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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
505
+12 vs. Q3 2021
Portfolio value
$1.26B
+$162.2M (+14.7%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Nwam LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NSCNorfolk Southern CorpStock1,926$573.0K<0.1%+68+3.7%AddedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF8,433$573.0K<0.1%+1,191+16.4%Added–
WisdomTree Tr97717X719CHINADIV EX FI11,521$574.0K<0.1%−3,311−22.3%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS9,461$576.0K<0.1%+3,119+49.2%Added–
AAWWAtlas Air Worldwide Holdings IncCOM NEW6,160$580.0K<0.1%−5,200−45.8%ReducedHistory
iShares Tr464288307MRGSTR MD CP GRW8,048$589.0K<0.1%−48−0.6%Reduced–
Invesco Exch Traded FD Tr II46138G508SR LN ETF26,939$595.0K<0.1%+89+0.3%Added–
SOSouthern CoStock8,684$596.0K<0.1%−653−7.0%ReducedHistory
iShares Inc464286608MSCI EURZONE ETF12,172$597.0K<0.1%+20.0%Added–
COINCoinbase Global, Inc.COM CL A2,372$599.0K<0.1%−154−6.1%ReducedHistory
AMATApplied Materials IncStock3,834$603.0K<0.1%−687−15.2%ReducedHistory
iShares S&P 100 ETF464287101ETF2,761$605.0K<0.1%−611−18.1%Reduced–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF6,440$609.0K<0.1%+150+2.4%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,420$611.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN8,598$614.0K<0.1%+985+12.9%Added–
iShares Tr46435G433MSCI USA SMCP MN15,777$617.0K<0.1%00.0%Unchanged–
GMGeneral Motors CoCOM10,602$622.0K<0.1%+10,602NewHistory
iShares MSCI USA Quality Factor ETF46432F339ETF4,281$623.0K<0.1%−24−0.6%Reduced–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY10,147$630.0K<0.1%+1,344+15.3%Added–
DOWDow Inc.Stock11,176$634.0K0.1%+769+7.4%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF7,885$634.0K0.1%+404+5.4%Added–
SPDR Series Trust78468R721STATE STREET SPD12,273$635.0K0.1%+2,803+29.6%Added–
iShares Tr464287739U.S. REAL ES ETF5,517$641.0K0.1%−1,251−18.5%Reduced–
NETCloudflare, Inc.CL A COM4,914$646.0K0.1%−50−1.0%ReducedHistory
PHParker-Hannifin CorpStock2,036$648.0K0.1%+93+4.8%AddedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,013$652.0K0.1%−573−22.2%Reduced–
UPSTUpstart Holdings, Inc.COM4,319$653.0K0.1%+604+16.3%AddedHistory
iShares Tr46435G334MSCI UK ETF NEW19,825$657.0K0.1%−225−1.1%Reduced–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT176,163$661.0K0.1%+1,685+1.0%AddedHistory
MUMicron Technology IncStock7,111$662.0K0.1%+283+4.1%AddedHistory
Fidelity MSCI Financials Index ETF316092501ETF11,881$664.0K0.1%+11,881New–
DDOGDatadog, Inc.CL A COM3,727$664.0K0.1%+41+1.1%AddedHistory
iShares Tr464288109MORNINGSTAR VALU9,590$667.0K0.1%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F10,503$668.0K0.1%+2,592+32.8%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF4,457$670.0K0.1%+286+6.9%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS10,176$676.0K0.1%00.0%Unchanged–
PSXPhillips 66Stock9,406$682.0K0.1%−7,512−44.4%ReducedHistory
BMOBank of MontrealCOM6,336$683.0K0.1%−98−1.5%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR14,050$708.0K0.1%+1,440+11.4%Added–
iShares Tr464287291GLOBAL TECH ETF11,121$716.0K0.1%−862−7.2%Reduced–
BTZBlackRock Credit Allocation Income TrustCOM47,773$719.0K0.1%−100,675−67.8%ReducedHistory
CMICummins IncStock3,325$726.0K0.1%−5,050−60.3%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF7,151$732.0K0.1%+127+1.8%Added–
NTRANatera, Inc.COM7,850$733.0K0.1%−100−1.3%ReducedHistory
JCIJohnson Controls International plcStock9,059$737.0K0.1%+11+0.1%AddedHistory
NEENextera Energy IncStock7,919$739.0K0.1%+1,204+17.9%AddedHistory
TGTTarget CorpStock3,194$739.0K0.1%−32−1.0%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF6,929$744.0K0.1%+1,367+24.6%Added–
ETNEaton Corp plcStock4,321$747.0K0.1%−259−5.7%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF4,496$747.0K0.1%−629−12.3%Reduced–
State Street Utilities Select Sector SPDR ETF81369Y886ETF10,486$751.0K0.1%+507+5.1%Added–
ANSSAnsys IncCOM1,877$753.0K0.1%+1,877NewHistory
NTRNutrien Ltd.COM10,025$754.0K0.1%−446−4.3%ReducedHistory
NOWServiceNow, Inc.Stock1,201$780.0K0.1%+786+189.4%AddedHistory
iShares Tr46434V696CORE MSCI PAC12,209$780.0K0.1%+1,785+17.1%Added–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF40,539$787.0K0.1%00.0%Unchanged–
Paramount Global92556H206CL B26,124$788.0K0.1%−4,491−14.7%Reduced–
Fidelity MSCI Health Care Index ETF316092600ETF11,727$805.0K0.1%+4,920+72.3%Added–
NFLXNetflix IncStock1,352$814.0K0.1%−293−17.8%ReducedHistory
BXBlackstone Inc.COM6,298$815.0K0.1%−57−0.9%ReducedHistory
BBYBest Buy Co IncStock8,040$817.0K0.1%+8,040NewHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC15,923$818.0K0.1%+7,998+100.9%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF7,400$819.0K0.1%+117+1.6%Added–
CATCaterpillar IncStock3,998$826.0K0.1%−649−14.0%ReducedHistory
BOHBank of Hawaii CorpCOM10,000$838.0K0.1%00.0%UnchangedHistory
FFord Motor CoStock40,810$848.0K0.1%+29,359+256.4%AddedHistory
CERNCERNER CorpCOM9,327$866.0K0.1%+6,143+192.9%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF17,143$870.0K0.1%−76−0.4%Reduced–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF11,172$872.0K0.1%00.0%Unchanged–
KMBKimberly Clark CorpStock6,154$880.0K0.1%−3,399−35.6%ReducedHistory
Schwab International Equity ETF808524805ETF22,847$888.0K0.1%−2,863−11.1%Reduced–
SYKStryker CorpStock3,322$889.0K0.1%+1,484+80.7%AddedHistory
Schwab US Tips ETF808524870ETF14,575$917.0K0.1%+690+5.0%Added–
Exchange Listed FDS Tr30151E814HIGH YIELD ETF29,345$926.0K0.1%−534−1.8%Reduced–
iShares Tr464288208MRGSTR MD CP ETF13,384$951.0K0.1%−2,053−13.3%Reduced–
LLYEli Lilly & CoStock3,454$954.0K0.1%+23+0.7%AddedHistory
AWFAlliancebernstein Global High Income Fund IncCOM79,804$968.0K0.1%−77,022−49.1%ReducedHistory
MDBMongoDB, Inc.CL A1,830$969.0K0.1%+600+48.8%AddedHistory
PCNPIMCO Corporate & Income Strategy FundCOM56,675$970.0K0.1%+2,510+4.6%AddedHistory
TXNTexas Instruments IncStock5,200$980.0K0.1%+89+1.7%AddedHistory
ADPAutomatic Data Processing IncStock4,112$1.01M0.1%+1,234+42.9%AddedHistory
KOCoca Cola CoStock17,540$1.04M0.1%+7,533+75.3%AddedHistory
MOAltria Group, Inc.Stock22,014$1.04M0.1%+13,429+156.4%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM136,287$1.06M0.1%−1,327−1.0%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM278,589$1.06M0.1%−230−0.1%ReducedHistory
iShares Tr464287556ISHARES BIOTECH7,011$1.07M0.1%−258−3.5%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF11,677$1.08M0.1%+3,256+38.7%Added–
ORealty Income CorpREIT15,122$1.08M0.1%−1,160−7.1%ReducedHistory
SGENSeagen Inc.COM7,378$1.14M0.1%+4,754+181.2%AddedHistory
BMYBristol Myers Squibb CoStock18,392$1.15M0.1%+4,571+33.1%AddedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF19,251$1.15M0.1%+6,394+49.7%Added–
iShares Tr464287333GLOBAL FINLS ETF14,553$1.17M0.1%−2,918−16.7%Reduced–
BTIBritish American Tobacco p.l.c.SPONSORED ADR31,211$1.17M0.1%+22,983+279.3%AddedHistory
EFXEquifax IncCOM4,001$1.17M0.1%+10.0%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF16,014$1.17M0.1%−2,135−11.8%Reduced–
HASIHA Sustainable Infrastructure Capital, Inc.COM22,339$1.19M0.1%−20.0%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF7,314$1.20M0.1%−559−7.1%Reduced–
MMM3M CoStock6,786$1.21M0.1%+48+0.7%AddedHistory
MCDMcDonalds CorpStock4,535$1.22M0.1%+805+21.6%AddedHistory
iShares Tr46428743220 YR TR BD ETF8,220$1.22M0.1%−121−1.5%Reduced–

Sold out since Q3 2021 (34)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Kraneshares Tr500767736QUADRTC INT RT43,075$1.20M0.1%–
iShares Tr464287762US HLTHCARE ETF2,177$601.0K0.1%–
WGOWinnebago Industries IncCOM6,731$488.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,754$405.0K<0.1%–
KBHKB HomeCOM10,074$392.0K<0.1%History
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,852$384.0K<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A8,077$360.0K<0.1%–
GDGeneral Dynamics CorpStock1,783$350.0K<0.1%History
FST Tr New Opport MLP & Ene33739M100COM52,632$299.0K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,914$289.0K<0.1%–
TRVTravelers Companies, Inc.Stock1,831$278.0K<0.1%History
iShares Tr464288166AGENCY BOND ETF2,312$274.0K<0.1%–
TTETotalEnergies SESPONSORED ADS5,594$268.0K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,075$251.0K<0.1%–
Global X FDS37954Y467E COMMERCE ETF8,265$249.0K<0.1%–
iShares Tr46435G417CR 5 10 YR ETF4,850$248.0K<0.1%–
MRNAModerna, Inc.Stock635$244.0K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,837$240.0K<0.1%–
URIUnited Rentals, Inc.COM666$234.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,322$227.0K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW7,366$226.0K<0.1%–
HIGHartford Insurance Group, Inc.Stock3,108$218.0K<0.1%History
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER3,767$210.0K<0.1%–
ELVElevance Health, Inc.Stock560$209.0K<0.1%History
LDOSLeidos Holdings, Inc.COM2,163$208.0K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,423$207.0K<0.1%–
DELLDell Technologies Inc.Stock1,990$207.0K<0.1%History
iShares Russell Mid-Cap Value ETF464287473ETF1,803$204.0K<0.1%–
MSMorgan StanleyStock2,087$203.0K<0.1%History
JQCNuveen Credit Strategies Income FundCOM SHS22,082$145.0K<0.1%History
ProShares Tr74347G861ULTRAPRO SHT QQQ10,040$87.0K<0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY11,000$84.0K<0.1%–
NSLNuveen Senior Income FundCOM14,100$82.0K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A18,433$21.0K<0.1%–