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Livermore
Livermore
ZHEN

Lavaca Capital LLC

SEC CIK
0001641447
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
136
−7 vs. Q2 2023
Portfolio value
$278.1M
−$43.0M (−13.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Lavaca Capital LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF184,170$78.7M28.3%−36,615−16.6%ReducedHistory
SYYSysco CorpStock234,600$15.5M5.6%−490−0.2%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF371,301$14.1M5.1%+1,977+0.5%Added–
AAPLApple Inc.Stock48,547$8.31M3.0%−18,116−27.2%ReducedHistory
MSFTMicrosoft CorpStock25,308$7.99M2.9%−7,339−22.5%ReducedHistory
iShares MSCI Eafe ETF464287465ETF105,806$7.29M2.6%00.0%Unchanged–
MQMarqeta, Inc.CLASS A COM1,066,290$6.38M2.3%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF13,792$5.92M2.1%+1,487+12.1%Added–
BRK.BBerkshire Hathaway IncStock15,605$5.47M2.0%+94+0.6%AddedHistory
UNHUnitedHealth Group IncStock9,648$4.86M1.7%−98−1.0%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF26,522$4.35M1.6%−2,166−7.6%Reduced–
SPDR Series Trust78464A755ST STR SP METAL70,070$3.68M1.3%00.0%Unchanged–
GOOGAlphabet Inc.Stock25,091$3.31M1.2%−40−0.2%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF11,701$3.11M1.1%00.0%Unchanged–
WESWestern Midstream Partners, LPCOM UNIT LP INT108,000$2.94M1.1%00.0%UnchangedHistory
ACNAccenture plcStock9,527$2.93M1.1%−639−6.3%ReducedHistory
EPDEnterprise Products Partners L.P.Stock103,698$2.84M1.0%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN195,468$2.74M1.0%−2,668−1.3%ReducedHistory
XOMExxonMobil Holdings CorpCOM21,421$2.52M0.9%00.0%UnchangedHistory
TRGPTarga Resources Corp.COM28,200$2.42M0.9%00.0%UnchangedHistory
iShares Core MSCI Eafe ETF46432F842ETF36,509$2.35M0.8%+160+0.4%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR24,814$2.16M0.8%+10,373+71.8%AddedHistory
GOOGLAlphabet Inc.Stock16,336$2.14M0.8%−108−0.7%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM198,384$2.00M0.7%+198,384NewHistory
JNJJohnson & JohnsonStock12,690$1.98M0.7%−804−6.0%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock3,873$1.96M0.7%+1,672+76.0%AddedHistory
CNPCenterpoint Energy IncCOM70,000$1.88M0.7%00.0%UnchangedHistory
WMTWalmart Inc.Stock11,657$1.86M0.7%−1,715−12.8%ReducedHistory
AVGOBroadcom Inc.Stock2,064$1.71M0.6%−51−2.4%ReducedHistory
PEPPepsiCo IncStock9,689$1.64M0.6%−4,294−30.7%ReducedHistory
LLYEli Lilly & CoStock3,010$1.62M0.6%−164−5.2%ReducedHistory
WMBWilliams Companies, Inc.COM47,300$1.59M0.6%00.0%UnchangedHistory
WMWaste Management IncStock10,160$1.55M0.6%−397−3.8%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF16,284$1.54M0.6%+563+3.6%Added–
EOGEOG Resources IncStock12,053$1.53M0.5%−491−3.9%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF11,758$1.51M0.5%−562−4.6%Reduced–
MCDMcDonalds CorpStock5,535$1.46M0.5%−1,582−22.2%ReducedHistory
MAMastercard IncStock3,654$1.45M0.5%+1,349+58.5%AddedHistory
JPMJPMorgan Chase & CoStock9,572$1.39M0.5%+88+0.9%AddedHistory
ABBVAbbVie Inc.Stock9,127$1.36M0.5%−1,772−16.3%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF41,006$1.36M0.5%−1,300−3.1%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF7,792$1.25M0.5%00.0%Unchanged–
TGTTarget CorpStock11,320$1.25M0.5%+11,320NewHistory
GSGoldman Sachs Group IncStock3,700$1.20M0.4%−3,800−50.7%ReducedHistory
KLACKLA CorpCOM NEW2,608$1.20M0.4%−99−3.7%ReducedHistory
SBUXStarbucks CorpStock12,836$1.17M0.4%−5,195−28.8%ReducedHistory
ABTAbbott LaboratoriesStock12,092$1.17M0.4%−579−4.6%ReducedHistory
MRKMerck & Co., Inc.Stock11,322$1.17M0.4%−10,592−48.3%ReducedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN37,400$1.11M0.4%+22,100+144.4%AddedHistory
HDHome Depot, Inc.Stock3,663$1.11M0.4%−2,798−43.3%ReducedHistory
BRK.ABerkshire Hathaway IncCL A2$1.06M0.4%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP25,000$1.05M0.4%00.0%Unchanged–
AMATApplied Materials IncStock7,574$1.05M0.4%00.0%UnchangedHistory
UNPUnion Pacific CorpStock5,132$1.05M0.4%00.0%UnchangedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF15,867$1.04M0.4%00.0%Unchanged–
State Street Industrial Select Sector SPDR ETF81369Y704ETF10,182$1.03M0.4%+406+4.2%Added–
CTASCintas CorpStock2,104$1.01M0.4%−149−6.6%ReducedHistory
CTVACorteva, Inc.Stock18,945$969.2K0.3%−5,532−22.6%ReducedHistory
Vanguard S&P 500 ETF922908363ETF2,457$964.9K0.3%−362−12.8%Reduced–
DOWDow Inc.Stock18,574$957.7K0.3%−4,827−20.6%ReducedHistory
INTUIntuit Inc.Stock1,833$936.6K0.3%00.0%UnchangedHistory
NSCNorfolk Southern CorpStock4,417$869.8K0.3%00.0%UnchangedHistory
AXPAmerican Express CoStock5,821$868.4K0.3%+255+4.6%AddedHistory
PGProcter & Gamble CoStock5,742$837.5K0.3%+730+14.6%AddedHistory
TXNTexas Instruments IncStock5,030$799.8K0.3%−84−1.6%ReducedHistory
CCChemours CoStock26,246$736.2K0.3%−766−2.8%ReducedHistory
CVXChevron CorpStock4,338$731.5K0.3%−1,235−22.2%ReducedHistory
PAYXPaychex IncStock6,263$722.3K0.3%−491−7.3%ReducedHistory
NRGNRG Energy, Inc.Stock18,500$712.6K0.3%00.0%UnchangedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF10,176$700.2K0.3%00.0%Unchanged–
ZBRAZebra Technologies CorpCL A2,932$693.5K0.2%00.0%UnchangedHistory
OKEONEOK IncCOM10,900$691.4K0.2%00.0%UnchangedHistory
iShares Tr46434V878ULTRA SHORT DUR13,658$688.1K0.2%+171+1.3%Added–
Vanguard BD Index FDS92203C303VANGUARD ULTRA13,927$685.1K0.2%+159+1.2%Added–
APHAmphenol CorpCL A8,042$675.4K0.2%00.0%UnchangedHistory
FANGDiamondback Energy, Inc.Stock4,178$647.1K0.2%−596−12.5%ReducedHistory
UPSUnited Parcel Service IncStock4,086$636.9K0.2%−5,970−59.4%ReducedHistory
VVisa Inc.Stock2,764$635.7K0.2%+92+3.4%AddedHistory
iShares Tr464287721U.S. TECH ETF6,000$629.5K0.2%00.0%Unchanged–
INTCIntel CorpStock17,362$617.2K0.2%−29,011−62.6%ReducedHistory
AMAntero Midstream CorpStock51,000$611.0K0.2%00.0%UnchangedHistory
FDXFedEx CorpStock2,300$609.3K0.2%−231−9.1%ReducedHistory
DLRDigital Realty Trust, Inc.COM5,000$605.1K0.2%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock1,613$589.4K0.2%00.0%UnchangedHistory
BLKBlackRock, Inc.COM893$577.3K0.2%00.0%UnchangedHistory
AJGArthur J. Gallagher & Co.COM2,494$568.5K0.2%−200−7.4%ReducedHistory
AMZNAmazon Com IncStock4,460$567.0K0.2%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,919$535.0K0.2%00.0%Unchanged–
AEEAmeren CorpCOM7,043$527.0K0.2%+65+0.9%AddedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT14,000$518.0K0.2%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT3,129$514.6K0.2%+8+0.3%AddedHistory
NEENextera Energy IncStock8,547$489.7K0.2%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM6,475$483.0K0.2%−15,985−71.2%ReducedHistory
MSMorgan StanleyStock5,794$473.2K0.2%+2,325+67.0%AddedHistory
ULTAUlta Beauty, Inc.Stock1,160$463.4K0.2%00.0%UnchangedHistory
PFEPfizer IncStock13,887$460.6K0.2%−710−4.9%ReducedHistory
CCICrown Castle Inc.REIT4,971$457.5K0.2%+20+0.4%AddedHistory
STZConstellation Brands, Inc.Stock1,770$444.9K0.2%00.0%UnchangedHistory
NEMNEWMONT CorpStock11,800$436.0K0.2%00.0%UnchangedHistory
IMOImperial Oil LtdCOM NEW7,014$432.0K0.2%00.0%UnchangedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Lavaca Capital LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$8.68M$2.14M
PIMCO ETF Tr72201R88225YR+ ZERO U S–$3.64M
Invesco QQQ Trust Series I46090E103ETF$2.58M–
Alps ETF Tr00162Q452ALERIAN MLP–$1.10M
VTLEVital Energy, Inc.COM–$980.9K
ARAntero Resources CorpCOM–$253.8K

Sold out since Q2 2023 (12)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Lavaca Capital LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
NFLXNetflix IncStock4,300$1.89M0.6%History
DISWalt Disney CoStock11,335$1.01M0.3%History
DEDeere & CoStock2,377$963.1K0.3%History
NVDANVIDIA CorpStock1,800$761.4K0.2%History
MDTMedtronic plcStock5,260$463.4K0.1%History
URIUnited Rentals, Inc.COM1,000$445.4K0.1%History
IBMInternational Business Machines CorpStock2,924$391.3K0.1%History
KOCoca Cola CoStock5,461$328.9K0.1%History
BACBank of America CorpStock10,681$306.4K0.1%History
TSLATesla, Inc.Stock1,000$261.8K0.1%History
CMCSAComcast CorpStock6,005$249.5K0.1%History
KEYSKeysight Technologies, Inc.Stock1,470$246.2K0.1%History