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Livermore
Livermore
ZHEN

Intersect Capital LLC

SEC CIK
0001633861
Latest filing
Sep 2, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Feb 7, 2022. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
401
+28 vs. Q2 2021
Portfolio value
$583.3M
+$18.3M (+3.2%) vs. Q2 2021
Filed
Feb 7, 2022
AmendedSEC
Holdings of Intersect Capital LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CHPTChargePoint Holdings, Inc.COM CL A308$6.00K<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.COM32,500$76.0K<0.1%00.0%UnchangedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT23,690$80.0K<0.1%+4,914+26.2%AddedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR11,889$83.0K<0.1%+11,889NewHistory
NLYAnnaly Capital Management IncCOM10,544$89.0K<0.1%+10,544NewHistory
WITWipro LtdSPON ADR 1 SH10,344$91.0K<0.1%+10,344NewHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD13,939$95.0K<0.1%+175+1.3%AddedHistory
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT14,921$98.0K<0.1%−4,974−25.0%ReducedHistory
Nightdragon Acquisition Corp65413D204UNIT 02/26/2026610,000$99.0K<0.1%00.0%Unchanged–
NMRNomura Holdings IncSPONSORED ADR23,352$115.0K<0.1%+2,951+14.5%AddedHistory
DHTDHT Holdings, Inc.SHS NEW20,221$132.0K<0.1%−4,444−18.0%ReducedHistory
BDNBrandywine Realty TrustSH BEN INT NEW10,061$135.0K<0.1%+10,061NewHistory
BCSBarclays PLCADR14,503$150.0K<0.1%+14,503NewHistory
MROMarathon Oil CorpCOM11,569$158.0K<0.1%+536+4.9%AddedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM11,000$158.0K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR10,737$166.0K<0.1%−1,567−12.7%ReducedHistory
INNSummit Hotel Properties, Inc.COM17,610$170.0K<0.1%00.0%UnchangedHistory
Vedanta Limited92242Y100SPONSORED ADR11,199$171.0K<0.1%−1,117−9.1%Reduced–
KMIKinder Morgan, Inc.Stock11,354$190.0K<0.1%+11,354NewHistory
NACNuveen California Quality Municipal Income FundCOM12,453$195.0K<0.1%00.0%UnchangedHistory
NMTCNeuroone Medical Technologies CorpCOM NEW50,000$198.0K<0.1%+50,000NewHistory
FFord Motor CoStock14,051$199.0K<0.1%+14,051NewHistory
CINFCincinnati Financial CorpCOM1,753$200.0K<0.1%+1,753NewHistory
MCABlackRock Muniyield California Quality Fund, Inc.COM12,607$200.0K<0.1%00.0%UnchangedHistory
VMIValmont Industries IncCOM855$201.0K<0.1%−5−0.6%ReducedHistory
WBDWarner Bros. Discovery, Inc.COM SER A7,957$202.0K<0.1%−2,475−23.7%ReducedHistory
ORIOld Republic International CorpCOM8,758$203.0K<0.1%+8,758NewHistory
TTETotalEnergies SESPONSORED ADS4,235$203.0K<0.1%+4,235NewHistory
SJMJ M SMUCKER CoStock1,701$204.0K<0.1%+104+6.5%AddedHistory
SCHWSchwab Charles CorpStock2,807$204.0K<0.1%+2,807NewHistory
RJFRaymond James Financial IncCOM2,206$204.0K<0.1%+2,206NewHistory
THGHanover Insurance Group, Inc.COM1,583$205.0K<0.1%+1,583NewHistory
EQIXEquinix IncCOM260$205.0K<0.1%+260NewHistory
OMCOmnicom Group Inc.COM2,862$207.0K<0.1%+2,862NewHistory
ALLYAlly Financial Inc.Stock4,092$209.0K<0.1%+4,092NewHistory
TROWPrice T Rowe Group IncStock1,067$210.0K<0.1%+1,067NewHistory
DLTRDollar Tree, Inc.COM2,200$211.0K<0.1%00.0%UnchangedHistory
NLSNNielsen Holdings plcSHS EUR11,000$211.0K<0.1%+11,000NewHistory
DDominion Energy, IncStock2,902$212.0K<0.1%−59−2.0%ReducedHistory
RRXRegal Rexnord CorpCOM1,408$212.0K<0.1%+1,408NewHistory
BFHBread Financial Holdings, Inc.COM2,097$212.0K<0.1%−3−0.1%ReducedHistory
MUMicron Technology IncStock3,001$213.0K<0.1%+537+21.8%AddedHistory
HIWHighwoods Properties, Inc.COM4,848$213.0K<0.1%+157+3.3%AddedHistory
ENBEnbridge IncStock5,371$214.0K<0.1%00.0%UnchangedHistory
MGMMGM Resorts InternationalStock5,032$217.0K<0.1%−965−16.1%ReducedHistory
UFPIUfp Industries IncCOM3,197$217.0K<0.1%00.0%UnchangedHistory
LVSLas Vegas Sands CorpCOM5,943$218.0K<0.1%+5,943NewHistory
BXPBXP, Inc.COM2,019$219.0K<0.1%+82+4.2%AddedHistory
KBKB Financial Group Inc.SPONSORED ADR4,721$219.0K<0.1%+202+4.5%AddedHistory
COUPCoupa Software IncCOM1,010$221.0K<0.1%00.0%UnchangedHistory
ECLEcolab Inc.Stock1,067$223.0K<0.1%+12+1.1%AddedHistory
KFRCKforce IncCOM3,733$223.0K<0.1%+236+6.7%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF4,617$223.0K<0.1%00.0%Unchanged–
STTState Street CorpCOM2,648$224.0K<0.1%−833−23.9%ReducedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 37,340$225.0K<0.1%+412+5.9%AddedHistory
NEMNEWMONT CorpStock4,168$226.0K<0.1%+683+19.6%AddedHistory
CICigna GroupStock1,130$226.0K<0.1%−5−0.4%ReducedHistory
AIGAmerican International Group, Inc.Stock4,114$226.0K<0.1%+4,114NewHistory
VOYAVoya Financial, Inc.COM3,685$226.0K<0.1%+393+11.9%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR3,833$230.0K<0.1%+3,833NewHistory
EQHEquitable Holdings, Inc.COM7,840$232.0K<0.1%−86−1.1%ReducedHistory
PLDPrologis, Inc.REIT1,857$233.0K<0.1%+151+8.9%AddedHistory
ELEstee Lauder Companies IncCL A778$233.0K<0.1%+124+19.0%AddedHistory
LINLinde PLCSHS794$233.0K<0.1%−42−5.0%ReducedHistory
PLTRPalantir Technologies Inc.Stock9,763$235.0K<0.1%−240−2.4%ReducedHistory
UPSTUpstart Holdings, Inc.COM743$235.0K<0.1%+743NewHistory
RIORio Tinto PLCADR3,534$236.0K<0.1%−263−6.9%ReducedHistory
AFGAmerican Financial Group IncCOM1,879$236.0K<0.1%+1,879NewHistory
PANWPalo Alto Networks IncStock495$237.0K<0.1%+495NewHistory
TTWOTake Two Interactive Software IncCOM1,538$237.0K<0.1%+49+3.3%AddedHistory
SFStifel Financial CorpCOM3,482$237.0K<0.1%−43−1.2%ReducedHistory
APOGApogee Enterprises, Inc.COM6,301$238.0K<0.1%+771+13.9%AddedHistory
PEBPebblebrook Hotel TrustCOM10,664$239.0K<0.1%−164−1.5%ReducedHistory
ABMDAbiomed IncCOM735$239.0K<0.1%00.0%UnchangedHistory
ITWIllinois Tool Works IncStock1,168$241.0K<0.1%−10−0.8%ReducedHistory
LPXLouisiana-Pacific CorpCOM3,931$241.0K<0.1%+3,931NewHistory
INVAInnoviva, Inc.COM14,439$241.0K<0.1%+14,439NewHistory
ISRGIntuitive Surgical IncCOM NEW243$242.0K<0.1%+243NewHistory
BDXBecton Dickinson & CoStock990$243.0K<0.1%+16+1.6%AddedHistory
LWLamb Weston Holdings, Inc.Stock3,980$244.0K<0.1%−97−2.4%ReducedHistory
NUENucor CorpCOM2,482$244.0K<0.1%+17+0.7%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF2,995$245.0K<0.1%00.0%Unchanged–
GILDGilead Sciences, Inc.Stock3,509$245.0K<0.1%+606+20.9%AddedHistory
RSReliance, Inc.COM1,730$246.0K<0.1%+89+5.4%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF4,371$248.0K<0.1%00.0%Unchanged–
SYKStryker CorpStock940$248.0K<0.1%+83+9.7%AddedHistory
TJXTJX Companies IncStock3,758$248.0K<0.1%+248+7.1%AddedHistory
ZIONZions Bancorporation, National AssociationCOM4,031$249.0K<0.1%00.0%UnchangedHistory
CCDCalamos Dynamic Convertible & Income FundCOM250,000$250.0K<0.1%00.0%UnchangedHistory
DRHDiamondRock Hospitality CoCOM26,433$250.0K<0.1%00.0%UnchangedHistory
DKNGDraftKings Inc.COM CL A5,231$252.0K<0.1%00.0%UnchangedHistory
MOHMolina Healthcare, Inc.COM933$253.0K<0.1%+933NewHistory
NVSNovartis AGADR3,141$257.0K<0.1%−455−12.7%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A22,428$257.0K<0.1%+22,428NewHistory
BWABorgwarner IncCOM5,984$259.0K<0.1%−635−9.6%ReducedHistory
MRNAModerna, Inc.Stock687$264.0K<0.1%+687NewHistory
HBIHanesbrands Inc.COM15,379$264.0K<0.1%−485−3.1%ReducedHistory
REGRegency Centers CorpCOM3,957$266.0K<0.1%+3,957NewHistory
COOPMaverick Merger Sub 2, LLCCOM6,469$266.0K<0.1%+6,469NewHistory
ALKAlaska Air Group, Inc.COM4,573$268.0K<0.1%00.0%UnchangedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Intersect Capital LLC in Q3 2021
SecurityClassPutsCalls
NUENucor CorpCOM–$689.0K
CHPTChargePoint Holdings, Inc.COM CL A–$600.0K

Sold out since Q2 2021 (20)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Intersect Capital LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
GMGeneral Motors CoCOM9,438$558.0K0.1%History
TKRTimken CoCOM3,857$311.0K0.1%History
ATVIActivision Blizzard, Inc.COM3,263$311.0K0.1%History
WUWestern Union COStock12,321$283.0K0.1%History
NIONIO Inc.ADR5,029$268.0K<0.1%History
EATBrinker International, IncStock3,939$244.0K<0.1%History
Foley Trasimene Acquistn Cor34431F203UNIT 99/99/999922,428$235.0K<0.1%–
HNIHni CorpStock5,210$229.0K<0.1%History
PHParker-Hannifin CorpStock705$216.0K<0.1%History
WRKWestRock CoCOM3,993$213.0K<0.1%History
AVTAvnet IncCOM5,265$211.0K<0.1%History
CLColgate Palmolive CoStock2,524$205.0K<0.1%History
APTVAptiv PLCSHS1,297$204.0K<0.1%History
SYKESykes Enterprises IncCOM3,776$203.0K<0.1%History
GAPGap IncCOM5,931$200.0K<0.1%History
USNAUsana Health Sciences IncCOM1,957$200.0K<0.1%History
FLNAFilana Therapeutics, Inc.COM2,252$192.0K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A14,577$191.0K<0.1%History
EAFGraftech International LtdCOM11,241$131.0K<0.1%History
CRBPCorbus Pharmaceuticals Holdings, Inc.COM14,518$27.0K<0.1%History