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Livermore
Livermore
ZHEN

Private Advisory Group LLC

SEC CIK
0001632965
Latest filing
Aug 6, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 22, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
121
−2 vs. Q2 2021
Portfolio value
$409.7M
+$14.3M (+3.6%) vs. Q2 2021
Filed
Oct 22, 2021
SEC
Holdings of Private Advisory Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
JQCNuveen Credit Strategies Income FundCOM SHS13,605$89.0K<0.1%00.0%UnchangedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF14,349$101.0K<0.1%+3,106+27.6%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM10,734$106.0K<0.1%+10,734NewHistory
CARRCarrier Global CorpStock3,878$201.0K<0.1%+3,878NewHistory
MRNAModerna, Inc.Stock532$205.0K0.1%+532NewHistory
URIUnited Rentals, Inc.COM584$205.0K0.1%−2,448−80.7%ReducedHistory
SIVBSVB Financial GroupCOM339$219.0K0.1%−1,338−79.8%ReducedHistory
DVNDevon Energy CorpStock6,190$220.0K0.1%−5,419−46.7%ReducedHistory
CRMSalesforce, Inc.Stock859$233.0K0.1%+859NewHistory
Kraneshares Trust500767678GLOBAL CARB STRA6,163$253.0K0.1%+6,163New–
DBCInvesco DB Commodity Index Tracking FundUNIT12,925$261.0K0.1%+2,165+20.1%AddedHistory
GRNBarclays Bank PLCETN 4910,854$263.0K0.1%+10,854NewHistory
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF11,782$270.0K0.1%−4,521−27.7%Reduced–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,530$279.0K0.1%+1,530New–
First Tr Exchange-Traded FD33733B100WTR ETF3,365$286.0K0.1%+3,365New–
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS2,043$295.0K0.1%+2,043New–
SBUXStarbucks CorpStock2,712$299.0K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF4,141$303.0K0.1%+4,141New–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN4,932$303.0K0.1%+4,932New–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY12,551$309.0K0.1%−1,199−8.7%Reduced–
ENPHEnphase Energy, Inc.Stock2,070$310.0K0.1%+2,070NewHistory
BABAAlibaba Group Holding LtdADR2,110$312.0K0.1%−32,826−94.0%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY12,599$315.0K0.1%−1,153−8.4%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF6,906$328.0K0.1%−6,415−48.2%Reduced–
RCLRoyal Caribbean Cruises LtdCOM3,704$329.0K0.1%00.0%UnchangedHistory
INTCIntel CorpStock6,232$332.0K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL6,004$365.0K0.1%+570+10.5%Added–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund19,941$458.0K0.1%−1,638−7.6%Reduced–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY22,015$512.0K0.1%−1,588−6.7%Reduced–
NEENextera Energy IncStock6,778$532.0K0.1%+353+5.5%AddedHistory
AJGArthur J. Gallagher & Co.COM3,649$542.0K0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY21,636$548.0K0.1%−1,509−6.5%Reduced–
Vanguard Health Care ETF92204A504ETF2,233$552.0K0.1%00.0%Unchanged–
BlackRock ETF Trust09290C509ISHA US AWAR ETF11,448$569.0K0.1%+11,448New–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF3,715$586.0K0.1%+1,206+48.1%Added–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE10,404$615.0K0.2%+5,521+113.1%Added–
First Trust Financials Alphadex Fund33734X135ETF13,947$617.0K0.2%−969−6.5%Reduced–
SNXTD Synnex CorpCOM6,042$629.0K0.2%+6,042NewHistory
SLMSLM CorpCOM40,447$712.0K0.2%+6,806+20.2%AddedHistory
EPAMEPAM Systems, Inc.COM1,294$738.0K0.2%+1,294NewHistory
DOCUDocuSign, Inc.Stock2,871$739.0K0.2%+2,871NewHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF16,504$756.0K0.2%−2,289−12.2%Reduced–
RPDRapid7, Inc.COM6,915$782.0K0.2%+6,915NewHistory
DKSDick's Sporting Goods, Inc.Stock6,657$797.0K0.2%−543−7.5%ReducedHistory
SGISomnigroup International Inc.COM17,209$799.0K0.2%+213+1.3%AddedHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF9,095$814.0K0.2%−10,831−54.4%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF12,144$823.0K0.2%−4,151−25.5%Reduced–
DFSDiscover Financial ServicesCOM6,774$832.0K0.2%+6,774NewHistory
NKENIKE, Inc.Stock5,814$844.0K0.2%+2,540+77.6%AddedHistory
BBWIBath & Body Works, Inc.COM13,620$858.0K0.2%+10,630+355.5%AddedHistory
ALLYAlly Financial Inc.Stock17,921$915.0K0.2%+2,738+18.0%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF6,950$925.0K0.2%+2,640+61.3%Added–
MHKMohawk Industries IncCOM5,323$944.0K0.2%+615+13.1%AddedHistory
GOOGLAlphabet Inc.Stock365$976.0K0.2%+213+140.1%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF6,629$990.0K0.2%+6,629New–
ITGartner IncCOM3,280$997.0K0.2%+52+1.6%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF8,067$1.03M0.3%+8,067New–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF12,844$1.03M0.3%+490+4.0%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF16,114$1.21M0.3%+2,084+14.9%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF12,397$1.21M0.3%+1,016+8.9%Added–
iShares Tr46428743220 YR TR BD ETF9,290$1.34M0.3%+9,290New–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF27,528$1.40M0.3%−336−1.2%Reduced–
ORealty Income CorpREIT22,138$1.44M0.4%+10,947+97.8%AddedHistory
First Tr Exchange Traded FD33741L108DORSY WR MOMNT52,398$1.44M0.4%+26,071+99.0%Added–
TMUST-Mobile US, Inc.Stock11,327$1.45M0.4%−2,706−19.3%ReducedHistory
FTNTFortinet, Inc.Stock5,169$1.51M0.4%+5,169NewHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF11,810$1.54M0.4%−387−3.2%Reduced–
TTDTrade Desk, Inc.Stock22,820$1.60M0.4%+22,820NewHistory
First Tr Exchange-Traded FD33741L207DORSY WRGH VLU68,181$1.60M0.4%+12,382+22.2%Added–
COFCapital One Financial CorpStock10,577$1.71M0.4%+4,236+66.8%AddedHistory
ALBAlbemarle CorpStock7,888$1.73M0.4%+7,888NewHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF6,942$1.95M0.5%+3,549+104.6%Added–
iShares Tips Bond ETF464287176ETF16,502$2.11M0.5%+6,228+60.6%Added–
VVisa Inc.Stock9,595$2.14M0.5%+1,783+22.8%AddedHistory
BRK.BBerkshire Hathaway IncStock8,371$2.29M0.6%+1,058+14.5%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY97,126$2.30M0.6%+27,451+39.4%Added–
Vonage Holdings Corp92886T201COM146,672$2.36M0.6%−25,149−14.6%Reduced–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH34,962$2.51M0.6%+34,962New–
iShares Tr464288687PFD AND INCM SEC65,038$2.52M0.6%+21,389+49.0%Added–
PFEPfizer IncStock59,561$2.56M0.6%+8,139+15.8%AddedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX49,397$2.60M0.6%+4,141+9.2%Added–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF46,190$2.62M0.6%+1,865+4.2%Added–
PGProcter & Gamble CoStock18,983$2.65M0.6%+914+5.1%AddedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF47,600$2.65M0.6%+307+0.6%Added–
BILLBILL Holdings, Inc.Stock10,371$2.77M0.7%−9,922−48.9%ReducedHistory
TSLATesla, Inc.Stock3,669$2.85M0.7%−45−1.2%ReducedHistory
UNPUnion Pacific CorpStock14,633$2.87M0.7%−4,055−21.7%ReducedHistory
First Tr Exchange-Traded Alp33735K108COM SHS27,612$3.07M0.7%+27,612New–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD38,710$3.19M0.8%+19,090+97.3%Added–
WFCWells Fargo & CompanyStock71,230$3.31M0.8%−930−1.3%ReducedHistory
RTXRTX CorpStock40,012$3.44M0.8%+1,234+3.2%AddedHistory
ADMArcher-Daniels-Midland CoStock58,815$3.53M0.9%−3,474−5.6%ReducedHistory
iShares Tr46429B671MSCI CHINA ETF56,137$3.79M0.9%+56,137New–
IBMInternational Business Machines CorpStock33,105$4.60M1.1%−3,206−8.8%ReducedHistory
MRKMerck & Co., Inc.Stock62,872$4.72M1.2%+6,551+11.6%AddedHistory
Vanguard Real Estate ETF922908553ETF50,208$5.11M1.2%−231−0.5%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS87,117$5.35M1.3%+25,481+41.3%Added–
METMetlife IncStock94,585$5.84M1.4%+2,741+3.0%AddedHistory
VZVerizon Communications IncStock110,969$5.99M1.5%−14,018−11.2%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF46,354$6.28M1.5%+1,315+2.9%Added–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisory Group LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$168.0K–

Sold out since Q2 2021 (29)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Private Advisory Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH59,664$3.04M0.8%–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD67,408$3.00M0.8%–
iShares Tr46429B655FLTG RATE NT ETF26,979$1.37M0.3%–
State Street Materials Select Sector SPDR ETF81369Y100ETF11,420$940.0K0.2%–
NWSANews CorpCL A36,318$936.0K0.2%History
State Street Financial Select Sector SPDR ETF81369Y605ETF25,316$929.0K0.2%–
MOSMosaic CoCOM28,978$925.0K0.2%History
ABCBAmeris BancorpCOM14,844$752.0K0.2%History
SCSantander Consumer USA Holdings Inc.COM20,419$742.0K0.2%History
OZKBank OZKCOM17,326$730.0K0.2%History
SFStifel Financial CorpCOM10,949$710.0K0.2%History
MTZMastec IncCOM6,457$685.0K0.2%History
NXSTNexstar Media Group, Inc.COMMON STOCK4,316$638.0K0.2%History
CATCaterpillar IncStock2,798$609.0K0.2%History
MROMarathon Oil CorpCOM34,473$470.0K0.1%History
GAPGap IncCOM13,592$457.0K0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,835$334.0K0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF4,236$310.0K0.1%–
SPDR Series Trust78464A755ST STR SP METAL7,131$307.0K0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF6,166$306.0K0.1%–
EXPEExpedia Group, Inc.Stock1,470$241.0K0.1%History
SPGSimon Property Group Inc.REIT1,752$229.0K0.1%History
BNOUnited States Brent Oil Fund, LPETF11,597$223.0K0.1%History
TPRTapestry, Inc.COM5,050$220.0K0.1%History
FANGDiamondback Energy, Inc.Stock2,320$218.0K0.1%History
ZMZoom Communications, Inc.Stock560$217.0K0.1%History
DBEInvesco DB Energy FundENERGY FD13,576$212.0K0.1%History
First Tr Exchng Traded FD VI33740F649FT VEST NAS9,588$209.0K0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY29,957–––