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Livermore
Livermore
ZHEN

Sowell Financial Services LLC

SEC CIK
0001633697
Latest filing
Jul 17, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 5, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
514
−2,728 vs. Q1 2021
Portfolio value
$1.51B
−$1.36B (−47.5%) vs. Q1 2021
Filed
Aug 5, 2021
SEC
Holdings of Sowell Financial Services LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock349,975$47.9M3.2%−185,039−34.6%ReducedHistory
iShares Core S&P 500 ETF464287200ETF104,035$44.7M3.0%−41,557−28.5%Reduced–
WMTWalmart Inc.Stock313,632$44.2M2.9%+9,096+3.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF111,079$39.4M2.6%−73,998−40.0%Reduced–
MSFTMicrosoft CorpStock144,385$39.1M2.6%−61,785−30.0%ReducedHistory
Vanguard S&P 500 ETF922908363ETF97,296$38.4M2.5%−96,284−49.7%Reduced–
ProShares Tr74347R107PSHS ULT S&P 500179,505$21.4M1.4%−81,749−31.3%Reduced–
SPDR Series Trust78468R622ST BLOO HIGH ETF170,647$18.8M1.2%+13,792+8.8%Added–
iShares Tr464288513IBOXX HI YD ETF192,123$16.9M1.1%+15,604+8.8%Added–
SPYSPDR S&P 500 ETF TrustETF38,028$16.3M1.1%−29,562−43.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock55,893$15.5M1.0%−17,429−23.8%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF281,293$14.3M0.9%−41,618−12.9%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF111,011$12.8M0.8%−23,348−17.4%Reduced–
Two RDS Shared Tr90214Q105AFFINITY WORLD450,966$12.3M0.8%−83,060−15.6%Reduced–
JPMJPMorgan Chase & CoStock78,809$12.3M0.8%−41,072−34.3%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF105,663$11.7M0.8%−63,803−37.6%Reduced–
UPSUnited Parcel Service IncStock55,319$11.5M0.8%−30,578−35.6%ReducedHistory
iShares Russell 2000 ETF464287655ETF48,708$11.2M0.7%−8,222−14.4%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF84,044$11.2M0.7%−35,288−29.6%Reduced–
NVDANVIDIA CorpStock13,735$11.0M0.7%−1,595−10.4%ReducedHistory
VZVerizon Communications IncStock195,729$11.0M0.7%−150,056−43.4%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF159,716$10.7M0.7%−4,212−2.6%Reduced–
METAMeta Platforms, Inc.Stock30,677$10.7M0.7%−14,300−31.8%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF39,284$10.7M0.7%−8,014−16.9%Reduced–
SBUXStarbucks CorpStock94,336$10.5M0.7%−49,811−34.6%ReducedHistory
JNJJohnson & JohnsonStock62,109$10.2M0.7%−34,913−36.0%ReducedHistory
FLOFlowers Foods IncCOM421,891$10.2M0.7%+3,653+0.9%AddedHistory
iShares Tr4642874407-10 YR TRSY BD87,000$10.0M0.7%+820+1.0%Added–
ABBVAbbVie Inc.Stock87,756$9.88M0.7%−12,031−12.1%ReducedHistory
KOCoca Cola CoStock180,926$9.87M0.7%−86,466−32.3%ReducedHistory
BACBank of America CorpStock237,515$9.79M0.6%−158,085−40.0%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF140,008$9.57M0.6%−19,751−12.4%Reduced–
ProShares Tr74347R206PSHS ULTRA QQQ130,606$9.38M0.6%−27,932−17.6%ReducedConverted for a 2-for-1 split–
VVisa Inc.Stock39,704$9.28M0.6%−5,108−11.4%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD110,599$9.15M0.6%−195,370−63.9%Reduced–
QCOMQualcomm IncStock62,858$8.98M0.6%−30,336−32.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL145,697$8.87M0.6%−1,943−1.3%Reduced–
GLDSPDR Gold TrustETF49,820$8.25M0.5%−105,823−68.0%ReducedHistory
TAT&T Inc.Stock283,158$8.15M0.5%−228,935−44.7%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF35,556$7.92M0.5%−173,189−83.0%Reduced–
XOMExxonMobil Holdings CorpCOM123,381$7.78M0.5%−94,422−43.4%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF103,258$7.73M0.5%−21,057−16.9%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF51,853$7.57M0.5%+16,080+45.0%Added–
CVXChevron CorpStock69,851$7.32M0.5%−45,820−39.6%ReducedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF262,059$7.23M0.5%+128,596+96.4%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG219,431$7.22M0.5%+23,658+12.1%Added–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT127,109$7.16M0.5%−1,383,201−91.6%ReducedConverted for a 10-for-1 split–
PFEPfizer IncStock182,870$7.16M0.5%−153,398−45.6%ReducedHistory
NFLXNetflix IncStock13,398$7.08M0.5%+935+7.5%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 120,366$7.04M0.5%−1,113−5.2%ReducedHistory
AMTAmerican Tower CorpREIT25,498$6.92M0.5%−3,507−12.1%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF63,564$6.82M0.5%−16,424−20.5%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF28,408$6.74M0.4%−4,960−14.9%Reduced–
TMOThermo Fisher Scientific Inc.Stock13,058$6.59M0.4%−867−6.2%ReducedHistory
BABoeing CoStock27,367$6.56M0.4%−17,521−39.0%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF46,636$6.41M0.4%−272,252−85.4%Reduced–
Advisorshares Tr00768Y453PURE US CANN ETF158,191$6.33M0.4%+17,039+12.1%Added–
BTZBlackRock Credit Allocation Income TrustCOM396,044$6.17M0.4%+3,602+0.9%AddedHistory
AMATApplied Materials IncStock42,825$6.10M0.4%−5,144−10.7%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF70,865$6.09M0.4%−529,349−88.2%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF56,583$5.93M0.4%+559+1.0%Added–
Dimensional ETF Trust25434V401US EQUI MARK ETF125,486$5.91M0.4%+125,486New–
FLCFlaherty & Crumrine Total Return Fund IncCOM238,320$5.82M0.4%+9,900+4.3%AddedHistory
LOWLowes Companies IncStock29,817$5.78M0.4%+312+1.1%AddedHistory
MAMastercard IncStock15,836$5.78M0.4%−3,606−18.5%ReducedHistory
MOAltria Group, Inc.Stock116,321$5.64M0.4%−76,368−39.6%ReducedHistory
BMYBristol Myers Squibb CoStock83,611$5.59M0.4%−9,090−9.8%ReducedHistory
MRKMerck & Co., Inc.Stock67,388$5.28M0.4%−47,745−41.5%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA52,585$5.18M0.3%−49,930−48.7%Reduced–
UNHUnitedHealth Group IncStock12,753$5.11M0.3%−2,840−18.2%ReducedHistory
MCDMcDonalds CorpStock22,048$5.09M0.3%−11,356−34.0%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF61,961$5.09M0.3%−184,838−74.9%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF56,380$5.07M0.3%−504,112−89.9%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF115,319$5.07M0.3%−4,179−3.5%Reduced–
TGTTarget CorpStock20,791$5.03M0.3%−4,365−17.4%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF18,526$4.98M0.3%−10,149−35.4%Reduced–
WFCWells Fargo & CompanyStock107,129$4.85M0.3%−87,462−44.9%ReducedHistory
Janus Detroit STR Tr47103U100HENDERSN CAP ETF70,676$4.84M0.3%−16,284−18.7%Reduced–
PMPhilip Morris International Inc.Stock47,646$4.78M0.3%−40,757−46.1%ReducedHistory
DISWalt Disney CoStock27,093$4.76M0.3%−5,030−15.7%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF91,691$4.72M0.3%−306,512−77.0%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF26,771$4.64M0.3%−11,043−29.2%Reduced–
COSTCostco Wholesale CorpStock11,705$4.63M0.3%−3,154−21.2%ReducedHistory
MMM3M CoStock23,210$4.61M0.3%−18,595−44.5%ReducedHistory
iShares Tr4642886613 7 YR TREAS BD35,268$4.60M0.3%+2,091+6.3%Added–
KHCKraft Heinz CoStock111,268$4.54M0.3%−52,917−32.2%ReducedHistory
CSCOCisco Systems, Inc.Stock85,539$4.53M0.3%−115,615−57.5%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF42,762$4.51M0.3%−1,018−2.3%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF19,742$4.45M0.3%−128,163−86.7%Reduced–
First Tr Exchange-Traded Alp33734Y109COM SHS47,639$4.44M0.3%−9,649−16.8%Reduced–
iShares Tr4642874571 3 YR TREAS BD51,414$4.43M0.3%−57,336−52.7%Reduced–
INTCIntel CorpStock78,779$4.42M0.3%−85,435−52.0%ReducedHistory
GSGoldman Sachs Group IncStock11,605$4.40M0.3%+938+8.8%AddedHistory
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH198,224$4.38M0.3%−27,161−12.1%Reduced–
First Tr Exchange-Traded FD33734H106SHS109,721$4.36M0.3%−40,316−26.9%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT28,671$4.32M0.3%−9,936−25.7%Reduced–
iShares Core S&P Small Cap ETF464287804ETF38,177$4.31M0.3%−34,387−47.4%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF24,667$4.28M0.3%−161,211−86.7%Reduced–
LUVSouthwest Airlines CoCOM77,826$4.13M0.3%−923−1.2%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF75,029$4.08M0.3%−220,474−74.6%Reduced–

Sold out since Q1 2021 (2,736)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 2,736 by value last quarter.

Positions of Sowell Financial Services LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
AMZNAmazon Com IncStock9,151$30.3M1.1%History
ProShares Tr74347G739ULTSHRT QQQ377,849$9.06M0.3%–
GOOGLAlphabet Inc.Stock3,460$8.09M0.3%History
GOOGAlphabet Inc.Stock3,064$7.30M0.3%History
TSLATesla, Inc.Stock8,507$5.64M0.2%History
FDXFedEx CorpStock15,486$4.82M0.2%History
VanEck Morningstar Wide Moat ETF92189F643ETF61,641$4.49M0.2%–
HUMHumana IncStock9,318$4.34M0.2%History
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT83,711$4.28M0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.0131,090$4.28M0.1%History
iShares Tr46428743220 YR TR BD ETF28,386$3.97M0.1%–
Vanguard Morningstar Growth ETF922908736ETF14,374$3.86M0.1%–
Schwab US Dividend Equity ETF808524797ETF47,239$3.64M0.1%–
CATCaterpillar IncStock15,349$3.64M0.1%History
LMTLockheed Martin CorpStock9,362$3.63M0.1%History
CRMSalesforce, Inc.Stock16,068$3.50M0.1%History
UNPUnion Pacific CorpStock15,397$3.50M0.1%History
BRK.ABerkshire Hathaway IncCL A8$3.48M0.1%History
iShares U.S. Medical Devices ETF464288810ETF9,833$3.42M0.1%–
iShares Tr46435G342MORTGE REL ETF91,458$3.33M0.1%–
PYPLPayPal Holdings, Inc.Stock12,308$3.10M0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF17,473$3.08M0.1%–
DVADavita Inc.COM21,120$2.63M0.1%History
iShares Tr464287291GLOBAL TECH ETF8,044$2.56M0.1%–
Vanguard Information Technology ETF92204A702ETF6,928$2.56M0.1%–
First Tr Exchange-Traded FD33738D309SENIOR LN FD52,644$2.52M0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT47,397$2.51M0.1%History
iShares Semiconductor ETF464287523ETF5,703$2.38M0.1%–
WMWaste Management IncStock16,714$2.37M0.1%History
ADBEAdobe Inc.Stock4,682$2.26M0.1%History
Vanguard Health Care ETF92204A504ETF9,375$2.23M0.1%–
VanEck Semiconductor ETF92189F676ETF9,269$2.23M0.1%–
ZTSZoetis Inc.Stock12,239$2.05M0.1%History
Exchange Listed FDS Tr30151E681CABANA TARGET 1673,800$2.03M0.1%–
AWKAmerican Water Works Company, Inc.Stock13,255$2.03M0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF9,250$2.01M0.1%–
Fidelity MSCI Health Care Index ETF316092600ETF31,855$1.96M0.1%–
AFIBAcutus Medical, Inc.COM160,015$1.94M0.1%History
SIVBSVB Financial GroupCOM3,353$1.94M0.1%History
AVGOBroadcom Inc.Stock4,312$1.94M0.1%History
iShares Tr464287515EXPANDED TECH5,589$1.92M0.1%–
CMICummins IncStock7,158$1.90M0.1%History
LRCXLam Research CorpCOM3,043$1.88M0.1%History
iShares U.S. Healthcare Providers ETF464288828ETF6,759$1.82M0.1%–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF6,622$1.81M0.1%–
ZMZoom Communications, Inc.Stock6,114$1.79M0.1%History
CDWCDW CorpCOM10,302$1.78M0.1%History
IQVIQVIA Holdings Inc.Stock7,472$1.73M0.1%History
BABAAlibaba Group Holding LtdADR7,417$1.68M0.1%History
HONHoneywell International IncCOM7,279$1.66M0.1%History
ZBRAZebra Technologies CorpCL A3,506$1.65M0.1%History
MCHPMicrochip Technology IncStock11,006$1.61M0.1%History
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF7,331$1.59M0.1%–
ADPAutomatic Data Processing IncStock8,107$1.58M0.1%History
GWWW.W. Grainger, Inc.Stock3,434$1.58M0.1%History
Colony Cap Inc New19626G108CL A COM227,000$1.56M0.1%–
Vanguard World FD921910733ESG US STK ETF20,044$1.55M0.1%–
DHRDanaher CorpStock6,031$1.55M0.1%History
GILDGilead Sciences, Inc.Stock23,275$1.55M0.1%History
PNCPNC Financial Services Group, Inc.Stock7,590$1.50M0.1%History
DEDeere & CoStock3,764$1.47M0.1%History
ACNAccenture plcStock4,922$1.43M<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF13,088$1.43M<0.1%–
ORLYO Reilly Automotive IncStock2,509$1.41M<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF21,347$1.41M<0.1%–
WSOWatsco IncCOM4,728$1.39M<0.1%History
GOFGuggenheim Strategic Opportunities FundCOM SBI67,565$1.39M<0.1%History
CRLCharles River Laboratories International, Inc.COM4,045$1.36M<0.1%History
SRESempraStock9,902$1.35M<0.1%History
XYZBlock, Inc.CL A6,006$1.34M<0.1%History
MUMicron Technology IncStock15,718$1.33M<0.1%History
ENTGEntegris IncCOM11,918$1.33M<0.1%History
Quantumscape Corp Com CL A490073103Stock41,624$1.29M<0.1%–
iShares Tr464287762US HLTHCARE ETF4,823$1.28M<0.1%–
GPNGlobal Payments IncStock6,350$1.28M<0.1%History
COFCapital One Financial CorpStock8,127$1.27M<0.1%History
First Trust Rising Dividend Achievers ETF33738R506ETF25,363$1.24M<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR10,442$1.22M<0.1%History
RYRoyal Bank of CanadaStock12,356$1.22M<0.1%History
ALLAllstate CorpStock9,116$1.21M<0.1%History
DBOInvesco DB Oil FundOIL FD103,446$1.20M<0.1%History
LLYEli Lilly & CoStock6,171$1.20M<0.1%History
DEODiageo PLCSPON ADR NEW6,475$1.18M<0.1%History
iShares Tr46432F388MSCI USA VALUE10,992$1.17M<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF5,587$1.16M<0.1%–
DRIDarden Restaurants IncCOM8,114$1.15M<0.1%History
DGXQuest Diagnostics IncCOM8,257$1.14M<0.1%History
URIUnited Rentals, Inc.COM3,299$1.13M<0.1%History
PNFPPinnacle Financial Partners, Inc.COM12,573$1.12M<0.1%History
NOCNorthrop Grumman CorpStock2,977$1.10M<0.1%History
iShares Tr464288802ESG OPTIMIZED11,826$1.09M<0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF8,399$1.09M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS46,890$1.08M<0.1%History
AGMFederal Agricultural Mortgage CorpCL C9,651$1.08M<0.1%History
Vanguard World FD921910816MEGA GRWTH IND4,920$1.07M<0.1%–
CHTRCharter Communications, Inc.CL A1,568$1.06M<0.1%History
VRSKVerisk Analytics, Inc.COM6,033$1.06M<0.1%History
AAAUGoldman Sachs Physical Gold ETFETF57,926$1.05M<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF21,370$1.04M<0.1%–
ARK ETF Tr00214Q807SPACE & DEFENSE50,896$1.03M<0.1%–