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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 1, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
499
−36 vs. Q2 2023
Portfolio value
$985.9M
−$231.4M (−19.0%) vs. Q2 2023
Filed
Nov 1, 2023
SEC
Holdings of Nwam LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287721U.S. TECH ETF4,746$498.0K0.1%−17,648−78.8%Reduced–
iShares Tr464287861EUROPE ETF10,477$500.1K0.1%+5,805+124.3%Added–
ANSSAnsys IncCOM1,683$500.8K0.1%+7+0.4%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF10,070$503.9K0.1%00.0%Unchanged–
FDXFedEx CorpStock1,915$507.4K0.1%−212−10.0%ReducedHistory
GSGoldman Sachs Group IncStock1,569$507.7K0.1%+26+1.7%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,054$509.9K0.1%−621−9.3%Reduced–
MAMastercard IncStock1,289$510.5K0.1%−221−14.6%ReducedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM24,087$510.7K0.1%−889−3.6%ReducedHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC12,868$511.0K0.1%+1,901+17.3%Added–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM208,761$511.5K0.1%−34,186−14.1%ReducedHistory
BMOBank of MontrealCOM6,132$517.4K0.1%−114−1.8%ReducedHistory
BOHBank of Hawaii CorpCOM10,415$517.5K0.1%+149+1.5%AddedHistory
Dimensional ETF Trust25434V864SHOR DUR FIX ETF11,167$517.9K0.1%+833+8.1%Added–
SHELShell plcADR8,131$523.5K0.1%−2,846−25.9%ReducedHistory
COINCoinbase Global, Inc.COM CL A6,977$523.8K0.1%+686+10.9%AddedHistory
NTRANatera, Inc.COM11,850$524.4K0.1%00.0%UnchangedHistory
PCNPIMCO Corporate & Income Strategy FundCOM43,284$526.8K0.1%−4,511−9.4%ReducedHistory
Dimensional ETF Trust25434V682EMER MARK SU ETF18,088$531.6K0.1%+9,957+122.5%Added–
NEENextera Energy IncStock9,491$543.8K0.1%−1,769−15.7%ReducedHistory
LMTLockheed Martin CorpStock1,331$544.3K0.1%−7,666−85.2%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR8,091$548.0K0.1%+265+3.4%AddedHistory
SYKStryker CorpStock2,008$548.8K0.1%−140−6.5%ReducedHistory
TECKTeck Resources LtdCL B12,873$554.7K0.1%−30,090−70.0%ReducedHistory
FFord Motor CoStock45,102$560.2K0.1%−9,943−18.1%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF17,834$560.9K0.1%+4,567+34.4%Added–
CATCaterpillar IncStock2,054$560.9K0.1%−1,612−44.0%ReducedHistory
NTRNutrien Ltd.COM9,232$570.2K0.1%+1,954+26.8%AddedHistory
J P Morgan Exchange Traded F46641Q373BETABUILDERS I11,072$576.9K0.1%−538−4.6%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF13,635$581.3K0.1%+2,771+25.5%Added–
Fidelity Covington Trust316092303CONSMR STAPLES13,718$584.2K0.1%+3,958+40.6%Added–
GMEGameStop Corp.Stock35,991$592.4K0.1%−1,249−3.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF2,899$603.9K0.1%−20,609−87.7%Reduced–
Dimensional ETF Trust25434V807INTERNATNAL VAL18,613$607.2K0.1%−12,413−40.0%Reduced–
DKNGDraftKings Inc.Stock20,759$611.1K0.1%+20,759NewHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF17,997$613.2K0.1%+8,665+92.9%Added–
NEMNEWMONT CorpStock16,668$615.9K0.1%−57,298−77.5%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF8,519$619.5K0.1%−13,676−61.6%Reduced–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF10,792$625.2K0.1%−576−5.1%Reduced–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT171,044$626.0K0.1%−2,490−1.4%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM65,546$635.8K0.1%−743−1.1%ReducedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US8,259$636.6K0.1%+1,009+13.9%Added–
PSXPhillips 66Stock5,395$648.3K0.1%+232+4.5%AddedHistory
AMATApplied Materials IncStock4,743$656.8K0.1%−178−3.6%ReducedHistory
SOSouthern CoStock10,174$658.5K0.1%−215−2.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF38,785$662.4K0.1%+1,711+4.6%Added–
iShares Tr46434V4070-5YR HI YL CP16,193$664.4K0.1%+2,150+15.3%Added–
Dimensional ETF Trust25434V732EMERGING MKTS CO28,626$667.3K0.1%+11,297+65.2%Added–
iShares Tr464288414NATIONAL MUN ETF6,572$674.0K0.1%−2,532−27.8%Reduced–
SP Funds S&P 500 Sharia Industry Exclusions ETF886364801ETF22,116$683.9K0.1%+218+1.0%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS12,016$686.7K0.1%+1,824+17.9%Added–
iShares Tr46435G425ESG AWR MSCI USA7,364$691.6K0.1%−1,256−14.6%Reduced–
Amplify ETF Tr032108102ONLIN RETL ETF15,717$696.1K0.1%−85−0.5%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF9,637$696.9K0.1%−79,774−89.2%Reduced–
ZTSZoetis Inc.Stock4,032$701.6K0.1%+664+19.7%AddedHistory
UPSUnited Parcel Service IncStock4,509$702.9K0.1%−2,882−39.0%ReducedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN22,463$706.0K0.1%+634+2.9%Added–
OXYOccidental Petroleum CorpStock10,919$708.5K0.1%+669+6.5%AddedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH11,242$708.7K0.1%−81−0.7%Reduced–
iShares Tr464288208MRGSTR MD CP ETF11,885$709.9K0.1%−1,456−10.9%Reduced–
iShares Tr46435G219INVT GRAD SY ETF16,744$710.1K0.1%+722+4.5%Added–
AFGAmerican Financial Group IncCOM6,410$715.9K0.1%+5+0.1%AddedHistory
ORealty Income CorpREIT14,337$716.0K0.1%−1,142−7.4%ReducedHistory
iShares Core S&P US Value ETF464287663ETF9,603$716.6K0.1%−376−3.8%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF10,603$717.6K0.1%+1,850+21.1%Added–
American Centy ETF Tr025072604AVANTIS EMGMKT13,764$726.6K0.1%−3,310−19.4%Reduced–
EFXEquifax IncCOM4,008$734.2K0.1%−5−0.1%ReducedHistory
EWEdwards Lifesciences CorpStock10,636$736.9K0.1%−143−1.3%ReducedHistory
iShares Tr46434V860TRS FLT RT BD14,669$744.3K0.1%+14,669New–
iShares Tr46429B7470-5 YR TIPS ETF7,686$745.0K0.1%−576−7.0%Reduced–
MOAltria Group, Inc.Stock17,805$748.7K0.1%−50.0%ReducedHistory
ETF Managers Tr26924G102PRIME JUNIR SLVR88,381$749.5K0.1%−8,687−8.9%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF24,211$750.8K0.1%+4,524+23.0%Added–
ETNEaton Corp plcStock3,670$782.8K0.1%−99−2.6%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF29,226$786.5K0.1%−1,321−4.3%Reduced–
Global X FDS37954Y343GLBL X MLP ETF17,646$786.8K0.1%+5,920+50.5%Added–
Capital Group Dividend Value14020W106SHS CREAT UNIT29,920$792.0K0.1%+2,970+11.0%Added–
First Tr Exchange-Traded FD336917109SHS23,911$799.6K0.1%−165−0.7%Reduced–
ILMNIllumina, Inc.COM5,895$809.3K0.1%−29−0.5%ReducedHistory
EPDEnterprise Products Partners L.P.Stock29,599$810.1K0.1%+10,157+52.2%AddedHistory
COPConocoPhillipsStock6,803$815.1K0.1%+149+2.2%AddedHistory
Schwab International Equity ETF808524805ETF24,113$818.9K0.1%−21,540−47.2%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF5,562$819.9K0.1%+1,097+24.6%Added–
iShares Tr464288588MBS ETF9,294$825.3K0.1%−2,545−21.5%Reduced–
LOWLowes Companies IncStock4,032$838.2K0.1%−2,443−37.7%ReducedHistory
UUnity Software Inc.COM26,767$840.2K0.1%+94+0.4%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR26,764$840.7K0.1%+5,714+27.1%AddedHistory
TAT&T Inc.Stock56,218$844.4K0.1%+2,477+4.6%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF14,250$844.7K0.1%+8,312+140.0%Added–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE10,862$848.8K0.1%−455−4.0%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF21,026$870.9K0.1%+213+1.0%Added–
iShares Core S&P Mid-Cap ETF464287507ETF3,499$872.5K0.1%−16,032−82.1%Reduced–
NFLXNetflix IncStock2,319$875.7K0.1%+781+50.8%AddedHistory
iShares MSCI Eafe ETF464287465ETF12,780$880.8K0.1%−25,391−66.5%Reduced–
Fidelity MSCI Information Technology Index ETF316092808ETF7,249$891.1K0.1%−25−0.3%Reduced–
HFWAHeritage Financial CorpCOM55,133$899.2K0.1%−173−0.3%ReducedHistory
Vanguard World FD921910816MEGA GRWTH IND3,967$900.2K0.1%−300−7.0%Reduced–
KMBKimberly Clark CorpStock7,538$911.0K0.1%−265−3.4%ReducedHistory
SPDR Series Trust78464A706ST STR GLB DOW8,352$911.0K0.1%−210−2.5%Reduced–
ICLRIcon PLCCOM3,811$938.5K0.1%+10.0%AddedHistory

Sold out since Q2 2023 (60)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Vanguard Whitehall FDS921946794INTL HIGH ETF62,411$3.94M0.3%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF20,295$2.24M0.2%–
iShares Tr464288513IBOXX HI YD ETF19,889$1.49M0.1%–
iShares Tr464288752US HOME CONS ETF14,171$1.21M0.1%–
iShares Tr464287796U.S. ENERGY ETF25,338$1.09M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF14,868$997.5K0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA61,018$992.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF21,335$989.8K0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND13,102$981.6K0.1%–
iShares Tr464287630RUS 2000 VAL ETF6,901$971.7K0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF39,416$902.6K0.1%–
Schwab Emerging Markets Equity ETF808524706ETF32,976$812.2K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU14,277$761.7K0.1%–
CSXCSX CorpStock19,389$661.2K0.1%History
TMUST-Mobile US, Inc.Stock4,329$601.3K<0.1%History
PGRProgressive CorpStock4,130$546.7K<0.1%History
FASTFastenal CoStock8,657$510.7K<0.1%History
iShares Tr464288273EAFE SML CP ETF8,653$510.4K<0.1%–
HSYHershey CoCOM1,707$426.3K<0.1%History
Schwab U.S. REIT ETF808524847ETF19,911$388.9K<0.1%–
ARCHArch Resources, Inc.CL A3,302$372.4K<0.1%History
ITWIllinois Tool Works IncStock1,395$349.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM12,015$342.3K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,979$330.0K<0.1%–
GDGeneral Dynamics CorpStock1,418$305.2K<0.1%History
CICigna GroupStock1,044$293.0K<0.1%History
NUENucor CorpCOM1,625$266.5K<0.1%History
ULUnilever PLCSPON ADR NEW4,991$260.2K<0.1%History
EXPDExpeditors International of Washington IncCOM2,143$259.6K<0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF10,080$259.1K<0.1%–
DGDollar General CorpCOM1,499$254.6K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD5,425$250.4K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$249.7K<0.1%History
MOSMosaic CoCOM6,815$238.6K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,285$236.6K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF2,318$226.3K<0.1%–
CAHCardinal Health IncStock2,371$224.3K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF2,684$223.3K<0.1%–
MNSTMonster Beverage CorpCOM3,790$217.7K<0.1%History
PRUPrudential Financial IncStock2,457$216.8K<0.1%History
SHOPShopify Inc.Stock3,342$215.9K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS6,605$215.5K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN6,248$214.2K<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW5,186$209.8K<0.1%–
AMPAmeriprise Financial IncCOM625$207.6K<0.1%History
XELXcel Energy IncStock3,337$207.5K<0.1%History
iShares Tr46429B333GNMA BOND ETF4,714$206.7K<0.1%–
SJMJ M SMUCKER CoStock1,387$204.8K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999910,849$204.3K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF3,111$202.3K<0.1%–
WMBWilliams Companies, Inc.COM6,145$200.5K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,072$200.4K<0.1%–
Victory Portfolios II92647N832VCSHS US SML CAP3,308$200.1K<0.1%–
INFYInfosys LtdSPONSORED ADR10,484$168.5K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$96.4K<0.1%History
MAMAMama's Creations, Inc.COM10,688$32.3K<0.1%History
XLOXilio Therapeutics, Inc.COM10,000$26.2K<0.1%History
NVTAInvitae CorpCOM13,663$15.4K<0.1%History
STLNStarling Oncology, Inc.COM20,000$11.0K<0.1%History
BINIBollinger Innovations, Inc.Stock70,993$7.65K<0.1%History