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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 1, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
499
−36 vs. Q2 2023
Portfolio value
$985.9M
−$231.4M (−19.0%) vs. Q2 2023
Filed
Nov 1, 2023
SEC
Holdings of Nwam LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
American Centy ETF Tr025072885US EQT ETF3,894$285.3K<0.1%−4,345−52.7%Reduced–
BTZBlackRock Credit Allocation Income TrustCOM29,617$286.7K<0.1%−1,429−4.6%ReducedHistory
EOGEOG Resources IncStock2,269$287.6K<0.1%−850−27.3%ReducedHistory
BPBP PLCADR7,449$288.5K<0.1%+7+0.1%AddedHistory
MSMorgan StanleyStock3,533$288.6K<0.1%−291−7.6%ReducedHistory
IRIngersoll Rand Inc.COM4,544$289.5K<0.1%+46+1.0%AddedHistory
STXSeagate Technology Holdings plcORD SHS4,473$295.1K<0.1%−102−2.2%ReducedHistory
FSKFS KKR Capital CorpCOM15,012$295.6K<0.1%+15,012NewHistory
CTSHCognizant Technology Solutions CorpCL A4,387$297.2K<0.1%−308−6.6%ReducedHistory
SPDR Series Trust78468R549SP O&G EQP SERV3,113$298.2K<0.1%−45−1.4%Reduced–
DDDuPont de Nemours, Inc.COM4,005$298.7K<0.1%−18−0.4%ReducedHistory
iShares Tr46435U218ESG MSCI LEADR3,968$299.2K<0.1%+3,968New–
BIIBBiogen Inc.COM1,166$299.7K<0.1%−92−7.3%ReducedHistory
SFLSFL Corp Ltd.SHS26,901$299.9K<0.1%+910+3.5%AddedHistory
PANWPalo Alto Networks IncStock1,296$303.8K<0.1%+22+1.7%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF1,355$303.8K<0.1%−961−41.5%Reduced–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW4,462$305.4K<0.1%−209−4.5%Reduced–
SGOLabrdn Gold ETF TrustETF17,316$306.3K<0.1%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock1,881$307.2K<0.1%+14+0.7%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF2,999$309.9K<0.1%−108,410−97.3%Reduced–
ProShares Tr74347R107PSHS ULT S&P 5005,839$311.7K<0.1%00.0%Unchanged–
SRESempraStock4,609$313.6K<0.1%+4,609NewHistory
iShares Core MSCI Europe ETF46434V738ETF6,320$313.9K<0.1%−36,559−85.3%Reduced–
iShares Inc46434G822MSCI JAPAN ETF5,243$316.1K<0.1%−19,393−78.7%Reduced–
MDLZMondelez International, Inc.Stock4,571$317.3K<0.1%−626−12.0%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF4,069$318.0K<0.1%−10,961−72.9%Reduced–
MDTMedtronic plcStock4,060$318.2K<0.1%−658−13.9%ReducedHistory
iShares Tr46435G672CORE INTL AGGR6,525$318.3K<0.1%00.0%Unchanged–
Vanguard Wellington FD921935706US QUALITY2,834$318.3K<0.1%+9+0.3%Added–
ATVIActivision Blizzard, Inc.COM3,401$318.5K<0.1%+20+0.6%AddedHistory
SNOWSnowflake Inc.Stock2,087$318.9K<0.1%+207+11.0%AddedHistory
GSKGSK plcADR8,823$319.9K<0.1%+1,246+16.4%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,138$322.7K<0.1%+13+1.2%AddedHistory
American Centy ETF Tr025072687AVANTIS SHFXDINC7,195$327.6K<0.1%+77+1.1%Added–
TJXTJX Companies IncStock3,733$331.8K<0.1%−1,123−23.1%ReducedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF7,622$332.0K<0.1%+88+1.2%Added–
MUMicron Technology IncStock4,914$334.3K<0.1%−1,003−17.0%ReducedHistory
NETCloudflare, Inc.CL A COM5,325$335.7K<0.1%+475+9.8%AddedHistory
Barrick Gold Corp067901108COM23,199$337.6K<0.1%−68,081−74.6%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF3,707$340.4K<0.1%−744−16.7%Reduced–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM4,265$343.4K<0.1%−14−0.3%Reduced–
iShares Tr464287622RUS 1000 ETF1,495$351.4K<0.1%+1,495New–
AONAon plcCL A1,103$357.6K<0.1%−244−18.1%ReducedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR4,677$358.8K<0.1%+20.0%Added–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,384$358.9K<0.1%−799−12.9%Reduced–
NSCNorfolk Southern CorpStock1,837$361.8K<0.1%+67+3.8%AddedHistory
PMPhilip Morris International Inc.Stock3,911$362.1K<0.1%−1,746−30.9%ReducedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF10,356$363.2K<0.1%−1,943−15.8%Reduced–
CVSCVS Health CorpStock5,293$369.6K<0.1%−935−15.0%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR7,337$369.7K<0.1%+13+0.2%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,714$374.9K<0.1%−5,483−59.6%Reduced–
Goldman Sachs ETF Tr381430529ACCES TREASURY3,789$379.4K<0.1%−2,952−43.8%Reduced–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,932$379.7K<0.1%−185−3.6%Reduced–
LINLinde PLCStock1,020$379.9K<0.1%−272−21.1%ReducedHistory
ANETArista Networks, Inc.COM2,068$380.5K<0.1%+741+55.8%AddedHistory
RYRoyal Bank of CanadaStock4,463$390.3K<0.1%−579−11.5%ReducedHistory
SYYSysco CorpStock5,955$393.3K<0.1%−67−1.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY10,892$394.3K<0.1%−378−3.4%Reduced–
PAYXPaychex IncStock3,474$400.7K<0.1%+1,008+40.9%AddedHistory
PLTRPalantir Technologies Inc.Stock25,092$401.5K<0.1%+4,475+21.7%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF19,160$402.2K<0.1%−610−3.1%Reduced–
DOWDow Inc.Stock7,802$402.3K<0.1%−1,147−12.8%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF9,219$403.6K<0.1%+4,560+97.9%Added–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,048$405.4K<0.1%−42−1.0%Reduced–
IAUiShares Gold TrustETF11,619$406.5K<0.1%−5,579−32.4%ReducedHistory
AAAlcoa CorpStock14,171$411.8K<0.1%−58,606−80.5%ReducedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS5,918$413.4K<0.1%+1,886+46.8%Added–
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER4,425$415.6K<0.1%+559+14.5%Added–
BKNGBooking Holdings Inc.Stock135$416.3K<0.1%+38+39.2%AddedHistory
MPCMarathon Petroleum CorpStock2,767$418.8K<0.1%−378−12.0%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,867$424.2K<0.1%−436−10.1%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF4,168$425.2K<0.1%−12,276−74.7%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF2,182$427.1K<0.1%−31,964−93.6%Reduced–
NVSNovartis AGADR4,196$427.4K<0.1%−375−8.2%ReducedHistory
iShares Tr464288182MSCI AC ASIA ETF6,764$429.5K<0.1%−2,780−29.1%Reduced–
iShares Tr464288158SHRT NAT MUN ETF4,186$430.6K<0.1%−6,696−61.5%Reduced–
TTETotalEnergies SESPONSORED ADS6,616$435.1K<0.1%−218−3.2%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET5,232$440.3K<0.1%+90+1.8%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM33,778$441.5K<0.1%−8,594−20.3%ReducedHistory
WMWaste Management IncStock2,931$446.9K<0.1%−195−6.2%ReducedHistory
TXNTexas Instruments IncStock2,822$448.9K<0.1%−3,074−52.1%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF6,601$454.3K<0.1%−1,236−15.8%Reduced–
American Centy ETF Tr025072562AVANTIS CORE FI11,469$454.5K<0.1%+512+4.7%Added–
GLDMWorld Gold TrustSPDR GLD MINIS12,419$455.3K<0.1%+1,172+10.4%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,729$456.9K<0.1%+103+3.9%AddedHistory
ADBEAdobe Inc.Stock898$457.9K<0.1%−170−15.9%ReducedHistory
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF15,721$461.9K<0.1%−465−2.9%Reduced–
WisdomTree Tr97717W281EMG MKTS SMCAP10,017$463.4K<0.1%+3,846+62.3%Added–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF9,054$469.0K<0.1%−387−4.1%Reduced–
NKENIKE, Inc.Stock4,925$471.0K<0.1%−1,662−25.2%ReducedHistory
CRMSalesforce, Inc.Stock2,324$471.3K<0.1%−388−14.3%ReducedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT9,412$471.3K<0.1%+313+3.4%Added–
Pacer FDS Tr69374H741DATA AND INFRAST18,602$481.6K<0.1%+3,619+24.2%Added–
JCIJohnson Controls International plcStock9,064$482.3K<0.1%−164−1.8%ReducedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR11,163$483.0K<0.1%+11,163New–
CMICummins IncStock2,116$483.6K<0.1%−9−0.4%ReducedHistory
iShares Tr46435G409MSCI INTL VLU FT19,270$488.7K<0.1%+3,387+21.3%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF7,375$493.3K0.1%−356−4.6%Reduced–
Vanguard Emerging Markets Government Bond ETF921946885ETF8,372$495.3K0.1%−6,262−42.8%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF6,041$497.9K0.1%+61+1.0%Added–

Sold out since Q2 2023 (60)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Vanguard Whitehall FDS921946794INTL HIGH ETF62,411$3.94M0.3%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF20,295$2.24M0.2%–
iShares Tr464288513IBOXX HI YD ETF19,889$1.49M0.1%–
iShares Tr464288752US HOME CONS ETF14,171$1.21M0.1%–
iShares Tr464287796U.S. ENERGY ETF25,338$1.09M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF14,868$997.5K0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA61,018$992.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF21,335$989.8K0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND13,102$981.6K0.1%–
iShares Tr464287630RUS 2000 VAL ETF6,901$971.7K0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF39,416$902.6K0.1%–
Schwab Emerging Markets Equity ETF808524706ETF32,976$812.2K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU14,277$761.7K0.1%–
CSXCSX CorpStock19,389$661.2K0.1%History
TMUST-Mobile US, Inc.Stock4,329$601.3K<0.1%History
PGRProgressive CorpStock4,130$546.7K<0.1%History
FASTFastenal CoStock8,657$510.7K<0.1%History
iShares Tr464288273EAFE SML CP ETF8,653$510.4K<0.1%–
HSYHershey CoCOM1,707$426.3K<0.1%History
Schwab U.S. REIT ETF808524847ETF19,911$388.9K<0.1%–
ARCHArch Resources, Inc.CL A3,302$372.4K<0.1%History
ITWIllinois Tool Works IncStock1,395$349.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM12,015$342.3K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,979$330.0K<0.1%–
GDGeneral Dynamics CorpStock1,418$305.2K<0.1%History
CICigna GroupStock1,044$293.0K<0.1%History
NUENucor CorpCOM1,625$266.5K<0.1%History
ULUnilever PLCSPON ADR NEW4,991$260.2K<0.1%History
EXPDExpeditors International of Washington IncCOM2,143$259.6K<0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF10,080$259.1K<0.1%–
DGDollar General CorpCOM1,499$254.6K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD5,425$250.4K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$249.7K<0.1%History
MOSMosaic CoCOM6,815$238.6K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,285$236.6K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF2,318$226.3K<0.1%–
CAHCardinal Health IncStock2,371$224.3K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF2,684$223.3K<0.1%–
MNSTMonster Beverage CorpCOM3,790$217.7K<0.1%History
PRUPrudential Financial IncStock2,457$216.8K<0.1%History
SHOPShopify Inc.Stock3,342$215.9K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS6,605$215.5K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN6,248$214.2K<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW5,186$209.8K<0.1%–
AMPAmeriprise Financial IncCOM625$207.6K<0.1%History
XELXcel Energy IncStock3,337$207.5K<0.1%History
iShares Tr46429B333GNMA BOND ETF4,714$206.7K<0.1%–
SJMJ M SMUCKER CoStock1,387$204.8K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999910,849$204.3K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF3,111$202.3K<0.1%–
WMBWilliams Companies, Inc.COM6,145$200.5K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,072$200.4K<0.1%–
Victory Portfolios II92647N832VCSHS US SML CAP3,308$200.1K<0.1%–
INFYInfosys LtdSPONSORED ADR10,484$168.5K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$96.4K<0.1%History
MAMAMama's Creations, Inc.COM10,688$32.3K<0.1%History
XLOXilio Therapeutics, Inc.COM10,000$26.2K<0.1%History
NVTAInvitae CorpCOM13,663$15.4K<0.1%History
STLNStarling Oncology, Inc.COM20,000$11.0K<0.1%History
BINIBollinger Innovations, Inc.Stock70,993$7.65K<0.1%History