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Livermore
Livermore
ZHEN

SG3 Management, LLC

SEC CIK
0001630888
Latest filing
Nov 15, 2023

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
53
−17 vs. Q3 2022
Portfolio value
$161.5M
+$3.86M (+2.4%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of SG3 Management, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock399,300$95.8M59.3%+357,700+859.9%AddedHistory
GOOGLAlphabet Inc.Stock232,500$20.5M12.7%+232,500NewHistory
METAMeta Platforms, Inc.Stock118,300$14.2M8.8%+95,700+423.5%AddedHistory
Kraneshares Trust500767678GLOBAL CARB STRA260,000$9.48M5.9%+236,030+984.7%Added–
Kraneshares Tr500767587QUADRATIC DEFLA150,000$2.26M1.4%+150,000New–
EIXEdison InternationalStock22,700$1.44M0.9%+22,700NewHistory
APLSApellis Pharmaceuticals, Inc.COM22,000$1.14M0.7%−18,000−45.0%ReducedHistory
NBISNebius Group N.V.Stock58,300$1.10M0.7%+7,000+13.6%AddedHistory
ALBAlbemarle CorpStock5,000$1.08M0.7%+3,750+300.0%AddedHistory
BNTXBioNTech SESPONSORED ADS7,200$1.08M0.7%+7,200NewHistory
iShares MSCI India ETF46429B598ETF25,000$1.04M0.6%+25,000New–
AXSMAxsome Therapeutics, Inc.COM12,000$925.6K0.6%+12,000NewHistory
MDGLMadrigal Pharmaceuticals, Inc.COM3,100$899.8K0.6%+3,100NewHistory
LACLithium Americas Corp.COM NEW40,000$758.0K0.5%+25,500+175.9%AddedHistory
EOGEOG Resources IncStock5,000$647.6K0.4%−40,800−89.1%ReducedHistory
EXASExact Sciences CorpCOM12,000$594.1K0.4%+12,000NewHistory
TSLATesla, Inc.Stock4,500$554.3K0.3%−172,700−97.5%ReducedHistory
iShares Tr46428743220 YR TR BD ETF5,000$497.8K0.3%+5,000New–
BKNBlackRock Investment Quality Municipal Trust, Inc.COM40,000$466.4K0.3%+40,000NewHistory
LTHMLivent Corp.COM22,500$447.1K0.3%+10,500+87.5%AddedHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM40,000$443.6K0.3%+40,000NewHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM40,000$442.8K0.3%+40,000NewHistory
MPABlackRock Muniyield Pennsylvania Quality FundCOM40,000$440.4K0.3%+40,000NewHistory
IOVAIovance Biotherapeutics, Inc.COM67,000$428.1K0.3%+67,000NewHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM40,000$398.0K0.2%+40,000NewHistory
MPTMedical Properties Trust IncCOM35,000$389.9K0.2%+35,000NewHistory
PARPar Technology CorpCOM14,197$370.1K0.2%−93,803−86.9%ReducedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT51,000$347.3K0.2%+51,000NewHistory
AEMAgnico Eagle Mines LtdStock5,000$259.9K0.2%−15,000−75.0%ReducedHistory
BMRNBiomarin Pharmaceutical IncCOM2,500$258.7K0.2%+2,500NewHistory
QDELQuidelOrtho CorpCOM3,000$257.0K0.2%+3,000NewHistory
ASNDAscendis Pharma A/SSPONSORED ADR2,000$244.3K0.2%+2,000NewHistory
VTRSViatris IncStock20,000$222.6K0.1%+5,000+33.3%AddedHistory
TMOThermo Fisher Scientific Inc.Stock400$220.3K0.1%+400NewHistory
UTHRUnited Therapeutics CorpCOM750$208.6K0.1%+750NewHistory
TRKATroika Media Group, Inc.COM1,688,300$195.8K0.1%+1,688,300NewHistory
PTCTPTC Therapeutics, Inc.COM5,000$190.8K0.1%+5,000NewHistory
MRTXMirati Therapeutics, Inc.COM4,000$181.2K0.1%+4,000NewHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B2,000$159.7K0.1%00.0%UnchangedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT10,000$156.4K0.1%+10,000NewHistory
SLBSLB LimitedStock2,500$133.7K0.1%−90,000−97.3%ReducedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW50,000$115.0K0.1%00.0%UnchangedHistory
RCUSArcus Biosciences, Inc.COM5,000$103.4K0.1%+5,000NewHistory
GFFGriffon CorpCOM1,775$63.5K<0.1%+1,775NewHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD2,500$61.2K<0.1%+2,500New–
QUREuniQure N.V.SHS2,000$45.3K<0.1%+2,000NewHistory
EBIXEbix IncCOM NEW2,000$39.9K<0.1%+2,000NewHistory
ESPREsperion Therapeutics, Inc.COM6,000$37.4K<0.1%+6,000NewHistory
FOLDAmicus Therapeutics, Inc.COM2,500$30.5K<0.1%+2,500NewHistory
ABBNYABB LtdSPONSORED ADR1,000$30.5K<0.1%+1,000NewHistory
GTLSChart Industries IncCOM250$28.8K<0.1%+250NewHistory
Graphex Group Ltd Sponsored ADS38867H104ADR7,641$8.56K<0.1%−11,753−60.6%Reduced–
AMDAdvanced Micro Devices IncStock100$6.48K<0.1%+100NewHistory

Options (120)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 120 by value.

Option positions of SG3 Management, LLC in Q4 2022
SecurityClassPutsCalls
MSFTMicrosoft CorpStock$95.9M–
AMZNAmazon Com IncStock$16.8M$16.8M
TSLATesla, Inc.Stock$13.7M$8.50M
SNAPSnap IncStock$8.09M$13.8M
COPConocoPhillipsStock$8.26M$12.5M
AAPLApple Inc.Stock$12.1M$7.60M
METAMeta Platforms, Inc.Stock$18.1M–
GOOGLAlphabet Inc.Stock$15.0M–
ATVIActivision Blizzard, Inc.COM$2.60M$11.8M
UUnity Software Inc.COM$4.75M$9.65M
TWLOTwilio IncCL A$5.53M$8.81M
NFLXNetflix IncStock$353.9K$13.3M
BABAAlibaba Group Holding LtdADR$13.2M–
DUKDuke Energy CORPStock–$13.1M
Kraneshares Trust500767678GLOBAL CARB STRA$12.8M–
BIIBBiogen Inc.COM$4.02M$7.84M
ALLAllstate CorpStock–$11.0M
CATCaterpillar IncStock$6.04M$3.59M
EOGEOG Resources IncStock$1.68M$7.77M
FANGDiamondback Energy, Inc.Stock$5.20M$3.15M
SPYSPDR S&P 500 ETF TrustETF–$7.65M
NVSNovartis AGADR–$7.53M
IBMInternational Business Machines CorpStock$4.23M$2.82M
LACLithium Americas Corp.COM NEW$1.52M$3.79M
MRTXMirati Therapeutics, Inc.COM$226.6K$5.01M
iShares Russell 2000 ETF464287655ETF$5.23M–
CRSPCRISPR Therapeutics AGNAMEN AKT–$4.77M
IPInternational Paper CoCOM–$4.66M
Kraneshares Tr500767587QUADRATIC DEFLA$4.06M–
MDGLMadrigal Pharmaceuticals, Inc.COM$290.3K$3.37M
SPBSpectrum Brands Holdings, Inc.COM–$3.66M
HZNPHorizon Therapeutics Public Ltd CoSHS$1.66M$1.78M
iShares MSCI India ETF46429B598ETF$3.34M–
AKROAkero Therapeutics, Inc.COM$1.64M$1.64M
ALBAlbemarle CorpStock$1.08M$2.17M
UTHRUnited Therapeutics CorpCOM$2.78M–
APLSApellis Pharmaceuticals, Inc.COM$2.76M–
AEMAgnico Eagle Mines LtdStock$1.42M$1.02M
JCIJohnson Controls International plcStock–$2.40M
ADPAutomatic Data Processing IncStock$2.39M–
MPTMedical Properties Trust IncCOM$2.28M–
NBISNebius Group N.V.Stock$246.2K$1.97M
NVCRNovoCure LtdORD SHS$469.4K$1.61M
AMDAdvanced Micro Devices IncStock$1.94M–
SGENSeagen Inc.COM$1.93M–
CERECerevel Therapeutics Holdings, Inc.COM$946.2K$946.2K
ETSYEtsy IncCOM–$1.80M
CMECME Group Inc.COM–$1.68M
MAXRMaxar Technologies Inc.COM$5.17K$1.55M
TGTXTG Therapeutics, Inc.COM–$1.54M
PINSPinterest, Inc.CL A–$1.46M
EIXEdison InternationalStock$1.44M–
SLBSLB LimitedStock$1.34M–
FLNAFilana Therapeutics, Inc.COM–$1.26M
ZZillow Group, Inc.CL C CAP STK–$1.17M
IOVAIovance Biotherapeutics, Inc.COM$575.1K$527.8K
GEGeneral Electric CoStock–$1.07M
ARWRArrowhead Pharmaceuticals, Inc.COM$458.3K$547.6K
SOSSOS LtdSPON ADS–$988.3K
NOKNokia CorpSPONSORED ADR–$974.4K
ASNDAscendis Pharma A/SSPONSORED ADR$916.0K–
FHNFirst Horizon CorpCOM$12.3K$889.4K
QDELQuidelOrtho CorpCOM$856.7K–
EBIXEbix IncCOM NEW–$848.3K
DJTTrump Media & Technology Group Corp.Stock$820.5K–
LEGNLegend Biotech CorpSPONSORED ADS$399.4K$399.4K
IVRInvesco Mortgage Capital Inc.COM–$776.5K
LTHMLivent Corp.COM$397.4K$331.8K
QUREuniQure N.V.SHS$630.2K$90.7K
GLPIGaming & Leisure Properties, Inc.COM–$713.6K
USOUnited States Oil Fund, LPUNITS–$701.1K
INSMINSMED IncCOM PAR $.01$399.6K$299.7K
PARRPar Pacific Holdings, Inc.COM NEW–$697.5K
WWayfair Inc.CL A–$657.8K
GMGeneral Motors CoCOM–$639.2K
HLFHerbalife Ltd.COM SHS–$632.4K
CINCCinCor Pharma, Inc.COM–$614.5K
Global X Lithium & Battery Tech ETF37954Y855ETF–$586.1K
PTCTPTC Therapeutics, Inc.COM$572.5K–
SAGESage Therapeutics, Inc.COM–$572.1K
BMRNBiomarin Pharmaceutical IncCOM–$517.5K
MRNAModerna, Inc.Stock–$502.9K
ALTAltimmune, Inc.COM NEW–$455.7K
ETF Managers Tr26924G508ETFMG ALTR HRVST–$426.0K
NOVNOV Inc.COM–$417.8K
IMAXImax CorpCOM–$413.4K
GFFGriffon CorpCOM–$411.6K
NNDMNano Dimension Ltd.SPONSORD ADS NEW$391.0K–
BCSBarclays PLCADR–$390.0K
RCUSArcus Biosciences, Inc.COM$186.1K$171.6K
BRK.BBerkshire Hathaway IncStock–$308.9K
ACCDAccolade, Inc.COM–$272.6K
RCLRoyal Caribbean Cruises LtdCOM–$257.0K
FOLDAmicus Therapeutics, Inc.COM$244.2K–
VTRSViatris IncStock$222.6K–
LYFTLyft, Inc.CL A COM–$220.4K
ITWIllinois Tool Works IncStock–$220.3K
UVEUniversal Insurance Holdings, Inc.COM–$201.2K
PARPar Technology CorpCOM$195.5K–
ESPREsperion Therapeutics, Inc.COM–$175.1K

Sold out since Q3 2022 (53)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of SG3 Management, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
GOOGAlphabet Inc.Stock195,000$18.7M11.9%History
DISWalt Disney CoStock150,000$14.1M9.0%History
AMZNAmazon Com IncStock64,600$7.30M4.6%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR100,000$6.86M4.4%History
CRMSalesforce, Inc.Stock35,000$5.03M3.2%History
CCitigroup IncStock100,000$4.17M2.6%History
BPBP PLCADR100,000$2.85M1.8%History
SWAVShockwave Medical, Inc.COM10,000$2.78M1.8%History
AESAES CorpStock85,000$1.92M1.2%History
TSNTyson Foods, Inc.Stock25,000$1.65M1.0%History
RAREUltragenyx Pharmaceutical Inc.COM32,173$1.33M0.8%History
DTDynatrace, Inc.Stock36,000$1.25M0.8%History
LIVNLivaNova PLCSHS20,000$1.02M0.6%History
INCYIncyte CorpCOM15,000$999.6K0.6%History
NVDANVIDIA CorpStock7,900$959.0K0.6%History
Graniteshares ETF Tr38747R108BBG COMMD K 130,500$880.8K0.6%–
CLRContinental Resources, IncCOM10,000$668.1K0.4%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF16,500$589.4K0.4%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST27,100$577.7K0.4%–
OSHOak Street Health, Inc.COM17,500$429.1K0.3%History
ARK Innovation ETF00214Q104ETF10,400$392.4K0.2%–
EXELExelixis, Inc.COM25,000$392.0K0.2%History
GHGuardant Health, Inc.COM7,000$376.8K0.2%History
Sunpower Corp867652406COM13,100$301.8K0.2%–
UVEUniversal Insurance Holdings, Inc.COM27,804$273.9K0.2%History
ADTADT Inc.COM35,000$262.1K0.2%History
AMPHAmphastar Pharmaceuticals, Inc.COM8,878$249.5K0.2%History
LNGCheniere Energy, Inc.COM NEW1,500$248.9K0.2%History
NOAHNoah Holdings LtdSPON ADS18,335$242.2K0.2%History
ADPAutomatic Data Processing IncStock1,000$226.2K0.1%History
LBAILakeland Bancorp IncCOM13,087$209.5K0.1%History
SIGASiga Technologies IncCOM18,700$192.6K0.1%History
SGMOQSangamo Therapeutics, IncCOM32,800$160.7K0.1%History
RCELAVITA Medical, Inc.COM29,650$156.3K0.1%History
TELLTellurian Inc.COM60,000$143.4K0.1%History
MELIMercadolibre IncCOM172$142.4K0.1%History
VERVVerve Therapeutics, Inc.COM4,000$137.4K0.1%History
PGProcter & Gamble CoStock1,000$126.3K0.1%History
SITMSITIME CorpCOM1,500$118.1K0.1%History
TBCHTurtle Beach CorpCOM NEW13,443$91.7K0.1%History
DFSDiscover Financial ServicesCOM1,000$90.9K0.1%History
GOSSGossamer Bio, Inc.COM7,500$89.8K0.1%History
KMDAKamada LtdSHS18,100$81.6K0.1%History
ORKAOruka Therapeutics, Inc.COM37,706$77.7K<0.1%History
RUNSunrun Inc.COM2,500$69.0K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A900$63.2K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S500$41.7K<0.1%–
EVBGEverbridge, Inc.COM1,000$30.9K<0.1%History
TMCTMC the metals Co Inc.COM21,790$22.9K<0.1%History
WWayfair Inc.CL A600$19.5K<0.1%History
Advisorshares Tr00768Y453PURE US CANN ETF1,750$15.6K<0.1%–
RADNew Rite Aid, LLCCOM3,000$14.8K<0.1%History
BNEDBarnes & Noble Education, Inc.COM5,000$12.0K<0.1%History