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Livermore
Livermore
ZHEN

Lavaca Capital LLC

SEC CIK
0001641447
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
86
−50 vs. Q3 2023
Portfolio value
$163.4M
−$114.7M (−41.2%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Lavaca Capital LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF137,255$65.2M39.9%−46,915−25.5%ReducedHistory
SYYSysco CorpStock234,600$17.2M10.5%00.0%UnchangedHistory
MQMarqeta, Inc.CLASS A COM1,066,290$7.44M4.6%00.0%UnchangedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT108,000$3.16M1.9%00.0%UnchangedHistory
AAPLApple Inc.Stock15,819$3.05M1.9%−32,728−67.4%ReducedHistory
EPDEnterprise Products Partners L.P.Stock103,698$2.73M1.7%00.0%UnchangedHistory
CFBCrossfirst Bankshares, Inc.COM198,384$2.69M1.6%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN192,800$2.66M1.6%−2,668−1.4%ReducedHistory
TRGPTarga Resources Corp.COM28,200$2.45M1.5%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock1,866$2.08M1.3%−198−9.6%ReducedHistory
CNPCenterpoint Energy IncCOM70,000$2.00M1.2%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF4,538$1.98M1.2%+2,081+84.7%Added–
MSFTMicrosoft CorpStock5,103$1.92M1.2%−20,205−79.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF3,798$1.81M1.1%−9,994−72.5%Reduced–
LLYEli Lilly & CoStock2,952$1.72M1.1%−58−1.9%ReducedHistory
WMBWilliams Companies, Inc.COM47,300$1.65M1.0%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock3,119$1.64M1.0%−6,529−67.7%ReducedHistory
GOOGAlphabet Inc.Stock11,300$1.59M1.0%−13,791−55.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM15,700$1.57M1.0%−5,721−26.7%ReducedHistory
EOGEOG Resources IncStock11,654$1.41M0.9%−399−3.3%ReducedHistory
KLACKLA CorpCOM NEW2,410$1.40M0.9%−198−7.6%ReducedHistory
CTASCintas CorpStock2,005$1.21M0.7%−99−4.7%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP25,000$1.06M0.7%00.0%Unchanged–
NSCNorfolk Southern CorpStock4,417$1.04M0.6%00.0%UnchangedHistory
AXPAmerican Express CoStock5,327$998.0K0.6%−494−8.5%ReducedHistory
JNJJohnson & JohnsonStock6,333$992.6K0.6%−6,357−50.1%ReducedHistory
DDDuPont de Nemours, Inc.COM12,780$983.2K0.6%+6,305+97.4%AddedHistory
MRKMerck & Co., Inc.Stock8,900$970.3K0.6%−2,422−21.4%ReducedHistory
ACNAccenture plcStock2,744$962.9K0.6%−6,783−71.2%ReducedHistory
ABBVAbbVie Inc.Stock6,205$961.6K0.6%−2,922−32.0%ReducedHistory
NRGNRG Energy, Inc.Stock18,500$956.5K0.6%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD9,506$916.3K0.6%+9,506New–
State Street Technology Select Sector SPDR ETF81369Y803ETF4,596$884.6K0.5%−21,926−82.7%Reduced–
WMWaste Management IncStock4,938$884.4K0.5%−5,222−51.4%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF2,586$803.9K0.5%+2,586New–
WMTWalmart Inc.Stock5,031$793.1K0.5%−6,626−56.8%ReducedHistory
OKEONEOK IncCOM10,900$765.4K0.5%00.0%UnchangedHistory
CCChemours CoStock24,017$757.5K0.5%−2,229−8.5%ReducedHistory
PAYXPaychex IncStock6,279$747.9K0.5%+16+0.3%AddedHistory
iShares Tr464287721U.S. TECH ETF6,000$736.5K0.5%00.0%Unchanged–
NEENextera Energy IncStock12,000$728.9K0.4%+3,453+40.4%AddedHistory
DOWDow Inc.Stock13,011$713.5K0.4%−5,563−30.0%ReducedHistory
ABTAbbott LaboratoriesStock6,231$685.8K0.4%−5,861−48.5%ReducedHistory
DLRDigital Realty Trust, Inc.COM5,000$672.9K0.4%00.0%UnchangedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN22,000$669.0K0.4%−15,400−41.2%ReducedHistory
AMAntero Midstream CorpStock51,000$639.0K0.4%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock3,897$612.8K0.4%−189−4.6%ReducedHistory
CTVACorteva, Inc.Stock12,677$607.5K0.4%−6,268−33.1%ReducedHistory
FANGDiamondback Energy, Inc.Stock3,859$598.5K0.4%−319−7.6%ReducedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT14,000$557.2K0.3%00.0%UnchangedHistory
CCICrown Castle Inc.REIT4,807$553.7K0.3%−164−3.3%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF7,734$544.1K0.3%−28,775−78.8%Reduced–
GOOGLAlphabet Inc.Stock3,787$529.0K0.3%−12,549−76.8%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF9,312$520.5K0.3%+1,348+16.9%Added–
AEEAmeren CorpCOM7,089$512.8K0.3%+46+0.7%AddedHistory
PGProcter & Gamble CoStock3,417$500.7K0.3%−2,325−40.5%ReducedHistory
NEMNEWMONT CorpStock11,800$488.4K0.3%00.0%UnchangedHistory
MSMorgan StanleyStock5,178$482.8K0.3%−616−10.6%ReducedHistory
ANETArista Networks, Inc.COM1,920$452.2K0.3%00.0%UnchangedHistory
TXNTexas Instruments IncStock2,631$448.5K0.3%−2,399−47.7%ReducedHistory
GSGoldman Sachs Group IncStock1,100$424.3K0.3%−2,600−70.3%ReducedHistory
RTXRTX CorpStock4,764$400.8K0.2%−1,189−20.0%ReducedHistory
AEMAgnico Eagle Mines LtdStock6,808$373.4K0.2%00.0%UnchangedHistory
INTCIntel CorpStock6,961$349.8K0.2%−10,401−59.9%ReducedHistory
AMZNAmazon Com IncStock2,300$349.5K0.2%−2,160−48.4%ReducedHistory
SDSandridge Energy IncCOM NEW25,000$341.8K0.2%00.0%UnchangedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF6,439$325.7K0.2%−2,394−27.1%Reduced–
MCDMcDonalds CorpStock1,039$308.1K0.2%−4,496−81.2%ReducedHistory
LNGCheniere Energy, Inc.COM NEW1,800$307.3K0.2%00.0%UnchangedHistory
PFEPfizer IncStock10,647$306.5K0.2%−3,240−23.3%ReducedHistory
IDXXIDEXX Laboratories IncCOM540$299.7K0.2%00.0%UnchangedHistory
SBUXStarbucks CorpStock3,061$293.9K0.2%−9,775−76.2%ReducedHistory
CWENClearway Energy, Inc.CL C9,800$268.8K0.2%00.0%UnchangedHistory
SVIXVS Trust-1X SHRT VIX FUT7,000$264.1K0.2%+7,000NewHistory
Vanguard Ftse Developed Markets ETF921943858ETF5,454$261.2K0.2%+291+5.6%Added–
COPConocoPhillipsStock2,035$236.2K0.1%+21+1.0%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD6,400$235.0K0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock3,200$231.8K0.1%−2,310−41.9%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM4,381$225.2K0.1%−2,408−35.5%Reduced–
AMTAmerican Tower CorpREIT1,038$224.1K0.1%−2,091−66.8%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF779$215.9K0.1%−721−48.1%Reduced–
SPGSimon Property Group Inc.REIT1,500$214.0K0.1%+1,500NewHistory
BMYBristol Myers Squibb CoStock4,100$210.4K0.1%−120−2.8%ReducedHistory
Schwab International Equity ETF808524805ETF5,641$208.5K0.1%+5,641New–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR4,185$200.3K0.1%−482−10.3%Reduced–
BTGB2GOLD CorpCOM10,700$33.8K<0.1%−10,000−48.3%ReducedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Lavaca Capital LLC in Q4 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$7.89M–
Invesco QQQ Trust Series I46090E103ETF$2.74M–
Alps ETF Tr00162Q452ALERIAN MLP–$892.9K
VTLEVital Energy, Inc.COM–$805.2K
SVIXVS Trust-1X SHRT VIX FUT$264.1K–
ARAntero Resources CorpCOM–$226.8K

Sold out since Q3 2023 (55)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Lavaca Capital LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr464287234MSCI EMG MKT ETF371,301$14.1M5.1%–
iShares MSCI Eafe ETF464287465ETF105,806$7.29M2.6%–
BRK.BBerkshire Hathaway IncStock15,605$5.47M2.0%History
SPDR Series Trust78464A755ST STR SP METAL70,070$3.68M1.3%–
iShares Russell 1000 Growth ETF464287614ETF11,701$3.11M1.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR24,814$2.16M0.8%History
TMOThermo Fisher Scientific Inc.Stock3,873$1.96M0.7%History
PEPPepsiCo IncStock9,689$1.64M0.6%History
iShares Core S&P Small Cap ETF464287804ETF16,284$1.54M0.6%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF11,758$1.51M0.5%–
MAMastercard IncStock3,654$1.45M0.5%History
JPMJPMorgan Chase & CoStock9,572$1.39M0.5%History
State Street Financial Select Sector SPDR ETF81369Y605ETF41,006$1.36M0.5%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF7,792$1.25M0.5%–
TGTTarget CorpStock11,320$1.25M0.5%History
HDHome Depot, Inc.Stock3,663$1.11M0.4%History
BRK.ABerkshire Hathaway IncCL A2$1.06M0.4%History
AMATApplied Materials IncStock7,574$1.05M0.4%History
UNPUnion Pacific CorpStock5,132$1.05M0.4%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF15,867$1.04M0.4%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF10,182$1.03M0.4%–
INTUIntuit Inc.Stock1,833$936.6K0.3%History
CVXChevron CorpStock4,338$731.5K0.3%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF10,176$700.2K0.3%–
ZBRAZebra Technologies CorpCL A2,932$693.5K0.2%History
iShares Tr46434V878ULTRA SHORT DUR13,658$688.1K0.2%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA13,927$685.1K0.2%–
APHAmphenol CorpCL A8,042$675.4K0.2%History
VVisa Inc.Stock2,764$635.7K0.2%History
FDXFedEx CorpStock2,300$609.3K0.2%History
SPGIS&P Global Inc.Stock1,613$589.4K0.2%History
BLKBlackRock, Inc.COM893$577.3K0.2%History
AJGArthur J. Gallagher & Co.COM2,494$568.5K0.2%History
State Street Energy Select Sector SPDR ETF81369Y506ETF5,919$535.0K0.2%–
ULTAUlta Beauty, Inc.Stock1,160$463.4K0.2%History
STZConstellation Brands, Inc.Stock1,770$444.9K0.2%History
IMOImperial Oil LtdCOM NEW7,014$432.0K0.2%History
HCAHCA Healthcare, Inc.COM1,747$429.7K0.2%History
RMDResmed IncCOM2,905$429.6K0.2%History
ITWIllinois Tool Works IncStock1,754$404.0K0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF10,159$398.3K0.1%–
iShares S&P 500 Value ETF464287408ETF2,400$369.2K0.1%–
BIIBBiogen Inc.COM1,434$368.6K0.1%History
CBChubb LtdStock1,702$354.3K0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF5,956$351.0K0.1%–
NKENIKE, Inc.Stock3,479$332.7K0.1%History
MOAltria Group, Inc.Stock7,911$332.7K0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,806$299.0K0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF8,497$289.5K0.1%–
OPENOpendoor Technologies Inc.COM101,802$268.8K0.1%History
SHWSherwin Williams CoCOM920$234.6K0.1%History
PMPhilip Morris International Inc.Stock2,516$232.9K0.1%History
CATCaterpillar IncStock790$215.7K0.1%History
CSCOCisco Systems, Inc.Stock3,970$213.4K0.1%History
GNTXGentex CorpCOM6,322$205.7K0.1%History