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Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 3, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
493
+26 vs. Q2 2021
Portfolio value
$1.10B
+$25.2M (+2.3%) vs. Q2 2021
Filed
Nov 3, 2021
SEC
Holdings of Nwam LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock252,239$71.1M6.4%−11,093−4.2%ReducedHistory
AAPLApple Inc.Stock485,088$68.6M6.2%+20,592+4.4%AddedHistory
iShares Core S&P 500 ETF464287200ETF114,257$49.2M4.5%+38,082+50.0%Added–
Vanguard Morningstar Growth ETF922908736ETF83,269$24.2M2.2%−4,197−4.8%Reduced–
Invesco QQQ Trust Series I46090E103ETF57,932$20.7M1.9%−4,964−7.9%Reduced–
Vanguard Morningstar Value ETF922908744ETF153,129$20.7M1.9%−8,119−5.0%Reduced–
AMZNAmazon Com IncStock6,013$19.8M1.8%+500+9.1%AddedHistory
BRK.BBerkshire Hathaway IncStock61,409$16.8M1.5%+2,956+5.1%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF177,885$14.6M1.3%−5,124−2.8%Reduced–
Vanguard Real Estate ETF922908553ETF130,200$13.3M1.2%+1,633+1.3%Added–
iShares Core S&P Small Cap ETF464287804ETF117,182$12.8M1.2%+7,387+6.7%Added–
iShares Russell 1000 Growth ETF464287614ETF43,227$11.8M1.1%−31−0.1%Reduced–
iShares Tr46435G425ESG AWR MSCI USA110,688$10.9M1.0%+612+0.6%Added–
Vanguard High Dividend Yield Index ETF921946406ETF100,213$10.4M0.9%+5,252+5.5%Added–
Vanguard Total Bond Market ETF921937835ETF119,554$10.2M0.9%+3,814+3.3%Added–
iShares Russell 1000 Value ETF464287598ETF62,932$9.85M0.9%−3,313−5.0%Reduced–
COSTCostco Wholesale CorpStock19,666$8.84M0.8%+1,983+11.2%AddedHistory
GOOGAlphabet Inc.Stock3,300$8.80M0.8%+493+17.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF76,242$8.76M0.8%+13,335+21.2%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT58,434$8.76M0.8%+393+0.7%Added–
GOOGLAlphabet Inc.Stock3,023$8.08M0.7%+457+17.8%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD151,720$8.08M0.7%+6,673+4.6%Added–
iShares U.S. Treasury Bond ETF46429B267ETF289,571$7.68M0.7%−126,638−30.4%Reduced–
iShares Tr464287150CORE S&P TTL STK76,015$7.48M0.7%+10,037+15.2%Added–
SBUXStarbucks CorpStock67,463$7.44M0.7%−2,295−3.3%ReducedHistory
USBUS Bancorp DECOM NEW120,377$7.16M0.6%+165+0.1%AddedHistory
GNRCGenerac Holdings Inc.Stock17,414$7.12M0.6%−65−0.4%ReducedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF194,942$6.99M0.6%+22,429+13.0%Added–
VanEck ETF Trust92189H607OIL SERVICES ETF34,963$6.89M0.6%+16,361+88.0%Added–
PINSPinterest, Inc.CL A130,133$6.63M0.6%+2,057+1.6%AddedHistory
AIGAmerican International Group, Inc.Stock119,616$6.57M0.6%+8,261+7.4%AddedHistory
SPYSPDR S&P 500 ETF TrustETF15,245$6.54M0.6%+2,170+16.6%AddedHistory
NVDANVIDIA CorpStock31,500$6.53M0.6%−10,216−24.5%ReducedConverted for a 4-for-1 splitHistory
Vanguard Morningstar Large-Cap ETF922908637ETF32,209$6.47M0.6%+46+0.1%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF27,665$6.05M0.5%−1,784−6.1%Reduced–
AAAlcoa CorpStock122,115$5.98M0.5%+3,690+3.1%AddedHistory
DISWalt Disney CoStock35,319$5.97M0.5%+4,211+13.5%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF26,711$5.93M0.5%+617+2.4%Added–
BABoeing CoStock26,490$5.83M0.5%+101+0.4%AddedHistory
iShares Tr464288885EAFE GRWTH ETF54,289$5.78M0.5%+8,468+18.5%Added–
TSLATesla, Inc.Stock7,435$5.77M0.5%+2,056+38.2%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF54,188$5.72M0.5%+310+0.6%Added–
Vanguard Total International Bond ETF92203J407ETF98,961$5.64M0.5%−44,967−31.2%Reduced–
MOSMosaic CoCOM155,050$5.54M0.5%+1,520+1.0%AddedHistory
iShares Tips Bond ETF464287176ETF43,009$5.49M0.5%+23,321+118.5%Added–
Vanguard Ftse Developed Markets ETF921943858ETF107,893$5.45M0.5%−3,746−3.4%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF47,895$5.37M0.5%−982−2.0%Reduced–
SPDR Series Trust78464A763ST STR SP DIV45,585$5.36M0.5%+4,109+9.9%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF64,266$5.27M0.5%−1,908−2.9%Reduced–
JNJJohnson & JohnsonStock31,972$5.16M0.5%−203−0.6%ReducedHistory
PYPLPayPal Holdings, Inc.Stock19,651$5.11M0.5%−89−0.5%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD59,541$4.91M0.4%−23,951−28.7%Reduced–
iShares Tr464288877EAFE VALUE ETF95,567$4.86M0.4%−16,600−14.8%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF31,569$4.85M0.4%+2,358+8.1%Added–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF19,784$4.67M0.4%+34+0.2%Added–
ECLEcolab Inc.Stock21,790$4.55M0.4%+1,063+5.1%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF16,857$4.43M0.4%−9,232−35.4%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF18,634$4.41M0.4%−1,261−6.3%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF87,767$4.39M0.4%−7,505−7.9%Reduced–
SESea LtdSPONSORD ADS13,710$4.37M0.4%−2,385−14.8%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock50,250$4.33M0.4%+3,813+8.2%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF46,500$4.16M0.4%+1,401+3.1%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF68,156$4.16M0.4%−3,425−4.8%Reduced–
ADMArcher-Daniels-Midland CoStock67,938$4.08M0.4%−2,263−3.2%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock27,465$4.02M0.4%+1,559+6.0%AddedHistory
NOCNorthrop Grumman CorpStock11,006$3.96M0.4%+4,813+77.7%AddedHistory
JPMJPMorgan Chase & CoStock23,600$3.86M0.4%−850−3.5%ReducedHistory
HONHoneywell International IncCOM18,037$3.83M0.3%+1,038+6.1%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF28,740$3.82M0.3%+1,016+3.7%Added–
GTGoodyear Tire & Rubber CoCOM208,925$3.70M0.3%−4,367−2.0%ReducedHistory
FCXFreeport-McMoran IncStock113,475$3.69M0.3%+12,049+11.9%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF24,577$3.67M0.3%+19,093+348.2%Added–
Vanguard Information Technology ETF92204A702ETF9,113$3.66M0.3%+1,971+27.6%Added–
SLBSLB LimitedStock123,091$3.65M0.3%+2,816+2.3%AddedHistory
iShares Russell 2000 ETF464287655ETF16,444$3.60M0.3%+665+4.2%Added–
iShares Tr4642874571 3 YR TREAS BD41,217$3.55M0.3%+15,133+58.0%Added–
iShares Tr464288588MBS ETF32,288$3.49M0.3%+3,195+11.0%Added–
iShares Core MSCI Europe ETF46434V738ETF61,898$3.47M0.3%+7,669+14.1%Added–
WisdomTree Tr97717X628FLOATNG RAT TREA137,755$3.46M0.3%+1,659+1.2%Added–
iShares Tr46432F388MSCI USA VALUE34,219$3.45M0.3%−2,481−6.8%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF45,261$3.21M0.3%+5,186+12.9%Added–
iShares Russell Midcap ETF464287499ETF40,917$3.20M0.3%−8,058−16.5%Reduced–
iShares Tr464288760US AER DEF ETF30,056$3.13M0.3%−1,441−4.6%Reduced–
Vanguard Malvern FDS922020805STRM INFPROIDX59,313$3.12M0.3%−1,918−3.1%Reduced–
SHOPShopify Inc.Stock2,236$3.03M0.3%−263−10.5%ReducedHistory
PGProcter & Gamble CoStock21,681$3.03M0.3%−441−2.0%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF17,818$3.02M0.3%−345−1.9%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF59,071$3.00M0.3%+178+0.3%Added–
iShares Tr46435G474FALN ANGLS USD97,744$2.94M0.3%+5,597+6.1%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF78,174$2.93M0.3%+51,632+194.5%Added–
METAMeta Platforms, Inc.Stock8,501$2.88M0.3%−947−10.0%ReducedHistory
ALKAlaska Air Group, Inc.COM48,899$2.87M0.3%−2,733−5.3%ReducedHistory
PFEPfizer IncStock66,494$2.86M0.3%+933+1.4%AddedHistory
iShares Tr4642874407-10 YR TRSY BD24,249$2.79M0.3%+3,325+15.9%Added–
iShares Inc46434G863ESG AWR MSCI EM65,385$2.71M0.2%−23,585−26.5%Reduced–
iShares Select Dividend ETF464287168ETF23,587$2.71M0.2%+2,928+14.2%Added–
QCOMQualcomm IncStock20,921$2.70M0.2%+8,212+64.6%AddedHistory
TECKTeck Resources LtdCL B107,826$2.69M0.2%+107,826NewHistory
Alps ETF Tr00162Q452ALERIAN MLP80,362$2.68M0.2%+633+0.8%Added–
DHRDanaher CorpStock8,785$2.67M0.2%+44+0.5%AddedHistory

Sold out since Q2 2021 (28)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Vanguard BD Index FDS921937793LONG TERM BOND16,213$1.67M0.2%–
iShares MSCI USA Momentum Factor ETF46432F396ETF7,231$1.25M0.1%–
LRCXLam Research CorpCOM1,621$1.05M0.1%History
Schwab Strategic Tr8085247141 5YR CORP BD18,561$950.0K0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED18,622$783.0K0.1%–
AESAES CorpStock29,173$761.0K0.1%History
BYNDBeyond Meat, Inc.COM3,785$596.0K0.1%History
GMGeneral Motors CoCOM8,905$527.0K<0.1%History
STIMNeuronetics, Inc.COM20,000$320.0K<0.1%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT5,725$318.0K<0.1%History
Vanguard Industrials ETF92204A603ETF1,496$294.0K<0.1%–
STZConstellation Brands, Inc.Stock1,229$288.0K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF2,906$269.0K<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT4,899$249.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD12,000$243.0K<0.1%History
Schwab US Aggregate Bond ETF808524839ETF4,120$225.0K<0.1%–
DUKDuke Energy CORPStock2,264$223.0K<0.1%History
NTRSNorthern Trust CorpCOM1,929$223.0K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,547$220.0K<0.1%–
GISGeneral Mills IncStock3,599$219.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF11,152$215.0K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,404$211.0K<0.1%–
CHTRCharter Communications, Inc.CL A282$203.0K<0.1%History
TWLOTwilio IncCL A513$202.0K<0.1%History
MMacy's, Inc.COM10,101$192.0K<0.1%History
VGMInvesco Trust for Investment Grade MunicipalsCOM11,570$162.0K<0.1%History
ABEVAmbev S.A.SPONSORED ADR44,911$154.0K<0.1%History
TSITCW Strategic Income Fund IncCOM11,700$69.0K<0.1%History