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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 1, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
499
−36 vs. Q2 2023
Portfolio value
$985.9M
−$231.4M (−19.0%) vs. Q2 2023
Filed
Nov 1, 2023
SEC
Holdings of Nwam LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock197,549$62.4M6.3%−57,814−22.6%ReducedHistory
AAPLApple Inc.Stock331,455$56.7M5.8%+10,781+3.4%AddedHistory
iShares Core S&P 500 ETF464287200ETF104,111$44.7M4.5%−23,755−18.6%Reduced–
Invesco QQQ Trust Series I46090E103ETF66,477$23.8M2.4%+1,496+2.3%Added–
Vanguard Morningstar Growth ETF922908736ETF80,313$21.9M2.2%−41,919−34.3%Reduced–
BRK.BBerkshire Hathaway IncStock61,452$21.5M2.2%+2,618+4.4%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF314,179$20.2M2.1%+19,826+6.7%Added–
XOMExxonMobil Holdings CorpCOM137,115$16.1M1.6%+981+0.7%AddedHistory
AMZNAmazon Com IncStock117,315$14.9M1.5%−89−0.1%ReducedHistory
TSLATesla, Inc.Stock58,868$14.7M1.5%+5,894+11.1%AddedHistory
iShares Tr464287150CORE S&P TTL STK130,294$12.3M1.2%+8,322+6.8%Added–
COSTCostco Wholesale CorpStock21,142$11.9M1.2%−171−0.8%ReducedHistory
GOOGAlphabet Inc.Stock76,976$10.1M1.0%+1,652+2.2%AddedHistory
NVDANVIDIA CorpStock22,422$9.75M1.0%+8,902+65.8%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF230,840$9.52M1.0%+221,476+2,365.2%Added–
SPYSPDR S&P 500 ETF TrustETF21,749$9.30M0.9%−498−2.2%ReducedHistory
GOOGLAlphabet Inc.Stock64,328$8.42M0.9%+488+0.8%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF89,301$8.40M0.9%−14,244−13.8%Reduced–
iShares Russell 1000 Growth ETF464287614ETF30,969$8.24M0.8%−33,177−51.7%Reduced–
iShares Core S&P Small Cap ETF464287804ETF86,694$8.18M0.8%−34,794−28.6%Reduced–
American Centy ETF Tr025072877US SML CP VALU103,317$8.05M0.8%−14,978−12.7%Reduced–
VanEck ETF Trust92189H607OIL SERVICES ETF22,740$7.85M0.8%−1,915−7.8%Reduced–
Vanguard Morningstar Value ETF922908744ETF56,556$7.80M0.8%−117,441−67.5%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF276,713$7.25M0.7%+123,732+80.9%Added–
DHRDanaher CorpStock26,592$6.60M0.7%+5,096+23.7%AddedHistory
Vanguard Total Bond Market ETF921937835ETF93,883$6.55M0.7%−68,447−42.2%Reduced–
Vanguard Total International Bond ETF92203J407ETF133,000$6.36M0.6%+15,588+13.3%Added–
LLYEli Lilly & CoStock11,579$6.22M0.6%−1,986−14.6%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF123,136$6.19M0.6%+44,339+56.3%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT42,478$6.02M0.6%−534−1.2%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF25,929$5.51M0.6%−5,079−16.4%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F99,938$5.35M0.5%+1,084+1.1%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF72,659$5.26M0.5%−3,366−4.4%Reduced–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF180,146$5.25M0.5%−4,711−2.5%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF32,026$5.25M0.5%+1,082+3.5%Added–
GLDSPDR Gold TrustETF30,071$5.16M0.5%−3,305−9.9%ReducedHistory
FCXFreeport-McMoran IncStock134,191$5.00M0.5%−312−0.2%ReducedHistory
Dimensional ETF Trust25434V716US SUSTAINABILTY179,785$4.99M0.5%+131,599+273.1%Added–
BABoeing CoStock25,769$4.94M0.5%+1,078+4.4%AddedHistory
AMDAdvanced Micro Devices IncStock47,495$4.88M0.5%+37,886+394.3%AddedHistory
First Tr Exchange Traded FD33738R704RBA INDL ETF93,621$4.82M0.5%+44,897+92.1%Added–
DEDeere & CoStock12,559$4.74M0.5%−1,801−12.5%ReducedHistory
AVXLAnavex Life Sciences Corp.COM NEW720,990$4.72M0.5%+86,390+13.6%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF51,836$4.69M0.5%−596−1.1%Reduced–
PXDPioneer Natural Resources CoCOM19,929$4.57M0.5%+1,013+5.4%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV39,722$4.57M0.5%−145−0.4%Reduced–
DVNDevon Energy CorpStock95,072$4.53M0.5%+22,881+31.7%AddedHistory
TTTrane Technologies plcSHS22,318$4.53M0.5%−2,421−9.8%ReducedHistory
BLKBlackRock, Inc.COM6,944$4.49M0.5%+1,892+37.5%AddedHistory
EXEExpand Energy CorpCOM51,612$4.45M0.5%+1,753+3.5%AddedHistory
CARRCarrier Global CorpStock80,463$4.44M0.5%−16,275−16.8%ReducedHistory
American Centy ETF Tr025072364INTERNATIONAL LR91,993$4.43M0.4%+3,735+4.2%Added–
iShares Tr4642874571 3 YR TREAS BD54,455$4.41M0.4%−388−0.7%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF27,860$4.33M0.4%−10,210−26.8%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 112,732$4.26M0.4%−122−0.9%ReducedHistory
USBUS Bancorp DECOM NEW123,884$4.10M0.4%+634+0.5%AddedHistory
BGBunge Global SACOM37,710$4.08M0.4%−5,772−13.3%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP93,194$3.93M0.4%+1,359+1.5%Added–
AMGNAmgen IncStock14,472$3.89M0.4%−287−1.9%ReducedHistory
AVGOBroadcom Inc.Stock4,673$3.88M0.4%−244−5.0%ReducedHistory
SBUXStarbucks CorpStock42,209$3.85M0.4%−26,188−38.3%ReducedHistory
CVXChevron CorpStock22,691$3.83M0.4%−2,202−8.8%ReducedHistory
PCARPaccar IncCOM44,451$3.78M0.4%−1,571−3.4%ReducedHistory
METAMeta Platforms, Inc.Stock12,396$3.72M0.4%+2,535+25.7%AddedHistory
NOWServiceNow, Inc.Stock6,619$3.70M0.4%+1,656+33.4%AddedHistory
iShares Russell 2000 ETF464287655ETF20,713$3.66M0.4%−4,638−18.3%Reduced–
JNJJohnson & JohnsonStock23,079$3.59M0.4%−10,728−31.7%ReducedHistory
CGCarlyle Group Inc.COM118,710$3.58M0.4%+88,678+295.3%AddedHistory
PGProcter & Gamble CoStock24,058$3.51M0.4%−9,916−29.2%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock31,145$3.50M0.4%−5,260−14.4%ReducedHistory
Vanguard S&P 500 ETF922908363ETF8,612$3.38M0.3%+1,652+23.7%Added–
HONHoneywell International IncCOM18,146$3.35M0.3%+7,760+74.7%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF52,511$3.15M0.3%+4,614+9.6%Added–
UNGUnited States Natural Gas Fund, LPUNIT PAR446,112$3.05M0.3%−4,750−1.1%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW10,411$3.04M0.3%+212+2.1%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF16,078$3.04M0.3%−20,221−55.7%Reduced–
AEMAgnico Eagle Mines LtdStock66,685$3.03M0.3%−8,178−10.9%ReducedHistory
iShares Russell Midcap ETF464287499ETF43,764$3.03M0.3%+15,015+52.2%Added–
JPMJPMorgan Chase & CoStock20,804$3.02M0.3%−723−3.4%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF43,943$3.01M0.3%+5,220+13.5%Added–
UBERUber Technologies, IncStock64,675$2.97M0.3%+47,894+285.4%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF18,464$2.97M0.3%+10,210+123.7%Added–
GEHCGE HealthCare Technologies Inc.Stock40,548$2.76M0.3%+37,513+1,236.0%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF37,351$2.70M0.3%−718−1.9%Reduced–
VanEck Semiconductor ETF92189F676ETF18,273$2.65M0.3%−514−2.7%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF19,926$2.63M0.3%−10,179−33.8%Reduced–
RTXRTX CorpStock35,496$2.55M0.3%−39,425−52.6%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF32,867$2.47M0.3%−178,189−84.4%Reduced–
VVisa Inc.Stock10,649$2.45M0.2%+835+8.5%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF73,826$2.45M0.2%+67,171+1,009.3%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF18,848$2.43M0.2%+3,376+21.8%Added–
QCOMQualcomm IncStock21,346$2.37M0.2%−4,147−16.3%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF14,860$2.37M0.2%−8,105−35.3%Reduced–
WisdomTree Tr97717Y527FLOATNG RAT TREA46,518$2.34M0.2%−1,314−2.7%Reduced–
iShares Tr46434V613CORE UNIVRSL USD52,647$2.30M0.2%−1,406−2.6%Reduced–
VTNRVertex Energy Inc.COM516,376$2.30M0.2%−52,852−9.3%ReducedHistory
VEEVVeeva Systems IncStock11,100$2.26M0.2%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock15,146$2.26M0.2%+69+0.5%AddedHistory
URIUnited Rentals, Inc.COM5,056$2.25M0.2%+178+3.6%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF51,157$2.24M0.2%−110,844−68.4%Reduced–

Sold out since Q2 2023 (60)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Vanguard Whitehall FDS921946794INTL HIGH ETF62,411$3.94M0.3%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF20,295$2.24M0.2%–
iShares Tr464288513IBOXX HI YD ETF19,889$1.49M0.1%–
iShares Tr464288752US HOME CONS ETF14,171$1.21M0.1%–
iShares Tr464287796U.S. ENERGY ETF25,338$1.09M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF14,868$997.5K0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA61,018$992.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF21,335$989.8K0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND13,102$981.6K0.1%–
iShares Tr464287630RUS 2000 VAL ETF6,901$971.7K0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF39,416$902.6K0.1%–
Schwab Emerging Markets Equity ETF808524706ETF32,976$812.2K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU14,277$761.7K0.1%–
CSXCSX CorpStock19,389$661.2K0.1%History
TMUST-Mobile US, Inc.Stock4,329$601.3K<0.1%History
PGRProgressive CorpStock4,130$546.7K<0.1%History
FASTFastenal CoStock8,657$510.7K<0.1%History
iShares Tr464288273EAFE SML CP ETF8,653$510.4K<0.1%–
HSYHershey CoCOM1,707$426.3K<0.1%History
Schwab U.S. REIT ETF808524847ETF19,911$388.9K<0.1%–
ARCHArch Resources, Inc.CL A3,302$372.4K<0.1%History
ITWIllinois Tool Works IncStock1,395$349.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM12,015$342.3K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,979$330.0K<0.1%–
GDGeneral Dynamics CorpStock1,418$305.2K<0.1%History
CICigna GroupStock1,044$293.0K<0.1%History
NUENucor CorpCOM1,625$266.5K<0.1%History
ULUnilever PLCSPON ADR NEW4,991$260.2K<0.1%History
EXPDExpeditors International of Washington IncCOM2,143$259.6K<0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF10,080$259.1K<0.1%–
DGDollar General CorpCOM1,499$254.6K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD5,425$250.4K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$249.7K<0.1%History
MOSMosaic CoCOM6,815$238.6K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,285$236.6K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF2,318$226.3K<0.1%–
CAHCardinal Health IncStock2,371$224.3K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF2,684$223.3K<0.1%–
MNSTMonster Beverage CorpCOM3,790$217.7K<0.1%History
PRUPrudential Financial IncStock2,457$216.8K<0.1%History
SHOPShopify Inc.Stock3,342$215.9K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS6,605$215.5K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN6,248$214.2K<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW5,186$209.8K<0.1%–
AMPAmeriprise Financial IncCOM625$207.6K<0.1%History
XELXcel Energy IncStock3,337$207.5K<0.1%History
iShares Tr46429B333GNMA BOND ETF4,714$206.7K<0.1%–
SJMJ M SMUCKER CoStock1,387$204.8K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999910,849$204.3K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF3,111$202.3K<0.1%–
WMBWilliams Companies, Inc.COM6,145$200.5K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,072$200.4K<0.1%–
Victory Portfolios II92647N832VCSHS US SML CAP3,308$200.1K<0.1%–
INFYInfosys LtdSPONSORED ADR10,484$168.5K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$96.4K<0.1%History
MAMAMama's Creations, Inc.COM10,688$32.3K<0.1%History
XLOXilio Therapeutics, Inc.COM10,000$26.2K<0.1%History
NVTAInvitae CorpCOM13,663$15.4K<0.1%History
STLNStarling Oncology, Inc.COM20,000$11.0K<0.1%History
BINIBollinger Innovations, Inc.Stock70,993$7.65K<0.1%History