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Livermore
Livermore
ZHEN

Sowell Financial Services LLC

SEC CIK
0001633697
Latest filing
Jul 17, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 4, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
473
−41 vs. Q2 2021
Portfolio value
$1.48B
−$28.6M (−1.9%) vs. Q2 2021
Filed
Nov 4, 2021
SEC
Holdings of Sowell Financial Services LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard S&P 500 ETF922908363ETF122,237$48.5M3.3%+24,941+25.6%Added–
AAPLApple Inc.Stock340,760$48.2M3.3%−9,215−2.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF132,703$47.5M3.2%+21,624+19.5%Added–
iShares Core S&P 500 ETF464287200ETF101,518$43.7M3.0%−2,517−2.4%Reduced–
Listed FDS Tr53656F425ALEX PRA TAC ETF1,611,090$40.2M2.7%+1,611,090New–
WMTWalmart Inc.Stock260,318$36.3M2.5%−53,314−17.0%ReducedHistory
MSFTMicrosoft CorpStock125,264$35.3M2.4%−19,121−13.2%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD271,285$23.4M1.6%+219,871+427.6%Added–
ProShares Tr74347R107PSHS ULT S&P 500166,647$20.0M1.3%−12,858−7.2%Reduced–
SPYSPDR S&P 500 ETF TrustETF39,358$16.9M1.1%+1,330+3.5%AddedHistory
iShares Tr464288513IBOXX HI YD ETF184,383$16.1M1.1%−7,740−4.0%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF317,495$16.1M1.1%+36,202+12.9%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF123,911$14.2M1.0%+12,900+11.6%Added–
BRK.BBerkshire Hathaway IncStock51,536$14.1M0.9%−4,357−7.8%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF88,833$13.2M0.9%+36,980+71.3%Added–
Two RDS Shared Tr90214Q105AFFINITY WORLD461,565$12.4M0.8%+10,599+2.4%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF112,756$12.3M0.8%−57,891−33.9%Reduced–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF109,653$12.1M0.8%+3,990+3.8%Added–
JPMJPMorgan Chase & CoStock73,292$12.0M0.8%−5,517−7.0%ReducedHistory
NVDANVIDIA CorpStock56,574$11.7M0.8%+1,634+3.0%AddedConverted for a 4-for-1 splitHistory
iShares Russell 2000 ETF464287655ETF51,609$11.3M0.8%+2,901+6.0%Added–
VZVerizon Communications IncStock206,508$11.2M0.8%+10,779+5.5%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF83,672$11.0M0.7%−372−0.4%Reduced–
JNJJohnson & JohnsonStock67,930$11.0M0.7%+5,821+9.4%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF39,413$10.8M0.7%+129+0.3%Added–
BACBank of America CorpStock253,856$10.8M0.7%+16,341+6.9%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF168,244$10.4M0.7%+8,528+5.3%Added–
UPSUnited Parcel Service IncStock56,954$10.4M0.7%+1,635+3.0%AddedHistory
METAMeta Platforms, Inc.Stock29,929$10.2M0.7%−748−2.4%ReducedHistory
ProShares Tr74347R206PSHS ULTRA QQQ139,028$10.1M0.7%+8,422+6.4%Added–
FLOFlowers Foods IncCOM425,691$10.1M0.7%+3,800+0.9%AddedHistory
DBX ETF Tr233051432XTRACK USD HIGH244,680$9.81M0.7%+143,671+142.2%Added–
KOCoca Cola CoStock181,986$9.63M0.7%+1,060+0.6%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD114,181$9.41M0.6%+3,582+3.2%Added–
SBUXStarbucks CorpStock81,610$9.00M0.6%−12,726−13.5%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF125,224$8.45M0.6%−14,784−10.6%Reduced–
NFLXNetflix IncStock13,816$8.43M0.6%+418+3.1%AddedHistory
QCOMQualcomm IncStock64,850$8.36M0.6%+1,992+3.2%AddedHistory
VVisa Inc.Stock36,768$8.19M0.6%−2,936−7.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL130,223$7.92M0.5%−15,474−10.6%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF105,875$7.86M0.5%+2,617+2.5%Added–
XOMExxonMobil Holdings CorpCOM130,672$7.69M0.5%+7,291+5.9%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF34,302$7.62M0.5%−1,254−3.5%Reduced–
PFEPfizer IncStock170,045$7.31M0.5%−12,825−7.0%ReducedHistory
TAT&T Inc.Stock262,077$7.08M0.5%−21,081−7.4%ReducedHistory
CVXChevron CorpStock69,777$7.08M0.5%−74−0.1%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF29,393$6.96M0.5%+985+3.5%Added–
iShares Tr464288885EAFE GRWTH ETF64,071$6.82M0.5%+507+0.8%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 120,023$6.79M0.5%−343−1.7%ReducedHistory
GLDSPDR Gold TrustETF40,068$6.58M0.4%−9,752−19.6%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF46,652$6.32M0.4%+160.0%Added–
Vanguard Total Bond Market ETF921937835ETF72,804$6.22M0.4%+1,939+2.7%Added–
BTZBlackRock Credit Allocation Income TrustCOM399,748$6.06M0.4%+3,704+0.9%AddedHistory
LOWLowes Companies IncStock29,705$6.03M0.4%−112−0.4%ReducedHistory
VXXBarclays Bank PLCETF213,098$5.93M0.4%+213,098NewHistory
BABoeing CoStock26,910$5.92M0.4%−457−1.7%ReducedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF124,355$5.87M0.4%−1,131−0.9%Reduced–
iShares Tr4642874407-10 YR TRSY BD50,596$5.83M0.4%−36,404−41.8%Reduced–
FLCFlaherty & Crumrine Total Return Fund IncCOM235,543$5.65M0.4%−2,777−1.2%ReducedHistory
Advisorshares Tr00768Y453PURE US CANN ETF177,608$5.61M0.4%+19,417+12.3%Added–
ABBVAbbVie Inc.Stock51,849$5.59M0.4%−35,907−40.9%ReducedHistory
MAMastercard IncStock15,677$5.45M0.4%−159−1.0%ReducedHistory
MOAltria Group, Inc.Stock112,275$5.21M0.4%−4,046−3.5%ReducedHistory
UNHUnitedHealth Group IncStock13,073$5.11M0.3%+320+2.5%AddedHistory
BMYBristol Myers Squibb CoStock85,614$5.11M0.3%+2,003+2.4%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF100,819$5.09M0.3%+9,128+10.0%Added–
GSGoldman Sachs Group IncStock13,407$5.07M0.3%+1,802+15.5%AddedHistory
MRKMerck & Co., Inc.Stock66,722$5.05M0.3%−666−1.0%ReducedHistory
AMTAmerican Tower CorpREIT18,574$4.95M0.3%−6,924−27.2%ReducedHistory
PMPhilip Morris International Inc.Stock51,494$4.95M0.3%+3,848+8.1%AddedHistory
MCDMcDonalds CorpStock20,387$4.92M0.3%−1,661−7.5%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF54,360$4.86M0.3%−2,020−3.6%Reduced–
IAUiShares Gold TrustETF144,506$4.83M0.3%+36,807+34.2%AddedHistory
Janus Detroit STR Tr47103U100HENDERSN CAP ETF74,023$4.82M0.3%+3,347+4.7%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW78,266$4.69M0.3%+13,490+20.8%Added–
WFCWells Fargo & CompanyStock100,680$4.67M0.3%−6,449−6.0%ReducedHistory
COSTCostco Wholesale CorpStock10,388$4.67M0.3%−1,317−11.3%ReducedHistory
INTCIntel CorpStock85,260$4.54M0.3%+6,481+8.2%AddedHistory
CSCOCisco Systems, Inc.Stock82,691$4.50M0.3%−2,848−3.3%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF20,481$4.48M0.3%+739+3.7%Added–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH203,292$4.42M0.3%+5,068+2.6%Added–
Vanguard Short-Term Bond ETF921937827ETF53,564$4.39M0.3%−8,397−13.6%Reduced–
First Tr Exchange-Traded FD33734H106SHS111,922$4.39M0.3%+2,201+2.0%Added–
TSNTyson Foods, Inc.Stock55,300$4.37M0.3%+2,862+5.5%AddedHistory
KHCKraft Heinz CoStock117,788$4.34M0.3%+6,520+5.9%AddedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF42,811$4.31M0.3%+49+0.1%Added–
iShares Tr46435G425ESG AWR MSCI USA43,731$4.31M0.3%−8,854−16.8%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF41,022$4.24M0.3%−15,561−27.5%Reduced–
iShares Core S&P Small Cap ETF464287804ETF38,517$4.21M0.3%+340+0.9%Added–
iShares Core S&P Mid-Cap ETF464287507ETF15,710$4.13M0.3%−2,816−15.2%Reduced–
METMetlife IncStock65,171$4.02M0.3%−631−1.0%ReducedHistory
DISWalt Disney CoStock23,694$4.01M0.3%−3,399−12.5%ReducedHistory
LUVSouthwest Airlines CoCOM77,501$3.99M0.3%−325−0.4%ReducedHistory
MMM3M CoStock22,671$3.98M0.3%−539−2.3%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF23,109$3.91M0.3%−1,558−6.3%Reduced–
TGTTarget CorpStock16,839$3.85M0.3%−3,952−19.0%ReducedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF139,755$3.83M0.3%−122,304−46.7%Reduced–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF58,118$3.81M0.3%−313−0.5%Reduced–
CVSCVS Health CorpStock44,425$3.77M0.3%−90.0%ReducedHistory
DOWDow Inc.Stock64,836$3.73M0.3%+2,899+4.7%AddedHistory

Sold out since Q2 2021 (102)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 102 by value last quarter.

Positions of Sowell Financial Services LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
TMOThermo Fisher Scientific Inc.Stock13,058$6.59M0.4%History
iShares Tr4642886613 7 YR TREAS BD35,268$4.60M0.3%–
First Tr Exchange-Traded Alp33734Y109COM SHS47,639$4.44M0.3%–
iShares Tr46434V4070-5YR HI YL CP87,889$4.05M0.3%–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF82,177$3.88M0.3%–
WisdomTree Tr97717W604US SMALLCAP DIVD115,440$3.68M0.2%–
DGDollar General CorpCOM12,715$2.75M0.2%History
Global X FDS37954Y673US INFR DEV ETF106,417$2.74M0.2%–
KDPKeurig Dr Pepper Inc.COM75,973$2.69M0.2%History
VALEVale S.A.SPONSORED ADS112,696$2.62M0.2%History
PPGPPG Industries IncStock15,422$2.62M0.2%History
Fidelity MSCI Energy Index ETF316092402ETF176,673$2.61M0.2%–
SJMJ M SMUCKER CoStock18,499$2.40M0.2%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX24,477$2.27M0.2%–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF30,423$1.93M0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF16,458$1.73M0.1%–
HASIHA Sustainable Infrastructure Capital, Inc.COM30,603$1.72M0.1%History
CIENCiena CorpCOM NEW28,615$1.63M0.1%History
RBARB Global Inc.COM27,103$1.61M0.1%History
Global X FDS37950E408MSCI CHINA CNSMR45,014$1.59M0.1%–
MVBFMVB Financial CorpCOM37,246$1.59M0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock10,217$1.44M0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF10,692$1.39M0.1%–
PLDPrologis, Inc.REIT11,448$1.37M0.1%History
iShares Tr464288638ISHS 5-10YR INVT22,322$1.35M0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH11,178$1.31M0.1%–
ATKRAtkore Inc.COM18,422$1.31M0.1%History
Schwab Intermediate-Term US Treasury ETF808524854ETF22,202$1.26M0.1%–
PGRProgressive CorpStock12,758$1.25M0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF16,151$1.22M0.1%–
VMRKVivmark ResidentialSH BEN INT15,479$1.20M0.1%History
INFUInfuSystem Holdings, IncCOM57,661$1.20M0.1%History
NEMNEWMONT CorpStock18,801$1.19M0.1%History
iShares Tr46429B333GNMA BOND ETF23,305$1.17M0.1%–
PCARPaccar IncCOM12,651$1.13M0.1%History
BGFVBig 5 Sporting Goods CorpCOM41,201$1.06M0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS11,158$1.04M0.1%History
ICFIICF International, Inc.Stock11,812$1.04M0.1%History
iShares Tr464287150CORE S&P TTL STK10,480$1.03M0.1%–
LOPEGrand Canyon Education, Inc.COM10,891$980.0K0.1%History
MASMasco CorpCOM16,348$963.0K0.1%History
PNWPinnacle West Capital CorpCOM11,745$963.0K0.1%History
VIRTVirtu Financial, Inc.CL A33,900$937.0K0.1%History
IRDMIridium Communications Inc.COM23,310$932.0K0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD17,209$923.0K0.1%–
UCTTUltra Clean Holdings, Inc.COM17,157$922.0K0.1%History
GLWCorning IncCOM22,401$916.0K0.1%History
VRSBillerud Americas CorpCL A50,577$895.0K0.1%History
OROR Royalties Inc.COM64,843$891.0K0.1%History
SPDR Series Trust78468R200ST STR RATE ETF27,733$850.0K0.1%–
EBAYeBay IncCOM11,361$798.0K0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF10,085$762.0K0.1%–
ICHRIchor Holdings, Ltd.SHS13,738$739.0K<0.1%History
SRCLStericycle IncCOM10,113$724.0K<0.1%History
VVVValvoline IncCOM21,923$712.0K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD31,897$710.0K<0.1%–
ProShares Tr74347R842PSHS ULTRUSS200011,820$707.0K<0.1%–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT20,801$707.0K<0.1%–
CTTCatchMark Timber Trust, Inc.CL A60,123$703.0K<0.1%History
NWENorthWestern Energy Group, Inc.COM NEW11,159$672.0K<0.1%History
AEMAgnico Eagle Mines LtdStock10,818$654.0K<0.1%History
RDHLRedHill Biopharma Ltd.SPONSORED ADS92,672$638.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF41,143$630.0K<0.1%–
REGIRenewable Energy Group, Inc.COM NEW10,067$628.0K<0.1%History
BNYBank of New York Mellon CorpStock11,962$613.0K<0.1%History
GSKGSK plcSPONSORED ADR14,894$601.0K<0.1%History
ABBNYABB LtdSPONSORED ADR16,036$545.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW10,504$522.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED12,260$516.0K<0.1%–
IPGInterpublic Group of Companies, Inc.COM15,230$495.0K<0.1%History
SNNSmith & Nephew PLCSPDN ADR NEW10,847$471.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF16,064$471.0K<0.1%–
SGISomnigroup International Inc.COM11,181$438.0K<0.1%History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG13,997$428.0K<0.1%–
FMSFresenius Medical Care AGSPONSORED ADR10,278$427.0K<0.1%History
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A12,964$393.0K<0.1%History
AVTRAvantor, Inc.COM10,083$358.0K<0.1%History
GEGeneral Electric CoCOM25,528$344.0K<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM11,423$326.0K<0.1%–
iShares Tr464287796U.S. ENERGY ETF11,165$325.0K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN16,836$319.0K<0.1%–
BYMBlackRock Municipal Income Quality TrustCOM17,674$278.0K<0.1%History
LUMNLumen Technologies, Inc.Stock20,334$276.0K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS12,323$264.0K<0.1%History
ESIElement Solutions IncCOM10,956$256.0K<0.1%History
MMacy's, Inc.COM12,715$241.0K<0.1%History
NBHNeuberger Municipal Fund Inc.COM14,728$238.0K<0.1%History
VLYValley National BancorpCOM17,025$231.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,842$230.0K<0.1%History
VIPSVipshop Holdings LtdSPONSORED ADS A11,232$226.0K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A17,300$226.0K<0.1%History
NKLANikola CorpCOM12,434$225.0K<0.1%History
PEverpure, Inc.CL A11,257$220.0K<0.1%History
RKTRocket Companies, Inc.Stock11,298$219.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1017,244$217.0K<0.1%History
MTGMgic Investment CorpCOM15,886$216.0K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,420$208.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK10,484$206.0K<0.1%History
GGBGerdau S.A.SPON ADR REP PFD34,524$204.0K<0.1%History
PBCTPeople's United Financial, Inc.COM11,763$202.0K<0.1%History