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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 9, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
556
+4 vs. Q4 2023
Portfolio value
$1.24B
−$6.32M (−0.5%) vs. Q4 2023
Filed
May 9, 2024
SEC
Holdings of Nwam LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
KOPNKopin CorpCOM10,000$8.31K<0.1%+10,000NewHistory
FPAYFlexShopper, Inc.COM NEW10,985$12.1K<0.1%+10,985NewHistory
BDSXBiodesix IncCOM10,000$15.5K<0.1%+10,000NewHistory
AMLIFAmerican Lithium Corp.COM35,000$22.0K<0.1%00.0%UnchangedHistory
STLNStarling Oncology, Inc.COM27,679$24.5K<0.1%+27,679NewHistory
TDAYUSA TODAY Co., Inc.COM14,382$35.1K<0.1%00.0%UnchangedHistory
DERMJourney Medical CorpCOM11,820$40.7K<0.1%+11,820NewHistory
ZVIAZevia PBCCL A35,866$42.0K<0.1%00.0%UnchangedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A11,600$45.0K<0.1%00.0%UnchangedHistory
DCGODocGo Inc.COM15,000$53.4K<0.1%00.0%UnchangedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK10,342$64.3K<0.1%00.0%UnchangedHistory
SLIStandard Lithium Ltd.COM50,000$66.0K<0.1%00.0%UnchangedHistory
PCTPureCycle Technologies, Inc.COM18,838$94.6K<0.1%+3,217+20.6%AddedHistory
IVDAIveda Solutions, Inc.COM NEW125,000$96.0K<0.1%00.0%UnchangedHistory
ENVXEnovix CorpCOM11,577$104.2K<0.1%+11,577NewHistory
ERCAllspring Multi-Sector Income FundCOM12,859$118.2K<0.1%00.0%UnchangedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT10,583$119.4K<0.1%+300+2.9%AddedHistory
SNAPSnap IncStock11,349$136.6K<0.1%+223+2.0%AddedHistory
MQMarqeta, Inc.CLASS A COM24,782$144.5K<0.1%+30.0%AddedHistory
Bitfarms Ltd Com09173B107Stock73,781$164.5K<0.1%+2,393+3.4%Added–
SFLSFL Corp Ltd.SHS12,980$171.1K<0.1%−11,192−46.3%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS30,413$179.4K<0.1%−55−0.2%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999911,410$184.0K<0.1%−193−1.7%ReducedHistory
STZConstellation Brands, Inc.Stock750$200.5K<0.1%+750NewHistory
OKEONEOK IncCOM2,557$200.8K<0.1%+2,557NewHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY2,056$205.1K<0.1%−286−12.2%Reduced–
TMHCTaylor Morrison Home CorpCOM3,479$205.3K<0.1%+3,479NewHistory
ADSKAutodesk, Inc.COM958$205.6K<0.1%−20−2.0%ReducedHistory
Dimensional ETF Trust25434V583GLOB CO PLUS ETF3,889$205.7K<0.1%+3,889New–
ARMArm Holdings PLCADR1,882$207.6K<0.1%+1,882NewHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF1,138$208.9K<0.1%+1,138New–
PRUPrudential Financial IncStock1,795$209.0K<0.1%+1,795NewHistory
WYWeyerhaeuser CoCOM NEW6,943$214.2K<0.1%−18−0.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY6,026$215.7K<0.1%−441−6.8%Reduced–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1,984$218.4K<0.1%−1,585−44.4%Reduced–
iShares Core Dividend Growth ETF46434V621ETF3,849$219.4K<0.1%+72+1.9%Added–
CMGChipotle Mexican Grill IncCOM69$220.4K<0.1%+69NewHistory
iShares Tr46434V878ULTRA SHORT DUR4,375$220.4K<0.1%−3,128−41.7%Reduced–
INTUIntuit Inc.Stock343$220.5K<0.1%−40−10.4%ReducedHistory
BNSBank of Nova ScotiaCOM4,682$220.6K<0.1%+4,682NewHistory
AMPAmeriprise Financial IncCOM520$220.9K<0.1%−49−8.6%ReducedHistory
LDOSLeidos Holdings, Inc.COM1,553$221.8K<0.1%−998−39.1%ReducedHistory
ABNBAirbnb, Inc.Stock1,386$221.8K<0.1%−174−11.2%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM5,386$222.0K<0.1%−185−3.3%ReducedHistory
CBChubb LtdStock885$223.1K<0.1%−116−11.6%ReducedHistory
CPRTCopart IncCOM3,987$224.1K<0.1%+3,987NewHistory
iShares Tr46436E7180-3 MTH TREASURY2,236$224.4K<0.1%00.0%Unchanged–
IFNAberdeen India Fund, Inc.COM12,630$225.3K<0.1%+12,630NewHistory
ENBEnbridge IncStock6,143$226.2K<0.1%−2,253−26.8%ReducedHistory
AEMAgnico Eagle Mines LtdStock3,440$226.7K<0.1%−54,819−94.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER3,962$227.6K<0.1%+3,962New–
SJMJ M SMUCKER CoStock2,007$228.2K<0.1%+55+2.8%AddedHistory
APHAmphenol CorpCL A1,831$228.4K<0.1%+1,831NewHistory
BSXBoston Scientific CorpStock3,112$228.5K<0.1%+3,112NewHistory
KMIKinder Morgan, Inc.Stock12,211$228.9K<0.1%−481−3.8%ReducedHistory
Fidelity Covington Trust31609A107ENHANCED LARGE7,935$231.7K<0.1%+76+1.0%Added–
CLXClorox CoStock1,632$231.9K<0.1%−400−19.7%ReducedHistory
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY2,169$232.0K<0.1%+2,169New–
Ssga Active Tr78470P408STATE STREET US4,765$233.0K<0.1%+57+1.2%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF6,290$233.4K<0.1%+323+5.4%Added–
WDFCWD 40 CoCOM1,000$234.6K<0.1%00.0%UnchangedHistory
TRGPTarga Resources Corp.COM2,085$235.2K<0.1%+2,085NewHistory
EXPDExpeditors International of Washington IncCOM2,008$237.4K<0.1%−61−2.9%ReducedHistory
ELVElevance Health, Inc.Stock446$238.3K<0.1%−4−0.9%ReducedHistory
GMGeneral Motors CoCOM5,282$239.2K<0.1%−1,947−26.9%ReducedHistory
FISVFiserv IncStock1,508$239.5K<0.1%+1,508NewHistory
J P Morgan Exchange Traded F46641Q134INTRNL RES EQT3,842$240.7K<0.1%+3,842New–
PHMPultegroup IncCOM2,056$240.7K<0.1%+2,056NewHistory
Ssga Active Tr78470P507ST STR SECTO ETF9,534$240.8K<0.1%+9,534New–
NTRNutrien Ltd.COM4,408$241.3K<0.1%+43+1.0%AddedHistory
RBB FD Inc74933W452F/M US TREASURY4,850$241.9K<0.1%+23+0.5%Added–
DDOGDatadog, Inc.CL A COM2,158$242.6K<0.1%−541−20.0%ReducedHistory
KEYKeycorpCOM16,237$244.4K<0.1%−148−0.9%ReducedHistory
Dimensional ETF Trust25434V658GLOBAL REAL EST9,961$245.0K<0.1%−2,876−22.4%Reduced–
American Centy ETF Tr025072356REAL ESTATE ETF5,810$245.6K<0.1%+104+1.8%Added–
ROKURoku, IncCOM CL A4,089$246.0K<0.1%−986−19.4%ReducedHistory
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT4,436$246.3K<0.1%+4,436New–
VanEck Vectors ETF Tr92189F817VIETNAM ETF17,756$246.6K<0.1%+2,236+14.4%Added–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN10,790$247.5K<0.1%−10,466−49.2%Reduced–
iShares Tr464287341GLOBAL ENERG ETF5,747$248.6K<0.1%+5,747New–
MDBMongoDB, Inc.CL A703$249.8K<0.1%−23−3.2%ReducedHistory
GEHCGE HealthCare Technologies Inc.Stock3,043$251.2K<0.1%−22,689−88.2%ReducedHistory
iShares Tr46434V456MSCI INTL QUALTY6,420$251.2K<0.1%−323−4.8%Reduced–
iShares Tr46428865310-20 YR TRS ETF2,531$257.1K<0.1%+2,531New–
WisdomTree Tr97717W505US MIDCAP DIVID5,416$258.6K<0.1%+5+0.1%Added–
NEMNEWMONT CorpStock6,288$259.6K<0.1%−226−3.5%ReducedHistory
CDNSCadence Design Systems IncStock922$261.9K<0.1%−70−7.1%ReducedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,600$262.2K<0.1%00.0%Unchanged–
OPENOpendoor Technologies Inc.COM116,479$262.4K<0.1%+50,003+75.2%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,805$263.8K<0.1%+4,805New–
DHIHorton D R IncCOM1,746$264.4K<0.1%−25−1.4%ReducedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF3,937$264.4K<0.1%+2+0.1%Added–
XYLXylem Inc.COM1,926$266.0K<0.1%+1,926NewHistory
APDAir Products & Chemicals, Inc.Stock1,080$267.7K<0.1%−18−1.6%ReducedHistory
ACMAecomCOM2,886$268.8K<0.1%+2,886NewHistory
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF7,827$269.2K<0.1%−7,556−49.1%Reduced–
iShares Tr464288869MICRO-CAP ETF2,286$269.5K<0.1%00.0%Unchanged–
iShares Semiconductor ETF464287523ETF1,222$270.0K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
American Centy ETF Tr025072802INTL SMCP VLU4,093$270.3K<0.1%−19,171−82.4%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock1,326$270.4K<0.1%−4−0.3%ReducedHistory

Sold out since Q4 2023 (61)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
CGCarlyle Group Inc.COM97,090$3.95M0.3%History
iShares Tr464287390LATN AMER 40 ETF79,925$2.32M0.2%–
Pacer US Cash Cows 100 ETF69374H881ETF32,719$1.70M0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF62,797$1.55M0.1%–
Invesco Nasdaq 100 ETF46138G649ETF9,140$1.54M0.1%–
iShares Tr46435U184IBONDS 24 TRM HG66,070$1.53M0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock11,307$1.38M0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF20,974$1.36M0.1%–
PXDPioneer Natural Resources CoCOM5,613$1.26M0.1%History
CARRCarrier Global CorpStock20,846$1.20M0.1%History
BKRBaker Hughes CoCL A35,008$1.20M0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF8,281$1.19M0.1%–
HALHalliburton CoStock32,532$1.18M0.1%History
Global X Uranium ETF37954Y871ETF41,107$1.14M0.1%–
Global X FDS37954Y343GLBL X MLP ETF24,295$1.08M0.1%–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF40,987$979.6K0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR85,798$858.0K0.1%–
URIUnited Rentals, Inc.COM1,431$820.4K0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF30,211$758.0K0.1%–
AMATApplied Materials IncStock4,597$745.1K0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC14,025$624.7K0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES13,670$610.1K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF21,224$528.7K<0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS6,655$525.4K<0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF5,889$503.7K<0.1%–
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF23,069$499.2K<0.1%–
iShares Tr46434V860TRS FLT RT BD9,435$476.2K<0.1%–
NSCNorfolk Southern CorpStock1,798$425.0K<0.1%History
iShares Inc464286822MSCI MEXICO ETF6,250$424.1K<0.1%–
iShares Tr464287796U.S. ENERGY ETF9,578$422.6K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A8,554$420.3K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST13,887$414.0K<0.1%–
SRESempraStock4,581$342.4K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF8,661$339.4K<0.1%–
Barrick Gold Corp067901108COM17,937$324.5K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB15,215$296.0K<0.1%–
NUENucor CorpCOM1,598$278.2K<0.1%History
EOGEOG Resources IncStock2,230$269.7K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF7,223$252.5K<0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,441$247.9K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD5,304$238.4K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,447$233.6K<0.1%–
AWKAmerican Water Works Company, Inc.Stock1,759$232.2K<0.1%History
Schwab Strategic Tr808524649MUN BD ETF4,400$231.5K<0.1%–
ADMArcher-Daniels-Midland CoStock3,194$230.7K<0.1%History
GISGeneral Mills IncStock3,539$230.5K<0.1%History
EGEverest Group, Ltd.COM633$223.8K<0.1%History
KVUEKenvue Inc.Stock10,153$218.6K<0.1%History
UPSTUpstart Holdings, Inc.COM5,340$218.2K<0.1%History
SCHWSchwab Charles CorpStock3,040$209.1K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF672$204.6K<0.1%–
iShares Tr46429B333GNMA BOND ETF4,623$204.6K<0.1%–
PSAPublic StorageCOM665$202.8K<0.1%History
HUMHumana IncStock439$201.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$192.7K<0.1%History
NACNuveen California Quality Municipal Income FundCOM15,630$173.3K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL10,060$170.5K<0.1%–
SIRISirius XM Holdings Inc.COM21,596$118.1K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM15,175$102.6K<0.1%History
QCLSQ/C Technologies, Inc.COM68,000$17.6K<0.1%History
ADVMAdverum Biotechnologies, Inc.COM10,000$7.53K<0.1%History