncStock2,230$269.7K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF7,223$252.5K<0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,441$247.9K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD5,304$238.4K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,447$233.6K<0.1%–
AWKAmerican Water Works Company, Inc.Stock1,759$232.2K<0.1%History
Schwab Strategic Tr808524649MUN BD ETF4,400$231.5K<0.1%–
ADMArcher-Daniels-Midland CoStock3,194$230.7K<0.1%History
GISGeneral Mills IncStock3,539$230.5K<0.1%History
EGEverest Group, Ltd.COM633$223.8K<0.1%History
KVUEKenvue Inc.Stock10,153$218.6K<0.1%History
UPSTUpstart Holdings, Inc.COM5,340$218.2K<0.1%History
SCHWSchwab Charles CorpStock3,040$209.1K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF672$204.6K<0.1%–
iShares Tr46429B333GNMA BOND ETF4,623$204.6K<0.1%–
PSAPublic StorageCOM665$202.8K<0.1%History
HUMHumana IncStock439$201.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$192.7K<0.1%History
NACNuveen California Quality Municipal Income FundCOM15,630$173.3K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL10,060$170.5K<0.1%–
SIRISirius XM Holdings Inc.COM21,596$118.1K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM15,175$102.6K<0.1%History
QCLSQ/C Technologies, Inc.COM68,000$17.6K<0.1%History
ADVMAdverum Biotechnologies, Inc.COM10,000$7.53K<0.1%History