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Livermore
Livermore
ZHEN

Sowell Financial Services LLC

SEC CIK
0001633697
Latest filing
Jul 17, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
507
+34 vs. Q3 2021
Portfolio value
$1.74B
+$263.2M (+17.8%) vs. Q3 2021
Filed
Feb 9, 2022
SEC
Holdings of Sowell Financial Services LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco QQQ Trust Series I46090E103ETF172,789$68.8M3.9%+40,086+30.2%Added–
AAPLApple Inc.Stock344,914$61.2M3.5%+4,154+1.2%AddedHistory
Vanguard S&P 500 ETF922908363ETF136,309$59.5M3.4%+14,072+11.5%Added–
iShares Core S&P 500 ETF464287200ETF97,979$46.7M2.7%−3,539−3.5%Reduced–
Listed FDS Tr53656F425ALEX PRA TAC ETF1,711,446$46.3M2.7%+100,356+6.2%Added–
WMTWalmart Inc.Stock284,075$41.3M2.4%+23,757+9.1%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF154,224$37.2M2.1%+119,922+349.6%Added–
MSFTMicrosoft CorpStock103,904$34.9M2.0%−21,360−17.1%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 500176,356$25.8M1.5%+9,709+5.8%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF876,355$25.4M1.5%+876,355New–
NVDANVIDIA CorpStock75,046$22.1M1.3%+18,472+32.7%AddedHistory
SPYSPDR S&P 500 ETF TrustETF40,138$19.1M1.1%+780+2.0%AddedHistory
iShares Tr464288513IBOXX HI YD ETF201,956$17.6M1.0%+17,573+9.5%Added–
Vanguard Star FDS921909768VG TL INTL STK F270,173$17.2M1.0%+235,529+679.9%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF155,997$16.9M1.0%+43,241+38.3%Added–
iShares Tr4642874571 3 YR TREAS BD183,950$15.7M0.9%−87,335−32.2%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF95,189$15.6M0.9%+6,356+7.2%Added–
BRK.BBerkshire Hathaway IncStock51,980$15.5M0.9%+444+0.9%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF131,623$15.0M0.9%+7,712+6.2%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF292,431$14.8M0.8%−25,064−7.9%Reduced–
UPSUnited Parcel Service IncStock63,872$13.7M0.8%+6,918+12.1%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF93,227$13.6M0.8%+9,555+11.4%Added–
Two RDS Shared Tr90214Q105AFFINITY WORLD463,969$12.5M0.7%+2,404+0.5%Added–
METAMeta Platforms, Inc.Stock36,998$12.4M0.7%+7,069+23.6%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF112,334$12.3M0.7%+2,681+2.4%Added–
TSLATesla, Inc.Stock11,476$12.1M0.7%+11,476NewHistory
ProShares Tr74347R206PSHS ULTRA QQQ135,435$12.1M0.7%−3,593−2.6%Reduced–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF461,450$12.0M0.7%+461,450New–
FLOFlowers Foods IncCOM429,040$11.8M0.7%+3,349+0.8%AddedHistory
iShares Russell 2000 ETF464287655ETF52,849$11.8M0.7%+1,240+2.4%Added–
iShares Russell 1000 Growth ETF464287614ETF37,602$11.5M0.7%−1,811−4.6%Reduced–
JNJJohnson & JohnsonStock65,728$11.2M0.6%−2,202−3.2%ReducedHistory
JPMJPMorgan Chase & CoStock66,051$10.5M0.6%−7,241−9.9%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF131,643$9.64M0.6%+6,419+5.1%Added–
VZVerizon Communications IncStock181,456$9.43M0.5%−25,052−12.1%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD111,745$9.08M0.5%−2,436−2.1%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL130,533$8.96M0.5%+310+0.2%Added–
iShares Core MSCI Eafe ETF46432F842ETF116,596$8.71M0.5%+10,721+10.1%Added–
iShares Tr464288885EAFE GRWTH ETF77,345$8.54M0.5%+13,274+20.7%Added–
KOCoca Cola CoStock143,299$8.48M0.5%−38,687−21.3%ReducedHistory
DBX ETF Tr233051432XTRACK USD HIGH212,575$8.47M0.5%−32,105−13.1%Reduced–
BACBank of America CorpStock188,615$8.39M0.5%−65,241−25.7%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF48,107$8.36M0.5%+30,488+173.0%Added–
NFLXNetflix IncStock13,594$8.19M0.5%−222−1.6%ReducedHistory
QCOMQualcomm IncStock43,690$7.99M0.5%−21,160−32.6%ReducedHistory
VVisa Inc.Stock36,572$7.93M0.5%−196−0.5%ReducedHistory
GLDSPDR Gold TrustETF46,321$7.92M0.5%+6,253+15.6%AddedHistory
LOWLowes Companies IncStock30,310$7.83M0.4%+605+2.0%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF30,117$7.67M0.4%+724+2.5%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 120,712$7.53M0.4%+689+3.4%AddedHistory
DISWalt Disney CoStock46,821$7.25M0.4%+23,127+97.6%AddedHistory
PFEPfizer IncStock119,812$7.08M0.4%−50,233−29.5%ReducedHistory
UNHUnitedHealth Group IncStock14,033$7.05M0.4%+960+7.3%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF33,487$6.85M0.4%+33,487New–
SPDR Series Trust78468R408ST TERM HIGH ETF247,464$6.72M0.4%+107,709+77.1%Added–
AMTAmerican Tower CorpREIT22,511$6.62M0.4%+3,937+21.2%AddedHistory
Advisorshares Tr00768Y453PURE US CANN ETF257,442$6.60M0.4%+79,834+44.9%Added–
Dimensional ETF Trust25434V401US EQUI MARK ETF127,367$6.58M0.4%+3,012+2.4%Added–
CVXChevron CorpStock55,901$6.56M0.4%−13,876−19.9%ReducedHistory
SBUXStarbucks CorpStock55,782$6.53M0.4%−25,828−31.6%ReducedHistory
MAMastercard IncStock17,552$6.31M0.4%+1,875+12.0%AddedHistory
MRKMerck & Co., Inc.Stock80,469$6.22M0.4%+13,747+20.6%AddedHistory
XOMExxonMobil Holdings CorpCOM100,239$6.13M0.4%−30,433−23.3%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF40,717$5.99M0.3%−5,935−12.7%Reduced–
ADBEAdobe Inc.Stock10,071$5.71M0.3%+10,071NewHistory
GSGoldman Sachs Group IncStock14,679$5.62M0.3%+1,272+9.5%AddedHistory
BMYBristol Myers Squibb CoStock88,790$5.54M0.3%+3,176+3.7%AddedHistory
TAT&T Inc.Stock222,186$5.47M0.3%−39,891−15.2%ReducedHistory
ABBVAbbVie Inc.Stock40,309$5.46M0.3%−11,540−22.3%ReducedHistory
IAUiShares Gold TrustETF153,474$5.34M0.3%+8,968+6.2%AddedHistory
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF30,371$5.32M0.3%+30,371New–
CVSCVS Health CorpStock50,639$5.22M0.3%+6,214+14.0%AddedHistory
Vanguard Total Bond Market ETF921937835ETF61,637$5.22M0.3%−11,167−15.3%Reduced–
BTZBlackRock Credit Allocation Income TrustCOM336,388$5.09M0.3%−63,360−15.8%ReducedHistory
CIENCiena CorpCOM NEW65,465$5.04M0.3%+65,465NewHistory
iShares Core S&P Mid-Cap ETF464287507ETF17,702$5.01M0.3%+1,992+12.7%Added–
MCDMcDonalds CorpStock18,595$4.99M0.3%−1,792−8.8%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF43,219$4.95M0.3%+4,702+12.2%Added–
iShares Tr46435G425ESG AWR MSCI USA45,856$4.95M0.3%+2,125+4.9%Added–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF75,987$4.94M0.3%+1,964+2.7%Added–
iShares Tr4642874407-10 YR TRSY BD42,561$4.89M0.3%−8,035−15.9%Reduced–
First Tr Exchange-Traded FD33734H106SHS111,829$4.81M0.3%−93−0.1%Reduced–
USBUS Bancorp DECOM NEW84,340$4.78M0.3%+50,125+146.5%AddedHistory
iShares Tr464288752US HOME CONS ETF56,480$4.68M0.3%+44,627+376.5%Added–
Vanguard Ftse Developed Markets ETF921943858ETF89,881$4.59M0.3%−10,938−10.8%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF39,424$4.42M0.3%−1,598−3.9%Reduced–
ABNBAirbnb, Inc.Stock26,174$4.36M0.2%+26,174NewHistory
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH202,428$4.33M0.2%−864−0.4%Reduced–
Vanguard Real Estate ETF922908553ETF37,251$4.32M0.2%+9,998+36.7%Added–
HDHome Depot, Inc.Stock10,349$4.29M0.2%−208−2.0%ReducedHistory
MOAltria Group, Inc.Stock88,925$4.29M0.2%−23,350−20.8%ReducedHistory
TSNTyson Foods, Inc.Stock48,866$4.26M0.2%−6,434−11.6%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF85,663$4.24M0.2%+13,282+18.4%Added–
TGTTarget CorpStock17,993$4.16M0.2%+1,154+6.9%AddedHistory
CSCOCisco Systems, Inc.Stock65,648$4.16M0.2%−17,043−20.6%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF17,693$4.00M0.2%−2,788−13.6%Reduced–
SJISouth Jersey Industries IncCOM152,253$3.98M0.2%+152,253NewHistory
FLCFlaherty & Crumrine Total Return Fund IncCOM173,915$3.96M0.2%−61,628−26.2%ReducedHistory
iShares Tips Bond ETF464287176ETF30,363$3.92M0.2%+12,104+66.3%Added–
BABoeing CoStock18,792$3.78M0.2%−8,118−30.2%ReducedHistory

Sold out since Q3 2021 (39)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Sowell Financial Services LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VXXBarclays Bank PLCETF213,098$5.93M0.4%History
COSTCostco Wholesale CorpStock10,388$4.67M0.3%History
iShares S&P Small-Cap 600 Value ETF464287879ETF42,811$4.31M0.3%–
iShares Inc464286806MSCI GERMANY ETF95,013$3.13M0.2%–
ProShares Tr74347X302MSCI EMRG ETF27,629$2.45M0.2%–
CATCaterpillar IncStock10,905$2.09M0.1%History
ProShares Tr74347R131SHRT HGH YIELD105,000$1.86M0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY28,897$1.76M0.1%–
Global X FDS37954Y384CYBRSCURTY ETF52,368$1.60M0.1%–
OLNOLIN CorpStock29,319$1.42M0.1%History
State Street SPDR S&P Bank ETF78464A797ETF24,168$1.28M0.1%–
iShares Inc464286285JP MRGN EM HI BD25,237$1.12M0.1%–
PSXPhillips 66Stock14,422$1.01M0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN114,100$926.0K0.1%–
ProShares Tr74347B169ONLINE RTL ETF12,663$831.0K0.1%–
SOFISoFi Technologies, Inc.Stock45,058$716.0K<0.1%History
Vanguard Intl Equity Index F922042676GLB EX US ETF11,174$629.0K<0.1%–
EIXEdison InternationalStock10,104$567.0K<0.1%History
DNPDNP Select Income Fund IncCOM50,000$536.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR10,490$529.0K<0.1%–
BKRBaker Hughes CoCL A20,239$501.0K<0.1%History
MGMMGM Resorts InternationalStock11,544$498.0K<0.1%History
Timothy Plan887432334INTL ETF17,159$487.0K<0.1%–
CRKComstock Resources IncCOM42,044$435.0K<0.1%History
DOCHealthpeak Properties, Inc.COM12,019$402.0K<0.1%History
VTRSViatris IncStock29,096$394.0K<0.1%History
OMEROmeros CorpCOM27,331$377.0K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT10,084$333.0K<0.1%–
SBLKStar Bulk Carriers Corp.SHS PAR12,950$311.0K<0.1%History
CNPCenterpoint Energy IncCOM11,436$281.0K<0.1%History
Highland FDS I430101774HI LD IBOXX SRLN17,400$278.0K<0.1%–
TGNATegna IncCOM13,696$271.0K<0.1%History
ProShares Tr74347B383ULTRASHRT S&P50027,782$246.0K<0.1%–
NUVNuveen Municipal Value Fund IncCOM20,897$237.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT13,645$230.0K<0.1%History
CDECoeur Mining, Inc.COM NEW35,303$218.0K<0.1%History
Fidelity Covington Trust316092725INT HG DIV ETF10,673$217.0K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE13,811$210.0K<0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT13,681$205.0K<0.1%–