Skip to main content
Livermore
Livermore
ZHEN

Private Advisory Group LLC

SEC CIK
0001632965
Latest filing
Aug 6, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 22, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
121
−2 vs. Q2 2021
Portfolio value
$409.7M
+$14.3M (+3.6%) vs. Q2 2021
Filed
Oct 22, 2021
SEC
Holdings of Private Advisory Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock176,813$25.0M6.1%+1,075+0.6%AddedHistory
AMZNAmazon Com IncStock7,404$24.3M5.9%+190+2.6%AddedHistory
MSFTMicrosoft CorpStock85,945$24.2M5.9%−6,602−7.1%ReducedHistory
GOOGAlphabet Inc.Stock6,664$17.8M4.3%−377−5.4%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF195,185$14.4M3.5%+8,667+4.6%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT88,348$13.2M3.2%+22,184+33.5%Added–
JPMJPMorgan Chase & CoStock78,404$12.8M3.1%+404+0.5%AddedHistory
Vanguard S&P 500 ETF922908363ETF32,065$12.6M3.1%+2,192+7.3%Added–
COSTCostco Wholesale CorpStock27,589$12.4M3.0%+839+3.1%AddedHistory
HDHome Depot, Inc.Stock37,142$12.2M3.0%−1,511−3.9%ReducedHistory
TGTTarget CorpStock52,119$11.9M2.9%+1,742+3.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF27,613$11.9M2.9%+1,684+6.5%Added–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM514,911$10.6M2.6%+59,195+13.0%AddedHistory
METAMeta Platforms, Inc.Stock30,480$10.3M2.5%−773−2.5%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF82,495$8.53M2.1%+2,294+2.9%Added–
UNHUnitedHealth Group IncStock18,676$7.30M1.8%+554+3.1%AddedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF214,010$6.69M1.6%+76,219+55.3%Added–
DISWalt Disney CoStock38,680$6.54M1.6%+2,181+6.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF58,843$6.42M1.6%−40,663−40.9%Reduced–
AMDAdvanced Micro Devices IncStock62,296$6.41M1.6%−847−1.3%ReducedHistory
NVDANVIDIA CorpStock30,784$6.38M1.6%+16,896+121.7%AddedConverted for a 4-for-1 splitHistory
Vanguard Morningstar Value ETF922908744ETF46,354$6.28M1.5%+1,315+2.9%Added–
VZVerizon Communications IncStock110,969$5.99M1.5%−14,018−11.2%ReducedHistory
METMetlife IncStock94,585$5.84M1.4%+2,741+3.0%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS87,117$5.35M1.3%+25,481+41.3%Added–
Vanguard Real Estate ETF922908553ETF50,208$5.11M1.2%−231−0.5%Reduced–
MRKMerck & Co., Inc.Stock62,872$4.72M1.2%+6,551+11.6%AddedHistory
IBMInternational Business Machines CorpStock33,105$4.60M1.1%−3,206−8.8%ReducedHistory
iShares Tr46429B671MSCI CHINA ETF56,137$3.79M0.9%+56,137New–
ADMArcher-Daniels-Midland CoStock58,815$3.53M0.9%−3,474−5.6%ReducedHistory
RTXRTX CorpStock40,012$3.44M0.8%+1,234+3.2%AddedHistory
WFCWells Fargo & CompanyStock71,230$3.31M0.8%−930−1.3%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD38,710$3.19M0.8%+19,090+97.3%Added–
First Tr Exchange-Traded Alp33735K108COM SHS27,612$3.07M0.7%+27,612New–
UNPUnion Pacific CorpStock14,633$2.87M0.7%−4,055−21.7%ReducedHistory
TSLATesla, Inc.Stock3,669$2.85M0.7%−45−1.2%ReducedHistory
BILLBILL Holdings, Inc.Stock10,371$2.77M0.7%−9,922−48.9%ReducedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF47,600$2.65M0.6%+307+0.6%Added–
PGProcter & Gamble CoStock18,983$2.65M0.6%+914+5.1%AddedHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF46,190$2.62M0.6%+1,865+4.2%Added–
Vanguard Malvern FDS922020805STRM INFPROIDX49,397$2.60M0.6%+4,141+9.2%Added–
PFEPfizer IncStock59,561$2.56M0.6%+8,139+15.8%AddedHistory
iShares Tr464288687PFD AND INCM SEC65,038$2.52M0.6%+21,389+49.0%Added–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH34,962$2.51M0.6%+34,962New–
Vonage Holdings Corp92886T201COM146,672$2.36M0.6%−25,149−14.6%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY97,126$2.30M0.6%+27,451+39.4%Added–
BRK.BBerkshire Hathaway IncStock8,371$2.29M0.6%+1,058+14.5%AddedHistory
VVisa Inc.Stock9,595$2.14M0.5%+1,783+22.8%AddedHistory
iShares Tips Bond ETF464287176ETF16,502$2.11M0.5%+6,228+60.6%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF6,942$1.95M0.5%+3,549+104.6%Added–
ALBAlbemarle CorpStock7,888$1.73M0.4%+7,888NewHistory
COFCapital One Financial CorpStock10,577$1.71M0.4%+4,236+66.8%AddedHistory
TTDTrade Desk, Inc.Stock22,820$1.60M0.4%+22,820NewHistory
First Tr Exchange-Traded FD33741L207DORSY WRGH VLU68,181$1.60M0.4%+12,382+22.2%Added–
iShares S&P Small-Cap 600 Growth ETF464287887ETF11,810$1.54M0.4%−387−3.2%Reduced–
FTNTFortinet, Inc.Stock5,169$1.51M0.4%+5,169NewHistory
TMUST-Mobile US, Inc.Stock11,327$1.45M0.4%−2,706−19.3%ReducedHistory
First Tr Exchange Traded FD33741L108DORSY WR MOMNT52,398$1.44M0.4%+26,071+99.0%Added–
ORealty Income CorpREIT22,138$1.44M0.4%+10,947+97.8%AddedHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF27,528$1.40M0.3%−336−1.2%Reduced–
iShares Tr46428743220 YR TR BD ETF9,290$1.34M0.3%+9,290New–
State Street Industrial Select Sector SPDR ETF81369Y704ETF12,397$1.21M0.3%+1,016+8.9%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF16,114$1.21M0.3%+2,084+14.9%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF12,844$1.03M0.3%+490+4.0%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF8,067$1.03M0.3%+8,067New–
ITGartner IncCOM3,280$997.0K0.2%+52+1.6%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF6,629$990.0K0.2%+6,629New–
GOOGLAlphabet Inc.Stock365$976.0K0.2%+213+140.1%AddedHistory
MHKMohawk Industries IncCOM5,323$944.0K0.2%+615+13.1%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF6,950$925.0K0.2%+2,640+61.3%Added–
ALLYAlly Financial Inc.Stock17,921$915.0K0.2%+2,738+18.0%AddedHistory
BBWIBath & Body Works, Inc.COM13,620$858.0K0.2%+10,630+355.5%AddedHistory
NKENIKE, Inc.Stock5,814$844.0K0.2%+2,540+77.6%AddedHistory
DFSDiscover Financial ServicesCOM6,774$832.0K0.2%+6,774NewHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF12,144$823.0K0.2%−4,151−25.5%Reduced–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF9,095$814.0K0.2%−10,831−54.4%Reduced–
SGISomnigroup International Inc.COM17,209$799.0K0.2%+213+1.3%AddedHistory
DKSDick's Sporting Goods, Inc.Stock6,657$797.0K0.2%−543−7.5%ReducedHistory
RPDRapid7, Inc.COM6,915$782.0K0.2%+6,915NewHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF16,504$756.0K0.2%−2,289−12.2%Reduced–
DOCUDocuSign, Inc.Stock2,871$739.0K0.2%+2,871NewHistory
EPAMEPAM Systems, Inc.COM1,294$738.0K0.2%+1,294NewHistory
SLMSLM CorpCOM40,447$712.0K0.2%+6,806+20.2%AddedHistory
SNXTD Synnex CorpCOM6,042$629.0K0.2%+6,042NewHistory
First Trust Financials Alphadex Fund33734X135ETF13,947$617.0K0.2%−969−6.5%Reduced–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE10,404$615.0K0.2%+5,521+113.1%Added–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF3,715$586.0K0.1%+1,206+48.1%Added–
BlackRock ETF Trust09290C509ISHA US AWAR ETF11,448$569.0K0.1%+11,448New–
Vanguard Health Care ETF92204A504ETF2,233$552.0K0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY21,636$548.0K0.1%−1,509−6.5%Reduced–
AJGArthur J. Gallagher & Co.COM3,649$542.0K0.1%00.0%UnchangedHistory
NEENextera Energy IncStock6,778$532.0K0.1%+353+5.5%AddedHistory
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY22,015$512.0K0.1%−1,588−6.7%Reduced–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund19,941$458.0K0.1%−1,638−7.6%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL6,004$365.0K0.1%+570+10.5%Added–
INTCIntel CorpStock6,232$332.0K0.1%00.0%UnchangedHistory
RCLRoyal Caribbean Cruises LtdCOM3,704$329.0K0.1%00.0%UnchangedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF6,906$328.0K0.1%−6,415−48.2%Reduced–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY12,599$315.0K0.1%−1,153−8.4%Reduced–
BABAAlibaba Group Holding LtdADR2,110$312.0K0.1%−32,826−94.0%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisory Group LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$168.0K–

Sold out since Q2 2021 (29)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Private Advisory Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH59,664$3.04M0.8%–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD67,408$3.00M0.8%–
iShares Tr46429B655FLTG RATE NT ETF26,979$1.37M0.3%–
State Street Materials Select Sector SPDR ETF81369Y100ETF11,420$940.0K0.2%–
NWSANews CorpCL A36,318$936.0K0.2%History
State Street Financial Select Sector SPDR ETF81369Y605ETF25,316$929.0K0.2%–
MOSMosaic CoCOM28,978$925.0K0.2%History
ABCBAmeris BancorpCOM14,844$752.0K0.2%History
SCSantander Consumer USA Holdings Inc.COM20,419$742.0K0.2%History
OZKBank OZKCOM17,326$730.0K0.2%History
SFStifel Financial CorpCOM10,949$710.0K0.2%History
MTZMastec IncCOM6,457$685.0K0.2%History
NXSTNexstar Media Group, Inc.COMMON STOCK4,316$638.0K0.2%History
CATCaterpillar IncStock2,798$609.0K0.2%History
MROMarathon Oil CorpCOM34,473$470.0K0.1%History
GAPGap IncCOM13,592$457.0K0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,835$334.0K0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF4,236$310.0K0.1%–
SPDR Series Trust78464A755ST STR SP METAL7,131$307.0K0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF6,166$306.0K0.1%–
EXPEExpedia Group, Inc.Stock1,470$241.0K0.1%History
SPGSimon Property Group Inc.REIT1,752$229.0K0.1%History
BNOUnited States Brent Oil Fund, LPETF11,597$223.0K0.1%History
TPRTapestry, Inc.COM5,050$220.0K0.1%History
FANGDiamondback Energy, Inc.Stock2,320$218.0K0.1%History
ZMZoom Communications, Inc.Stock560$217.0K0.1%History
DBEInvesco DB Energy FundENERGY FD13,576$212.0K0.1%History
First Tr Exchng Traded FD VI33740F649FT VEST NAS9,588$209.0K0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY29,957–––