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Livermore
Livermore
ZHEN

Lavaca Capital LLC

SEC CIK
0001641447
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
120
+3 vs. Q3 2021
Portfolio value
$225.8M
+$26.7M (+13.4%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Lavaca Capital LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock78,363$13.9M6.2%−2,090−2.6%ReducedHistory
SBUXStarbucks CorpStock99,027$11.6M5.1%+4,108+4.3%AddedHistory
MCDMcDonalds CorpStock35,609$9.41M4.2%+989+2.9%AddedHistory
MRKMerck & Co., Inc.Stock105,082$8.05M3.6%+60.0%AddedHistory
SYYSysco CorpStock100,699$7.91M3.5%+100,699NewHistory
ABBVAbbVie Inc.Stock57,383$7.77M3.4%−8,079−12.3%ReducedHistory
INTCIntel CorpStock154,820$7.72M3.4%−15,131−8.9%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF13,418$6.37M2.8%−187−1.4%ReducedHistory
PEPPepsiCo IncStock33,022$5.67M2.5%−5,992−15.4%ReducedHistory
MOAltria Group, Inc.Stock107,021$5.07M2.2%−1,259−1.2%ReducedHistory
HDHome Depot, Inc.Stock16,045$4.87M2.2%+3,961+32.8%AddedHistory
VZVerizon Communications IncStock84,709$4.40M1.9%−4,291−4.8%ReducedHistory
PYPLPayPal Holdings, Inc.Stock23,173$4.37M1.9%+23,173NewHistory
JNJJohnson & JohnsonStock24,218$4.14M1.8%−4,877−16.8%ReducedHistory
IBMInternational Business Machines CorpStock30,759$4.11M1.8%+1,700+5.9%AddedHistory
ABTAbbott LaboratoriesStock28,989$4.08M1.8%−193−0.7%ReducedHistory
AXPAmerican Express CoStock23,233$3.80M1.7%+14,702+172.3%AddedHistory
LLYEli Lilly & CoStock13,436$3.71M1.6%−198−1.5%ReducedHistory
MQMarqeta, Inc.CLASS A COM200,000$3.43M1.5%+200,000NewHistory
NFLXNetflix IncStock5,249$3.16M1.4%−500−8.7%ReducedHistory
CMICummins IncStock13,302$2.90M1.3%−1,921−12.6%ReducedHistory
DISWalt Disney CoStock17,882$2.77M1.2%+14,333+403.9%AddedHistory
MSFTMicrosoft CorpStock8,229$2.77M1.2%−516−5.9%ReducedHistory
CVXChevron CorpStock21,026$2.47M1.1%00.0%UnchangedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT177,533$2.45M1.1%+165+0.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF5,033$2.40M1.1%00.0%Unchanged–
DDDuPont de Nemours, Inc.COM28,524$2.30M1.0%+10.0%AddedHistory
FDXFedEx CorpStock8,722$2.26M1.0%−700−7.4%ReducedHistory
iShares Russell 2000 ETF464287655ETF9,727$2.16M1.0%+9,727New–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF16,269$2.16M1.0%+114+0.7%Added–
PFEPfizer IncStock36,311$2.14M0.9%−6,900−16.0%ReducedHistory
CNPCenterpoint Energy IncCOM76,315$2.13M0.9%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock3,190$2.12M0.9%−147−4.4%ReducedHistory
CATCaterpillar IncStock9,520$1.97M0.9%−9,051−48.7%ReducedHistory
UNHUnitedHealth Group IncStock3,777$1.90M0.8%−100−2.6%ReducedHistory
BABAAlibaba Group Holding LtdADR15,382$1.83M0.8%+1,500+10.8%AddedHistory
NVDANVIDIA CorpStock6,000$1.76M0.8%+800+15.4%AddedHistory
TXNTexas Instruments IncStock9,228$1.74M0.8%−192−2.0%ReducedHistory
JPMJPMorgan Chase & CoStock10,912$1.73M0.8%−2,191−16.7%ReducedHistory
WMTWalmart Inc.Stock11,904$1.72M0.8%+88+0.7%AddedHistory
DOWDow Inc.Stock29,719$1.69M0.7%−18,002−37.7%ReducedHistory
BIDUBaidu, Inc.ADR11,308$1.68M0.7%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW4,680$1.68M0.7%−270−5.5%ReducedConverted for a 3-for-1 splitHistory
PLDPrologis, Inc.REIT9,507$1.60M0.7%+102+1.1%AddedHistory
UPSUnited Parcel Service IncStock6,828$1.46M0.6%+386+6.0%AddedHistory
CARRCarrier Global CorpStock26,318$1.43M0.6%+809+3.2%AddedHistory
FANGDiamondback Energy, Inc.Stock13,215$1.43M0.6%−493−3.6%ReducedHistory
BABoeing CoStock6,800$1.37M0.6%+6,800NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR11,306$1.36M0.6%−438−3.7%ReducedHistory
BRK.ABerkshire Hathaway IncCL A3$1.35M0.6%00.0%UnchangedHistory
CTVACorteva, Inc.Stock28,461$1.35M0.6%−1,708−5.7%ReducedHistory
PRUPrudential Financial IncStock12,203$1.32M0.6%+424+3.6%AddedHistory
NSCNorfolk Southern CorpStock4,417$1.31M0.6%−50−1.1%ReducedHistory
AMTAmerican Tower CorpREIT4,434$1.30M0.6%+209+4.9%AddedHistory
IRMIron Mountain IncCOM24,588$1.29M0.6%−88−0.4%ReducedHistory
MSMorgan StanleyStock13,052$1.28M0.6%−1,490−10.2%ReducedHistory
EOGEOG Resources IncStock14,327$1.27M0.6%−545−3.7%ReducedHistory
MRNAModerna, Inc.Stock5,000$1.27M0.6%+5,000NewHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF7,300$1.27M0.6%00.0%Unchanged–
CCChemours CoStock37,514$1.26M0.6%−1,095−2.8%ReducedHistory
ROKURoku, IncCOM CL A5,500$1.25M0.6%+1,564+39.7%AddedHistory
AMZNAmazon Com IncStock372$1.24M0.5%+5+1.4%AddedHistory
WYNNWynn Resorts LtdCOM13,700$1.17M0.5%+3,900+39.8%AddedHistory
MDCSekisui House U.S., Inc.COM20,175$1.13M0.5%−514−2.5%ReducedHistory
GRMNGarmin LtdSHS7,826$1.07M0.5%+4,779+156.8%AddedHistory
MELIMercadolibre IncCOM700$944.0K0.4%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF2,160$943.0K0.4%00.0%Unchanged–
MDLZMondelez International, Inc.Stock13,487$894.0K0.4%00.0%UnchangedHistory
TAT&T Inc.Stock34,911$859.0K0.4%−3,753−9.7%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF5,733$834.0K0.4%+58+1.0%Added–
TTDTrade Desk, Inc.Stock8,980$823.0K0.4%−150−1.6%ReducedHistory
METAMeta Platforms, Inc.Stock2,260$760.0K0.3%00.0%UnchangedHistory
PGProcter & Gamble CoStock4,473$732.0K0.3%+8+0.2%AddedHistory
GEFGreif, IncCL A12,000$724.0K0.3%+12,000NewHistory
DCPDCP Midstream, LPCOM UT LTD PTN23,800$654.0K0.3%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock225$652.0K0.3%00.0%UnchangedHistory
QCOMQualcomm IncStock3,369$616.0K0.3%−6,094−64.4%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF8,238$615.0K0.3%+206+2.6%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF10,256$614.0K0.3%−3,493−25.4%Reduced–
LOWLowes Companies IncStock2,332$603.0K0.3%−4,198−64.3%ReducedHistory
AEEAmeren CorpCOM6,761$602.0K0.3%+31+0.5%AddedHistory
ATVIActivision Blizzard, Inc.COM8,595$572.0K0.3%00.0%UnchangedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF6,300$571.0K0.3%+6,300New–
WWayfair Inc.CL A3,000$570.0K0.3%+3,000NewHistory
GOOGAlphabet Inc.Stock193$558.0K0.2%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock8,455$536.0K0.2%−30.0%ReducedHistory
CMCSAComcast CorpStock9,678$487.0K0.2%+6+0.1%AddedHistory
AMATApplied Materials IncStock3,051$480.0K0.2%−5,702−65.1%ReducedHistory
VVisa Inc.Stock2,143$464.0K0.2%+2+0.1%AddedHistory
COPConocoPhillipsStock5,611$405.0K0.2%+5,611NewHistory
TGTTarget CorpStock1,694$392.0K0.2%+302+21.7%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF8,980$373.0K0.2%+8,980New–
iShares MSCI Eafe ETF464287465ETF4,609$363.0K0.2%+4,609New–
IDXXIDEXX Laboratories IncCOM540$356.0K0.2%00.0%UnchangedHistory
UBS AG London Branch902677780EN LG CP GRWTH404$351.0K0.2%00.0%Unchanged–
LNCLincoln National CorpCOM4,818$329.0K0.1%−13,388−73.5%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF1,728$316.0K0.1%+1,728New–
BRK.BBerkshire Hathaway IncStock1,011$302.0K0.1%+6+0.6%AddedHistory
GSGoldman Sachs Group IncStock783$300.0K0.1%+35+4.7%AddedHistory
XOMExxonMobil Holdings CorpCOM4,737$290.0K0.1%−2,125−31.0%ReducedHistory

Options (35)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Lavaca Capital LLC in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$134.3M$329.3M
iShares MSCI Eafe ETF464287465ETF–$39.6M
iShares Russell 2000 ETF464287655ETF$8.83M–
SYYSysco CorpStock$5.11M–
Invesco QQQ Trust Series I46090E103ETF$1.31M$1.23M
CNPCenterpoint Energy IncCOM–$2.23M
AVGOBroadcom Inc.Stock$1.66M–
LOWLowes Companies IncStock$1.58M–
PLDPrologis, Inc.REIT$1.48M–
UNHUnitedHealth Group IncStock$1.41M–
ABTAbbott LaboratoriesStock$1.35M–
CARRCarrier Global CorpStock$1.31M–
LLYEli Lilly & CoStock$1.30M–
HDHome Depot, Inc.Stock$1.29M–
ABBVAbbVie Inc.Stock$1.29M–
MSMorgan StanleyStock$1.29M–
UPSUnited Parcel Service IncStock$1.24M–
TSMTaiwan Semiconductor Manufacturing Co LtdADR$1.22M–
JPMJPMorgan Chase & CoStock$1.17M–
WMTWalmart Inc.Stock$1.17M–
SBUXStarbucks CorpStock$1.16M–
TXNTexas Instruments IncStock$1.13M–
AMATApplied Materials IncStock$1.12M–
JNJJohnson & JohnsonStock$1.11M–
AXPAmerican Express CoStock$1.08M–
QCOMQualcomm IncStock$1.06M–
GRMNGarmin LtdSHS$967.0K–
SDSandridge Energy IncCOM NEW–$785.0K
CMICummins IncStock$721.0K–
AMTAmerican Tower CorpREIT$702.0K–
State Street Technology Select Sector SPDR ETF81369Y803ETF$695.0K–
State Street Materials Select Sector SPDR ETF81369Y100ETF$680.0K–
State Street Industrial Select Sector SPDR ETF81369Y704ETF$667.0K–
State Street Health Care Select Sector SPDR ETF81369Y209ETF$352.0K–
TGTTarget CorpStock$255.0K–

Sold out since Q3 2021 (14)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Lavaca Capital LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
NXHNeighborhood Intelligence, Inc.COM19,300$1.50M0.8%History
KLACKLA CorpCOM NEW4,168$1.39M0.7%History
BBYBest Buy Co IncStock11,507$1.22M0.6%History
LMTLockheed Martin CorpStock3,203$1.10M0.6%History
Invesco QQQ Trust Series I46090E103ETF1,510$541.0K0.3%–
GLDSPDR Gold TrustETF2,700$443.0K0.2%History
Vanguard Ftse Developed Markets ETF921943858ETF7,124$360.0K0.2%–
TSLATesla, Inc.Stock400$310.0K0.2%History
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH319$224.0K0.1%–
TDOCTeladoc Health, Inc.COM1,743$221.0K0.1%History
GPNGlobal Payments IncStock1,371$216.0K0.1%History
ZMZoom Communications, Inc.Stock810$212.0K0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF3,442$206.0K0.1%–
ETEnergy Transfer LPCOM UT LTD PTN17,185$165.0K0.1%History