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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 1, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
499
−36 vs. Q2 2023
Portfolio value
$985.9M
−$231.4M (−19.0%) vs. Q2 2023
Filed
Nov 1, 2023
SEC
Holdings of Nwam LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADVMAdverum Biotechnologies, Inc.COM10,000$15.0K<0.1%00.0%UnchangedHistory
QCLSQ/C Technologies, Inc.COM40,000$23.7K<0.1%+15,000+60.0%AddedHistory
TDAYUSA TODAY Co., Inc.COM14,382$35.2K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM11,038$49.9K<0.1%+11,038NewHistory
AMLIFAmerican Lithium Corp.COM35,000$50.0K<0.1%00.0%UnchangedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A11,600$56.4K<0.1%00.0%UnchangedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK12,110$65.6K<0.1%00.0%UnchangedHistory
Bitfarms Ltd Com09173B107Stock67,461$72.2K<0.1%+1,000+1.5%Added–
ZVIAZevia PBCCL A35,866$79.6K<0.1%00.0%UnchangedHistory
DCGODocGo Inc.COM15,000$80.0K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock11,342$101.1K<0.1%−510−4.3%ReducedHistory
IVDAIveda Solutions, Inc.COM NEW125,000$107.1K<0.1%+125,000NewHistory
SLIStandard Lithium Ltd.COM40,000$113.2K<0.1%+40,000NewHistory
ERCAllspring Multi-Sector Income FundCOM12,859$117.0K<0.1%−6,792−34.6%ReducedHistory
KEYKeycorpCOM15,774$169.7K<0.1%−4,212−21.1%ReducedHistory
VanEck Vectors ETF Tr92189F817VIETNAM ETF13,379$181.2K<0.1%+2,292+20.7%Added–
iShares Tr464287234MSCI EMG MKT ETF5,280$200.4K<0.1%−32,383−86.0%Reduced–
ELVElevance Health, Inc.Stock460$200.5K<0.1%−56−10.9%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF745$200.7K<0.1%−14−1.8%Reduced–
Altshares Trust02210T108MERGER ARBITRAGE7,647$200.7K<0.1%−2,915−27.6%Reduced–
SPDR Index Shs FDS78463X475ST STR MSCI GLB3,977$200.8K<0.1%+3,977New–
WFCWells Fargo & CompanyStock4,970$203.1K<0.1%−1,742−26.0%ReducedHistory
WDFCWD 40 CoCOM1,000$203.2K<0.1%+1,000NewHistory
DEODiageo PLCSPON ADR NEW1,365$203.7K<0.1%−222−14.0%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY2,029$204.3K<0.1%00.0%Unchanged–
ADIAnalog Devices IncStock1,177$206.1K<0.1%−246−17.3%ReducedHistory
American Centy ETF Tr025072356REAL ESTATE ETF5,504$206.8K<0.1%−7,569−57.9%Reduced–
ADSKAutodesk, Inc.COM1,000$206.9K<0.1%−17−1.7%ReducedHistory
BABAAlibaba Group Holding LtdADR2,387$207.0K<0.1%+2,387NewHistory
CVBFCVB Financial CorpCOM12,500$207.1K<0.1%+12,500NewHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,128$207.4K<0.1%−319−7.2%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF1,988$207.5K<0.1%−180−8.3%Reduced–
KRKroger CoStock4,642$207.7K<0.1%−1,555−25.1%ReducedHistory
DDOGDatadog, Inc.CL A COM2,309$210.3K<0.1%+67+3.0%AddedHistory
ARK Next Generation Technology ETF00214Q401ETF3,908$211.7K<0.1%00.0%Unchanged–
PLDPrologis, Inc.REIT1,887$211.8K<0.1%+250+15.3%AddedHistory
ALBAlbemarle CorpStock1,254$213.4K<0.1%+1,254NewHistory
WYWeyerhaeuser CoCOM NEW6,977$213.9K<0.1%+72+1.0%AddedHistory
Schwab International Small-Cap Equity ETF808524888ETF6,741$217.4K<0.1%00.0%Unchanged–
SPDR Series Trust78464A656ST STR TIPS ETF8,776$218.0K<0.1%−179−2.0%Reduced–
CDNSCadence Design Systems IncStock937$219.5K<0.1%−9−1.0%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM5,750$219.7K<0.1%00.0%UnchangedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,600$219.8K<0.1%00.0%Unchanged–
BNSBank of Nova ScotiaCOM4,830$220.2K<0.1%−702−12.7%ReducedHistory
BIDUBaidu, Inc.ADR1,646$221.1K<0.1%+10+0.6%AddedHistory
SPDR Series Trust78464A722ST STR SP PHARMA5,564$221.2K<0.1%−2,557−31.5%Reduced–
WisdomTree Tr97717W505US MIDCAP DIVID5,405$221.4K<0.1%+5,405New–
SPGIS&P Global Inc.Stock608$222.2K<0.1%+37+6.5%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY6,687$224.8K<0.1%−153−2.2%Reduced–
LHXL3HARRIS Technologies, Inc.Stock1,295$225.6K<0.1%−35−2.6%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,053$226.9K<0.1%−282−12.1%Reduced–
Avidity Biosciences, Inc.05370A108COM35,693$227.7K<0.1%+4,928+16.0%Added–
iShares Core Dividend Growth ETF46434V621ETF4,599$227.8K<0.1%−598−11.5%Reduced–
iShares Tr464288281JPMORGAN USD EMG2,773$228.9K<0.1%−31,800−92.0%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM4,273$228.9K<0.1%−581−12.0%Reduced–
GISGeneral Mills IncStock3,582$229.2K<0.1%−614−14.6%ReducedHistory
ABNBAirbnb, Inc.Stock1,674$229.7K<0.1%−185−10.0%ReducedHistory
KMIKinder Morgan, Inc.Stock13,935$231.1K<0.1%−57−0.4%ReducedHistory
NVONovo Nordisk A SADR2,547$231.6K<0.1%+2,547NewHistory
DUKDuke Energy CORPStock2,631$232.3K<0.1%−447−14.5%ReducedHistory
LDOSLeidos Holdings, Inc.COM2,545$234.5K<0.1%+2,545NewHistory
CCitigroup IncStock5,724$235.5K<0.1%−1,870−24.6%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,804$236.3K<0.1%−2,466−57.8%Reduced–
HZNPHorizon Therapeutics Public Ltd CoSHS2,054$237.6K<0.1%00.0%UnchangedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF4,075$240.2K<0.1%−17,502−81.1%Reduced–
MSIMotorola Solutions, Inc.Stock886$241.4K<0.1%+3+0.3%AddedHistory
CTVACorteva, Inc.Stock4,732$242.1K<0.1%−345−6.8%ReducedHistory
SOFISoFi Technologies, Inc.Stock30,313$242.2K<0.1%+9,245+43.9%AddedHistory
VLOValero Energy CorpStock1,714$243.0K<0.1%−330−16.1%ReducedHistory
BDXBecton Dickinson & CoStock941$243.3K<0.1%+133+16.5%AddedHistory
CLXClorox CoStock1,865$244.5K<0.1%−523−21.9%ReducedHistory
ROKRockwell Automation, IncStock860$245.8K<0.1%−121−12.3%ReducedHistory
TFCTruist Financial CorpCOM8,615$246.5K<0.1%+55+0.6%AddedHistory
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF4,836$247.9K<0.1%+4,836New–
CBChubb LtdStock1,192$248.4K<0.1%+2+0.2%AddedHistory
DALDelta Air Lines, Inc.COM NEW6,764$250.3K<0.1%−111−1.6%ReducedHistory
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH4,655$250.9K<0.1%−1,082−18.9%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock1,324$252.1K<0.1%−302−18.6%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,177$252.1K<0.1%−233−16.5%Reduced–
AMTAmerican Tower CorpREIT1,547$254.5K<0.1%−146−8.6%ReducedHistory
Capital Group Growth ETF14020G101SHS CREAT UNIT10,411$255.1K<0.1%+2,347+29.1%Added–
ETEnergy Transfer LPCOM UT LTD PTN18,246$256.0K<0.1%+18,246NewHistory
PHParker-Hannifin CorpStock657$256.0K<0.1%−245−27.2%ReducedHistory
ProShares Tr74347R206PSHS ULTRA QQQ4,321$256.5K<0.1%00.0%Unchanged–
ADMArcher-Daniels-Midland CoStock3,404$256.8K<0.1%−755−18.2%ReducedHistory
iShares Tr464288869MICRO-CAP ETF2,619$262.2K<0.1%−27−1.0%Reduced–
iShares Inc464286392MSCI WORLD ETF2,189$263.2K<0.1%+179+8.9%Added–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM31,305$263.3K<0.1%−137,120−81.4%ReducedHistory
TGTTarget CorpStock2,391$264.4K<0.1%+192+8.7%AddedHistory
Dimensional ETF Trust25434V658GLOBAL REAL EST11,813$264.7K<0.1%+1,250+11.8%Added–
ZSZscaler, Inc.Stock1,759$273.7K<0.1%−30−1.7%ReducedHistory
KLACKLA CorpCOM NEW598$274.3K<0.1%+598NewHistory
ENBEnbridge IncStock8,211$274.4K<0.1%+2,815+52.2%AddedHistory
ORLYO Reilly Automotive IncStock302$274.5K<0.1%−33−9.9%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF1,792$275.7K<0.1%−25−1.4%Reduced–
GNRCGenerac Holdings Inc.Stock2,550$277.8K<0.1%−279−9.9%ReducedHistory
GMGeneral Motors CoCOM8,435$278.1K<0.1%−12,418−59.6%ReducedHistory
Schwab Strategic Tr8085246985 10YR CORP BD6,660$281.1K<0.1%+6,660New–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,328$284.6K<0.1%+124+3.9%Added–
RIGTransocean Ltd.REGISTERED SHS34,668$284.6K<0.1%−293−0.8%ReducedHistory

Sold out since Q2 2023 (60)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Vanguard Whitehall FDS921946794INTL HIGH ETF62,411$3.94M0.3%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF20,295$2.24M0.2%–
iShares Tr464288513IBOXX HI YD ETF19,889$1.49M0.1%–
iShares Tr464288752US HOME CONS ETF14,171$1.21M0.1%–
iShares Tr464287796U.S. ENERGY ETF25,338$1.09M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF14,868$997.5K0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA61,018$992.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF21,335$989.8K0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND13,102$981.6K0.1%–
iShares Tr464287630RUS 2000 VAL ETF6,901$971.7K0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF39,416$902.6K0.1%–
Schwab Emerging Markets Equity ETF808524706ETF32,976$812.2K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU14,277$761.7K0.1%–
CSXCSX CorpStock19,389$661.2K0.1%History
TMUST-Mobile US, Inc.Stock4,329$601.3K<0.1%History
PGRProgressive CorpStock4,130$546.7K<0.1%History
FASTFastenal CoStock8,657$510.7K<0.1%History
iShares Tr464288273EAFE SML CP ETF8,653$510.4K<0.1%–
HSYHershey CoCOM1,707$426.3K<0.1%History
Schwab U.S. REIT ETF808524847ETF19,911$388.9K<0.1%–
ARCHArch Resources, Inc.CL A3,302$372.4K<0.1%History
ITWIllinois Tool Works IncStock1,395$349.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM12,015$342.3K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,979$330.0K<0.1%–
GDGeneral Dynamics CorpStock1,418$305.2K<0.1%History
CICigna GroupStock1,044$293.0K<0.1%History
NUENucor CorpCOM1,625$266.5K<0.1%History
ULUnilever PLCSPON ADR NEW4,991$260.2K<0.1%History
EXPDExpeditors International of Washington IncCOM2,143$259.6K<0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF10,080$259.1K<0.1%–
DGDollar General CorpCOM1,499$254.6K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD5,425$250.4K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$249.7K<0.1%History
MOSMosaic CoCOM6,815$238.6K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,285$236.6K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF2,318$226.3K<0.1%–
CAHCardinal Health IncStock2,371$224.3K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF2,684$223.3K<0.1%–
MNSTMonster Beverage CorpCOM3,790$217.7K<0.1%History
PRUPrudential Financial IncStock2,457$216.8K<0.1%History
SHOPShopify Inc.Stock3,342$215.9K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS6,605$215.5K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN6,248$214.2K<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW5,186$209.8K<0.1%–
AMPAmeriprise Financial IncCOM625$207.6K<0.1%History
XELXcel Energy IncStock3,337$207.5K<0.1%History
iShares Tr46429B333GNMA BOND ETF4,714$206.7K<0.1%–
SJMJ M SMUCKER CoStock1,387$204.8K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999910,849$204.3K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF3,111$202.3K<0.1%–
WMBWilliams Companies, Inc.COM6,145$200.5K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,072$200.4K<0.1%–
Victory Portfolios II92647N832VCSHS US SML CAP3,308$200.1K<0.1%–
INFYInfosys LtdSPONSORED ADR10,484$168.5K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$96.4K<0.1%History
MAMAMama's Creations, Inc.COM10,688$32.3K<0.1%History
XLOXilio Therapeutics, Inc.COM10,000$26.2K<0.1%History
NVTAInvitae CorpCOM13,663$15.4K<0.1%History
STLNStarling Oncology, Inc.COM20,000$11.0K<0.1%History
BINIBollinger Innovations, Inc.Stock70,993$7.65K<0.1%History