Nwam LLC
- SEC CIK
- 0001655006
- Latest filing
- Jul 23, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 552
- +53 vs. Q3 2023
- Portfolio value
- $1.24B
- +$259.0M (+26.3%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ADVMAdverum Biotechnologies, Inc. | COM | 10,000 | $7.53K | <0.1% | 00.0% | Unchanged | History |
| QCLSQ/C Technologies, Inc. | COM | 68,000 | $17.6K | <0.1% | +28,000+70.0% | Added | History |
| TDAYUSA TODAY Co., Inc. | COM | 14,382 | $33.1K | <0.1% | 00.0% | Unchanged | History |
| AMLIFAmerican Lithium Corp. | COM | 35,000 | $38.5K | <0.1% | 00.0% | Unchanged | History |
| EVLVEvolv Technologies Holdings, Inc. | COM CL A | 11,600 | $54.8K | <0.1% | 00.0% | Unchanged | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 10,342 | $58.6K | <0.1% | −1,768−14.6% | Reduced | History |
| PCTPureCycle Technologies, Inc. | COM | 15,621 | $63.3K | <0.1% | +15,621 | New | History |
| ZVIAZevia PBC | CL A | 35,866 | $72.1K | <0.1% | 00.0% | Unchanged | History |
| IVDAIveda Solutions, Inc. | COM NEW | 125,000 | $79.3K | <0.1% | 00.0% | Unchanged | History |
| DCGODocGo Inc. | COM | 15,000 | $83.8K | <0.1% | 00.0% | Unchanged | History |
| SLIStandard Lithium Ltd. | COM | 50,000 | $101.0K | <0.1% | +10,000+25.0% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 15,175 | $102.6K | <0.1% | +15,175 | New | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 10,283 | $106.5K | <0.1% | +10,283 | New | History |
| SIRISirius XM Holdings Inc. | COM | 21,596 | $118.1K | <0.1% | +10,558+95.7% | Added | History |
| ERCAllspring Multi-Sector Income Fund | COM | 12,859 | $121.4K | <0.1% | 00.0% | Unchanged | History |
| Agf Invts Tr00110G408 | US MARKET NETRL | 10,060 | $170.5K | <0.1% | +10,060 | New | – |
| MQMarqeta, Inc. | CLASS A COM | 24,779 | $173.0K | <0.1% | +24,779 | New | History |
| NACNuveen California Quality Municipal Income Fund | COM | 15,630 | $173.3K | <0.1% | +15,630 | New | History |
| SNAPSnap Inc | Stock | 11,126 | $188.4K | <0.1% | −216−1.9% | Reduced | History |
| INFYInfosys Ltd | SPONSORED ADR | 10,484 | $192.7K | <0.1% | +10,484 | New | History |
| RIGTransocean Ltd. | REGISTERED SHS | 30,468 | $193.5K | <0.1% | −4,200−12.1% | Reduced | History |
| VanEck Vectors ETF Tr92189F817 | VIETNAM ETF | 15,520 | $200.5K | <0.1% | +2,141+16.0% | Added | – |
| HUMHumana Inc | Stock | 439 | $201.0K | <0.1% | +439 | New | History |
| Vanguard Health Care ETF92204A504 | ETF | 808 | $202.6K | <0.1% | +808 | New | – |
| PSAPublic Storage | COM | 665 | $202.8K | <0.1% | +665 | New | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 3,777 | $203.3K | <0.1% | −822−17.9% | Reduced | – |
| PGRProgressive Corp | Stock | 1,280 | $203.8K | <0.1% | +1,280 | New | History |
| iShares Tr46429B333 | GNMA BOND ETF | 4,623 | $204.6K | <0.1% | +4,623 | New | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 672 | $204.6K | <0.1% | −73−9.8% | Reduced | – |
| HALOHalozyme Therapeutics, Inc. | COM | 5,571 | $205.9K | <0.1% | −179−3.1% | Reduced | History |
| Bitfarms Ltd Com09173B107 | Stock | 71,388 | $207.7K | <0.1% | +3,927+5.8% | Added | – |
| ADIAnalog Devices Inc | Stock | 1,050 | $208.5K | <0.1% | −127−10.8% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 3,040 | $209.1K | <0.1% | +3,040 | New | History |
| KRKroger Co | Stock | 4,608 | $210.6K | <0.1% | −34−0.7% | Reduced | History |
| Fidelity Covington Trust31609A107 | ENHANCED LARGE | 7,859 | $211.0K | <0.1% | +7,859 | New | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 5,967 | $211.3K | <0.1% | +5,967 | New | – |
| ELVElevance Health, Inc. | Stock | 450 | $212.0K | <0.1% | −10−2.2% | Reduced | History |
| ABNBAirbnb, Inc. | Stock | 1,560 | $212.4K | <0.1% | −114−6.8% | Reduced | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 4,175 | $213.1K | <0.1% | +4,175 | New | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 11,603 | $215.1K | <0.1% | +11,603 | New | History |
| Ssga Active Tr78470P408 | STATE STREET US | 4,708 | $215.4K | <0.1% | +4,708 | New | – |
| AMPAmeriprise Financial Inc | COM | 569 | $216.1K | <0.1% | +569 | New | History |
| iShares Inc46434G855 | MSCI GBL GOLD MN | 8,802 | $216.3K | <0.1% | +8,802 | New | – |
| UPSTUpstart Holdings, Inc. | COM | 5,340 | $218.2K | <0.1% | +5,340 | New | History |
| KVUEKenvue Inc. | Stock | 10,153 | $218.6K | <0.1% | +10,153 | New | History |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 7,765 | $219.8K | <0.1% | +7,765 | New | – |
| EGEverest Group, Ltd. | COM | 633 | $223.8K | <0.1% | +633 | New | History |
| KMIKinder Morgan, Inc. | Stock | 12,692 | $223.9K | <0.1% | −1,243−8.9% | Reduced | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 2,236 | $224.2K | <0.1% | +207+10.2% | Added | – |
| CBChubb Ltd | Stock | 1,001 | $226.2K | <0.1% | −191−16.0% | Reduced | History |
| GISGeneral Mills Inc | Stock | 3,539 | $230.5K | <0.1% | −43−1.2% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 3,194 | $230.7K | <0.1% | −210−6.2% | Reduced | History |
| Schwab Strategic Tr808524649 | MUN BD ETF | 4,400 | $231.5K | <0.1% | +4,400 | New | – |
| AWKAmerican Water Works Company, Inc. | Stock | 1,759 | $232.2K | <0.1% | +1,759 | New | History |
| Invesco Exch Traded FD Tr II46138E800 | CHINA TECHNLGY | 6,467 | $232.5K | <0.1% | −4,425−40.6% | Reduced | – |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 4,447 | $233.6K | <0.1% | +319+7.7% | Added | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 2,342 | $233.6K | <0.1% | −1,447−38.2% | Reduced | – |
| iShares Semiconductor ETF464287523 | ETF | 407 | $234.6K | <0.1% | +407 | New | – |
| KEYKeycorp | COM | 16,385 | $235.9K | <0.1% | +611+3.9% | Added | History |
| ADSKAutodesk, Inc. | COM | 978 | $238.1K | <0.1% | −22−2.2% | Reduced | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 5,304 | $238.4K | <0.1% | −1,356−20.4% | Reduced | – |
| WDFCWD 40 Co | COM | 1,000 | $239.1K | <0.1% | 00.0% | Unchanged | History |
| INTUIntuit Inc. | Stock | 383 | $239.1K | <0.1% | +383 | New | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,935 | $239.5K | <0.1% | +3,935 | New | – |
| RBB FD Inc74933W452 | F/M US TREASURY | 4,827 | $240.7K | <0.1% | +4,827 | New | – |
| WYWeyerhaeuser Co | COM NEW | 6,961 | $242.0K | <0.1% | −16−0.2% | Reduced | History |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 2,600 | $244.3K | <0.1% | 00.0% | Unchanged | – |
| NTRNutrien Ltd. | COM | 4,365 | $245.9K | <0.1% | −4,867−52.7% | Reduced | History |
| SJMJ M SMUCKER Co | Stock | 1,952 | $246.7K | <0.1% | +1,952 | New | History |
| American Centy ETF Tr025072356 | REAL ESTATE ETF | 5,706 | $247.1K | <0.1% | +202+3.7% | Added | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 5,411 | $247.2K | <0.1% | +6+0.1% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,441 | $247.9K | <0.1% | −3,160−47.9% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 4,450 | $251.0K | <0.1% | +4,450 | New | – |
| PLDPrologis, Inc. | REIT | 1,886 | $251.3K | <0.1% | −1−0.1% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,330 | $251.9K | <0.1% | +6+0.5% | Added | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,223 | $252.5K | <0.1% | +7,223 | New | – |
| DUKDuke Energy CORP | Stock | 2,604 | $252.7K | <0.1% | −27−1.0% | Reduced | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 6,743 | $253.3K | <0.1% | +56+0.8% | Added | – |
| Schwab International Small-Cap Equity ETF808524888 | ETF | 7,276 | $253.9K | <0.1% | +535+7.9% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 4,079 | $258.3K | <0.1% | +4+0.1% | Added | – |
| GMGeneral Motors Co | COM | 7,229 | $259.7K | <0.1% | −1,206−14.3% | Reduced | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,064 | $260.7K | <0.1% | −1,179−22.5% | Reduced | – |
| VLTOVeralto Corp | Stock | 3,170 | $260.8K | <0.1% | +3,170 | New | History |
| NVONovo Nordisk A S | ADR | 2,532 | $262.0K | <0.1% | −15−0.6% | Reduced | History |
| EXPDExpeditors International of Washington Inc | COM | 2,069 | $263.2K | <0.1% | +2,069 | New | History |
| GSKGSK plc | ADR | 7,104 | $263.3K | <0.1% | −1,719−19.5% | Reduced | History |
| iShares Tr464288869 | MICRO-CAP ETF | 2,286 | $265.2K | <0.1% | −333−12.7% | Reduced | – |
| Avidity Biosciences, Inc.05370A108 | COM | 29,321 | $265.4K | <0.1% | −6,372−17.9% | Reduced | – |
| iShares Tr464288182 | MSCI AC ASIA ETF | 3,991 | $265.7K | <0.1% | −2,773−41.0% | Reduced | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 2,292 | $266.5K | <0.1% | +304+15.3% | Added | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 19,424 | $268.1K | <0.1% | +1,178+6.5% | Added | History |
| ROKRockwell Automation, Inc | Stock | 864 | $268.3K | <0.1% | +4+0.5% | Added | History |
| DHIHorton D R Inc | COM | 1,771 | $269.2K | <0.1% | +1,771 | New | History |
| NEMNEWMONT Corp | Stock | 6,514 | $269.6K | <0.1% | −10,154−60.9% | Reduced | History |
| HIGHartford Insurance Group, Inc. | Stock | 3,355 | $269.7K | <0.1% | +3,355 | New | History |
| EOGEOG Resources Inc | Stock | 2,230 | $269.7K | <0.1% | −39−1.7% | Reduced | History |
| CDNSCadence Design Systems Inc | Stock | 992 | $270.2K | <0.1% | +55+5.9% | Added | History |
| SFLSFL Corp Ltd. | SHS | 24,172 | $272.7K | <0.1% | −2,729−10.1% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 288 | $273.6K | <0.1% | −14−4.6% | Reduced | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 10,723 | $274.2K | <0.1% | +1,947+22.2% | Added | – |
Sold out since Q3 2023 (28)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| BGBunge Global SA | COM | 37,710 | $4.08M | 0.4% | History |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 446,112 | $3.05M | 0.3% | History |
| Vanguard Total World Stock ETF922042742 | ETF | 16,100 | $1.50M | 0.2% | – |
| SGENSeagen Inc. | COM | 6,829 | $1.45M | 0.1% | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 9,380 | $939.3K | 0.1% | – |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 11,242 | $708.7K | 0.1% | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 17,997 | $613.2K | 0.1% | – |
| TECKTeck Resources Ltd | CL B | 12,873 | $554.7K | 0.1% | History |
| AONAon plc | CL A | 1,103 | $357.6K | <0.1% | History |
| iShares Tr464287622 | RUS 1000 ETF | 1,495 | $351.4K | <0.1% | – |
| ATVIActivision Blizzard, Inc. | COM | 3,401 | $318.5K | <0.1% | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 6,320 | $313.9K | <0.1% | – |
| TRVTravelers Companies, Inc. | Stock | 1,881 | $307.2K | <0.1% | History |
| SPDR Series Trust78468R549 | SP O&G EQP SERV | 3,113 | $298.2K | <0.1% | – |
| BDXBecton Dickinson & Co | Stock | 941 | $243.3K | <0.1% | History |
| VLOValero Energy Corp | Stock | 1,714 | $243.0K | <0.1% | History |
| CTVACorteva, Inc. | Stock | 4,732 | $242.1K | <0.1% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 2,054 | $237.6K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 4,273 | $228.9K | <0.1% | – |
| SPDR Series Trust78464A722 | ST STR SP PHARMA | 5,564 | $221.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,646 | $221.1K | <0.1% | History |
| BNSBank of Nova Scotia | COM | 4,830 | $220.2K | <0.1% | History |
| ALBAlbemarle Corp | Stock | 1,254 | $213.4K | <0.1% | History |
| CVBFCVB Financial Corp | COM | 12,500 | $207.1K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 2,387 | $207.0K | <0.1% | History |
| DEODiageo PLC | SPON ADR NEW | 1,365 | $203.7K | <0.1% | History |
| SPDR Index Shs FDS78463X475 | ST STR MSCI GLB | 3,977 | $200.8K | <0.1% | – |
| Altshares Trust02210T108 | MERGER ARBITRAGE | 7,647 | $200.7K | <0.1% | – |