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Livermore
Livermore
ZHEN

Lavaca Capital LLC

SEC CIK
0001641447
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
117
0 vs. Q2 2021
Portfolio value
$199.1M
+$5.18M (+2.7%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Lavaca Capital LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock80,453$11.4M5.7%+12,504+18.4%AddedHistory
SBUXStarbucks CorpStock94,919$10.5M5.3%+12,999+15.9%AddedHistory
INTCIntel CorpStock169,951$9.05M4.5%+6,762+4.1%AddedHistory
MCDMcDonalds CorpStock34,620$8.35M4.2%−2,932−7.8%ReducedHistory
MRKMerck & Co., Inc.Stock105,076$7.89M4.0%+1,710+1.7%AddedHistory
ABBVAbbVie Inc.Stock65,462$7.06M3.5%−10,387−13.7%ReducedHistory
PEPPepsiCo IncStock39,014$5.87M2.9%−569−1.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF13,605$5.84M2.9%+1,478+12.2%AddedHistory
MOAltria Group, Inc.Stock108,280$4.93M2.5%+837+0.8%AddedHistory
VZVerizon Communications IncStock89,000$4.81M2.4%−1,359−1.5%ReducedHistory
JNJJohnson & JohnsonStock29,095$4.70M2.4%+55+0.2%AddedHistory
IBMInternational Business Machines CorpStock29,059$4.04M2.0%+2,500+9.4%AddedHistory
HDHome Depot, Inc.Stock12,084$3.97M2.0%+10.0%AddedHistory
CATCaterpillar IncStock18,571$3.56M1.8%+9,801+111.8%AddedHistory
NFLXNetflix IncStock5,749$3.51M1.8%−759−11.7%ReducedHistory
ABTAbbott LaboratoriesStock29,182$3.45M1.7%+2,114+7.8%AddedHistory
CMICummins IncStock15,223$3.42M1.7%+8,757+135.4%AddedHistory
LLYEli Lilly & CoStock13,634$3.15M1.6%+10.0%AddedHistory
DOWDow Inc.Stock47,721$2.75M1.4%+28+0.1%AddedHistory
MSFTMicrosoft CorpStock8,745$2.46M1.2%−93−1.1%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT177,368$2.45M1.2%+5,323+3.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF5,033$2.17M1.1%00.0%Unchanged–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF16,155$2.15M1.1%−747−4.4%Reduced–
JPMJPMorgan Chase & CoStock13,103$2.15M1.1%+2,866+28.0%AddedHistory
CVXChevron CorpStock21,026$2.13M1.1%+167+0.8%AddedHistory
FDXFedEx CorpStock9,422$2.07M1.0%+8,700+1,205.0%AddedHistory
BABAAlibaba Group Holding LtdADR13,882$2.06M1.0%+8,500+157.9%AddedHistory
DDDuPont de Nemours, Inc.COM28,523$1.94M1.0%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM76,315$1.88M0.9%00.0%UnchangedHistory
PFEPfizer IncStock43,211$1.86M0.9%−2,275−5.0%ReducedHistory
TXNTexas Instruments IncStock9,420$1.81M0.9%−122−1.3%ReducedHistory
BIDUBaidu, Inc.ADR11,308$1.74M0.9%+6,000+113.0%AddedHistory
WMTWalmart Inc.Stock11,816$1.65M0.8%+190+1.6%AddedHistory
ISRGIntuitive Surgical IncCOM NEW1,650$1.64M0.8%−28−1.7%ReducedHistory
AVGOBroadcom Inc.Stock3,337$1.62M0.8%+10.0%AddedHistory
UNHUnitedHealth Group IncStock3,877$1.51M0.8%00.0%UnchangedHistory
NXHNeighborhood Intelligence, Inc.COM19,300$1.50M0.8%+19,300NewHistory
AXPAmerican Express CoStock8,531$1.43M0.7%−599−6.6%ReducedHistory
MSMorgan StanleyStock14,542$1.42M0.7%+10+0.1%AddedHistory
KLACKLA CorpCOM NEW4,168$1.39M0.7%00.0%UnchangedHistory
LOWLowes Companies IncStock6,530$1.32M0.7%−182−2.7%ReducedHistory
CARRCarrier Global CorpStock25,509$1.32M0.7%+20.0%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR11,744$1.31M0.7%−160−1.3%ReducedHistory
FANGDiamondback Energy, Inc.Stock13,708$1.30M0.7%+40.0%AddedHistory
CTVACorteva, Inc.Stock30,169$1.27M0.6%00.0%UnchangedHistory
LNCLincoln National CorpCOM18,206$1.25M0.6%+60.0%AddedHistory
PRUPrudential Financial IncStock11,779$1.24M0.6%+121+1.0%AddedHistory
BRK.ABerkshire Hathaway IncCL A3$1.23M0.6%00.0%UnchangedHistory
ROKURoku, IncCOM CL A3,936$1.23M0.6%+3,936NewHistory
QCOMQualcomm IncStock9,463$1.22M0.6%+40.0%AddedHistory
BBYBest Buy Co IncStock11,507$1.22M0.6%+6+0.1%AddedHistory
AMZNAmazon Com IncStock367$1.21M0.6%−40−9.8%ReducedHistory
EOGEOG Resources IncStock14,872$1.19M0.6%+16+0.1%AddedHistory
PLDPrologis, Inc.REIT9,405$1.18M0.6%+20.0%AddedHistory
MELIMercadolibre IncCOM700$1.18M0.6%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock6,442$1.17M0.6%+53+0.8%AddedHistory
AMATApplied Materials IncStock8,753$1.13M0.6%−176−2.0%ReducedHistory
CCChemours CoStock38,609$1.12M0.6%+1,338+3.6%AddedHistory
AMTAmerican Tower CorpREIT4,225$1.12M0.6%−400−8.6%ReducedHistory
LMTLockheed Martin CorpStock3,203$1.10M0.6%+10.0%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF7,300$1.09M0.5%00.0%Unchanged–
NVDANVIDIA CorpStock5,200$1.08M0.5%00.0%UnchangedConverted for a 4-for-1 splitHistory
IRMIron Mountain IncCOM24,676$1.07M0.5%−250−1.0%ReducedHistory
NSCNorfolk Southern CorpStock4,467$1.07M0.5%+50+1.1%AddedHistory
TAT&T Inc.Stock38,664$1.04M0.5%+5,804+17.7%AddedHistory
MDCSekisui House U.S., Inc.COM20,689$967.0K0.5%+90.0%AddedHistory
Vanguard S&P 500 ETF922908363ETF2,160$852.0K0.4%00.0%Unchanged–
iShares Core MSCI Emerging Markets ETF46434G103ETF13,749$849.0K0.4%+91+0.7%Added–
WYNNWynn Resorts LtdCOM9,800$831.0K0.4%+9,800NewHistory
MDLZMondelez International, Inc.Stock13,487$785.0K0.4%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock2,260$767.0K0.4%−200−8.1%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF5,675$748.0K0.4%+5,675New–
DCPDCP Midstream, LPCOM UT LTD PTN23,800$672.0K0.3%+3,700+18.4%AddedHistory
ATVIActivision Blizzard, Inc.COM8,595$665.0K0.3%00.0%UnchangedHistory
TTDTrade Desk, Inc.Stock9,130$642.0K0.3%−350−3.7%ReducedHistory
PGProcter & Gamble CoStock4,465$624.0K0.3%−300−6.3%ReducedHistory
GOOGLAlphabet Inc.Stock225$602.0K0.3%00.0%UnchangedHistory
DISWalt Disney CoStock3,549$600.0K0.3%−50−1.4%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF8,032$596.0K0.3%+10.0%Added–
AEEAmeren CorpCOM6,730$545.0K0.3%+33+0.5%AddedHistory
Invesco QQQ Trust Series I46090E103ETF1,510$541.0K0.3%+1,510New–
CMCSAComcast CorpStock9,672$541.0K0.3%+5+0.1%AddedHistory
GOOGAlphabet Inc.Stock193$514.0K0.3%00.0%UnchangedHistory
VVisa Inc.Stock2,141$477.0K0.2%+37+1.8%AddedHistory
GRMNGarmin LtdSHS3,047$474.0K0.2%−5,596−64.7%ReducedHistory
CSCOCisco Systems, Inc.Stock8,458$460.0K0.2%−1,673−16.5%ReducedHistory
GLDSPDR Gold TrustETF2,700$443.0K0.2%+100+3.8%AddedHistory
XOMExxonMobil Holdings CorpCOM6,862$404.0K0.2%+200+3.0%AddedHistory
ZZillow Group, Inc.CL C CAP STK4,260$375.0K0.2%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF7,124$360.0K0.2%+28+0.4%Added–
IDXXIDEXX Laboratories IncCOM540$336.0K0.2%−109−16.8%ReducedHistory
TGTTarget CorpStock1,392$318.0K0.2%−4,500−76.4%ReducedHistory
TSLATesla, Inc.Stock400$310.0K0.2%−1,547−79.5%ReducedHistory
OGNOrganon & Co.Stock9,322$306.0K0.2%−1,478−13.7%ReducedHistory
MTCHMatch Group, Inc.COM1,857$292.0K0.1%00.0%UnchangedHistory
CCitigroup IncStock4,108$288.0K0.1%+1,000+32.2%AddedHistory
UBS AG London Branch902677780EN LG CP GRWTH404$286.0K0.1%00.0%Unchanged–
GSGoldman Sachs Group IncStock748$283.0K0.1%+35+4.9%AddedHistory
MPCMarathon Petroleum CorpStock4,515$279.0K0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock1,005$274.0K0.1%00.0%UnchangedHistory

Options (33)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Lavaca Capital LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$215.6M$413.2M
iShares MSCI Eafe ETF464287465ETF–$84.2M
iShares Russell 2000 ETF464287655ETF$43.6M–
CNPCenterpoint Energy IncCOM$1.88M$1.97M
Invesco QQQ Trust Series I46090E103ETF$895.0K$1.11M
MSMorgan StanleyStock$1.31M–
CARRCarrier Global CorpStock$1.29M–
LOWLowes Companies IncStock$1.28M–
AVGOBroadcom Inc.Stock$1.26M–
WMTWalmart Inc.Stock$1.20M–
TXNTexas Instruments IncStock$1.19M–
ABTAbbott LaboratoriesStock$1.17M–
TSMTaiwan Semiconductor Manufacturing Co LtdADR$1.16M–
SBUXStarbucks CorpStock$1.15M–
AXPAmerican Express CoStock$1.14M–
UNHUnitedHealth Group IncStock$1.13M–
LLYEli Lilly & CoStock$1.13M–
PLDPrologis, Inc.REIT$1.13M–
BBYBest Buy Co IncStock$1.10M–
UPSUnited Parcel Service IncStock$1.09M–
QCOMQualcomm IncStock$1.08M–
JNJJohnson & JohnsonStock$1.08M–
ABBVAbbVie Inc.Stock$1.06M–
HDHome Depot, Inc.Stock$1.02M–
LMTLockheed Martin CorpStock$1.00M–
SDSandridge Energy IncCOM NEW–$976.0K
AMATApplied Materials IncStock$965.0K–
PTONPeloton Interactive, Inc.CL A COM$871.0K–
JPMJPMorgan Chase & CoStock$851.0K–
CMICummins IncStock$741.0K–
State Street Materials Select Sector SPDR ETF81369Y100ETF$475.0K–
iShares Inc464286822MSCI MEXICO ETF$290.0K–
TGTTarget CorpStock$275.0K–

Sold out since Q2 2021 (8)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Lavaca Capital LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
URIUnited Rentals, Inc.COM9,000$2.87M1.5%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL4,881$340.0K0.2%–
WHRWhirlpool CorpStock1,302$284.0K0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED6,625$279.0K0.1%–
ZGZillow Group, Inc.CL A2,130$261.0K0.1%History
METMetlife IncStock3,822$229.0K0.1%History
iShares Tr464287234MSCI EMG MKT ETF4,042$223.0K0.1%–
SPDR Ser Tr78468R648S&P KENSHO NEW2,994$200.0K0.1%–