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Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
552
+53 vs. Q3 2023
Portfolio value
$1.24B
+$259.0M (+26.3%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Nwam LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock254,607$95.7M7.7%+57,058+28.9%AddedHistory
AAPLApple Inc.Stock320,419$61.7M5.0%−11,036−3.3%ReducedHistory
iShares Core S&P 500 ETF464287200ETF77,853$37.2M3.0%−26,258−25.2%Reduced–
Vanguard Morningstar Growth ETF922908736ETF98,867$30.7M2.5%+18,554+23.1%Added–
Invesco QQQ Trust Series I46090E103ETF67,466$27.6M2.2%+989+1.5%Added–
Vanguard Morningstar Value ETF922908744ETF182,155$27.2M2.2%+125,599+222.1%Added–
BRK.BBerkshire Hathaway IncStock58,590$20.9M1.7%−2,862−4.7%ReducedHistory
AMZNAmazon Com IncStock127,834$19.4M1.6%+10,519+9.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF63,998$19.4M1.6%+33,029+106.7%Added–
Vanguard Short-Term Bond ETF921937827ETF197,061$15.2M1.2%+164,194+499.6%Added–
TSLATesla, Inc.Stock59,486$14.8M1.2%+618+1.0%AddedHistory
iShares Tr464287150CORE S&P TTL STK139,981$14.7M1.2%+9,687+7.4%Added–
COSTCostco Wholesale CorpStock20,963$13.8M1.1%−179−0.8%ReducedHistory
XOMExxonMobil Holdings CorpCOM133,685$13.4M1.1%−3,430−2.5%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF177,024$13.0M1.0%+83,141+88.6%Added–
NVDANVIDIA CorpStock24,569$12.2M1.0%+2,147+9.6%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF96,756$10.8M0.9%+93,757+3,126.3%Added–
SPYSPDR S&P 500 ETF TrustETF22,480$10.7M0.9%+731+3.4%AddedHistory
BABoeing CoStock40,696$10.6M0.9%+14,927+57.9%AddedHistory
GOOGAlphabet Inc.Stock73,626$10.4M0.8%−3,350−4.4%ReducedHistory
iShares Russell 2000 ETF464287655ETF50,862$10.2M0.8%+30,149+145.6%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF102,058$10.1M0.8%+12,757+14.3%Added–
Vanguard Real Estate ETF922908553ETF107,515$9.50M0.8%+89,758+505.5%Added–
American Centy ETF Tr025072877US SML CP VALU105,495$9.47M0.8%+2,178+2.1%Added–
GOOGLAlphabet Inc.Stock61,913$8.65M0.7%−2,415−3.8%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF177,402$8.50M0.7%+126,245+246.8%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF283,689$8.29M0.7%+6,976+2.5%Added–
Vanguard Morningstar Large-Cap ETF922908637ETF35,251$7.69M0.6%+33,069+1,515.5%Added–
LLYEli Lilly & CoStock13,141$7.66M0.6%+1,562+13.5%AddedHistory
AVXLAnavex Life Sciences Corp.COM NEW798,293$7.43M0.6%+77,303+10.7%AddedHistory
iShares Russell 1000 Value ETF464287598ETF44,398$7.34M0.6%+35,719+411.6%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF36,211$7.33M0.6%+20,133+125.2%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF129,380$7.23M0.6%+6,244+5.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF30,237$7.17M0.6%+4,308+16.6%Added–
Vanguard Total International Bond ETF92203J407ETF137,797$6.80M0.5%+4,797+3.6%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF88,251$6.74M0.5%+78,614+815.8%Added–
GLDSPDR Gold TrustETF34,972$6.69M0.5%+4,901+16.3%AddedHistory
AMDAdvanced Micro Devices IncStock45,277$6.67M0.5%−2,218−4.7%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT41,665$6.57M0.5%−813−1.9%Reduced–
SBUXStarbucks CorpStock67,112$6.44M0.5%+24,903+59.0%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF36,885$6.29M0.5%+9,025+32.4%Added–
VanEck ETF Trust92189H607OIL SERVICES ETF20,089$6.22M0.5%−2,651−11.7%Reduced–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF74,100$6.17M0.5%+1,441+2.0%Added–
First Tr Exchange Traded FD33738R704RBA INDL ETF105,740$6.12M0.5%+12,119+12.9%Added–
Dimensional ETF Trust25434V716US SUSTAINABILTY188,301$5.86M0.5%+8,516+4.7%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF29,775$5.73M0.5%−2,251−7.0%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF20,507$5.68M0.5%+17,008+486.1%Added–
FCXFreeport-McMoran IncStock131,726$5.61M0.5%−2,465−1.8%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF23,983$5.58M0.4%+21,084+727.3%Added–
iShares Core S&P Small Cap ETF464287804ETF51,290$5.55M0.4%−35,404−40.8%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F94,823$5.50M0.4%−5,115−5.1%Reduced–
METAMeta Platforms, Inc.Stock15,299$5.42M0.4%+2,903+23.4%AddedHistory
DHRDanaher CorpStock23,407$5.42M0.4%−3,185−12.0%ReducedHistory
USBUS Bancorp DECOM NEW121,981$5.28M0.4%−1,903−1.5%ReducedHistory
BLKBlackRock, Inc.COM6,449$5.24M0.4%−495−7.1%ReducedHistory
AVGOBroadcom Inc.Stock4,579$5.11M0.4%−94−2.0%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF95,829$5.07M0.4%+57,796+152.0%Added–
DEDeere & CoStock12,432$4.97M0.4%−127−1.0%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV39,256$4.91M0.4%−466−1.2%Reduced–
NFLXNetflix IncStock10,023$4.88M0.4%+7,704+332.2%AddedHistory
Vanguard S&P 500 ETF922908363ETF11,154$4.87M0.4%+2,542+29.5%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD94,536$4.83M0.4%+74,337+368.0%Added–
American Centy ETF Tr025072364INTERNATIONAL LR92,204$4.75M0.4%+211+0.2%Added–
JNJJohnson & JohnsonStock30,122$4.72M0.4%+7,043+30.5%AddedHistory
HONHoneywell International IncCOM22,484$4.72M0.4%+4,338+23.9%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 112,391$4.67M0.4%−341−2.7%ReducedHistory
iShares Tr464288760US AER DEF ETF35,109$4.44M0.4%+35,109New–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF20,240$4.44M0.4%+12,613+165.4%Added–
PCARPaccar IncCOM45,249$4.42M0.4%+798+1.8%AddedHistory
TTTrane Technologies plcSHS17,920$4.37M0.4%−4,398−19.7%ReducedHistory
PGProcter & Gamble CoStock29,579$4.33M0.3%+5,521+22.9%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF23,674$4.26M0.3%+8,814+59.3%Added–
AMGNAmgen IncStock14,461$4.17M0.3%−11−0.1%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP96,476$4.10M0.3%+3,282+3.5%Added–
DELLDell Technologies Inc.Stock52,725$4.03M0.3%+52,725NewHistory
CGCarlyle Group Inc.COM97,090$3.95M0.3%−21,620−18.2%ReducedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF151,181$3.79M0.3%−28,965−16.1%Reduced–
ORCLOracle CorpStock35,799$3.77M0.3%+17,299+93.5%AddedHistory
NOWServiceNow, Inc.Stock5,337$3.77M0.3%−1,282−19.4%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF57,991$3.77M0.3%+5,480+10.4%Added–
CVXChevron CorpStock24,758$3.69M0.3%+2,067+9.1%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF20,562$3.68M0.3%+2,098+11.4%Added–
Schwab US Dividend Equity ETF808524797ETF47,976$3.65M0.3%+28,902+151.5%Added–
QCOMQualcomm IncStock24,836$3.59M0.3%+3,490+16.3%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW55,424$3.57M0.3%+22,549+68.6%Added–
JPMJPMorgan Chase & CoStock20,773$3.53M0.3%−31−0.1%ReducedHistory
iShares Russell Midcap ETF464287499ETF44,742$3.48M0.3%+978+2.2%Added–
ISRGIntuitive Surgical IncCOM NEW9,970$3.36M0.3%−441−4.2%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF44,774$3.36M0.3%+831+1.9%Added–
UBERUber Technologies, IncStock52,284$3.22M0.3%−12,391−19.2%ReducedHistory
AEMAgnico Eagle Mines LtdStock58,259$3.20M0.3%−8,426−12.6%ReducedHistory
VanEck Semiconductor ETF92189F676ETF18,093$3.16M0.3%−180−1.0%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF82,506$3.10M0.2%+8,680+11.8%Added–
iShares Tr464288281JPMORGAN USD EMG33,191$2.96M0.2%+30,418+1,096.9%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF34,933$2.93M0.2%−16,903−32.6%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF41,560$2.92M0.2%−272,619−86.8%Reduced–
iShares MSCI Eafe ETF464287465ETF38,607$2.91M0.2%+25,827+202.1%Added–
iShares Select Dividend ETF464287168ETF24,212$2.84M0.2%+14,310+144.5%Added–
VVisa Inc.Stock10,883$2.83M0.2%+234+2.2%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF34,781$2.71M0.2%−2,570−6.9%Reduced–

Sold out since Q3 2023 (28)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
BGBunge Global SACOM37,710$4.08M0.4%History
UNGUnited States Natural Gas Fund, LPUNIT PAR446,112$3.05M0.3%History
Vanguard Total World Stock ETF922042742ETF16,100$1.50M0.2%–
SGENSeagen Inc.COM6,829$1.45M0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF9,380$939.3K0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH11,242$708.7K0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF17,997$613.2K0.1%–
TECKTeck Resources LtdCL B12,873$554.7K0.1%History
AONAon plcCL A1,103$357.6K<0.1%History
iShares Tr464287622RUS 1000 ETF1,495$351.4K<0.1%–
ATVIActivision Blizzard, Inc.COM3,401$318.5K<0.1%History
iShares Core MSCI Europe ETF46434V738ETF6,320$313.9K<0.1%–
TRVTravelers Companies, Inc.Stock1,881$307.2K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV3,113$298.2K<0.1%–
BDXBecton Dickinson & CoStock941$243.3K<0.1%History
VLOValero Energy CorpStock1,714$243.0K<0.1%History
CTVACorteva, Inc.Stock4,732$242.1K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS2,054$237.6K<0.1%History
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM4,273$228.9K<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA5,564$221.2K<0.1%–
BIDUBaidu, Inc.ADR1,646$221.1K<0.1%History
BNSBank of Nova ScotiaCOM4,830$220.2K<0.1%History
ALBAlbemarle CorpStock1,254$213.4K<0.1%History
CVBFCVB Financial CorpCOM12,500$207.1K<0.1%History
BABAAlibaba Group Holding LtdADR2,387$207.0K<0.1%History
DEODiageo PLCSPON ADR NEW1,365$203.7K<0.1%History
SPDR Index Shs FDS78463X475ST STR MSCI GLB3,977$200.8K<0.1%–
Altshares Trust02210T108MERGER ARBITRAGE7,647$200.7K<0.1%–